The Journal of Family Practice is a peer-reviewed and indexed journal that provides its 95,000 family physician readers with timely, practical, and evidence-based information that they can immediately put into practice. Research and applied evidence articles, plus patient-oriented departments like Practice Alert, PURLs, and Clinical Inquiries can be found in print and at jfponline.com. The Web site, which logs an average of 125,000 visitors every month, also offers audiocasts by physician specialists and interactive features like Instant Polls and Photo Rounds Friday—a weekly diagnostic puzzle.

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Proclivity ID
18805001
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Citation Name
J Fam Pract
Negative Keywords
gaming
gambling
compulsive behaviors
ammunition
assault rifle
black jack
Boko Haram
bondage
child abuse
cocaine
Daech
drug paraphernalia
explosion
gun
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ISIL
ISIS
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Is there an increased risk of GI bleeds with SSRIs?

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Is there an increased risk of GI bleeds with SSRIs?
EVIDENCE-BASED ANSWER:

Yes. Selective serotonin reuptake inhibitors (SSRIs) are likely associated with a moderate increased risk of upper gastrointestinal (UGI) bleeding. Use of a nonsteroidal anti-inflammatory drug (NSAID) in combination with the SSRI appears to amplify the risk (strength of recommendation [SOR]: B, meta-analysis of cohort and case control studies).

The increased risk from SSRIs occurs within the first 7 to 28 days after exposure (SOR: B, retrospective study).

 

SSRIs raise bleeding risk; concurrent NSAIDs raise it more

A 2014 systematic review and meta-analysis of 19 case-control and cohort studies with a total of 446,949 patients investigated the risk of UGI bleeding in patients using SSRIs and NSAIDs.1 The studies, which included both inpatients and outpatients, were done in Europe and North America. Patients were at least 16 years old, but pooled demographics were not reported. Investigators compared SSRI use with or without concurrent NSAID use to placebo or no treatment.

SSRI use was associated with an increased risk of UGI bleeding in 15 case-control studies (393,268 patients; odds ratio [OR]=1.7; 95% confidence interval [CI], 1.4-1.9) and 4 cohort studies (53,681 patients; OR=1.7; 95% CI, 1.1-2.5). The simultaneous use of SSRIs and NSAIDs compared to nonuse of both medications was associated with a larger increase in bleeding risk (10 case-control studies, 223,336 patients; OR=4.3; 95% CI, 2.8-6.4).

The meta-analysis is limited by statistically significant heterogeneity in all of the pooled results and high risk of bias in 9 of the case-control studies and all of the cohort studies. There was no evidence of publication bias, however.

 

 

Bleeding risk rises 7 to 28 days after SSRI exposure

A 2014 case-crossover study of 5377 inpatients in Taiwan with a psychiatric diagnosis evaluated the risk of UGI bleeding within the first 28 days after SSRI exposure (SSRI-mediated inhibition of platelets occurs within the first 7 to 14 days).2 The average age of the patients was 58 years and 75% of the study population was male. Each patient served as his or her own control.

ORs were calculated to compare patients who were exposed to SSRIs only during 7-, 14-, and 21-day windows immediately before a UGI bleed to controls exposed to SSRIs only during the control periods before the 7-, 14-, and 21-day windows. The ORs were adjusted through multivariate analysis to account for 7 potential confounding factors.

SSRI use was associated with an increased risk of UGI bleeding in 7-, 14-, and 21-day windows before the index event (TABLE2). An increased bleeding risk in the 14 days after SSRI initiation was observed in men (OR=2.4; 95% CI, 1.8-3.4) but not women (OR=1.0; 95% CI, 0.6-1.6). Increased bleeding risk in the 14 days after SSRI initiation was also observed in patients younger than 55 years (OR=2.1; 95% CI, 1.5-3.1), patients with a history of upper GI disease (OR=3.1; 95% CI, 1.7-6.0), and patients with no previous exposure to SSRIs (OR=2.6; 95% CI, 1.6-4.2).

This study didn’t account for SSRI indication as a potential confounder, and the study’s inclusion of inpatients, whose illnesses are typically more severe, may limit generalizability.

References

1. Anglin R, Yuan Y, Moayyedi P, et al. Risk of upper gastrointestinal bleeding with selective serotonin reuptake inhibitors with or without concurrent nonsteroidal anti-inflammatory use: a systematic review and meta-analysis. Am J Gastroenterol. 2014;109:811-819.

2. Wang YP, Chen YT, Tsai C, et al. Short-term use of serotonin reuptake inhibitors and risk of upper gastrointestinal bleeding. Am J Psychiatry. 2014;171:54-61.

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Author and Disclosure Information

Sarah Rindfuss, PharmD, BCPS
Stephen A. Wilson, MD, MPH

University of Pittsburgh Medical Center, St. Margaret, Pa

EDITOR
Philip Dooley, MD
University of Kansas School of Medicine, Wichita Family Medicine Residency at Via Christi, Wichita

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The Journal of Family Practice - 65(1)
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57,63
Legacy Keywords
Sarah Rindfuss, PharmD, BCPS, Stephen A. Wilson, MD, MPH, gastrointestinal, GI, gastrointestinal bleeding, SSRI, selective serotonin reuptake inhibitors
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Author and Disclosure Information

Sarah Rindfuss, PharmD, BCPS
Stephen A. Wilson, MD, MPH

University of Pittsburgh Medical Center, St. Margaret, Pa

EDITOR
Philip Dooley, MD
University of Kansas School of Medicine, Wichita Family Medicine Residency at Via Christi, Wichita

Author and Disclosure Information

Sarah Rindfuss, PharmD, BCPS
Stephen A. Wilson, MD, MPH

University of Pittsburgh Medical Center, St. Margaret, Pa

EDITOR
Philip Dooley, MD
University of Kansas School of Medicine, Wichita Family Medicine Residency at Via Christi, Wichita

Article PDF
Article PDF
EVIDENCE-BASED ANSWER:

Yes. Selective serotonin reuptake inhibitors (SSRIs) are likely associated with a moderate increased risk of upper gastrointestinal (UGI) bleeding. Use of a nonsteroidal anti-inflammatory drug (NSAID) in combination with the SSRI appears to amplify the risk (strength of recommendation [SOR]: B, meta-analysis of cohort and case control studies).

The increased risk from SSRIs occurs within the first 7 to 28 days after exposure (SOR: B, retrospective study).

 

SSRIs raise bleeding risk; concurrent NSAIDs raise it more

A 2014 systematic review and meta-analysis of 19 case-control and cohort studies with a total of 446,949 patients investigated the risk of UGI bleeding in patients using SSRIs and NSAIDs.1 The studies, which included both inpatients and outpatients, were done in Europe and North America. Patients were at least 16 years old, but pooled demographics were not reported. Investigators compared SSRI use with or without concurrent NSAID use to placebo or no treatment.

SSRI use was associated with an increased risk of UGI bleeding in 15 case-control studies (393,268 patients; odds ratio [OR]=1.7; 95% confidence interval [CI], 1.4-1.9) and 4 cohort studies (53,681 patients; OR=1.7; 95% CI, 1.1-2.5). The simultaneous use of SSRIs and NSAIDs compared to nonuse of both medications was associated with a larger increase in bleeding risk (10 case-control studies, 223,336 patients; OR=4.3; 95% CI, 2.8-6.4).

The meta-analysis is limited by statistically significant heterogeneity in all of the pooled results and high risk of bias in 9 of the case-control studies and all of the cohort studies. There was no evidence of publication bias, however.

 

 

Bleeding risk rises 7 to 28 days after SSRI exposure

A 2014 case-crossover study of 5377 inpatients in Taiwan with a psychiatric diagnosis evaluated the risk of UGI bleeding within the first 28 days after SSRI exposure (SSRI-mediated inhibition of platelets occurs within the first 7 to 14 days).2 The average age of the patients was 58 years and 75% of the study population was male. Each patient served as his or her own control.

ORs were calculated to compare patients who were exposed to SSRIs only during 7-, 14-, and 21-day windows immediately before a UGI bleed to controls exposed to SSRIs only during the control periods before the 7-, 14-, and 21-day windows. The ORs were adjusted through multivariate analysis to account for 7 potential confounding factors.

SSRI use was associated with an increased risk of UGI bleeding in 7-, 14-, and 21-day windows before the index event (TABLE2). An increased bleeding risk in the 14 days after SSRI initiation was observed in men (OR=2.4; 95% CI, 1.8-3.4) but not women (OR=1.0; 95% CI, 0.6-1.6). Increased bleeding risk in the 14 days after SSRI initiation was also observed in patients younger than 55 years (OR=2.1; 95% CI, 1.5-3.1), patients with a history of upper GI disease (OR=3.1; 95% CI, 1.7-6.0), and patients with no previous exposure to SSRIs (OR=2.6; 95% CI, 1.6-4.2).

This study didn’t account for SSRI indication as a potential confounder, and the study’s inclusion of inpatients, whose illnesses are typically more severe, may limit generalizability.

EVIDENCE-BASED ANSWER:

Yes. Selective serotonin reuptake inhibitors (SSRIs) are likely associated with a moderate increased risk of upper gastrointestinal (UGI) bleeding. Use of a nonsteroidal anti-inflammatory drug (NSAID) in combination with the SSRI appears to amplify the risk (strength of recommendation [SOR]: B, meta-analysis of cohort and case control studies).

The increased risk from SSRIs occurs within the first 7 to 28 days after exposure (SOR: B, retrospective study).

 

SSRIs raise bleeding risk; concurrent NSAIDs raise it more

A 2014 systematic review and meta-analysis of 19 case-control and cohort studies with a total of 446,949 patients investigated the risk of UGI bleeding in patients using SSRIs and NSAIDs.1 The studies, which included both inpatients and outpatients, were done in Europe and North America. Patients were at least 16 years old, but pooled demographics were not reported. Investigators compared SSRI use with or without concurrent NSAID use to placebo or no treatment.

SSRI use was associated with an increased risk of UGI bleeding in 15 case-control studies (393,268 patients; odds ratio [OR]=1.7; 95% confidence interval [CI], 1.4-1.9) and 4 cohort studies (53,681 patients; OR=1.7; 95% CI, 1.1-2.5). The simultaneous use of SSRIs and NSAIDs compared to nonuse of both medications was associated with a larger increase in bleeding risk (10 case-control studies, 223,336 patients; OR=4.3; 95% CI, 2.8-6.4).

The meta-analysis is limited by statistically significant heterogeneity in all of the pooled results and high risk of bias in 9 of the case-control studies and all of the cohort studies. There was no evidence of publication bias, however.

 

 

Bleeding risk rises 7 to 28 days after SSRI exposure

A 2014 case-crossover study of 5377 inpatients in Taiwan with a psychiatric diagnosis evaluated the risk of UGI bleeding within the first 28 days after SSRI exposure (SSRI-mediated inhibition of platelets occurs within the first 7 to 14 days).2 The average age of the patients was 58 years and 75% of the study population was male. Each patient served as his or her own control.

ORs were calculated to compare patients who were exposed to SSRIs only during 7-, 14-, and 21-day windows immediately before a UGI bleed to controls exposed to SSRIs only during the control periods before the 7-, 14-, and 21-day windows. The ORs were adjusted through multivariate analysis to account for 7 potential confounding factors.

SSRI use was associated with an increased risk of UGI bleeding in 7-, 14-, and 21-day windows before the index event (TABLE2). An increased bleeding risk in the 14 days after SSRI initiation was observed in men (OR=2.4; 95% CI, 1.8-3.4) but not women (OR=1.0; 95% CI, 0.6-1.6). Increased bleeding risk in the 14 days after SSRI initiation was also observed in patients younger than 55 years (OR=2.1; 95% CI, 1.5-3.1), patients with a history of upper GI disease (OR=3.1; 95% CI, 1.7-6.0), and patients with no previous exposure to SSRIs (OR=2.6; 95% CI, 1.6-4.2).

This study didn’t account for SSRI indication as a potential confounder, and the study’s inclusion of inpatients, whose illnesses are typically more severe, may limit generalizability.

References

1. Anglin R, Yuan Y, Moayyedi P, et al. Risk of upper gastrointestinal bleeding with selective serotonin reuptake inhibitors with or without concurrent nonsteroidal anti-inflammatory use: a systematic review and meta-analysis. Am J Gastroenterol. 2014;109:811-819.

2. Wang YP, Chen YT, Tsai C, et al. Short-term use of serotonin reuptake inhibitors and risk of upper gastrointestinal bleeding. Am J Psychiatry. 2014;171:54-61.

References

1. Anglin R, Yuan Y, Moayyedi P, et al. Risk of upper gastrointestinal bleeding with selective serotonin reuptake inhibitors with or without concurrent nonsteroidal anti-inflammatory use: a systematic review and meta-analysis. Am J Gastroenterol. 2014;109:811-819.

2. Wang YP, Chen YT, Tsai C, et al. Short-term use of serotonin reuptake inhibitors and risk of upper gastrointestinal bleeding. Am J Psychiatry. 2014;171:54-61.

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Pulmonary nodule on x-ray: An algorithmic approach

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Pulmonary nodule on x-ray: An algorithmic approach

PRACTICE RECOMMENDATIONS

› Order a computed tomography chest scan, preferably with thin sections through the nodule, to help characterize an indeterminate pulmonary nodule identified on x-ray. B
› Estimate the pretest probability of malignancy for a patient with a pulmonary nodule using your clinical judgment and/or by using a validated model. B

Strength of recommendation (SOR)

A Good-quality patient-oriented evidence
B
Inconsistent or limited-quality patient-oriented evidence
C
Consensus, usual practice, opinion, disease-oriented evidence, case series

CASE 1 › George D is a 67-year-old patient who has never smoked and who has no history of malignancy. An x-ray of his ribs performed after a fall shows a 13-mm solitary nodule in his right upper lung.

CASE 2 › Cathy B is a healthy 80-year-old with no history of smoking. During a trip to the emergency department for chest pain, she had a computed tomography (CT) scan of her chest. While the chest pain was subsequently attributed to gastroesophageal reflux, the CT revealed a 9-mm part solid nodule that was 75% solid.

How should the physicians caring for each of these patients proceed with their care?

The widespread use of sensitive imaging techniques often leads to the incidental discovery of unrelated—but possibly significant—pulmonary findings. Pulmonary nodules are incidentally discovered on an estimated 0.09% to 0.2% of all chest x-rays, 13% of all chest CT angiograms,1 31% of all cardiac CTs performed for coronary calcium scoring,2 and up to 50% of thin-section chest CT scans.1

The widespread implementation of the US Preventive Services Task Force recommendations on lung cancer screening has further expanded the number of patients in whom asymptomatic pulmonary nodules will be detected. As a result, family physicians (FPs) will frequently encounter this challenging clinical dilemma and will need to:

  • assess the patient’s risk profile
  • address the patient’s concerns about malignancy while eliciting his or her preference for management
  • minimize the risks of surveillance testing
  • minimize patient distress while ensuring compliance with a follow-up that may extend up to 4 years
  • determine when it’s appropriate to refer the patient to a pulmonologist and/or pulmonary nodule clinic or registry.

Taking these steps, however, can be challenging. In interviews, 15 primary care clinicians who care for patients with pulmonary nodules expressed concerns about limitations in time, knowledge, and resources, as well as a fear about such patients “falling through the cracks.”3 Familiarity with current evidence-based guidelines such as those from the American College of Chest Physicians (ACCP) and knowledge of emerging data on the management of various types of nodules are imperative.

To that end, this review will fill in the information gaps and provide guidance on how best to communicate what is known about a particular type of nodule with the patient who has one. (See “What to say to improve joint decision-making.”4-7) But first, a word about terminology.

SIDEBAR
What to say to improve joint decision-making4-7

Diagnosis and follow-up of a pulmonary nodule takes an emotional toll on patients, who often have a poor sense of what the presence of a nodule signifies. When caring for a patient with a pulmonary nodule, it’s essential to have an effective communication strategy to ensure that he or she is a well-informed partner in decision-making.

Specifically, you'll need to describe the type of nodule that the patient has, how fast it might grow and its malignancy potential, steps that will need to be taken, and the importance of smoking cessation (if the patient smokes).

Ask the patient about any concerns/fears he or she may have, and provide resources to reduce them. Emphasize shared decision-making and discuss the rationale for various management plans and the limitations of diagnostic tests. Do not minimize the issue; emphasize the need for, and importance of, prolonged follow-up—even for a patient who has a small, low-risk nodule.

Solid vs subsolid pulmonary nodules

Solid pulmonary nodules. Traditionally, the term “solitary pulmonary nodule” has been used to describe a single, well-circumscribed, radiographic opacity that measures up to 3 cm in diameter and is completely surrounded by aerated lung.1,8 The term “solitary” is now less useful because increasingly sensitive imaging techniques often reveal more than one nodule. In the absence of evidence of features that strongly suggest a benign etiology, these are now commonly referred to as indeterminate solid nodules.

If a solid nodule shows evidence of malignant growth on serial imaging, nonsurgical biopsy or surgical resection is recommended.

Subsolid nodules are pulmonary nodules that have unique characteristics and require separate guidelines for management. Subsolid nodules include pure ground glass nodules (GGNs) and part solid nodules. GGNs are focal nodular areas of increased lung attenuation through which normal parenchymal structures such as airways, vessels, and interlobular septa can be visualized.1,8 Part solid nodules have a solid component. They are usually, but not necessarily, >50% ground glass in appearance.

Lung masses. Focal pulmonary lesions >3 cm in diameter are called lung masses and are presumed to be malignant (bronchogenic carcinoma) unless proven otherwise.1,8

The specific approach to evaluating and monitoring a pulmonary nodule varies depending on whether the nodule is solid or subsolid and other factors, including the nodule’s size.

Monitoring solid nodules

Monitoring of an indeterminate solid nodule is largely determined by the patient’s risk profile and the characteristics of the identified nodule.1 Independent patient predictors of malignancy include older age, smoking status, and history of prior malignancy (>5 years ago). Less established predictors are the presence of moderate or severe obstructive lung disease and exposure to particulate or sulfur oxide-related pollution.9

Patients who have an indeterminate nodule identified on chest x-ray should undergo a chest CT scan, preferably with thin sections through the nodule to help characterize it.1 Nodule characteristics that can help predict a patient’s risk of malignancy include the size (>8 mm confers higher risk), malignant rate of growth, edge characteristics (spiculation or irregular edges), thickness of the wall of a cavitary pulmonary nodule (≥16 mm has a likelihood ratio [LR] 37.97 of malignancy), and the location of the nodule (upper or middle lobe [LR=1.2 to 1.6]). 10 A lack of growth over 2 years and a benign pattern of calcification eliminate the need for further evaluation.

Validated tools to help guide decision-making. Although many physicians estimate pretest probability of malignancy intuitively, validated tools are readily available and can help in clinical decision-making.11 One such tool is the Mayo model, which is available at http://reference.medscape.com/calculator/solitary-pulmonary-nodule-risk. This model takes into account the patient’s age, smoking status, history of cancer, and characteristics of the nodule.

Solid nodules >8 mm to 3 cm

For a patient with a solid nodule >8 mm to 3 cm, ACCP guidelines suggest that physicians estimate the pretest probability of malignancy qualitatively using their clinical judgment and/or quantitatively by using a validated model, such as the Mayo model described above.

Based on the patient’s probability of malignancy, management options include continued CT surveillance, positron emission tomography (PET) imaging, CT-guided needle lung biopsy, bronchoscopy with biopsy, or surgical wedge resection (ALGORITHM 1).1

CT surveillance is recommended for individuals:

  • with very low (<5%) probability of malignancy
  • with low to moderate (5% to 30%) or moderate to high (31% to 65%) probability of malignancy with negative functional imaging (PET)
  • with high probability of malignancy (>65%) when needle biopsy is nondiagnostic and the lesion is not hypermetabolic on PET scan.

Surveillance is also recommended when a fully informed patient prefers nonaggressive management. The intervals for serial CT in this population are at 3 to 6 months, 9 to 12 months, and 18 to 24 months.

In an individual with a solid indeterminate nodule with a high probability of malignancy (>65%), functional imaging should not be performed to characterize the nodule. It may, however, be performed for staging.

Time for biopsy or resection? If a nodule shows evidence of malignant growth on serial imaging, nonsurgical biopsy (CT scan-guided transthoracic needle biopsy, bronchoscopy guided by fluoroscopy, endobronchial ultrasound, electromagnetic navigation bronchoscopy, or virtual bronchoscopy navigation) or surgical resection is recommended.

Nonsurgical biopsy is also recommended when the patient’s pretest probability and imaging test results are discordant, when a benign diagnosis requires specific medical treatment, or if a fully informed patient desires proof of diagnosis prior to surgery.

Thoracoscopy with wedge resection is the gold standard for diagnosis of a malignant nodule. It is recommended:

  • when the clinical probability of malignancy is high (>65%)
  • when the nodule is intensely hypermetabolic by PET scan or positive by other functional imaging tests
  • when nonsurgical biopsy is suggestive of malignancy
  • when a fully informed patient prefers a definitive diagnostic procedure.

CASE 1 › The FP contacts Mr. D and advises that he get a chest CT to better characterize his pulmonary nodule. A thin-slice CT of the lung reveals that the 13-mm solid nodule in the right upper lobe has spiculated margins. According to the Mayo risk calculator, Mr. D is at moderate risk of malignancy (32.5%). Mr. D and his physician discuss the findings and possible management options, and Mr. D opts to have a PET scan. The FP gives Mr. D literature on pulmonary nodules and contact information for the provider team. A PET scan shows negative uptake. Mr. D and his physician discuss CT surveillance and nonsurgical biopsy. He opts for CT surveillance. The next CT is scheduled for 3 months.

Solid nodules ≤8 mm

Management of these lesions generally follows the consensus-based guidelines that were first published by the Fleischner Society and subsequently endorsed by the ACCP.1 The 2 main determinants that guide management of nodules ≤8 mm are the patient’s risk factors for cancer and nodule size (ALGORITHM 2).1 The Fleischner guidelines pertain only to patients older than age 35 with no current extra pulmonary malignancy or unexplained fevers. The ACCP guidelines, although similar, do not include these limitations. Patient risk factors include history of smoking, older age, and a history of malignancy.1

 

 

Patients with no risk factors for malignancy. The frequency of surveillance CT is determined by the size of the nodule. Nodules ≤4 mm do not need to be followed. For nodules >4 mm to 6 mm, a repeat CT in 12 months is recommended with no follow-up if stable. For nodules >6 to <8 mm, repeat CT is recommended at 6 to 12 months, and again between 18 and 24 months if unchanged.1Patients with one or more risk factors for malignancy. Nodules ≤4 mm should be reevaluated at 12 months in patients with one or more risk factors; no additional follow-up is needed if unchanged. For nodules >4 mm to 6 mm, CT should be repeated between 6 and 12 months and again between 18 and 24 months. Nodules >6 mm to <8 mm should be followed initially between 3 to 6 months, then between 9 and 12 months and again at 24 months if unchanged.1

Subsolid nodules have a high prevalence of premalignant and malignant disease.

Subsolid nodules require a different approach

Subsolid nodules have a high prevalence of premalignant and malignant disease (adenocarcinoma in situ, minimally invasive adenocarcinoma, and adenocarcinoma). Studies have reported subsolid nodule malignancy rates ranging from 20% to 75%.11-15 This wide range may be a function of different nodule sizes or rates of biopsy. The prevalence increases even further in nodules with a part solid component.

These factors, plus challenges in measuring serial growth on CT and the uncertain prognosis of untreated premalignant disease, make it necessary to have separate guidelines for managing subsolid nodules. The Fleischner Society, National Comprehensive Cancer Network, and the American College of Radiology (LungRads) each have differing recommendations on the frequency of follow-up for different-sized subsolid nodules. Newer studies favor a more conservative approach.16 Here we describe the current ACCP guidelines for managing subsolid nodules (ALGORITHM 3).1

GGNs. In an individual with a pure GGN ≤5 mm in diameter, no further evaluation is recommended. In an individual with a pure GGN >5 mm in diameter, annual surveillance with chest CT for at least 3 years is recommended.1

Part solid nodules. In an individual with a part solid nodule ≤8 mm, conduct CT surveillance at 3, 12, and 24 months and then annually for an additional one to 3 years. In a patient with a part solid nodule >8 mm to 15 mm, repeat chest CT at 3 months followed by a PET scan, nonsurgical biopsy, and/or surgical resection if the nodule persists. A patient with a part solid nodule >15 mm should undergo a PET scan, nonsurgical biopsy, and/or surgical resection.

CASE 2 › Ms. G is seen in the office by her FP, and they discuss management options. A repeat CT is done in 3 months and shows a persistent, unchanged nodule. Ms. G opts for a transthoracic biopsy, which reveals adenocarcinoma. Following a PET scan, which shows no evidence of metastasis, curative surgical wedge resection is done.

Multiple subsolid nodules. In a patient who has a dominant nodule and one or more additional nodules, each nodule should be evaluated individually, according to recommendations from the Fleischner Society (the ACCP currently does not have guidelines for managing multiple subsolid nodules). An individual with multiple GGNs that all measure ≤5 mm should receive CT exams at 2 and 4 years.13 A patient with multiple GGNs that include at least one nodule >5 mm but no dominant nodule should undergo follow-up CT at 3 months and annual CT surveillance for at least 3 years.13

CORRESPONDENCE
Samina Yunus, MD, MPH, Cleveland Clinic, Family Medicine, 551 East Washington Street, Chagrin Falls, OH 44022; yunuss@ccf.org.

References

1. Gould MK, Donington J, Lynch WR, et al. Evaluation of individuals with pulmonary nodules: when is it lung cancer? Diagnosis and management of lung cancer, 3rd ed: American College of Chest Physicians evidence-based clinical practice guidelines. Chest. 2013;143:e93S-e120S.

2. Burt JR, Iribarren C, Fair JM, et al; Atherosclerotic Disease, Vascular Function, and Genetic Epidemiology (ADVANCE) Study. Incidental findings on cardiac multidetector row computed tomography among healthy older adults: prevalence and clinical correlates. Arch Intern Med. 2008;168:756-761.

3. Golden SE, Wiener RS, Sullivan D, et al. Primary care providers and a system problem: A qualitative study of clinicians caring for patients with incidental pulmonary nodules. Chest. 2015;148:1422-1429.

4. Sullivan DR, Golden SE, Ganzini L, et al. ‘I still don’t know diddly’: a longitudinal qualitative study of patients’ knowledge and distress while undergoing evaluation of incidental pulmonary nodules. NPJ Prim Care Respir Med. 2015;25:15028.

5. van den Bergh KA, Essink-Bot ML, Borsboom GJ, et al. Long-term effects of lung cancer computed tomography screening on health-related quality of life: the NELSON trial. Eur Respir J. 2011;38:154-161.

6. Wiener RS, Gould MK, Woloshin S, et al. What do you mean, a spot?: A qualitative analysis of patients’ reactions to discussions with their physicians about pulmonary nodules. Chest. 2013;143:672-677.

7. Wiener RS, Gould MK, Woloshin S, et al. ‘The thing is not knowing’: patients’ perspectives on surveillance of an indeterminate pulmonary nodule. Health Expect. 2015;18:355-365.

8. Hansell DM, Bankier AA, MacMahon H, et al. Fleischner Society: glossary of terms for thoracic imaging. Radiology. 2008;246:697-722.

9. Pope CA 3rd, Burnett RT, Thun MJ, et al. Lung cancer, cardiopulmonary mortality, and long-term exposure to fine particulate air pollution. JAMA. 2002;287:1132-1141.

10. Winer-Muram HT. The solitary pulmonary nodule. Radiology. 2006;239:34-49.

11. Gould MK, Ananth L, Barnett PG; Veterans Affairs SNAP Cooperative Study Group. A clinical model to estimate the pretest probability of lung cancer in patients with solitary pulmonary nodules. Chest. 2007;131:383-388.

12. Seidelman JL, Myers JL, Quint LE. Incidental, subsolid pulmonary nodules at CT: etiology and management. Cancer Imaging. 2013;13:365-373.

13. Naidich DP, Bankier AA, MacMahon H, et al. Recommendations for the management of subsolid pulmonary nodules detected at CT: a statement from the Fleischner Society. Radiology. 2013;266:304-317.

14. Oh JY, Kwon SY, Yoon HI, et al. Clinical significance of a solitary ground-glass opacity (GGO) lesion of the lung detected by chest CT. Lung Cancer. 2007;55:67-73.

15. Park CM, Goo JM, Lee HJ, et al. Nodular ground-glass opacity at thin-section CT: histologic correlation and evaluation of change at follow-up. Radiographics. 2007;27:391-408.

16. Heuvelmans MA, Oudkerk M. Management of subsolid pulmonary nodules in CT lung cancer screening. J Thorac Dis. 2015;7:1103-1106.

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Samina Yunus, MD, MPH
Peter Mazzone, MD, MPH

Cleveland Clinic, Family Medicine, Chagrin Falls, Ohio (Dr. Yunus); Cleveland Clinic, Pulmonary Medicine, Ohio (Dr. Mazzone)

yunuss@ccf.org

Dr. Yunus reported no potential conflict of interest relevant to this article. Dr. Mazzone has served as a consultant to Integrated Diagnostics, Oncimmune, and Genentech.

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Cleveland Clinic, Family Medicine, Chagrin Falls, Ohio (Dr. Yunus); Cleveland Clinic, Pulmonary Medicine, Ohio (Dr. Mazzone)

yunuss@ccf.org

Dr. Yunus reported no potential conflict of interest relevant to this article. Dr. Mazzone has served as a consultant to Integrated Diagnostics, Oncimmune, and Genentech.

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Peter Mazzone, MD, MPH

Cleveland Clinic, Family Medicine, Chagrin Falls, Ohio (Dr. Yunus); Cleveland Clinic, Pulmonary Medicine, Ohio (Dr. Mazzone)

yunuss@ccf.org

Dr. Yunus reported no potential conflict of interest relevant to this article. Dr. Mazzone has served as a consultant to Integrated Diagnostics, Oncimmune, and Genentech.

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PRACTICE RECOMMENDATIONS

› Order a computed tomography chest scan, preferably with thin sections through the nodule, to help characterize an indeterminate pulmonary nodule identified on x-ray. B
› Estimate the pretest probability of malignancy for a patient with a pulmonary nodule using your clinical judgment and/or by using a validated model. B

Strength of recommendation (SOR)

A Good-quality patient-oriented evidence
B
Inconsistent or limited-quality patient-oriented evidence
C
Consensus, usual practice, opinion, disease-oriented evidence, case series

CASE 1 › George D is a 67-year-old patient who has never smoked and who has no history of malignancy. An x-ray of his ribs performed after a fall shows a 13-mm solitary nodule in his right upper lung.

CASE 2 › Cathy B is a healthy 80-year-old with no history of smoking. During a trip to the emergency department for chest pain, she had a computed tomography (CT) scan of her chest. While the chest pain was subsequently attributed to gastroesophageal reflux, the CT revealed a 9-mm part solid nodule that was 75% solid.

How should the physicians caring for each of these patients proceed with their care?

The widespread use of sensitive imaging techniques often leads to the incidental discovery of unrelated—but possibly significant—pulmonary findings. Pulmonary nodules are incidentally discovered on an estimated 0.09% to 0.2% of all chest x-rays, 13% of all chest CT angiograms,1 31% of all cardiac CTs performed for coronary calcium scoring,2 and up to 50% of thin-section chest CT scans.1

The widespread implementation of the US Preventive Services Task Force recommendations on lung cancer screening has further expanded the number of patients in whom asymptomatic pulmonary nodules will be detected. As a result, family physicians (FPs) will frequently encounter this challenging clinical dilemma and will need to:

  • assess the patient’s risk profile
  • address the patient’s concerns about malignancy while eliciting his or her preference for management
  • minimize the risks of surveillance testing
  • minimize patient distress while ensuring compliance with a follow-up that may extend up to 4 years
  • determine when it’s appropriate to refer the patient to a pulmonologist and/or pulmonary nodule clinic or registry.

Taking these steps, however, can be challenging. In interviews, 15 primary care clinicians who care for patients with pulmonary nodules expressed concerns about limitations in time, knowledge, and resources, as well as a fear about such patients “falling through the cracks.”3 Familiarity with current evidence-based guidelines such as those from the American College of Chest Physicians (ACCP) and knowledge of emerging data on the management of various types of nodules are imperative.

To that end, this review will fill in the information gaps and provide guidance on how best to communicate what is known about a particular type of nodule with the patient who has one. (See “What to say to improve joint decision-making.”4-7) But first, a word about terminology.

SIDEBAR
What to say to improve joint decision-making4-7

Diagnosis and follow-up of a pulmonary nodule takes an emotional toll on patients, who often have a poor sense of what the presence of a nodule signifies. When caring for a patient with a pulmonary nodule, it’s essential to have an effective communication strategy to ensure that he or she is a well-informed partner in decision-making.

Specifically, you'll need to describe the type of nodule that the patient has, how fast it might grow and its malignancy potential, steps that will need to be taken, and the importance of smoking cessation (if the patient smokes).

Ask the patient about any concerns/fears he or she may have, and provide resources to reduce them. Emphasize shared decision-making and discuss the rationale for various management plans and the limitations of diagnostic tests. Do not minimize the issue; emphasize the need for, and importance of, prolonged follow-up—even for a patient who has a small, low-risk nodule.

Solid vs subsolid pulmonary nodules

Solid pulmonary nodules. Traditionally, the term “solitary pulmonary nodule” has been used to describe a single, well-circumscribed, radiographic opacity that measures up to 3 cm in diameter and is completely surrounded by aerated lung.1,8 The term “solitary” is now less useful because increasingly sensitive imaging techniques often reveal more than one nodule. In the absence of evidence of features that strongly suggest a benign etiology, these are now commonly referred to as indeterminate solid nodules.

If a solid nodule shows evidence of malignant growth on serial imaging, nonsurgical biopsy or surgical resection is recommended.

Subsolid nodules are pulmonary nodules that have unique characteristics and require separate guidelines for management. Subsolid nodules include pure ground glass nodules (GGNs) and part solid nodules. GGNs are focal nodular areas of increased lung attenuation through which normal parenchymal structures such as airways, vessels, and interlobular septa can be visualized.1,8 Part solid nodules have a solid component. They are usually, but not necessarily, >50% ground glass in appearance.

Lung masses. Focal pulmonary lesions >3 cm in diameter are called lung masses and are presumed to be malignant (bronchogenic carcinoma) unless proven otherwise.1,8

The specific approach to evaluating and monitoring a pulmonary nodule varies depending on whether the nodule is solid or subsolid and other factors, including the nodule’s size.

Monitoring solid nodules

Monitoring of an indeterminate solid nodule is largely determined by the patient’s risk profile and the characteristics of the identified nodule.1 Independent patient predictors of malignancy include older age, smoking status, and history of prior malignancy (>5 years ago). Less established predictors are the presence of moderate or severe obstructive lung disease and exposure to particulate or sulfur oxide-related pollution.9

Patients who have an indeterminate nodule identified on chest x-ray should undergo a chest CT scan, preferably with thin sections through the nodule to help characterize it.1 Nodule characteristics that can help predict a patient’s risk of malignancy include the size (>8 mm confers higher risk), malignant rate of growth, edge characteristics (spiculation or irregular edges), thickness of the wall of a cavitary pulmonary nodule (≥16 mm has a likelihood ratio [LR] 37.97 of malignancy), and the location of the nodule (upper or middle lobe [LR=1.2 to 1.6]). 10 A lack of growth over 2 years and a benign pattern of calcification eliminate the need for further evaluation.

Validated tools to help guide decision-making. Although many physicians estimate pretest probability of malignancy intuitively, validated tools are readily available and can help in clinical decision-making.11 One such tool is the Mayo model, which is available at http://reference.medscape.com/calculator/solitary-pulmonary-nodule-risk. This model takes into account the patient’s age, smoking status, history of cancer, and characteristics of the nodule.

Solid nodules >8 mm to 3 cm

For a patient with a solid nodule >8 mm to 3 cm, ACCP guidelines suggest that physicians estimate the pretest probability of malignancy qualitatively using their clinical judgment and/or quantitatively by using a validated model, such as the Mayo model described above.

Based on the patient’s probability of malignancy, management options include continued CT surveillance, positron emission tomography (PET) imaging, CT-guided needle lung biopsy, bronchoscopy with biopsy, or surgical wedge resection (ALGORITHM 1).1

CT surveillance is recommended for individuals:

  • with very low (<5%) probability of malignancy
  • with low to moderate (5% to 30%) or moderate to high (31% to 65%) probability of malignancy with negative functional imaging (PET)
  • with high probability of malignancy (>65%) when needle biopsy is nondiagnostic and the lesion is not hypermetabolic on PET scan.

Surveillance is also recommended when a fully informed patient prefers nonaggressive management. The intervals for serial CT in this population are at 3 to 6 months, 9 to 12 months, and 18 to 24 months.

In an individual with a solid indeterminate nodule with a high probability of malignancy (>65%), functional imaging should not be performed to characterize the nodule. It may, however, be performed for staging.

Time for biopsy or resection? If a nodule shows evidence of malignant growth on serial imaging, nonsurgical biopsy (CT scan-guided transthoracic needle biopsy, bronchoscopy guided by fluoroscopy, endobronchial ultrasound, electromagnetic navigation bronchoscopy, or virtual bronchoscopy navigation) or surgical resection is recommended.

Nonsurgical biopsy is also recommended when the patient’s pretest probability and imaging test results are discordant, when a benign diagnosis requires specific medical treatment, or if a fully informed patient desires proof of diagnosis prior to surgery.

Thoracoscopy with wedge resection is the gold standard for diagnosis of a malignant nodule. It is recommended:

  • when the clinical probability of malignancy is high (>65%)
  • when the nodule is intensely hypermetabolic by PET scan or positive by other functional imaging tests
  • when nonsurgical biopsy is suggestive of malignancy
  • when a fully informed patient prefers a definitive diagnostic procedure.

CASE 1 › The FP contacts Mr. D and advises that he get a chest CT to better characterize his pulmonary nodule. A thin-slice CT of the lung reveals that the 13-mm solid nodule in the right upper lobe has spiculated margins. According to the Mayo risk calculator, Mr. D is at moderate risk of malignancy (32.5%). Mr. D and his physician discuss the findings and possible management options, and Mr. D opts to have a PET scan. The FP gives Mr. D literature on pulmonary nodules and contact information for the provider team. A PET scan shows negative uptake. Mr. D and his physician discuss CT surveillance and nonsurgical biopsy. He opts for CT surveillance. The next CT is scheduled for 3 months.

Solid nodules ≤8 mm

Management of these lesions generally follows the consensus-based guidelines that were first published by the Fleischner Society and subsequently endorsed by the ACCP.1 The 2 main determinants that guide management of nodules ≤8 mm are the patient’s risk factors for cancer and nodule size (ALGORITHM 2).1 The Fleischner guidelines pertain only to patients older than age 35 with no current extra pulmonary malignancy or unexplained fevers. The ACCP guidelines, although similar, do not include these limitations. Patient risk factors include history of smoking, older age, and a history of malignancy.1

 

 

Patients with no risk factors for malignancy. The frequency of surveillance CT is determined by the size of the nodule. Nodules ≤4 mm do not need to be followed. For nodules >4 mm to 6 mm, a repeat CT in 12 months is recommended with no follow-up if stable. For nodules >6 to <8 mm, repeat CT is recommended at 6 to 12 months, and again between 18 and 24 months if unchanged.1Patients with one or more risk factors for malignancy. Nodules ≤4 mm should be reevaluated at 12 months in patients with one or more risk factors; no additional follow-up is needed if unchanged. For nodules >4 mm to 6 mm, CT should be repeated between 6 and 12 months and again between 18 and 24 months. Nodules >6 mm to <8 mm should be followed initially between 3 to 6 months, then between 9 and 12 months and again at 24 months if unchanged.1

Subsolid nodules have a high prevalence of premalignant and malignant disease.

Subsolid nodules require a different approach

Subsolid nodules have a high prevalence of premalignant and malignant disease (adenocarcinoma in situ, minimally invasive adenocarcinoma, and adenocarcinoma). Studies have reported subsolid nodule malignancy rates ranging from 20% to 75%.11-15 This wide range may be a function of different nodule sizes or rates of biopsy. The prevalence increases even further in nodules with a part solid component.

These factors, plus challenges in measuring serial growth on CT and the uncertain prognosis of untreated premalignant disease, make it necessary to have separate guidelines for managing subsolid nodules. The Fleischner Society, National Comprehensive Cancer Network, and the American College of Radiology (LungRads) each have differing recommendations on the frequency of follow-up for different-sized subsolid nodules. Newer studies favor a more conservative approach.16 Here we describe the current ACCP guidelines for managing subsolid nodules (ALGORITHM 3).1

GGNs. In an individual with a pure GGN ≤5 mm in diameter, no further evaluation is recommended. In an individual with a pure GGN >5 mm in diameter, annual surveillance with chest CT for at least 3 years is recommended.1

Part solid nodules. In an individual with a part solid nodule ≤8 mm, conduct CT surveillance at 3, 12, and 24 months and then annually for an additional one to 3 years. In a patient with a part solid nodule >8 mm to 15 mm, repeat chest CT at 3 months followed by a PET scan, nonsurgical biopsy, and/or surgical resection if the nodule persists. A patient with a part solid nodule >15 mm should undergo a PET scan, nonsurgical biopsy, and/or surgical resection.

CASE 2 › Ms. G is seen in the office by her FP, and they discuss management options. A repeat CT is done in 3 months and shows a persistent, unchanged nodule. Ms. G opts for a transthoracic biopsy, which reveals adenocarcinoma. Following a PET scan, which shows no evidence of metastasis, curative surgical wedge resection is done.

Multiple subsolid nodules. In a patient who has a dominant nodule and one or more additional nodules, each nodule should be evaluated individually, according to recommendations from the Fleischner Society (the ACCP currently does not have guidelines for managing multiple subsolid nodules). An individual with multiple GGNs that all measure ≤5 mm should receive CT exams at 2 and 4 years.13 A patient with multiple GGNs that include at least one nodule >5 mm but no dominant nodule should undergo follow-up CT at 3 months and annual CT surveillance for at least 3 years.13

CORRESPONDENCE
Samina Yunus, MD, MPH, Cleveland Clinic, Family Medicine, 551 East Washington Street, Chagrin Falls, OH 44022; yunuss@ccf.org.

PRACTICE RECOMMENDATIONS

› Order a computed tomography chest scan, preferably with thin sections through the nodule, to help characterize an indeterminate pulmonary nodule identified on x-ray. B
› Estimate the pretest probability of malignancy for a patient with a pulmonary nodule using your clinical judgment and/or by using a validated model. B

Strength of recommendation (SOR)

A Good-quality patient-oriented evidence
B
Inconsistent or limited-quality patient-oriented evidence
C
Consensus, usual practice, opinion, disease-oriented evidence, case series

CASE 1 › George D is a 67-year-old patient who has never smoked and who has no history of malignancy. An x-ray of his ribs performed after a fall shows a 13-mm solitary nodule in his right upper lung.

CASE 2 › Cathy B is a healthy 80-year-old with no history of smoking. During a trip to the emergency department for chest pain, she had a computed tomography (CT) scan of her chest. While the chest pain was subsequently attributed to gastroesophageal reflux, the CT revealed a 9-mm part solid nodule that was 75% solid.

How should the physicians caring for each of these patients proceed with their care?

The widespread use of sensitive imaging techniques often leads to the incidental discovery of unrelated—but possibly significant—pulmonary findings. Pulmonary nodules are incidentally discovered on an estimated 0.09% to 0.2% of all chest x-rays, 13% of all chest CT angiograms,1 31% of all cardiac CTs performed for coronary calcium scoring,2 and up to 50% of thin-section chest CT scans.1

The widespread implementation of the US Preventive Services Task Force recommendations on lung cancer screening has further expanded the number of patients in whom asymptomatic pulmonary nodules will be detected. As a result, family physicians (FPs) will frequently encounter this challenging clinical dilemma and will need to:

  • assess the patient’s risk profile
  • address the patient’s concerns about malignancy while eliciting his or her preference for management
  • minimize the risks of surveillance testing
  • minimize patient distress while ensuring compliance with a follow-up that may extend up to 4 years
  • determine when it’s appropriate to refer the patient to a pulmonologist and/or pulmonary nodule clinic or registry.

Taking these steps, however, can be challenging. In interviews, 15 primary care clinicians who care for patients with pulmonary nodules expressed concerns about limitations in time, knowledge, and resources, as well as a fear about such patients “falling through the cracks.”3 Familiarity with current evidence-based guidelines such as those from the American College of Chest Physicians (ACCP) and knowledge of emerging data on the management of various types of nodules are imperative.

To that end, this review will fill in the information gaps and provide guidance on how best to communicate what is known about a particular type of nodule with the patient who has one. (See “What to say to improve joint decision-making.”4-7) But first, a word about terminology.

SIDEBAR
What to say to improve joint decision-making4-7

Diagnosis and follow-up of a pulmonary nodule takes an emotional toll on patients, who often have a poor sense of what the presence of a nodule signifies. When caring for a patient with a pulmonary nodule, it’s essential to have an effective communication strategy to ensure that he or she is a well-informed partner in decision-making.

Specifically, you'll need to describe the type of nodule that the patient has, how fast it might grow and its malignancy potential, steps that will need to be taken, and the importance of smoking cessation (if the patient smokes).

Ask the patient about any concerns/fears he or she may have, and provide resources to reduce them. Emphasize shared decision-making and discuss the rationale for various management plans and the limitations of diagnostic tests. Do not minimize the issue; emphasize the need for, and importance of, prolonged follow-up—even for a patient who has a small, low-risk nodule.

Solid vs subsolid pulmonary nodules

Solid pulmonary nodules. Traditionally, the term “solitary pulmonary nodule” has been used to describe a single, well-circumscribed, radiographic opacity that measures up to 3 cm in diameter and is completely surrounded by aerated lung.1,8 The term “solitary” is now less useful because increasingly sensitive imaging techniques often reveal more than one nodule. In the absence of evidence of features that strongly suggest a benign etiology, these are now commonly referred to as indeterminate solid nodules.

If a solid nodule shows evidence of malignant growth on serial imaging, nonsurgical biopsy or surgical resection is recommended.

Subsolid nodules are pulmonary nodules that have unique characteristics and require separate guidelines for management. Subsolid nodules include pure ground glass nodules (GGNs) and part solid nodules. GGNs are focal nodular areas of increased lung attenuation through which normal parenchymal structures such as airways, vessels, and interlobular septa can be visualized.1,8 Part solid nodules have a solid component. They are usually, but not necessarily, >50% ground glass in appearance.

Lung masses. Focal pulmonary lesions >3 cm in diameter are called lung masses and are presumed to be malignant (bronchogenic carcinoma) unless proven otherwise.1,8

The specific approach to evaluating and monitoring a pulmonary nodule varies depending on whether the nodule is solid or subsolid and other factors, including the nodule’s size.

Monitoring solid nodules

Monitoring of an indeterminate solid nodule is largely determined by the patient’s risk profile and the characteristics of the identified nodule.1 Independent patient predictors of malignancy include older age, smoking status, and history of prior malignancy (>5 years ago). Less established predictors are the presence of moderate or severe obstructive lung disease and exposure to particulate or sulfur oxide-related pollution.9

Patients who have an indeterminate nodule identified on chest x-ray should undergo a chest CT scan, preferably with thin sections through the nodule to help characterize it.1 Nodule characteristics that can help predict a patient’s risk of malignancy include the size (>8 mm confers higher risk), malignant rate of growth, edge characteristics (spiculation or irregular edges), thickness of the wall of a cavitary pulmonary nodule (≥16 mm has a likelihood ratio [LR] 37.97 of malignancy), and the location of the nodule (upper or middle lobe [LR=1.2 to 1.6]). 10 A lack of growth over 2 years and a benign pattern of calcification eliminate the need for further evaluation.

Validated tools to help guide decision-making. Although many physicians estimate pretest probability of malignancy intuitively, validated tools are readily available and can help in clinical decision-making.11 One such tool is the Mayo model, which is available at http://reference.medscape.com/calculator/solitary-pulmonary-nodule-risk. This model takes into account the patient’s age, smoking status, history of cancer, and characteristics of the nodule.

Solid nodules >8 mm to 3 cm

For a patient with a solid nodule >8 mm to 3 cm, ACCP guidelines suggest that physicians estimate the pretest probability of malignancy qualitatively using their clinical judgment and/or quantitatively by using a validated model, such as the Mayo model described above.

Based on the patient’s probability of malignancy, management options include continued CT surveillance, positron emission tomography (PET) imaging, CT-guided needle lung biopsy, bronchoscopy with biopsy, or surgical wedge resection (ALGORITHM 1).1

CT surveillance is recommended for individuals:

  • with very low (<5%) probability of malignancy
  • with low to moderate (5% to 30%) or moderate to high (31% to 65%) probability of malignancy with negative functional imaging (PET)
  • with high probability of malignancy (>65%) when needle biopsy is nondiagnostic and the lesion is not hypermetabolic on PET scan.

Surveillance is also recommended when a fully informed patient prefers nonaggressive management. The intervals for serial CT in this population are at 3 to 6 months, 9 to 12 months, and 18 to 24 months.

In an individual with a solid indeterminate nodule with a high probability of malignancy (>65%), functional imaging should not be performed to characterize the nodule. It may, however, be performed for staging.

Time for biopsy or resection? If a nodule shows evidence of malignant growth on serial imaging, nonsurgical biopsy (CT scan-guided transthoracic needle biopsy, bronchoscopy guided by fluoroscopy, endobronchial ultrasound, electromagnetic navigation bronchoscopy, or virtual bronchoscopy navigation) or surgical resection is recommended.

Nonsurgical biopsy is also recommended when the patient’s pretest probability and imaging test results are discordant, when a benign diagnosis requires specific medical treatment, or if a fully informed patient desires proof of diagnosis prior to surgery.

Thoracoscopy with wedge resection is the gold standard for diagnosis of a malignant nodule. It is recommended:

  • when the clinical probability of malignancy is high (>65%)
  • when the nodule is intensely hypermetabolic by PET scan or positive by other functional imaging tests
  • when nonsurgical biopsy is suggestive of malignancy
  • when a fully informed patient prefers a definitive diagnostic procedure.

CASE 1 › The FP contacts Mr. D and advises that he get a chest CT to better characterize his pulmonary nodule. A thin-slice CT of the lung reveals that the 13-mm solid nodule in the right upper lobe has spiculated margins. According to the Mayo risk calculator, Mr. D is at moderate risk of malignancy (32.5%). Mr. D and his physician discuss the findings and possible management options, and Mr. D opts to have a PET scan. The FP gives Mr. D literature on pulmonary nodules and contact information for the provider team. A PET scan shows negative uptake. Mr. D and his physician discuss CT surveillance and nonsurgical biopsy. He opts for CT surveillance. The next CT is scheduled for 3 months.

Solid nodules ≤8 mm

Management of these lesions generally follows the consensus-based guidelines that were first published by the Fleischner Society and subsequently endorsed by the ACCP.1 The 2 main determinants that guide management of nodules ≤8 mm are the patient’s risk factors for cancer and nodule size (ALGORITHM 2).1 The Fleischner guidelines pertain only to patients older than age 35 with no current extra pulmonary malignancy or unexplained fevers. The ACCP guidelines, although similar, do not include these limitations. Patient risk factors include history of smoking, older age, and a history of malignancy.1

 

 

Patients with no risk factors for malignancy. The frequency of surveillance CT is determined by the size of the nodule. Nodules ≤4 mm do not need to be followed. For nodules >4 mm to 6 mm, a repeat CT in 12 months is recommended with no follow-up if stable. For nodules >6 to <8 mm, repeat CT is recommended at 6 to 12 months, and again between 18 and 24 months if unchanged.1Patients with one or more risk factors for malignancy. Nodules ≤4 mm should be reevaluated at 12 months in patients with one or more risk factors; no additional follow-up is needed if unchanged. For nodules >4 mm to 6 mm, CT should be repeated between 6 and 12 months and again between 18 and 24 months. Nodules >6 mm to <8 mm should be followed initially between 3 to 6 months, then between 9 and 12 months and again at 24 months if unchanged.1

Subsolid nodules have a high prevalence of premalignant and malignant disease.

Subsolid nodules require a different approach

Subsolid nodules have a high prevalence of premalignant and malignant disease (adenocarcinoma in situ, minimally invasive adenocarcinoma, and adenocarcinoma). Studies have reported subsolid nodule malignancy rates ranging from 20% to 75%.11-15 This wide range may be a function of different nodule sizes or rates of biopsy. The prevalence increases even further in nodules with a part solid component.

These factors, plus challenges in measuring serial growth on CT and the uncertain prognosis of untreated premalignant disease, make it necessary to have separate guidelines for managing subsolid nodules. The Fleischner Society, National Comprehensive Cancer Network, and the American College of Radiology (LungRads) each have differing recommendations on the frequency of follow-up for different-sized subsolid nodules. Newer studies favor a more conservative approach.16 Here we describe the current ACCP guidelines for managing subsolid nodules (ALGORITHM 3).1

GGNs. In an individual with a pure GGN ≤5 mm in diameter, no further evaluation is recommended. In an individual with a pure GGN >5 mm in diameter, annual surveillance with chest CT for at least 3 years is recommended.1

Part solid nodules. In an individual with a part solid nodule ≤8 mm, conduct CT surveillance at 3, 12, and 24 months and then annually for an additional one to 3 years. In a patient with a part solid nodule >8 mm to 15 mm, repeat chest CT at 3 months followed by a PET scan, nonsurgical biopsy, and/or surgical resection if the nodule persists. A patient with a part solid nodule >15 mm should undergo a PET scan, nonsurgical biopsy, and/or surgical resection.

CASE 2 › Ms. G is seen in the office by her FP, and they discuss management options. A repeat CT is done in 3 months and shows a persistent, unchanged nodule. Ms. G opts for a transthoracic biopsy, which reveals adenocarcinoma. Following a PET scan, which shows no evidence of metastasis, curative surgical wedge resection is done.

Multiple subsolid nodules. In a patient who has a dominant nodule and one or more additional nodules, each nodule should be evaluated individually, according to recommendations from the Fleischner Society (the ACCP currently does not have guidelines for managing multiple subsolid nodules). An individual with multiple GGNs that all measure ≤5 mm should receive CT exams at 2 and 4 years.13 A patient with multiple GGNs that include at least one nodule >5 mm but no dominant nodule should undergo follow-up CT at 3 months and annual CT surveillance for at least 3 years.13

CORRESPONDENCE
Samina Yunus, MD, MPH, Cleveland Clinic, Family Medicine, 551 East Washington Street, Chagrin Falls, OH 44022; yunuss@ccf.org.

References

1. Gould MK, Donington J, Lynch WR, et al. Evaluation of individuals with pulmonary nodules: when is it lung cancer? Diagnosis and management of lung cancer, 3rd ed: American College of Chest Physicians evidence-based clinical practice guidelines. Chest. 2013;143:e93S-e120S.

2. Burt JR, Iribarren C, Fair JM, et al; Atherosclerotic Disease, Vascular Function, and Genetic Epidemiology (ADVANCE) Study. Incidental findings on cardiac multidetector row computed tomography among healthy older adults: prevalence and clinical correlates. Arch Intern Med. 2008;168:756-761.

3. Golden SE, Wiener RS, Sullivan D, et al. Primary care providers and a system problem: A qualitative study of clinicians caring for patients with incidental pulmonary nodules. Chest. 2015;148:1422-1429.

4. Sullivan DR, Golden SE, Ganzini L, et al. ‘I still don’t know diddly’: a longitudinal qualitative study of patients’ knowledge and distress while undergoing evaluation of incidental pulmonary nodules. NPJ Prim Care Respir Med. 2015;25:15028.

5. van den Bergh KA, Essink-Bot ML, Borsboom GJ, et al. Long-term effects of lung cancer computed tomography screening on health-related quality of life: the NELSON trial. Eur Respir J. 2011;38:154-161.

6. Wiener RS, Gould MK, Woloshin S, et al. What do you mean, a spot?: A qualitative analysis of patients’ reactions to discussions with their physicians about pulmonary nodules. Chest. 2013;143:672-677.

7. Wiener RS, Gould MK, Woloshin S, et al. ‘The thing is not knowing’: patients’ perspectives on surveillance of an indeterminate pulmonary nodule. Health Expect. 2015;18:355-365.

8. Hansell DM, Bankier AA, MacMahon H, et al. Fleischner Society: glossary of terms for thoracic imaging. Radiology. 2008;246:697-722.

9. Pope CA 3rd, Burnett RT, Thun MJ, et al. Lung cancer, cardiopulmonary mortality, and long-term exposure to fine particulate air pollution. JAMA. 2002;287:1132-1141.

10. Winer-Muram HT. The solitary pulmonary nodule. Radiology. 2006;239:34-49.

11. Gould MK, Ananth L, Barnett PG; Veterans Affairs SNAP Cooperative Study Group. A clinical model to estimate the pretest probability of lung cancer in patients with solitary pulmonary nodules. Chest. 2007;131:383-388.

12. Seidelman JL, Myers JL, Quint LE. Incidental, subsolid pulmonary nodules at CT: etiology and management. Cancer Imaging. 2013;13:365-373.

13. Naidich DP, Bankier AA, MacMahon H, et al. Recommendations for the management of subsolid pulmonary nodules detected at CT: a statement from the Fleischner Society. Radiology. 2013;266:304-317.

14. Oh JY, Kwon SY, Yoon HI, et al. Clinical significance of a solitary ground-glass opacity (GGO) lesion of the lung detected by chest CT. Lung Cancer. 2007;55:67-73.

15. Park CM, Goo JM, Lee HJ, et al. Nodular ground-glass opacity at thin-section CT: histologic correlation and evaluation of change at follow-up. Radiographics. 2007;27:391-408.

16. Heuvelmans MA, Oudkerk M. Management of subsolid pulmonary nodules in CT lung cancer screening. J Thorac Dis. 2015;7:1103-1106.

References

1. Gould MK, Donington J, Lynch WR, et al. Evaluation of individuals with pulmonary nodules: when is it lung cancer? Diagnosis and management of lung cancer, 3rd ed: American College of Chest Physicians evidence-based clinical practice guidelines. Chest. 2013;143:e93S-e120S.

2. Burt JR, Iribarren C, Fair JM, et al; Atherosclerotic Disease, Vascular Function, and Genetic Epidemiology (ADVANCE) Study. Incidental findings on cardiac multidetector row computed tomography among healthy older adults: prevalence and clinical correlates. Arch Intern Med. 2008;168:756-761.

3. Golden SE, Wiener RS, Sullivan D, et al. Primary care providers and a system problem: A qualitative study of clinicians caring for patients with incidental pulmonary nodules. Chest. 2015;148:1422-1429.

4. Sullivan DR, Golden SE, Ganzini L, et al. ‘I still don’t know diddly’: a longitudinal qualitative study of patients’ knowledge and distress while undergoing evaluation of incidental pulmonary nodules. NPJ Prim Care Respir Med. 2015;25:15028.

5. van den Bergh KA, Essink-Bot ML, Borsboom GJ, et al. Long-term effects of lung cancer computed tomography screening on health-related quality of life: the NELSON trial. Eur Respir J. 2011;38:154-161.

6. Wiener RS, Gould MK, Woloshin S, et al. What do you mean, a spot?: A qualitative analysis of patients’ reactions to discussions with their physicians about pulmonary nodules. Chest. 2013;143:672-677.

7. Wiener RS, Gould MK, Woloshin S, et al. ‘The thing is not knowing’: patients’ perspectives on surveillance of an indeterminate pulmonary nodule. Health Expect. 2015;18:355-365.

8. Hansell DM, Bankier AA, MacMahon H, et al. Fleischner Society: glossary of terms for thoracic imaging. Radiology. 2008;246:697-722.

9. Pope CA 3rd, Burnett RT, Thun MJ, et al. Lung cancer, cardiopulmonary mortality, and long-term exposure to fine particulate air pollution. JAMA. 2002;287:1132-1141.

10. Winer-Muram HT. The solitary pulmonary nodule. Radiology. 2006;239:34-49.

11. Gould MK, Ananth L, Barnett PG; Veterans Affairs SNAP Cooperative Study Group. A clinical model to estimate the pretest probability of lung cancer in patients with solitary pulmonary nodules. Chest. 2007;131:383-388.

12. Seidelman JL, Myers JL, Quint LE. Incidental, subsolid pulmonary nodules at CT: etiology and management. Cancer Imaging. 2013;13:365-373.

13. Naidich DP, Bankier AA, MacMahon H, et al. Recommendations for the management of subsolid pulmonary nodules detected at CT: a statement from the Fleischner Society. Radiology. 2013;266:304-317.

14. Oh JY, Kwon SY, Yoon HI, et al. Clinical significance of a solitary ground-glass opacity (GGO) lesion of the lung detected by chest CT. Lung Cancer. 2007;55:67-73.

15. Park CM, Goo JM, Lee HJ, et al. Nodular ground-glass opacity at thin-section CT: histologic correlation and evaluation of change at follow-up. Radiographics. 2007;27:391-408.

16. Heuvelmans MA, Oudkerk M. Management of subsolid pulmonary nodules in CT lung cancer screening. J Thorac Dis. 2015;7:1103-1106.

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The Journal of Family Practice - 65(2)
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The Journal of Family Practice - 65(2)
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Pulmonary nodule on x-ray: An algorithmic approach
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Pulmonary nodule on x-ray: An algorithmic approach
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Samina Yunus MD, MPH, Peter Mazzone MD, MPH, pulmonary nodule, subsolid nodule, solid nodule, nodule, oncology
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Targeting gut flora to treat and prevent disease

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Targeting gut flora to treat and prevent disease

PRACTICE RECOMMENDATIONS

› Encourage patients to eat a healthy diet that includes an adequate amount of soluble fiber to maintain a healthy, diverse microbiome. B
› Recommend combination probiotics to treat symptoms of irritable bowel syndrome. A
› Encourage patients to take probiotics containing Lactobacillus species to prevent antibiotic-associated diarrhea and Saccharomyces to prevent Clostridium difficile infection. A
› Recommend probiotics containing Lactobacillus species and/or Saccharomyces to treat acute infectious diarrhea. A

Strength of recommendation (SOR)

A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C
Consensus, usual practice, opinion, disease-oriented evidence, case series

CASE 1 Sheila S, age 27, has irritable bowel syndrome (IBS) and comes to your office for a follow-up visit. Over the past 6 months she has started taking a fiber supplement, drinking more water, and looking for links between stress and her symptoms. She has read about probiotics and wonders if you would consider recommending them in her situation.

CASE 2 Mark M, age 45, has type 2 diabetes and is overweight. He is motivated to change his diet and has started to exercise more. He is taking metformin 2000 mg/d but his hemoglobin A1c remains slightly elevated at 7.2%. He heard on television that probiotics might help to keep him from needing to add another medication.

Most of the living organisms that comprise the human microbiome—all of the microbes that live on or in humans—are found in the gastrointestinal (GI) tract. The gut flora contribute 99% of the genetic material in the human body. The composition of the gut flora is remarkably diverse across the population; each individual has a unique microbial footprint. Within this microbial diversity, there appears to be a stable number of genes that are responsible for the major functions of the gut flora.1 These microbes:

  • supply essential nutrients by breaking down complex carbohydrates;
  • generate secondary bile acids that assist in digesting fats;2
  • synthesize vitamins such as K, B12, folate, and biotin;3
  • contribute to the defensive barrier in the colon by keeping pathogenic bacteria from crossing the colonic mucosa; and
  • interact with our systemic immune system in a way that maintains a level of homeostasis, allowing for appropriate activation in the face of pathogens without developing autoimmunity.4

The gut flora also play a role in the communication between the central nervous system and the enteric nervous system by modulating the hormonal and neural pathways that have been labeled the “gut-brain axis.” The gut-brain axis has been associated with numerous disease states, including irritable bowel syndrome and certain psychiatric disorders.5

Researchers are investigating interventions that target the microbiome to increase microbial diversity and the presence of certain species to prevent or treat various diseases. The use of probiotics and dietary changes to increase intake of soluble fiber have been the most studied of these interventions. The thought is that these interventions can correct an imbalance, or dysbiosis, of the gut flora.6 Studies have shown that decreased microbial diversity is associated with elevations of certain disease markers (eg, adiposity, insulin, triglycerides, C–reactive protein)7 and that increases in soluble fiber lead to the greatest long-term improvement in microbial diversity.8 Fecal transplant—the transfer of a processed mixture of stool that contains “healthy” bacteria from a donor into the intestines of a patient—is being explored as a method of replacing colonic gut flora, but evidence is limited.

The following review takes a closer look at these options and identifies those that are most likely to benefit patients in the treatment—and prevention—of several diseases (TABLE 1).9-16

Evidence is best for using probiotics for digestive diseases

Dietary interventions for digestive diseases have long been studied, but are getting renewed attention for their potential impact on the microbiome.17 Beyond dietary modification, other similar treatment options include probiotics (live microorganisms thought to confer a beneficial effect on the host), prebiotics (non-digestible food ingredients, including oligosaccharides and inulin, thought to promote the growth of “helpful” gut flora), and synbiotics (combinations of the 2).18

Irritable bowel syndrome (IBS) is a heterogeneous disorder characterized by altered intestinal transit, low-grade colonic inflammation, and/or alterations in the gutbrain axis. Research has increasingly focused on recently discovered increases in intestinal immune activation, intestinal permeability, and alterations in the colonic microbiome (decreased diversity and increased pathogenic bacteria) associated with IBS.19

Meta-analyses have found that combination probiotics benefit patients with ulcerative colitis, but not those with Crohn’s disease.

A meta-analysis of 43 randomized control trials (RCTs) found probiotics ranging from Lactobacillus to Saccharomyces can significantly decrease global IBS symptoms, abdominal pain, bloating, and flatulence.9 For a patient such as Ms. S, the evidence suggests a probiotic that contains a mixture of Lactobacillus and Bifidobacterium might help relieve her symptoms.9 In terms of dietary modifications, soluble fiber, which is already known to help treat IBS,20 has profound effects on improving microbiota diversity and in shifting the composition toward less pathogenic strains.21 The Institute of Medicine's daily recommended intake of soluble fiber is about 15 g/d.22

Inflammatory bowel disease (IBD) is caused by inflammation of the GI lining due to an overactive immune response. Evidence shows that patients with IBD have an altered microbial composition—specifically, an increase in bacteria that produce pro-inflammatory molecules and a decrease in bacteria that have a dampening effect on immune activation.23

Most studies evaluating probiotics as a treatment for IBD have been small and have used a wide variety of bacterial mixtures, which makes comparisons difficult. Recent meta-analyses found combination probiotics can both induce and maintain remission in patients with ulcerative colitis, but have no beneficial effects in Crohn’s disease.10 In a review of 9 case series of patients with IBD, fecal transplant reduced IBD symptoms, and patients were able to decrease medication use.24

Diarrheal illness. The human intestine is protected from diarrheal illness by healthy bacteria that block the actions of pathogenic bacteria. This mechanism is called colonization resistance. Moderate levels of evidence support the use of probiotics to prevent or treat several types of diarrheal illness.14

Antibiotic-associated diarrhea (AAD) is caused when antibiotic use alters the microbial balance. Recent meta-analyses have shown probiotics can prevent AAD and Clostridium difficile-associated diarrhea.11,12 Several case series and one RCT have found that fecal transplants are safe and efficacious for treating recurrent Clostridium difficile infection.25 Using probiotics to treat symptoms of AAD has been less studied.

Acute infectious diarrhea and traveler’s diarrhea (TD). A Cochrane review found that probiotics decreased the duration of diarrheal episodes by 25 hours, decreased the risk of an episode lasting more than 4 days by 59%, and led to one less diarrheal stool per day by the second day of the intervention.13 In a separate meta-analysis of 12 studies, probiotics significantly prevented 85% of cases of TD.14

Encouraging early evidence for several other illnesses

Metabolic disorders. Both animal and human studies support the theory that gut flora contribute to energy homeostasis, and in some genetically predisposed people dysbiosis may lead to obesity and diabetes. The traditional western diet4 and possibly decreased physical activity26 are major contributors to gut flora dysbiosis. Healthy bacteria in the gut break down soluble fiber into short chain fatty acids (SCFAs). SCFAs are associated with increased satiety, decreased food intake, lower levels of inflammation, and improvement in insulin signaling in adipose tissue. In addition to decreased SFCA production, dysbiosis also leads to increased lipid deposition through higher levels of lipoprotein lipase.27

Obesity. The bacteria in our gut affect energy metabolism. In patients with obesity, increased amounts of bacteria in the taxa Firmicutes and a corresponding decrease in Bacteroidetes is associated with an increased energy harvest and decreased SCFA production, which leads to a pro-inflammatory state.28 Probiotics that contain Bifidobacterium and Lactobacillus are thought to help correct this dysbiosis by increasing production of SCFAs.28

A recent meta-analysis of 4 RCTs found no significant difference between supplementation with probiotics and placebo on weight reduction.29 However, lower-quality studies with more subjects and longer duration have shown a statistically significant improvement in weight reduction with probiotic use compared to placebo.29

The evidence suggests that fecal transplants are safe and efficacious for treating recurrent Clostridium difficile infection.

Diabetes. Although dietary interventions to improve glycemic control have long been an important cornerstone of treatment, probiotic supplementation to further alter gut flora composition is also being evaluated. Studies have found probiotics have largely beneficial effects on glycemic control, especially in animals. The largest systematic review to date looked at 33 studies, including 5 human trials. The human studies each found a significant reduction in at least one of 6 parameters of glycemic control (levels of fasting plasma glucose, postprandial blood glucose, glycated hemoglobin, insulin, insulin resistance, and onset of diabetes).16 It is unclear which probiotic strains confer benefit, and if those benefits are sustainable without dietary modification and increased physical activity.

Psychiatric illnesses. The gut-brain axis is thought to impact mental health by several mechanisms, including modulating the hypothalamic-pituitary-adrenal axis, activating the immune system, producing active metabolites, and affecting the vagus nerve. It is unclear which of these pathways may be clinically relevant.5,30 The few human studies that have looked for a potential link between gut flora and psychiatric illness have focused on depression and autism spectrum disorders (ASD).

Depression. Small studies comparing the microbiome composition of depressed patients vs healthy controls have found differences in patterns of both over- and underrepresented microbiota species in depressed patients, although the patterns across studies have been inconsistent.31,32 One small functional magnetic resonance imaging study of healthy women showed that a fermented milk product that contained probiotics affected activity in areas of the brain that control emotion and sensation.33 A few small studies have shown that patients who used probiotics had improved depression scores.34 Further studies are needed.

ASD. Children with ASD have GI disturbances—most commonly diarrhea, constipation, and/or bloating—more often than healthy controls.35,36 This association has led to speculation of a connection between the gut and brain. The microbial composition and diversity appears to be different in individuals with ASD; several studies have found an increase in Clostridia species.37

Research on probiotics for treating ASD has been primarily in preclinical models. Human studies of probiotics for ASD are lacking.38 Small studies on dietary modifications such as gluten-free and casein-free diets have had varying results; to what extent these dietary changes exert their influence via the intestinal microbiome is unknown.38

Eczema. Several studies have looked at the role of prebiotics and probiotics in reducing the risk for allergic disease. A 2013 Cochrane review found strong evidence that certain prebiotics can prevent eczema in children under age 2.15 There is limited evidence that probiotics may also play a role in preventing eczema.39,40 However, probiotics do not appear to be effective for treating eczema.41

Several studies have found a link between the use of probiotics and significant reductions in at least one of 6 parameters of glycemic control.

Rheumatoid arthritis (RA). Patients with RA have a change in the balance of function of different T helper cells subsets, and several studies have shown that changes in the gut microbiome can affect this balance.42 A recent small study of patients with RA found that 75% of those with new onset RA had Prevotella copri bacteria as the predominant species, and patients with chronic RA had a decrease in Bacteroides species compared to healthy counterparts.42-44 The exact influence of gut flora dysbiosis on RA is unknown.45 Small studies suggest dietary changes may improve RA symptoms, while data on the use of probiotics to alleviate symptoms is mixed.46

 

 

What to tell patients about gut flora and health

There is increasing evidence that the gut microbiome and the genes contained therein have an impact on an individual’s health. (See TABLE 2 for additional resources.) The best preventive advice for patients and their families is to eat a diet rich in fruits and vegetables. This measure has well proven benefits beyond its potential effects on gut flora.

Correcting dysbiosis with diet or probiotics may play a role in treating chronic conditions; however, in many cases, further research is required to elucidate specific recommendations. In the meantime, given the safety profile of probiotics and dietary fiber, it is reasonable to consider using these interventions, particularly probiotics for treating IBS, ulcerative colitis, and acute infectious diarrhea; probiotics for preventing antibiotic-associated diarrhea and traveler’s diarrhea; and prebiotics for preventing eczema in high-risk infants.

CORRESPONDENCE
Jill Schneiderhan, MD, Family Medicine at Domino’s Farms, 24 Frank Lloyd Wright Dr., Lobby H, Suite 2300, Ann Arbor, MI 48105; jillsch@umich.edu.

References

1. Human Microbiome Project Consortium. Structure, function and diversity of the healthy human microbiome. Nature. 2012;486(7402):207-214.

2. Conlon MA, Bird AR. The impact of diet and lifestyle on gut microbiota and human health. Nutrients. 2015;7:17-44.

3. Nicholson JK, Holmes E, Kinross J, et al. Host-gut microbiota metabolic interactions. Science. 2012;336:1262-1267.

4. Zhang YJ, Li S, Gan RY, et al. Impacts of gut bacteria on human health and diseases. Int J Mol Sci. 2015;16:7493-7519.

5. Tillisch K. The effects of gut microbiota on CNS function in humans. Gut Microbes. 2014;5:404-410.

6. Belizario JE, Napolitano M. Human microbiomes and their roles in dysbiosis, common diseases, and novel therapeutic approaches. Front Microbiol. 2015;6:1050.

7. Le Chatelier E, Nielsen T, Qin J, et al. Richness of human gut microbiome correlates with metabolic markers. Nature. 2013;500:541-546.

8. Cotillard A, Kennedy SP, Kong LC, et al. Dietary intervention impact on gut microbial gene richness. Nature. 2013;500:585-588.

9. Ford AC, Quigley EM, Lacy BE, et al. Efficacy of prebiotics, probiotics, and synbiotics in irritable bowel syndrome and chronic idiopathic constipation: systematic review and meta-analysis. Am J Gastroenterol. 2014;109:1547-1561; quiz 1546,1562.

10. Fujiya M, Ueno N, Kohgo Y. Probiotic treatments for induction and maintenance of remission in inflammatory bowel diseases: a meta-analysis of randomized controlled trials. Clin J Gastroenterol. 2014;7(1):1-13.

11. Hempel S, Newberry SJ, Maher AR, et al. Probiotics for the prevention and treatment of antibiotic-associated diarrhea: a systematic review and meta-analysis. JAMA. 2012;307:1959-1969.

12. Szajewska H, Kolodziej M. Systematic review with meta-analysis: Saccharomyces boulardii in the prevention of antibiotic-associated diarrhoea. Aliment Pharmacol Ther. 2015;42:793–801.

13. Allen SJ, Martinez EG, Gregorio GV, et al. Probiotics for treating acute infectious diarrhoea. Cochrane Database Syst Rev. 2010(11):CD003048.

14. McFarland LV. Meta-analysis of probiotics for the prevention of traveler’s diarrhea. Travel Med Infect Dis. 2007;5:97-105.

15. Osborn DA, Sinn JK. Prebiotics in infants for prevention of allergy. The Cochrane Library. 2013. Cochrane Database Syst Rev. 2013;3:CD006474.

16. Razmpoosh E, Javadi M, Ejtahed HS, et al. Probiotics as beneficial agents in the management of diabetes mellitus: a systematic review. Diabetes Metab Res Rev. 2015. [Epub ahead of print].

17. Aguirre M, Eck A, Savelkoul PH, et al. Diet drives quick changes in the metabolic activity and composition of human gut microbiota in a validated in vitro gut model. Res Microbiol. 2015. [Epub ahead of print].

18. Neish AS. Microbes in gastrointestinal health and disease. Gastroenterology. 2009;136:65-80.

19. Chey WD, Kurlander J, Eswaran S. Irritable bowel syndrome: a clinical review. JAMA. 2015;313:949-958.

20. Moayyedi P, Quigley EM, Lacy BE, et al. The effect of fiber supplementation on irritable bowel syndrome: a systematic review and meta-analysis. Am J Gastroenterol. 2014;109:1367-1374.

21. Simpson HL, Campbell BJ. Review article: dietary fibre-microbiota interactions. Aliment Pharmacol Ther. 2015;42:158-179.

22. Otten JJ, Hellwig JP, Meyers LD; Institute of Medicine of the National Academies. Dietary Reference Intakes: The essential guide to nutrient requirements. 2006. US Department of Agriculture Web site. Available at: http://www.nal.usda.gov/fnic/DRI/Essential_Guide/DRIEssentialGuideNutReq.pdf. Accessed December 8, 2015.

23. Hansen JJ, Sartor RB. Therapeutic manipulation of the microbiome in IBD: current results and future approaches. Curr Treat Options Gastroenterol. 2015;13:105-120.

24. Anderson JL, Edney RJ, Whelan K. Systematic review: faecal microbiota transplantation in the management of inflammatory bowel disease. Aliment Pharmacol Ther. 2012;36:503-516.

25. Cammarota G, Ianiro G, Gasbarrini A. Fecal microbiota transplantation for the treatment of Clostridium difficile infection: a systematic review. J Clin Gastroenterol. 2014;48:693-702.

26. Bermon S, Petriz B, Kajeniene A, et al. The microbiota: an exercise immunology perspective. Exerc Immunol Rev. 2015;21:70-79.

27. Hur KY, Lee MS. Gut microbiota and metabolic disorders. Diabetes Metab J. 2015;39:198-203.

28. Devaraj S, Hemarajata P, Versalovic J. The human gut microbiome and body metabolism: implications for obesity and diabetes. Clin Chem. 2013;59:617-628.

29. Park S, Bae JH. Probiotics for weight loss: a systematic review and meta-analysis. Nutr Res. 2015;35:566-575.

30. Petra AI, Panagiotidou S, Hatziagelaki E, et al. Gut-microbiotabrain axis and its effect on neuropsychiatric disorders with suspected immune dysregulation. Clin Ther. 2015;37:984-995.

31. Jiang H, Ling Z, Zhang Y, et al. Altered fecal microbiota composition in patients with major depressive disorder. Brain Behav Immun. 2015;48:186-194.

32. Naseribafrouei A, Hestad K, Avershina E, et al. Correlation between the human fecal microbiota and depression. Neurogastroenterol Motil. 2014;26:1155-1162.

33. Tillisch K, Labus J, Kilpatrick L, et al. Consumption of fermented milk product with probiotic modulates brain activity. Gastroenterology. 2013;144:1394-1401.

34. Bested AC, Logan AC, Selhub EM. Intestinal microbiota, probiotics and mental health: from Metchnikoff to modern advances: part III - convergence toward clinical trials. Gut Pathog. 2013;5:4.

35. Krajmalnik-Brown R, Lozupone C, Kang DW, et al. Gut bacteria in children with autism spectrum disorders: challenges and promise of studying how a complex community influences a complex disease. Microb Ecol Health Dis. 2015;26:26914.

36. Buie T. Potential etiologic factors of microbiome disruption in autism. Clin Ther. 2015;37:976-983.

37. Cao X, Lin P, Jiang P, et al. Characteristics of the gastrointestinal microbiome in children with autism spectrum disorder: a systematic review. Shanghai Arch Psychiatry. 2013;25:342-353.

38. Frye RE, Slattery J, MacFabe DF, et al. Approaches to studying and manipulating the enteric microbiome to improve autism symptoms. Microb Ecol Health Dis. 2015;26:26878.

39. Osborn DA, Sinn JK. Probiotics in infants for prevention of allergic disease and food hypersensitivity. Cochrane Database Syst Rev. 2007;(4):CD006475.

40. Tang ML, Lahtinen SJ, Boyle RJ. Probiotics and prebiotics: clinical effects in allergic disease. Curr Opin Pediatr. 2010;22:626-634.

41. Boyle RJ, Bath-Hextall FJ, Leonardi-Bee J, et al. Probiotics for treating eczema. Cochrane Database Syst Rev. 2008;(4):CD006135.

42. Rogier R, Koenders MI, Abdollahi-Roodsaz S. Toll-like receptor mediated modulation of T cell response by commensal intestinal microbiota as a trigger for autoimmune arthritis. J Immunol Res. 2015;2015:527696.

43. Perez-Santiago Ja, Gianella Sa, Massanella Ma, et al. Gut Lactobacillales are associated with higher CD4 and less microbial translocation during HIV infection. AIDS. 2013;27:1921-1931.

44. Scher JU, Sczesnak A, Longman RS, et al. Expansion of intestinal Prevotella copri correlates with enhanced susceptibility to arthritis. Elife. 2013;2:e01202.

45. Scofield RH. Rheumatic diseases and the microbiome. Int J Rheum Dis. 2014;17:489-492.

46. Sandhya P, Danda D, Sharma D, et al. Does the buck stop with the bugs?: an overview of microbial dysbiosis in rheumatoid arthritis. Int J Rheum Dis. 2015. [Epub ahead of print].

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Tara Master-Hunter, MD
Amy Locke, MD, FAAFP

Department of Family Medicine, University of Michigan, Ann Arbor (Drs. Schneiderhan and Master-Hunter); Department of Family and Preventive Medicine, University of Utah, Salt Lake City (Dr. Locke)

jillsch@umich.edu

The authors reported no potential conflict of interest relevant to this article.

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Jill Schneiderhan, MD, Tara Master-Hunter, MD, Amy Locke, MD, FAAFP, gut flora, probiotics, prebiotics, nutrition, high-fiber diet, Clostridium difficile infection, irritable bowel syndrome, IBS, Saccharomyces, gastrointestinal tract, gastrointestinal, GI
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Tara Master-Hunter, MD
Amy Locke, MD, FAAFP

Department of Family Medicine, University of Michigan, Ann Arbor (Drs. Schneiderhan and Master-Hunter); Department of Family and Preventive Medicine, University of Utah, Salt Lake City (Dr. Locke)

jillsch@umich.edu

The authors reported no potential conflict of interest relevant to this article.

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Tara Master-Hunter, MD
Amy Locke, MD, FAAFP

Department of Family Medicine, University of Michigan, Ann Arbor (Drs. Schneiderhan and Master-Hunter); Department of Family and Preventive Medicine, University of Utah, Salt Lake City (Dr. Locke)

jillsch@umich.edu

The authors reported no potential conflict of interest relevant to this article.

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Related Articles

PRACTICE RECOMMENDATIONS

› Encourage patients to eat a healthy diet that includes an adequate amount of soluble fiber to maintain a healthy, diverse microbiome. B
› Recommend combination probiotics to treat symptoms of irritable bowel syndrome. A
› Encourage patients to take probiotics containing Lactobacillus species to prevent antibiotic-associated diarrhea and Saccharomyces to prevent Clostridium difficile infection. A
› Recommend probiotics containing Lactobacillus species and/or Saccharomyces to treat acute infectious diarrhea. A

Strength of recommendation (SOR)

A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C
Consensus, usual practice, opinion, disease-oriented evidence, case series

CASE 1 Sheila S, age 27, has irritable bowel syndrome (IBS) and comes to your office for a follow-up visit. Over the past 6 months she has started taking a fiber supplement, drinking more water, and looking for links between stress and her symptoms. She has read about probiotics and wonders if you would consider recommending them in her situation.

CASE 2 Mark M, age 45, has type 2 diabetes and is overweight. He is motivated to change his diet and has started to exercise more. He is taking metformin 2000 mg/d but his hemoglobin A1c remains slightly elevated at 7.2%. He heard on television that probiotics might help to keep him from needing to add another medication.

Most of the living organisms that comprise the human microbiome—all of the microbes that live on or in humans—are found in the gastrointestinal (GI) tract. The gut flora contribute 99% of the genetic material in the human body. The composition of the gut flora is remarkably diverse across the population; each individual has a unique microbial footprint. Within this microbial diversity, there appears to be a stable number of genes that are responsible for the major functions of the gut flora.1 These microbes:

  • supply essential nutrients by breaking down complex carbohydrates;
  • generate secondary bile acids that assist in digesting fats;2
  • synthesize vitamins such as K, B12, folate, and biotin;3
  • contribute to the defensive barrier in the colon by keeping pathogenic bacteria from crossing the colonic mucosa; and
  • interact with our systemic immune system in a way that maintains a level of homeostasis, allowing for appropriate activation in the face of pathogens without developing autoimmunity.4

The gut flora also play a role in the communication between the central nervous system and the enteric nervous system by modulating the hormonal and neural pathways that have been labeled the “gut-brain axis.” The gut-brain axis has been associated with numerous disease states, including irritable bowel syndrome and certain psychiatric disorders.5

Researchers are investigating interventions that target the microbiome to increase microbial diversity and the presence of certain species to prevent or treat various diseases. The use of probiotics and dietary changes to increase intake of soluble fiber have been the most studied of these interventions. The thought is that these interventions can correct an imbalance, or dysbiosis, of the gut flora.6 Studies have shown that decreased microbial diversity is associated with elevations of certain disease markers (eg, adiposity, insulin, triglycerides, C–reactive protein)7 and that increases in soluble fiber lead to the greatest long-term improvement in microbial diversity.8 Fecal transplant—the transfer of a processed mixture of stool that contains “healthy” bacteria from a donor into the intestines of a patient—is being explored as a method of replacing colonic gut flora, but evidence is limited.

The following review takes a closer look at these options and identifies those that are most likely to benefit patients in the treatment—and prevention—of several diseases (TABLE 1).9-16

Evidence is best for using probiotics for digestive diseases

Dietary interventions for digestive diseases have long been studied, but are getting renewed attention for their potential impact on the microbiome.17 Beyond dietary modification, other similar treatment options include probiotics (live microorganisms thought to confer a beneficial effect on the host), prebiotics (non-digestible food ingredients, including oligosaccharides and inulin, thought to promote the growth of “helpful” gut flora), and synbiotics (combinations of the 2).18

Irritable bowel syndrome (IBS) is a heterogeneous disorder characterized by altered intestinal transit, low-grade colonic inflammation, and/or alterations in the gutbrain axis. Research has increasingly focused on recently discovered increases in intestinal immune activation, intestinal permeability, and alterations in the colonic microbiome (decreased diversity and increased pathogenic bacteria) associated with IBS.19

Meta-analyses have found that combination probiotics benefit patients with ulcerative colitis, but not those with Crohn’s disease.

A meta-analysis of 43 randomized control trials (RCTs) found probiotics ranging from Lactobacillus to Saccharomyces can significantly decrease global IBS symptoms, abdominal pain, bloating, and flatulence.9 For a patient such as Ms. S, the evidence suggests a probiotic that contains a mixture of Lactobacillus and Bifidobacterium might help relieve her symptoms.9 In terms of dietary modifications, soluble fiber, which is already known to help treat IBS,20 has profound effects on improving microbiota diversity and in shifting the composition toward less pathogenic strains.21 The Institute of Medicine's daily recommended intake of soluble fiber is about 15 g/d.22

Inflammatory bowel disease (IBD) is caused by inflammation of the GI lining due to an overactive immune response. Evidence shows that patients with IBD have an altered microbial composition—specifically, an increase in bacteria that produce pro-inflammatory molecules and a decrease in bacteria that have a dampening effect on immune activation.23

Most studies evaluating probiotics as a treatment for IBD have been small and have used a wide variety of bacterial mixtures, which makes comparisons difficult. Recent meta-analyses found combination probiotics can both induce and maintain remission in patients with ulcerative colitis, but have no beneficial effects in Crohn’s disease.10 In a review of 9 case series of patients with IBD, fecal transplant reduced IBD symptoms, and patients were able to decrease medication use.24

Diarrheal illness. The human intestine is protected from diarrheal illness by healthy bacteria that block the actions of pathogenic bacteria. This mechanism is called colonization resistance. Moderate levels of evidence support the use of probiotics to prevent or treat several types of diarrheal illness.14

Antibiotic-associated diarrhea (AAD) is caused when antibiotic use alters the microbial balance. Recent meta-analyses have shown probiotics can prevent AAD and Clostridium difficile-associated diarrhea.11,12 Several case series and one RCT have found that fecal transplants are safe and efficacious for treating recurrent Clostridium difficile infection.25 Using probiotics to treat symptoms of AAD has been less studied.

Acute infectious diarrhea and traveler’s diarrhea (TD). A Cochrane review found that probiotics decreased the duration of diarrheal episodes by 25 hours, decreased the risk of an episode lasting more than 4 days by 59%, and led to one less diarrheal stool per day by the second day of the intervention.13 In a separate meta-analysis of 12 studies, probiotics significantly prevented 85% of cases of TD.14

Encouraging early evidence for several other illnesses

Metabolic disorders. Both animal and human studies support the theory that gut flora contribute to energy homeostasis, and in some genetically predisposed people dysbiosis may lead to obesity and diabetes. The traditional western diet4 and possibly decreased physical activity26 are major contributors to gut flora dysbiosis. Healthy bacteria in the gut break down soluble fiber into short chain fatty acids (SCFAs). SCFAs are associated with increased satiety, decreased food intake, lower levels of inflammation, and improvement in insulin signaling in adipose tissue. In addition to decreased SFCA production, dysbiosis also leads to increased lipid deposition through higher levels of lipoprotein lipase.27

Obesity. The bacteria in our gut affect energy metabolism. In patients with obesity, increased amounts of bacteria in the taxa Firmicutes and a corresponding decrease in Bacteroidetes is associated with an increased energy harvest and decreased SCFA production, which leads to a pro-inflammatory state.28 Probiotics that contain Bifidobacterium and Lactobacillus are thought to help correct this dysbiosis by increasing production of SCFAs.28

A recent meta-analysis of 4 RCTs found no significant difference between supplementation with probiotics and placebo on weight reduction.29 However, lower-quality studies with more subjects and longer duration have shown a statistically significant improvement in weight reduction with probiotic use compared to placebo.29

The evidence suggests that fecal transplants are safe and efficacious for treating recurrent Clostridium difficile infection.

Diabetes. Although dietary interventions to improve glycemic control have long been an important cornerstone of treatment, probiotic supplementation to further alter gut flora composition is also being evaluated. Studies have found probiotics have largely beneficial effects on glycemic control, especially in animals. The largest systematic review to date looked at 33 studies, including 5 human trials. The human studies each found a significant reduction in at least one of 6 parameters of glycemic control (levels of fasting plasma glucose, postprandial blood glucose, glycated hemoglobin, insulin, insulin resistance, and onset of diabetes).16 It is unclear which probiotic strains confer benefit, and if those benefits are sustainable without dietary modification and increased physical activity.

Psychiatric illnesses. The gut-brain axis is thought to impact mental health by several mechanisms, including modulating the hypothalamic-pituitary-adrenal axis, activating the immune system, producing active metabolites, and affecting the vagus nerve. It is unclear which of these pathways may be clinically relevant.5,30 The few human studies that have looked for a potential link between gut flora and psychiatric illness have focused on depression and autism spectrum disorders (ASD).

Depression. Small studies comparing the microbiome composition of depressed patients vs healthy controls have found differences in patterns of both over- and underrepresented microbiota species in depressed patients, although the patterns across studies have been inconsistent.31,32 One small functional magnetic resonance imaging study of healthy women showed that a fermented milk product that contained probiotics affected activity in areas of the brain that control emotion and sensation.33 A few small studies have shown that patients who used probiotics had improved depression scores.34 Further studies are needed.

ASD. Children with ASD have GI disturbances—most commonly diarrhea, constipation, and/or bloating—more often than healthy controls.35,36 This association has led to speculation of a connection between the gut and brain. The microbial composition and diversity appears to be different in individuals with ASD; several studies have found an increase in Clostridia species.37

Research on probiotics for treating ASD has been primarily in preclinical models. Human studies of probiotics for ASD are lacking.38 Small studies on dietary modifications such as gluten-free and casein-free diets have had varying results; to what extent these dietary changes exert their influence via the intestinal microbiome is unknown.38

Eczema. Several studies have looked at the role of prebiotics and probiotics in reducing the risk for allergic disease. A 2013 Cochrane review found strong evidence that certain prebiotics can prevent eczema in children under age 2.15 There is limited evidence that probiotics may also play a role in preventing eczema.39,40 However, probiotics do not appear to be effective for treating eczema.41

Several studies have found a link between the use of probiotics and significant reductions in at least one of 6 parameters of glycemic control.

Rheumatoid arthritis (RA). Patients with RA have a change in the balance of function of different T helper cells subsets, and several studies have shown that changes in the gut microbiome can affect this balance.42 A recent small study of patients with RA found that 75% of those with new onset RA had Prevotella copri bacteria as the predominant species, and patients with chronic RA had a decrease in Bacteroides species compared to healthy counterparts.42-44 The exact influence of gut flora dysbiosis on RA is unknown.45 Small studies suggest dietary changes may improve RA symptoms, while data on the use of probiotics to alleviate symptoms is mixed.46

 

 

What to tell patients about gut flora and health

There is increasing evidence that the gut microbiome and the genes contained therein have an impact on an individual’s health. (See TABLE 2 for additional resources.) The best preventive advice for patients and their families is to eat a diet rich in fruits and vegetables. This measure has well proven benefits beyond its potential effects on gut flora.

Correcting dysbiosis with diet or probiotics may play a role in treating chronic conditions; however, in many cases, further research is required to elucidate specific recommendations. In the meantime, given the safety profile of probiotics and dietary fiber, it is reasonable to consider using these interventions, particularly probiotics for treating IBS, ulcerative colitis, and acute infectious diarrhea; probiotics for preventing antibiotic-associated diarrhea and traveler’s diarrhea; and prebiotics for preventing eczema in high-risk infants.

CORRESPONDENCE
Jill Schneiderhan, MD, Family Medicine at Domino’s Farms, 24 Frank Lloyd Wright Dr., Lobby H, Suite 2300, Ann Arbor, MI 48105; jillsch@umich.edu.

PRACTICE RECOMMENDATIONS

› Encourage patients to eat a healthy diet that includes an adequate amount of soluble fiber to maintain a healthy, diverse microbiome. B
› Recommend combination probiotics to treat symptoms of irritable bowel syndrome. A
› Encourage patients to take probiotics containing Lactobacillus species to prevent antibiotic-associated diarrhea and Saccharomyces to prevent Clostridium difficile infection. A
› Recommend probiotics containing Lactobacillus species and/or Saccharomyces to treat acute infectious diarrhea. A

Strength of recommendation (SOR)

A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C
Consensus, usual practice, opinion, disease-oriented evidence, case series

CASE 1 Sheila S, age 27, has irritable bowel syndrome (IBS) and comes to your office for a follow-up visit. Over the past 6 months she has started taking a fiber supplement, drinking more water, and looking for links between stress and her symptoms. She has read about probiotics and wonders if you would consider recommending them in her situation.

CASE 2 Mark M, age 45, has type 2 diabetes and is overweight. He is motivated to change his diet and has started to exercise more. He is taking metformin 2000 mg/d but his hemoglobin A1c remains slightly elevated at 7.2%. He heard on television that probiotics might help to keep him from needing to add another medication.

Most of the living organisms that comprise the human microbiome—all of the microbes that live on or in humans—are found in the gastrointestinal (GI) tract. The gut flora contribute 99% of the genetic material in the human body. The composition of the gut flora is remarkably diverse across the population; each individual has a unique microbial footprint. Within this microbial diversity, there appears to be a stable number of genes that are responsible for the major functions of the gut flora.1 These microbes:

  • supply essential nutrients by breaking down complex carbohydrates;
  • generate secondary bile acids that assist in digesting fats;2
  • synthesize vitamins such as K, B12, folate, and biotin;3
  • contribute to the defensive barrier in the colon by keeping pathogenic bacteria from crossing the colonic mucosa; and
  • interact with our systemic immune system in a way that maintains a level of homeostasis, allowing for appropriate activation in the face of pathogens without developing autoimmunity.4

The gut flora also play a role in the communication between the central nervous system and the enteric nervous system by modulating the hormonal and neural pathways that have been labeled the “gut-brain axis.” The gut-brain axis has been associated with numerous disease states, including irritable bowel syndrome and certain psychiatric disorders.5

Researchers are investigating interventions that target the microbiome to increase microbial diversity and the presence of certain species to prevent or treat various diseases. The use of probiotics and dietary changes to increase intake of soluble fiber have been the most studied of these interventions. The thought is that these interventions can correct an imbalance, or dysbiosis, of the gut flora.6 Studies have shown that decreased microbial diversity is associated with elevations of certain disease markers (eg, adiposity, insulin, triglycerides, C–reactive protein)7 and that increases in soluble fiber lead to the greatest long-term improvement in microbial diversity.8 Fecal transplant—the transfer of a processed mixture of stool that contains “healthy” bacteria from a donor into the intestines of a patient—is being explored as a method of replacing colonic gut flora, but evidence is limited.

The following review takes a closer look at these options and identifies those that are most likely to benefit patients in the treatment—and prevention—of several diseases (TABLE 1).9-16

Evidence is best for using probiotics for digestive diseases

Dietary interventions for digestive diseases have long been studied, but are getting renewed attention for their potential impact on the microbiome.17 Beyond dietary modification, other similar treatment options include probiotics (live microorganisms thought to confer a beneficial effect on the host), prebiotics (non-digestible food ingredients, including oligosaccharides and inulin, thought to promote the growth of “helpful” gut flora), and synbiotics (combinations of the 2).18

Irritable bowel syndrome (IBS) is a heterogeneous disorder characterized by altered intestinal transit, low-grade colonic inflammation, and/or alterations in the gutbrain axis. Research has increasingly focused on recently discovered increases in intestinal immune activation, intestinal permeability, and alterations in the colonic microbiome (decreased diversity and increased pathogenic bacteria) associated with IBS.19

Meta-analyses have found that combination probiotics benefit patients with ulcerative colitis, but not those with Crohn’s disease.

A meta-analysis of 43 randomized control trials (RCTs) found probiotics ranging from Lactobacillus to Saccharomyces can significantly decrease global IBS symptoms, abdominal pain, bloating, and flatulence.9 For a patient such as Ms. S, the evidence suggests a probiotic that contains a mixture of Lactobacillus and Bifidobacterium might help relieve her symptoms.9 In terms of dietary modifications, soluble fiber, which is already known to help treat IBS,20 has profound effects on improving microbiota diversity and in shifting the composition toward less pathogenic strains.21 The Institute of Medicine's daily recommended intake of soluble fiber is about 15 g/d.22

Inflammatory bowel disease (IBD) is caused by inflammation of the GI lining due to an overactive immune response. Evidence shows that patients with IBD have an altered microbial composition—specifically, an increase in bacteria that produce pro-inflammatory molecules and a decrease in bacteria that have a dampening effect on immune activation.23

Most studies evaluating probiotics as a treatment for IBD have been small and have used a wide variety of bacterial mixtures, which makes comparisons difficult. Recent meta-analyses found combination probiotics can both induce and maintain remission in patients with ulcerative colitis, but have no beneficial effects in Crohn’s disease.10 In a review of 9 case series of patients with IBD, fecal transplant reduced IBD symptoms, and patients were able to decrease medication use.24

Diarrheal illness. The human intestine is protected from diarrheal illness by healthy bacteria that block the actions of pathogenic bacteria. This mechanism is called colonization resistance. Moderate levels of evidence support the use of probiotics to prevent or treat several types of diarrheal illness.14

Antibiotic-associated diarrhea (AAD) is caused when antibiotic use alters the microbial balance. Recent meta-analyses have shown probiotics can prevent AAD and Clostridium difficile-associated diarrhea.11,12 Several case series and one RCT have found that fecal transplants are safe and efficacious for treating recurrent Clostridium difficile infection.25 Using probiotics to treat symptoms of AAD has been less studied.

Acute infectious diarrhea and traveler’s diarrhea (TD). A Cochrane review found that probiotics decreased the duration of diarrheal episodes by 25 hours, decreased the risk of an episode lasting more than 4 days by 59%, and led to one less diarrheal stool per day by the second day of the intervention.13 In a separate meta-analysis of 12 studies, probiotics significantly prevented 85% of cases of TD.14

Encouraging early evidence for several other illnesses

Metabolic disorders. Both animal and human studies support the theory that gut flora contribute to energy homeostasis, and in some genetically predisposed people dysbiosis may lead to obesity and diabetes. The traditional western diet4 and possibly decreased physical activity26 are major contributors to gut flora dysbiosis. Healthy bacteria in the gut break down soluble fiber into short chain fatty acids (SCFAs). SCFAs are associated with increased satiety, decreased food intake, lower levels of inflammation, and improvement in insulin signaling in adipose tissue. In addition to decreased SFCA production, dysbiosis also leads to increased lipid deposition through higher levels of lipoprotein lipase.27

Obesity. The bacteria in our gut affect energy metabolism. In patients with obesity, increased amounts of bacteria in the taxa Firmicutes and a corresponding decrease in Bacteroidetes is associated with an increased energy harvest and decreased SCFA production, which leads to a pro-inflammatory state.28 Probiotics that contain Bifidobacterium and Lactobacillus are thought to help correct this dysbiosis by increasing production of SCFAs.28

A recent meta-analysis of 4 RCTs found no significant difference between supplementation with probiotics and placebo on weight reduction.29 However, lower-quality studies with more subjects and longer duration have shown a statistically significant improvement in weight reduction with probiotic use compared to placebo.29

The evidence suggests that fecal transplants are safe and efficacious for treating recurrent Clostridium difficile infection.

Diabetes. Although dietary interventions to improve glycemic control have long been an important cornerstone of treatment, probiotic supplementation to further alter gut flora composition is also being evaluated. Studies have found probiotics have largely beneficial effects on glycemic control, especially in animals. The largest systematic review to date looked at 33 studies, including 5 human trials. The human studies each found a significant reduction in at least one of 6 parameters of glycemic control (levels of fasting plasma glucose, postprandial blood glucose, glycated hemoglobin, insulin, insulin resistance, and onset of diabetes).16 It is unclear which probiotic strains confer benefit, and if those benefits are sustainable without dietary modification and increased physical activity.

Psychiatric illnesses. The gut-brain axis is thought to impact mental health by several mechanisms, including modulating the hypothalamic-pituitary-adrenal axis, activating the immune system, producing active metabolites, and affecting the vagus nerve. It is unclear which of these pathways may be clinically relevant.5,30 The few human studies that have looked for a potential link between gut flora and psychiatric illness have focused on depression and autism spectrum disorders (ASD).

Depression. Small studies comparing the microbiome composition of depressed patients vs healthy controls have found differences in patterns of both over- and underrepresented microbiota species in depressed patients, although the patterns across studies have been inconsistent.31,32 One small functional magnetic resonance imaging study of healthy women showed that a fermented milk product that contained probiotics affected activity in areas of the brain that control emotion and sensation.33 A few small studies have shown that patients who used probiotics had improved depression scores.34 Further studies are needed.

ASD. Children with ASD have GI disturbances—most commonly diarrhea, constipation, and/or bloating—more often than healthy controls.35,36 This association has led to speculation of a connection between the gut and brain. The microbial composition and diversity appears to be different in individuals with ASD; several studies have found an increase in Clostridia species.37

Research on probiotics for treating ASD has been primarily in preclinical models. Human studies of probiotics for ASD are lacking.38 Small studies on dietary modifications such as gluten-free and casein-free diets have had varying results; to what extent these dietary changes exert their influence via the intestinal microbiome is unknown.38

Eczema. Several studies have looked at the role of prebiotics and probiotics in reducing the risk for allergic disease. A 2013 Cochrane review found strong evidence that certain prebiotics can prevent eczema in children under age 2.15 There is limited evidence that probiotics may also play a role in preventing eczema.39,40 However, probiotics do not appear to be effective for treating eczema.41

Several studies have found a link between the use of probiotics and significant reductions in at least one of 6 parameters of glycemic control.

Rheumatoid arthritis (RA). Patients with RA have a change in the balance of function of different T helper cells subsets, and several studies have shown that changes in the gut microbiome can affect this balance.42 A recent small study of patients with RA found that 75% of those with new onset RA had Prevotella copri bacteria as the predominant species, and patients with chronic RA had a decrease in Bacteroides species compared to healthy counterparts.42-44 The exact influence of gut flora dysbiosis on RA is unknown.45 Small studies suggest dietary changes may improve RA symptoms, while data on the use of probiotics to alleviate symptoms is mixed.46

 

 

What to tell patients about gut flora and health

There is increasing evidence that the gut microbiome and the genes contained therein have an impact on an individual’s health. (See TABLE 2 for additional resources.) The best preventive advice for patients and their families is to eat a diet rich in fruits and vegetables. This measure has well proven benefits beyond its potential effects on gut flora.

Correcting dysbiosis with diet or probiotics may play a role in treating chronic conditions; however, in many cases, further research is required to elucidate specific recommendations. In the meantime, given the safety profile of probiotics and dietary fiber, it is reasonable to consider using these interventions, particularly probiotics for treating IBS, ulcerative colitis, and acute infectious diarrhea; probiotics for preventing antibiotic-associated diarrhea and traveler’s diarrhea; and prebiotics for preventing eczema in high-risk infants.

CORRESPONDENCE
Jill Schneiderhan, MD, Family Medicine at Domino’s Farms, 24 Frank Lloyd Wright Dr., Lobby H, Suite 2300, Ann Arbor, MI 48105; jillsch@umich.edu.

References

1. Human Microbiome Project Consortium. Structure, function and diversity of the healthy human microbiome. Nature. 2012;486(7402):207-214.

2. Conlon MA, Bird AR. The impact of diet and lifestyle on gut microbiota and human health. Nutrients. 2015;7:17-44.

3. Nicholson JK, Holmes E, Kinross J, et al. Host-gut microbiota metabolic interactions. Science. 2012;336:1262-1267.

4. Zhang YJ, Li S, Gan RY, et al. Impacts of gut bacteria on human health and diseases. Int J Mol Sci. 2015;16:7493-7519.

5. Tillisch K. The effects of gut microbiota on CNS function in humans. Gut Microbes. 2014;5:404-410.

6. Belizario JE, Napolitano M. Human microbiomes and their roles in dysbiosis, common diseases, and novel therapeutic approaches. Front Microbiol. 2015;6:1050.

7. Le Chatelier E, Nielsen T, Qin J, et al. Richness of human gut microbiome correlates with metabolic markers. Nature. 2013;500:541-546.

8. Cotillard A, Kennedy SP, Kong LC, et al. Dietary intervention impact on gut microbial gene richness. Nature. 2013;500:585-588.

9. Ford AC, Quigley EM, Lacy BE, et al. Efficacy of prebiotics, probiotics, and synbiotics in irritable bowel syndrome and chronic idiopathic constipation: systematic review and meta-analysis. Am J Gastroenterol. 2014;109:1547-1561; quiz 1546,1562.

10. Fujiya M, Ueno N, Kohgo Y. Probiotic treatments for induction and maintenance of remission in inflammatory bowel diseases: a meta-analysis of randomized controlled trials. Clin J Gastroenterol. 2014;7(1):1-13.

11. Hempel S, Newberry SJ, Maher AR, et al. Probiotics for the prevention and treatment of antibiotic-associated diarrhea: a systematic review and meta-analysis. JAMA. 2012;307:1959-1969.

12. Szajewska H, Kolodziej M. Systematic review with meta-analysis: Saccharomyces boulardii in the prevention of antibiotic-associated diarrhoea. Aliment Pharmacol Ther. 2015;42:793–801.

13. Allen SJ, Martinez EG, Gregorio GV, et al. Probiotics for treating acute infectious diarrhoea. Cochrane Database Syst Rev. 2010(11):CD003048.

14. McFarland LV. Meta-analysis of probiotics for the prevention of traveler’s diarrhea. Travel Med Infect Dis. 2007;5:97-105.

15. Osborn DA, Sinn JK. Prebiotics in infants for prevention of allergy. The Cochrane Library. 2013. Cochrane Database Syst Rev. 2013;3:CD006474.

16. Razmpoosh E, Javadi M, Ejtahed HS, et al. Probiotics as beneficial agents in the management of diabetes mellitus: a systematic review. Diabetes Metab Res Rev. 2015. [Epub ahead of print].

17. Aguirre M, Eck A, Savelkoul PH, et al. Diet drives quick changes in the metabolic activity and composition of human gut microbiota in a validated in vitro gut model. Res Microbiol. 2015. [Epub ahead of print].

18. Neish AS. Microbes in gastrointestinal health and disease. Gastroenterology. 2009;136:65-80.

19. Chey WD, Kurlander J, Eswaran S. Irritable bowel syndrome: a clinical review. JAMA. 2015;313:949-958.

20. Moayyedi P, Quigley EM, Lacy BE, et al. The effect of fiber supplementation on irritable bowel syndrome: a systematic review and meta-analysis. Am J Gastroenterol. 2014;109:1367-1374.

21. Simpson HL, Campbell BJ. Review article: dietary fibre-microbiota interactions. Aliment Pharmacol Ther. 2015;42:158-179.

22. Otten JJ, Hellwig JP, Meyers LD; Institute of Medicine of the National Academies. Dietary Reference Intakes: The essential guide to nutrient requirements. 2006. US Department of Agriculture Web site. Available at: http://www.nal.usda.gov/fnic/DRI/Essential_Guide/DRIEssentialGuideNutReq.pdf. Accessed December 8, 2015.

23. Hansen JJ, Sartor RB. Therapeutic manipulation of the microbiome in IBD: current results and future approaches. Curr Treat Options Gastroenterol. 2015;13:105-120.

24. Anderson JL, Edney RJ, Whelan K. Systematic review: faecal microbiota transplantation in the management of inflammatory bowel disease. Aliment Pharmacol Ther. 2012;36:503-516.

25. Cammarota G, Ianiro G, Gasbarrini A. Fecal microbiota transplantation for the treatment of Clostridium difficile infection: a systematic review. J Clin Gastroenterol. 2014;48:693-702.

26. Bermon S, Petriz B, Kajeniene A, et al. The microbiota: an exercise immunology perspective. Exerc Immunol Rev. 2015;21:70-79.

27. Hur KY, Lee MS. Gut microbiota and metabolic disorders. Diabetes Metab J. 2015;39:198-203.

28. Devaraj S, Hemarajata P, Versalovic J. The human gut microbiome and body metabolism: implications for obesity and diabetes. Clin Chem. 2013;59:617-628.

29. Park S, Bae JH. Probiotics for weight loss: a systematic review and meta-analysis. Nutr Res. 2015;35:566-575.

30. Petra AI, Panagiotidou S, Hatziagelaki E, et al. Gut-microbiotabrain axis and its effect on neuropsychiatric disorders with suspected immune dysregulation. Clin Ther. 2015;37:984-995.

31. Jiang H, Ling Z, Zhang Y, et al. Altered fecal microbiota composition in patients with major depressive disorder. Brain Behav Immun. 2015;48:186-194.

32. Naseribafrouei A, Hestad K, Avershina E, et al. Correlation between the human fecal microbiota and depression. Neurogastroenterol Motil. 2014;26:1155-1162.

33. Tillisch K, Labus J, Kilpatrick L, et al. Consumption of fermented milk product with probiotic modulates brain activity. Gastroenterology. 2013;144:1394-1401.

34. Bested AC, Logan AC, Selhub EM. Intestinal microbiota, probiotics and mental health: from Metchnikoff to modern advances: part III - convergence toward clinical trials. Gut Pathog. 2013;5:4.

35. Krajmalnik-Brown R, Lozupone C, Kang DW, et al. Gut bacteria in children with autism spectrum disorders: challenges and promise of studying how a complex community influences a complex disease. Microb Ecol Health Dis. 2015;26:26914.

36. Buie T. Potential etiologic factors of microbiome disruption in autism. Clin Ther. 2015;37:976-983.

37. Cao X, Lin P, Jiang P, et al. Characteristics of the gastrointestinal microbiome in children with autism spectrum disorder: a systematic review. Shanghai Arch Psychiatry. 2013;25:342-353.

38. Frye RE, Slattery J, MacFabe DF, et al. Approaches to studying and manipulating the enteric microbiome to improve autism symptoms. Microb Ecol Health Dis. 2015;26:26878.

39. Osborn DA, Sinn JK. Probiotics in infants for prevention of allergic disease and food hypersensitivity. Cochrane Database Syst Rev. 2007;(4):CD006475.

40. Tang ML, Lahtinen SJ, Boyle RJ. Probiotics and prebiotics: clinical effects in allergic disease. Curr Opin Pediatr. 2010;22:626-634.

41. Boyle RJ, Bath-Hextall FJ, Leonardi-Bee J, et al. Probiotics for treating eczema. Cochrane Database Syst Rev. 2008;(4):CD006135.

42. Rogier R, Koenders MI, Abdollahi-Roodsaz S. Toll-like receptor mediated modulation of T cell response by commensal intestinal microbiota as a trigger for autoimmune arthritis. J Immunol Res. 2015;2015:527696.

43. Perez-Santiago Ja, Gianella Sa, Massanella Ma, et al. Gut Lactobacillales are associated with higher CD4 and less microbial translocation during HIV infection. AIDS. 2013;27:1921-1931.

44. Scher JU, Sczesnak A, Longman RS, et al. Expansion of intestinal Prevotella copri correlates with enhanced susceptibility to arthritis. Elife. 2013;2:e01202.

45. Scofield RH. Rheumatic diseases and the microbiome. Int J Rheum Dis. 2014;17:489-492.

46. Sandhya P, Danda D, Sharma D, et al. Does the buck stop with the bugs?: an overview of microbial dysbiosis in rheumatoid arthritis. Int J Rheum Dis. 2015. [Epub ahead of print].

References

1. Human Microbiome Project Consortium. Structure, function and diversity of the healthy human microbiome. Nature. 2012;486(7402):207-214.

2. Conlon MA, Bird AR. The impact of diet and lifestyle on gut microbiota and human health. Nutrients. 2015;7:17-44.

3. Nicholson JK, Holmes E, Kinross J, et al. Host-gut microbiota metabolic interactions. Science. 2012;336:1262-1267.

4. Zhang YJ, Li S, Gan RY, et al. Impacts of gut bacteria on human health and diseases. Int J Mol Sci. 2015;16:7493-7519.

5. Tillisch K. The effects of gut microbiota on CNS function in humans. Gut Microbes. 2014;5:404-410.

6. Belizario JE, Napolitano M. Human microbiomes and their roles in dysbiosis, common diseases, and novel therapeutic approaches. Front Microbiol. 2015;6:1050.

7. Le Chatelier E, Nielsen T, Qin J, et al. Richness of human gut microbiome correlates with metabolic markers. Nature. 2013;500:541-546.

8. Cotillard A, Kennedy SP, Kong LC, et al. Dietary intervention impact on gut microbial gene richness. Nature. 2013;500:585-588.

9. Ford AC, Quigley EM, Lacy BE, et al. Efficacy of prebiotics, probiotics, and synbiotics in irritable bowel syndrome and chronic idiopathic constipation: systematic review and meta-analysis. Am J Gastroenterol. 2014;109:1547-1561; quiz 1546,1562.

10. Fujiya M, Ueno N, Kohgo Y. Probiotic treatments for induction and maintenance of remission in inflammatory bowel diseases: a meta-analysis of randomized controlled trials. Clin J Gastroenterol. 2014;7(1):1-13.

11. Hempel S, Newberry SJ, Maher AR, et al. Probiotics for the prevention and treatment of antibiotic-associated diarrhea: a systematic review and meta-analysis. JAMA. 2012;307:1959-1969.

12. Szajewska H, Kolodziej M. Systematic review with meta-analysis: Saccharomyces boulardii in the prevention of antibiotic-associated diarrhoea. Aliment Pharmacol Ther. 2015;42:793–801.

13. Allen SJ, Martinez EG, Gregorio GV, et al. Probiotics for treating acute infectious diarrhoea. Cochrane Database Syst Rev. 2010(11):CD003048.

14. McFarland LV. Meta-analysis of probiotics for the prevention of traveler’s diarrhea. Travel Med Infect Dis. 2007;5:97-105.

15. Osborn DA, Sinn JK. Prebiotics in infants for prevention of allergy. The Cochrane Library. 2013. Cochrane Database Syst Rev. 2013;3:CD006474.

16. Razmpoosh E, Javadi M, Ejtahed HS, et al. Probiotics as beneficial agents in the management of diabetes mellitus: a systematic review. Diabetes Metab Res Rev. 2015. [Epub ahead of print].

17. Aguirre M, Eck A, Savelkoul PH, et al. Diet drives quick changes in the metabolic activity and composition of human gut microbiota in a validated in vitro gut model. Res Microbiol. 2015. [Epub ahead of print].

18. Neish AS. Microbes in gastrointestinal health and disease. Gastroenterology. 2009;136:65-80.

19. Chey WD, Kurlander J, Eswaran S. Irritable bowel syndrome: a clinical review. JAMA. 2015;313:949-958.

20. Moayyedi P, Quigley EM, Lacy BE, et al. The effect of fiber supplementation on irritable bowel syndrome: a systematic review and meta-analysis. Am J Gastroenterol. 2014;109:1367-1374.

21. Simpson HL, Campbell BJ. Review article: dietary fibre-microbiota interactions. Aliment Pharmacol Ther. 2015;42:158-179.

22. Otten JJ, Hellwig JP, Meyers LD; Institute of Medicine of the National Academies. Dietary Reference Intakes: The essential guide to nutrient requirements. 2006. US Department of Agriculture Web site. Available at: http://www.nal.usda.gov/fnic/DRI/Essential_Guide/DRIEssentialGuideNutReq.pdf. Accessed December 8, 2015.

23. Hansen JJ, Sartor RB. Therapeutic manipulation of the microbiome in IBD: current results and future approaches. Curr Treat Options Gastroenterol. 2015;13:105-120.

24. Anderson JL, Edney RJ, Whelan K. Systematic review: faecal microbiota transplantation in the management of inflammatory bowel disease. Aliment Pharmacol Ther. 2012;36:503-516.

25. Cammarota G, Ianiro G, Gasbarrini A. Fecal microbiota transplantation for the treatment of Clostridium difficile infection: a systematic review. J Clin Gastroenterol. 2014;48:693-702.

26. Bermon S, Petriz B, Kajeniene A, et al. The microbiota: an exercise immunology perspective. Exerc Immunol Rev. 2015;21:70-79.

27. Hur KY, Lee MS. Gut microbiota and metabolic disorders. Diabetes Metab J. 2015;39:198-203.

28. Devaraj S, Hemarajata P, Versalovic J. The human gut microbiome and body metabolism: implications for obesity and diabetes. Clin Chem. 2013;59:617-628.

29. Park S, Bae JH. Probiotics for weight loss: a systematic review and meta-analysis. Nutr Res. 2015;35:566-575.

30. Petra AI, Panagiotidou S, Hatziagelaki E, et al. Gut-microbiotabrain axis and its effect on neuropsychiatric disorders with suspected immune dysregulation. Clin Ther. 2015;37:984-995.

31. Jiang H, Ling Z, Zhang Y, et al. Altered fecal microbiota composition in patients with major depressive disorder. Brain Behav Immun. 2015;48:186-194.

32. Naseribafrouei A, Hestad K, Avershina E, et al. Correlation between the human fecal microbiota and depression. Neurogastroenterol Motil. 2014;26:1155-1162.

33. Tillisch K, Labus J, Kilpatrick L, et al. Consumption of fermented milk product with probiotic modulates brain activity. Gastroenterology. 2013;144:1394-1401.

34. Bested AC, Logan AC, Selhub EM. Intestinal microbiota, probiotics and mental health: from Metchnikoff to modern advances: part III - convergence toward clinical trials. Gut Pathog. 2013;5:4.

35. Krajmalnik-Brown R, Lozupone C, Kang DW, et al. Gut bacteria in children with autism spectrum disorders: challenges and promise of studying how a complex community influences a complex disease. Microb Ecol Health Dis. 2015;26:26914.

36. Buie T. Potential etiologic factors of microbiome disruption in autism. Clin Ther. 2015;37:976-983.

37. Cao X, Lin P, Jiang P, et al. Characteristics of the gastrointestinal microbiome in children with autism spectrum disorder: a systematic review. Shanghai Arch Psychiatry. 2013;25:342-353.

38. Frye RE, Slattery J, MacFabe DF, et al. Approaches to studying and manipulating the enteric microbiome to improve autism symptoms. Microb Ecol Health Dis. 2015;26:26878.

39. Osborn DA, Sinn JK. Probiotics in infants for prevention of allergic disease and food hypersensitivity. Cochrane Database Syst Rev. 2007;(4):CD006475.

40. Tang ML, Lahtinen SJ, Boyle RJ. Probiotics and prebiotics: clinical effects in allergic disease. Curr Opin Pediatr. 2010;22:626-634.

41. Boyle RJ, Bath-Hextall FJ, Leonardi-Bee J, et al. Probiotics for treating eczema. Cochrane Database Syst Rev. 2008;(4):CD006135.

42. Rogier R, Koenders MI, Abdollahi-Roodsaz S. Toll-like receptor mediated modulation of T cell response by commensal intestinal microbiota as a trigger for autoimmune arthritis. J Immunol Res. 2015;2015:527696.

43. Perez-Santiago Ja, Gianella Sa, Massanella Ma, et al. Gut Lactobacillales are associated with higher CD4 and less microbial translocation during HIV infection. AIDS. 2013;27:1921-1931.

44. Scher JU, Sczesnak A, Longman RS, et al. Expansion of intestinal Prevotella copri correlates with enhanced susceptibility to arthritis. Elife. 2013;2:e01202.

45. Scofield RH. Rheumatic diseases and the microbiome. Int J Rheum Dis. 2014;17:489-492.

46. Sandhya P, Danda D, Sharma D, et al. Does the buck stop with the bugs?: an overview of microbial dysbiosis in rheumatoid arthritis. Int J Rheum Dis. 2015. [Epub ahead of print].

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The Journal of Family Practice - 65(1)
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Targeting gut flora to treat and prevent disease
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Jill Schneiderhan, MD, Tara Master-Hunter, MD, Amy Locke, MD, FAAFP, gut flora, probiotics, prebiotics, nutrition, high-fiber diet, Clostridium difficile infection, irritable bowel syndrome, IBS, Saccharomyces, gastrointestinal tract, gastrointestinal, GI
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Jill Schneiderhan, MD, Tara Master-Hunter, MD, Amy Locke, MD, FAAFP, gut flora, probiotics, prebiotics, nutrition, high-fiber diet, Clostridium difficile infection, irritable bowel syndrome, IBS, Saccharomyces, gastrointestinal tract, gastrointestinal, GI
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Pruritic postpartum eruption

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Pruritic postpartum eruption

Four days after delivering a boy by cesarean section, a 24-year-old woman sought care at our gynecology emergency room for a diffuse skin eruption. She said that one day after delivery, she developed several pruritic lesions near the site of the surgical incision. She attributed this to the surgical tape, but within the next 24 hours, blisters began to develop elsewhere on her body.

On exam, we noted light pink papules and plaques—some with overlying tense bullae—in and around her umbilicus (FIGURE 1), as well as on her abdomen, lower extremities, and within the left third and fourth web space of her toes. There were no lesions in the oral mucosa or near the groin or genitalia.

Aside from this blistering skin eruption, our patient was recovering well after the C-section. Her postoperative medications included simethicone, prenatal vitamins with iron, ibuprofen, ferrous sulfate, stool softeners, and acetaminophen with codeine. She indicated that her newborn son didn’t have any health problems—skin or otherwise—and her 2 other sons were healthy. She had no significant medical or dermatologic history. We performed a skin biopsy.

WHAT IS YOUR DIAGNOSIS?
HOW WOULD YOU TREAT THIS PATIENT?

 

 

Diagnosis: Pemphigoid gestationis

Based on the appearance of the lesions and the lab findings, we diagnosed our patient with pemphigoid gestationis (PG). The pathology demonstrated a subepidermal blister with prominent eosinophils, which supported the diagnosis (FIGURE 2). Direct immunofluorescence further supported the diagnosis, as it showed a thick, dense, and linear C3 deposition and weak immunoglobulin G deposition along the epidermal basement membrane zone.

PG, previously referred to as herpes gestationis, is a rare autoimmune dermatosis of pregnancy that usually presents with intense, pruritic, erythematous papules and blisters that surround the umbilicus. PG lesions spread rapidly throughout the body, but tend to spare the face and oral mucosa. The incidence is approximately 1 in 50,000 pregnancies.1

Although the exact pathogenesis of PG is unknown, it is hypothesized that major histocompatibility complex class II antigens within the placenta may play a role through cross-reaction with maternal skin.2

PG usually develops weeks to months before delivery

The onset of PG is usually during the second or third trimester; it typically manifests earlier and with greater severity in subsequent pregnancies.2 That said, postpartum cases and cases where PG “skipped” pregnancies have been reported.2 PG can impact the fetus—about 5% to 10% of infants born to affected mothers have a diffuse bullous eruption similar to that of PG.3 One study found a fetal mortality rate of up to 30% and high rates of prematurity.1

This case represents an interesting variation because the patient hadn’t developed any dermatologic conditions during her previous 2 pregnancies, and it was only after she delivered her third child that she developed PG. While there is a wide range of possible presentations of PG, all mothers who have it should be monitored by an obstetrician and should follow up with a dermatologist during their prenatal periods due to the small but significant risks of prematurity and fetal growth restriction.4

Reactivation of symptoms. Although PG symptoms typically resolve several weeks before delivery, 75% of patients experience reactivation of their symptoms at delivery.4 Progestin has immunosuppressive properties, and variations in progestin levels near delivery are thought to be responsible for the relapsing-remitting course of PG symptoms.4

Rule out other diagnoses with patch testing, skin biopsy

Pruritic and erythematous bullae and vesicles, particularly around the umbilicus, should raise clinical suspicion for PG in a pregnant patient. A skin biopsy showing a subepidermal bulla with prominent eosinophils, as well as direct immunofluorescence showing linear deposition of C3 and IgG at the dermo-epidermal junction, indicates a diagnosis of PG.

The differential diagnosis of PG includes urticarial/bullous drug eruptions, viral exanthems, allergic contact dermatitis, and pruritic urticarial papules and plaques of pregnancy (PUPPP). Clinical correlation and a careful review of the patient’s medications, symptoms, and exposure to viruses can aid in ruling out a drug eruption or viral exanthema. Patch testing can be performed to rule out allergic contact dermatitis, and serum testing or indirect immunofluorescence or enzyme-linked immunosorbent assay is recommended to rule out PUPPP.

 

 

Treat with topical corticosteroids and systemic antihistamines

The goal of treatment for PG is to provide relief from the pruritus and to decrease and suppress blister formation. Topical corticosteroids, such as clobetasol or betamethasone, and systemic antihistamines, such as cetirizine, can be used to treat mild cases of PG. First-generation antihistamines are favored over second-generation antihistamines because of their increased safety when used during pregnancy.

Severe cases. Oral steroids are used for patients with more severe cases of PG. The preferred corticosteroid is prednisolone, typically starting at 20 to 40 mg/d or 0.5 to 1 mg/kg/d and adjusting as needed.5 For patients who do not respond to corticosteroids or for whom corticosteroids are contraindicated, intravenous immunoglobulins or plasmapheresis may be beneficial.5 If a patient requires postpartum treatment, the possibility of medications being passed through breast milk needs to be considered.

Our patient. We prescribed clobetasol 0.05% ointment for our patient and told her to apply it twice daily to the affected areas. We discussed the possibility of using a systemic corticosteroid, but she opted to use the topical medication exclusively because she was breastfeeding. Although our patient still gets an occasional blister when she is stressed, they go away 1 to 2 days after she applies the clobetasol ointment.

CORRESPONDENCE
Sarah Groff, MD, University of Texas Health Science Center at San Antonio, 7979 Wurzbach Road, San Antonio, TX 78229; groff@uthscsa.edu.

References

1. Lawley TJ, Stingl G, Katz SI. Fetal and maternal risk factors in herpes gestationis. Arch Dermatol. 1978;114:552-555.

2. Engineer L, Bhol K, Ahmed AR. Pemphigoid gestationis: a review. Am J Obstet Gynecol. 2000;183:483-491.

3. Katz A, Minto JO, Toole JW, et al. Immunopathologic study of herpes gestationis in mother and infant. Arch Dermatol. 1977;113:1069-1072.

4. Huilaja L, Mäkikallio K, Tasanen K. Gestational pemphigoid. Orphanet J Rare Dis. 2014;9:136.

5. Jurecka W. Pregnancy dermatoses. In: Lebwohl MG, Berth-Jones J, Heymann WR, et al, eds. Treatment of Skin Disease: Comprehensive Therapeutic Strategies. 4th ed. Philadelphia, PA: Elsevier Saunders; 2014:606-611.

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Allison Pye, BA
Sarah Groff, MD
Jeffrey Meffert, MD
University of Texas Health Science Center at San Antonio
groff@uthscsa.edu

DEPARTMENT EDITOR
Richard P. Usatine, MD
University of Texas Health Science Center at San Antonio

The authors reported no potential conflict of interest relevant to this article.

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Sarah Groff, MD
Jeffrey Meffert, MD
University of Texas Health Science Center at San Antonio
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University of Texas Health Science Center at San Antonio

The authors reported no potential conflict of interest relevant to this article.

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Sarah Groff, MD
Jeffrey Meffert, MD
University of Texas Health Science Center at San Antonio
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Richard P. Usatine, MD
University of Texas Health Science Center at San Antonio

The authors reported no potential conflict of interest relevant to this article.

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Four days after delivering a boy by cesarean section, a 24-year-old woman sought care at our gynecology emergency room for a diffuse skin eruption. She said that one day after delivery, she developed several pruritic lesions near the site of the surgical incision. She attributed this to the surgical tape, but within the next 24 hours, blisters began to develop elsewhere on her body.

On exam, we noted light pink papules and plaques—some with overlying tense bullae—in and around her umbilicus (FIGURE 1), as well as on her abdomen, lower extremities, and within the left third and fourth web space of her toes. There were no lesions in the oral mucosa or near the groin or genitalia.

Aside from this blistering skin eruption, our patient was recovering well after the C-section. Her postoperative medications included simethicone, prenatal vitamins with iron, ibuprofen, ferrous sulfate, stool softeners, and acetaminophen with codeine. She indicated that her newborn son didn’t have any health problems—skin or otherwise—and her 2 other sons were healthy. She had no significant medical or dermatologic history. We performed a skin biopsy.

WHAT IS YOUR DIAGNOSIS?
HOW WOULD YOU TREAT THIS PATIENT?

 

 

Diagnosis: Pemphigoid gestationis

Based on the appearance of the lesions and the lab findings, we diagnosed our patient with pemphigoid gestationis (PG). The pathology demonstrated a subepidermal blister with prominent eosinophils, which supported the diagnosis (FIGURE 2). Direct immunofluorescence further supported the diagnosis, as it showed a thick, dense, and linear C3 deposition and weak immunoglobulin G deposition along the epidermal basement membrane zone.

PG, previously referred to as herpes gestationis, is a rare autoimmune dermatosis of pregnancy that usually presents with intense, pruritic, erythematous papules and blisters that surround the umbilicus. PG lesions spread rapidly throughout the body, but tend to spare the face and oral mucosa. The incidence is approximately 1 in 50,000 pregnancies.1

Although the exact pathogenesis of PG is unknown, it is hypothesized that major histocompatibility complex class II antigens within the placenta may play a role through cross-reaction with maternal skin.2

PG usually develops weeks to months before delivery

The onset of PG is usually during the second or third trimester; it typically manifests earlier and with greater severity in subsequent pregnancies.2 That said, postpartum cases and cases where PG “skipped” pregnancies have been reported.2 PG can impact the fetus—about 5% to 10% of infants born to affected mothers have a diffuse bullous eruption similar to that of PG.3 One study found a fetal mortality rate of up to 30% and high rates of prematurity.1

This case represents an interesting variation because the patient hadn’t developed any dermatologic conditions during her previous 2 pregnancies, and it was only after she delivered her third child that she developed PG. While there is a wide range of possible presentations of PG, all mothers who have it should be monitored by an obstetrician and should follow up with a dermatologist during their prenatal periods due to the small but significant risks of prematurity and fetal growth restriction.4

Reactivation of symptoms. Although PG symptoms typically resolve several weeks before delivery, 75% of patients experience reactivation of their symptoms at delivery.4 Progestin has immunosuppressive properties, and variations in progestin levels near delivery are thought to be responsible for the relapsing-remitting course of PG symptoms.4

Rule out other diagnoses with patch testing, skin biopsy

Pruritic and erythematous bullae and vesicles, particularly around the umbilicus, should raise clinical suspicion for PG in a pregnant patient. A skin biopsy showing a subepidermal bulla with prominent eosinophils, as well as direct immunofluorescence showing linear deposition of C3 and IgG at the dermo-epidermal junction, indicates a diagnosis of PG.

The differential diagnosis of PG includes urticarial/bullous drug eruptions, viral exanthems, allergic contact dermatitis, and pruritic urticarial papules and plaques of pregnancy (PUPPP). Clinical correlation and a careful review of the patient’s medications, symptoms, and exposure to viruses can aid in ruling out a drug eruption or viral exanthema. Patch testing can be performed to rule out allergic contact dermatitis, and serum testing or indirect immunofluorescence or enzyme-linked immunosorbent assay is recommended to rule out PUPPP.

 

 

Treat with topical corticosteroids and systemic antihistamines

The goal of treatment for PG is to provide relief from the pruritus and to decrease and suppress blister formation. Topical corticosteroids, such as clobetasol or betamethasone, and systemic antihistamines, such as cetirizine, can be used to treat mild cases of PG. First-generation antihistamines are favored over second-generation antihistamines because of their increased safety when used during pregnancy.

Severe cases. Oral steroids are used for patients with more severe cases of PG. The preferred corticosteroid is prednisolone, typically starting at 20 to 40 mg/d or 0.5 to 1 mg/kg/d and adjusting as needed.5 For patients who do not respond to corticosteroids or for whom corticosteroids are contraindicated, intravenous immunoglobulins or plasmapheresis may be beneficial.5 If a patient requires postpartum treatment, the possibility of medications being passed through breast milk needs to be considered.

Our patient. We prescribed clobetasol 0.05% ointment for our patient and told her to apply it twice daily to the affected areas. We discussed the possibility of using a systemic corticosteroid, but she opted to use the topical medication exclusively because she was breastfeeding. Although our patient still gets an occasional blister when she is stressed, they go away 1 to 2 days after she applies the clobetasol ointment.

CORRESPONDENCE
Sarah Groff, MD, University of Texas Health Science Center at San Antonio, 7979 Wurzbach Road, San Antonio, TX 78229; groff@uthscsa.edu.

Four days after delivering a boy by cesarean section, a 24-year-old woman sought care at our gynecology emergency room for a diffuse skin eruption. She said that one day after delivery, she developed several pruritic lesions near the site of the surgical incision. She attributed this to the surgical tape, but within the next 24 hours, blisters began to develop elsewhere on her body.

On exam, we noted light pink papules and plaques—some with overlying tense bullae—in and around her umbilicus (FIGURE 1), as well as on her abdomen, lower extremities, and within the left third and fourth web space of her toes. There were no lesions in the oral mucosa or near the groin or genitalia.

Aside from this blistering skin eruption, our patient was recovering well after the C-section. Her postoperative medications included simethicone, prenatal vitamins with iron, ibuprofen, ferrous sulfate, stool softeners, and acetaminophen with codeine. She indicated that her newborn son didn’t have any health problems—skin or otherwise—and her 2 other sons were healthy. She had no significant medical or dermatologic history. We performed a skin biopsy.

WHAT IS YOUR DIAGNOSIS?
HOW WOULD YOU TREAT THIS PATIENT?

 

 

Diagnosis: Pemphigoid gestationis

Based on the appearance of the lesions and the lab findings, we diagnosed our patient with pemphigoid gestationis (PG). The pathology demonstrated a subepidermal blister with prominent eosinophils, which supported the diagnosis (FIGURE 2). Direct immunofluorescence further supported the diagnosis, as it showed a thick, dense, and linear C3 deposition and weak immunoglobulin G deposition along the epidermal basement membrane zone.

PG, previously referred to as herpes gestationis, is a rare autoimmune dermatosis of pregnancy that usually presents with intense, pruritic, erythematous papules and blisters that surround the umbilicus. PG lesions spread rapidly throughout the body, but tend to spare the face and oral mucosa. The incidence is approximately 1 in 50,000 pregnancies.1

Although the exact pathogenesis of PG is unknown, it is hypothesized that major histocompatibility complex class II antigens within the placenta may play a role through cross-reaction with maternal skin.2

PG usually develops weeks to months before delivery

The onset of PG is usually during the second or third trimester; it typically manifests earlier and with greater severity in subsequent pregnancies.2 That said, postpartum cases and cases where PG “skipped” pregnancies have been reported.2 PG can impact the fetus—about 5% to 10% of infants born to affected mothers have a diffuse bullous eruption similar to that of PG.3 One study found a fetal mortality rate of up to 30% and high rates of prematurity.1

This case represents an interesting variation because the patient hadn’t developed any dermatologic conditions during her previous 2 pregnancies, and it was only after she delivered her third child that she developed PG. While there is a wide range of possible presentations of PG, all mothers who have it should be monitored by an obstetrician and should follow up with a dermatologist during their prenatal periods due to the small but significant risks of prematurity and fetal growth restriction.4

Reactivation of symptoms. Although PG symptoms typically resolve several weeks before delivery, 75% of patients experience reactivation of their symptoms at delivery.4 Progestin has immunosuppressive properties, and variations in progestin levels near delivery are thought to be responsible for the relapsing-remitting course of PG symptoms.4

Rule out other diagnoses with patch testing, skin biopsy

Pruritic and erythematous bullae and vesicles, particularly around the umbilicus, should raise clinical suspicion for PG in a pregnant patient. A skin biopsy showing a subepidermal bulla with prominent eosinophils, as well as direct immunofluorescence showing linear deposition of C3 and IgG at the dermo-epidermal junction, indicates a diagnosis of PG.

The differential diagnosis of PG includes urticarial/bullous drug eruptions, viral exanthems, allergic contact dermatitis, and pruritic urticarial papules and plaques of pregnancy (PUPPP). Clinical correlation and a careful review of the patient’s medications, symptoms, and exposure to viruses can aid in ruling out a drug eruption or viral exanthema. Patch testing can be performed to rule out allergic contact dermatitis, and serum testing or indirect immunofluorescence or enzyme-linked immunosorbent assay is recommended to rule out PUPPP.

 

 

Treat with topical corticosteroids and systemic antihistamines

The goal of treatment for PG is to provide relief from the pruritus and to decrease and suppress blister formation. Topical corticosteroids, such as clobetasol or betamethasone, and systemic antihistamines, such as cetirizine, can be used to treat mild cases of PG. First-generation antihistamines are favored over second-generation antihistamines because of their increased safety when used during pregnancy.

Severe cases. Oral steroids are used for patients with more severe cases of PG. The preferred corticosteroid is prednisolone, typically starting at 20 to 40 mg/d or 0.5 to 1 mg/kg/d and adjusting as needed.5 For patients who do not respond to corticosteroids or for whom corticosteroids are contraindicated, intravenous immunoglobulins or plasmapheresis may be beneficial.5 If a patient requires postpartum treatment, the possibility of medications being passed through breast milk needs to be considered.

Our patient. We prescribed clobetasol 0.05% ointment for our patient and told her to apply it twice daily to the affected areas. We discussed the possibility of using a systemic corticosteroid, but she opted to use the topical medication exclusively because she was breastfeeding. Although our patient still gets an occasional blister when she is stressed, they go away 1 to 2 days after she applies the clobetasol ointment.

CORRESPONDENCE
Sarah Groff, MD, University of Texas Health Science Center at San Antonio, 7979 Wurzbach Road, San Antonio, TX 78229; groff@uthscsa.edu.

References

1. Lawley TJ, Stingl G, Katz SI. Fetal and maternal risk factors in herpes gestationis. Arch Dermatol. 1978;114:552-555.

2. Engineer L, Bhol K, Ahmed AR. Pemphigoid gestationis: a review. Am J Obstet Gynecol. 2000;183:483-491.

3. Katz A, Minto JO, Toole JW, et al. Immunopathologic study of herpes gestationis in mother and infant. Arch Dermatol. 1977;113:1069-1072.

4. Huilaja L, Mäkikallio K, Tasanen K. Gestational pemphigoid. Orphanet J Rare Dis. 2014;9:136.

5. Jurecka W. Pregnancy dermatoses. In: Lebwohl MG, Berth-Jones J, Heymann WR, et al, eds. Treatment of Skin Disease: Comprehensive Therapeutic Strategies. 4th ed. Philadelphia, PA: Elsevier Saunders; 2014:606-611.

References

1. Lawley TJ, Stingl G, Katz SI. Fetal and maternal risk factors in herpes gestationis. Arch Dermatol. 1978;114:552-555.

2. Engineer L, Bhol K, Ahmed AR. Pemphigoid gestationis: a review. Am J Obstet Gynecol. 2000;183:483-491.

3. Katz A, Minto JO, Toole JW, et al. Immunopathologic study of herpes gestationis in mother and infant. Arch Dermatol. 1977;113:1069-1072.

4. Huilaja L, Mäkikallio K, Tasanen K. Gestational pemphigoid. Orphanet J Rare Dis. 2014;9:136.

5. Jurecka W. Pregnancy dermatoses. In: Lebwohl MG, Berth-Jones J, Heymann WR, et al, eds. Treatment of Skin Disease: Comprehensive Therapeutic Strategies. 4th ed. Philadelphia, PA: Elsevier Saunders; 2014:606-611.

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The Journal of Family Practice - 65(1)
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Allison Pye, BA, Sarah Groff, MD, Jeffrey Meffert, MD, postpartum, obstetrics, women's health, C-section, cesarean section, pemphigoid gestationis
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Hard nodular lesions over the chest wall

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Hard nodular lesions over the chest wall
 

A 56-year-old woman came to our clinic with nodular, indurated, itchy, painful skin lesions over her left anterior chest wall that she had for a month. She was also experiencing lower back pain that had started 2 months before the skin lesions had developed. Thirteen years earlier, the patient had been diagnosed with breast cancer (infiltrating ductal carcinoma stage T2 N1 M0) and had undergone a left modified radical mastectomy. She was advised to receive chemotherapy and radiotherapy after the surgery, but refused further treatment.

During the examination, we noted multiple elevated, nodular, erythematous, indurated skin lesions over the left side of her anterior chest wall near the mastectomy scar that measured approximately 8 × 7 cm (FIGURE 1). The axillary lymph nodes were not swollen and there was no bone tenderness on palpation. The rest of the exam was normal.

WHAT IS YOUR DIAGNOSIS?
HOW WOULD YOU TREAT THIS PATIENT?

 

 

Diagnosis: Cancer-en-cuirasse

A core biopsy taken from our patient’s nodular region confirmed the presence of a dermal tumor. Review of the histopathologic slide revealed cells that had invaded through the basement membrane. The invasive cells were arranged as either strands or singly placed cells. Signet ring cells and increased mitosis were also seen. The intervening stroma showed desmoplasia and lymphocytic infiltrates. All of this suggested infiltrating ductal carcinoma. Immunohistochemistry was negative for estrogen receptors (ER), progesterone receptors (PR), and HER2 (human epidermal growth factor receptor 2). A bone scan using Tc-99m MDP also showed metastatic lesions in the L5 vertebra (FIGURE 2).

Based on our patient’s bone scan and biopsy results, we determined that she was experiencing a local recurrence of infiltrating ductal carcinoma, Bloom-Richardson grade II, with cutaneous metastasis (cancer-en-cuirasse) and bony metastasis in the L5 vertebra.

Cancer-en-cuirasse (en cuirasse is French for “in armor”) is a form of cutaneous metastasis that most commonly arises from breast carcinoma (69%). It can also arise from colon carcinoma (9%), melanoma (5%), ovarian carcinoma (4%), and cervical carcinoma (2%).1

The condition is characterized by the invasion of malignant cells into the cutaneous layers of the chest wall—subsequently involving interstitial spaces and lymphatics—resulting in the formation of a tough, fibrotic lesion that’s comparable to an armor or breastplate.2

While cancer-en-cuirasse is usually a local recurrence of carcinoma in patients with a history of breast cancer after mastectomy, it can, on rare occasions, be a clue for the diagnosis of underlying primary breast carcinoma.3

Cancer-en-cuirasse can be mistaken for lymphoma-en-cuirasse or angiosarcoma; a core biopsy is the definitive test to make a diagnosis.

 

 

Treatment includes systemic therapy and possibly surgery

The main goal of treatment for patients with metastatic breast cancer is to relieve symptoms and prolong the patient’s life, while ensuring minimal treatment-related adverse effects. The mainstay of treatment is systemic therapy, and in certain circumstances, surgery and/or radiation. Systemic therapy includes endocrine therapy, chemotherapy, and/or biologic agents depending upon the patient’s hormonal receptor status and expression of HER2.

Combination chemotherapy is preferred because it is associated with higher response rates, longer progression-free survival, and a modest improvement in overall survival compared with sequential single-agent chemotherapy.4 According to numerous trials conducted by The French Epirubicin Study Group, the FEC (fluorouracil, epirubicin, and cyclophosphamide) regimen for metastatic breast cancer has been demonstrated to be more effective in terms of response rate, time to progression (TTP), and overall survival compared to the FAC (fluorouracil, doxorubicin, and cyclophosphamide) regimen.5 The FEC regimen also has fewer hematologic, gastrointestinal, and cardiac adverse effects.5 Four initial cycles of FEC should be administered with identical retreatment based on disease progression.5 The duration of chemotherapy is based on how well the patient can tolerate adverse effects and the patient’s informed opinion.

Zoledronic acid has been shown to directly inhibit cell proliferation and induce apoptosis of metastatic/highly tumorigenic cancer cells.6 It also interferes with osteoclast function, slows bone resorption, and thus prevents future skeletal morbidity from the bone lesion.6 Zoledronic acid is administered along with chemotherapy for one year. It is administered continuously for 3 weeks, followed by a one-week break before the next cycle.

Our patient was ER, PR, and HER2 negative, and that limited our treatment options. Based on the National Comprehensive Cancer Network guidelines and our patient’s financial status, we decided on a course of treatment that included 6 cycles of FEC with zoledronic acid, followed by external beam radiotherapy.7

Fifteen days after the third cycle, our patient developed pleural effusion and a pigtail catheter was placed for drainage. Fluid cytology revealed no evidence of malignant cells. We resumed and completed the 6 cycles of chemotherapy. The patient did not receive radiation therapy and was lost to follow-up.

CORRESPONDENCE
Raghunath Prabhu, MD, Department of Surgery, Kasturba Medical College, Manipal University, Manipal, Karnataka, India 576104; drraghu81@yahoo.co.in.

References

1. McKee PH, Calonje E, Granter SR. Cutaneous metastases and Paget’s disease of the skin. In: Pathology of the skin with clinical correlations. Philadelphia, PA: Elsevier Mosby;2005:1514-1518.

2. Handley WS. Cancer of the breast and its treatment. 2nd ed. London, England: John Murray;1922:17.

3. Mahore SD, Bothale KA, Patrikar AD, et al. Carcinoma en cuirasse: a rare presentation of breast cancer. Indian J Pathol Microbiol. 2010;53:351-358.

4. Carrick S, Parker S, Wilcken N, et al. Single agent versus combination chemotherapy for metastatic breast cancer. Cochrane Database Syst Rev. 2005;CD003372.

5. French Epirubicin Study Group. Epirubicin-based chemotherapy in metastatic breast cancer patients: role of dose-intensity and duration of treatment. J Clin Oncol. 2000;18:3115-3124.

6. Almubarak H, Jones A, Chaisuparat R, et al. Zoledronic acid directly suppresses cell proliferation and induces apoptosis in highly tumorigenic prostate and breast cancers. J Carcinog. 2011;10:2.

7. National Comprehensive Cancer Network. Clinical practice guidelines in oncology. Breast cancer. Version 3. National Comprehensive Cancer Network Web site. Available at: http://www.nccn.org/professionals/physician_gls/pdf/breast.pdf. Accessed 2014.

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Steffi Sharma, MBBS
Sakshi Sadhu, MBBS
Rajgopal Shenoy, MD

Kasturba Medical College, Manipal University, Manipal, Karnataka, India
drraghu81@yahoo.co.in

DEPARTMENT EDITOR
Richard P. Usatine, MD
University of Texas Health Science Center at San Antonio

The authors reported no potential conflict of interest relevant to this article.

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Sakshi Sadhu, MBBS
Rajgopal Shenoy, MD

Kasturba Medical College, Manipal University, Manipal, Karnataka, India
drraghu81@yahoo.co.in

DEPARTMENT EDITOR
Richard P. Usatine, MD
University of Texas Health Science Center at San Antonio

The authors reported no potential conflict of interest relevant to this article.

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Raghunath Prabhu, MD
Steffi Sharma, MBBS
Sakshi Sadhu, MBBS
Rajgopal Shenoy, MD

Kasturba Medical College, Manipal University, Manipal, Karnataka, India
drraghu81@yahoo.co.in

DEPARTMENT EDITOR
Richard P. Usatine, MD
University of Texas Health Science Center at San Antonio

The authors reported no potential conflict of interest relevant to this article.

Article PDF
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A 56-year-old woman came to our clinic with nodular, indurated, itchy, painful skin lesions over her left anterior chest wall that she had for a month. She was also experiencing lower back pain that had started 2 months before the skin lesions had developed. Thirteen years earlier, the patient had been diagnosed with breast cancer (infiltrating ductal carcinoma stage T2 N1 M0) and had undergone a left modified radical mastectomy. She was advised to receive chemotherapy and radiotherapy after the surgery, but refused further treatment.

During the examination, we noted multiple elevated, nodular, erythematous, indurated skin lesions over the left side of her anterior chest wall near the mastectomy scar that measured approximately 8 × 7 cm (FIGURE 1). The axillary lymph nodes were not swollen and there was no bone tenderness on palpation. The rest of the exam was normal.

WHAT IS YOUR DIAGNOSIS?
HOW WOULD YOU TREAT THIS PATIENT?

 

 

Diagnosis: Cancer-en-cuirasse

A core biopsy taken from our patient’s nodular region confirmed the presence of a dermal tumor. Review of the histopathologic slide revealed cells that had invaded through the basement membrane. The invasive cells were arranged as either strands or singly placed cells. Signet ring cells and increased mitosis were also seen. The intervening stroma showed desmoplasia and lymphocytic infiltrates. All of this suggested infiltrating ductal carcinoma. Immunohistochemistry was negative for estrogen receptors (ER), progesterone receptors (PR), and HER2 (human epidermal growth factor receptor 2). A bone scan using Tc-99m MDP also showed metastatic lesions in the L5 vertebra (FIGURE 2).

Based on our patient’s bone scan and biopsy results, we determined that she was experiencing a local recurrence of infiltrating ductal carcinoma, Bloom-Richardson grade II, with cutaneous metastasis (cancer-en-cuirasse) and bony metastasis in the L5 vertebra.

Cancer-en-cuirasse (en cuirasse is French for “in armor”) is a form of cutaneous metastasis that most commonly arises from breast carcinoma (69%). It can also arise from colon carcinoma (9%), melanoma (5%), ovarian carcinoma (4%), and cervical carcinoma (2%).1

The condition is characterized by the invasion of malignant cells into the cutaneous layers of the chest wall—subsequently involving interstitial spaces and lymphatics—resulting in the formation of a tough, fibrotic lesion that’s comparable to an armor or breastplate.2

While cancer-en-cuirasse is usually a local recurrence of carcinoma in patients with a history of breast cancer after mastectomy, it can, on rare occasions, be a clue for the diagnosis of underlying primary breast carcinoma.3

Cancer-en-cuirasse can be mistaken for lymphoma-en-cuirasse or angiosarcoma; a core biopsy is the definitive test to make a diagnosis.

 

 

Treatment includes systemic therapy and possibly surgery

The main goal of treatment for patients with metastatic breast cancer is to relieve symptoms and prolong the patient’s life, while ensuring minimal treatment-related adverse effects. The mainstay of treatment is systemic therapy, and in certain circumstances, surgery and/or radiation. Systemic therapy includes endocrine therapy, chemotherapy, and/or biologic agents depending upon the patient’s hormonal receptor status and expression of HER2.

Combination chemotherapy is preferred because it is associated with higher response rates, longer progression-free survival, and a modest improvement in overall survival compared with sequential single-agent chemotherapy.4 According to numerous trials conducted by The French Epirubicin Study Group, the FEC (fluorouracil, epirubicin, and cyclophosphamide) regimen for metastatic breast cancer has been demonstrated to be more effective in terms of response rate, time to progression (TTP), and overall survival compared to the FAC (fluorouracil, doxorubicin, and cyclophosphamide) regimen.5 The FEC regimen also has fewer hematologic, gastrointestinal, and cardiac adverse effects.5 Four initial cycles of FEC should be administered with identical retreatment based on disease progression.5 The duration of chemotherapy is based on how well the patient can tolerate adverse effects and the patient’s informed opinion.

Zoledronic acid has been shown to directly inhibit cell proliferation and induce apoptosis of metastatic/highly tumorigenic cancer cells.6 It also interferes with osteoclast function, slows bone resorption, and thus prevents future skeletal morbidity from the bone lesion.6 Zoledronic acid is administered along with chemotherapy for one year. It is administered continuously for 3 weeks, followed by a one-week break before the next cycle.

Our patient was ER, PR, and HER2 negative, and that limited our treatment options. Based on the National Comprehensive Cancer Network guidelines and our patient’s financial status, we decided on a course of treatment that included 6 cycles of FEC with zoledronic acid, followed by external beam radiotherapy.7

Fifteen days after the third cycle, our patient developed pleural effusion and a pigtail catheter was placed for drainage. Fluid cytology revealed no evidence of malignant cells. We resumed and completed the 6 cycles of chemotherapy. The patient did not receive radiation therapy and was lost to follow-up.

CORRESPONDENCE
Raghunath Prabhu, MD, Department of Surgery, Kasturba Medical College, Manipal University, Manipal, Karnataka, India 576104; drraghu81@yahoo.co.in.

 

A 56-year-old woman came to our clinic with nodular, indurated, itchy, painful skin lesions over her left anterior chest wall that she had for a month. She was also experiencing lower back pain that had started 2 months before the skin lesions had developed. Thirteen years earlier, the patient had been diagnosed with breast cancer (infiltrating ductal carcinoma stage T2 N1 M0) and had undergone a left modified radical mastectomy. She was advised to receive chemotherapy and radiotherapy after the surgery, but refused further treatment.

During the examination, we noted multiple elevated, nodular, erythematous, indurated skin lesions over the left side of her anterior chest wall near the mastectomy scar that measured approximately 8 × 7 cm (FIGURE 1). The axillary lymph nodes were not swollen and there was no bone tenderness on palpation. The rest of the exam was normal.

WHAT IS YOUR DIAGNOSIS?
HOW WOULD YOU TREAT THIS PATIENT?

 

 

Diagnosis: Cancer-en-cuirasse

A core biopsy taken from our patient’s nodular region confirmed the presence of a dermal tumor. Review of the histopathologic slide revealed cells that had invaded through the basement membrane. The invasive cells were arranged as either strands or singly placed cells. Signet ring cells and increased mitosis were also seen. The intervening stroma showed desmoplasia and lymphocytic infiltrates. All of this suggested infiltrating ductal carcinoma. Immunohistochemistry was negative for estrogen receptors (ER), progesterone receptors (PR), and HER2 (human epidermal growth factor receptor 2). A bone scan using Tc-99m MDP also showed metastatic lesions in the L5 vertebra (FIGURE 2).

Based on our patient’s bone scan and biopsy results, we determined that she was experiencing a local recurrence of infiltrating ductal carcinoma, Bloom-Richardson grade II, with cutaneous metastasis (cancer-en-cuirasse) and bony metastasis in the L5 vertebra.

Cancer-en-cuirasse (en cuirasse is French for “in armor”) is a form of cutaneous metastasis that most commonly arises from breast carcinoma (69%). It can also arise from colon carcinoma (9%), melanoma (5%), ovarian carcinoma (4%), and cervical carcinoma (2%).1

The condition is characterized by the invasion of malignant cells into the cutaneous layers of the chest wall—subsequently involving interstitial spaces and lymphatics—resulting in the formation of a tough, fibrotic lesion that’s comparable to an armor or breastplate.2

While cancer-en-cuirasse is usually a local recurrence of carcinoma in patients with a history of breast cancer after mastectomy, it can, on rare occasions, be a clue for the diagnosis of underlying primary breast carcinoma.3

Cancer-en-cuirasse can be mistaken for lymphoma-en-cuirasse or angiosarcoma; a core biopsy is the definitive test to make a diagnosis.

 

 

Treatment includes systemic therapy and possibly surgery

The main goal of treatment for patients with metastatic breast cancer is to relieve symptoms and prolong the patient’s life, while ensuring minimal treatment-related adverse effects. The mainstay of treatment is systemic therapy, and in certain circumstances, surgery and/or radiation. Systemic therapy includes endocrine therapy, chemotherapy, and/or biologic agents depending upon the patient’s hormonal receptor status and expression of HER2.

Combination chemotherapy is preferred because it is associated with higher response rates, longer progression-free survival, and a modest improvement in overall survival compared with sequential single-agent chemotherapy.4 According to numerous trials conducted by The French Epirubicin Study Group, the FEC (fluorouracil, epirubicin, and cyclophosphamide) regimen for metastatic breast cancer has been demonstrated to be more effective in terms of response rate, time to progression (TTP), and overall survival compared to the FAC (fluorouracil, doxorubicin, and cyclophosphamide) regimen.5 The FEC regimen also has fewer hematologic, gastrointestinal, and cardiac adverse effects.5 Four initial cycles of FEC should be administered with identical retreatment based on disease progression.5 The duration of chemotherapy is based on how well the patient can tolerate adverse effects and the patient’s informed opinion.

Zoledronic acid has been shown to directly inhibit cell proliferation and induce apoptosis of metastatic/highly tumorigenic cancer cells.6 It also interferes with osteoclast function, slows bone resorption, and thus prevents future skeletal morbidity from the bone lesion.6 Zoledronic acid is administered along with chemotherapy for one year. It is administered continuously for 3 weeks, followed by a one-week break before the next cycle.

Our patient was ER, PR, and HER2 negative, and that limited our treatment options. Based on the National Comprehensive Cancer Network guidelines and our patient’s financial status, we decided on a course of treatment that included 6 cycles of FEC with zoledronic acid, followed by external beam radiotherapy.7

Fifteen days after the third cycle, our patient developed pleural effusion and a pigtail catheter was placed for drainage. Fluid cytology revealed no evidence of malignant cells. We resumed and completed the 6 cycles of chemotherapy. The patient did not receive radiation therapy and was lost to follow-up.

CORRESPONDENCE
Raghunath Prabhu, MD, Department of Surgery, Kasturba Medical College, Manipal University, Manipal, Karnataka, India 576104; drraghu81@yahoo.co.in.

References

1. McKee PH, Calonje E, Granter SR. Cutaneous metastases and Paget’s disease of the skin. In: Pathology of the skin with clinical correlations. Philadelphia, PA: Elsevier Mosby;2005:1514-1518.

2. Handley WS. Cancer of the breast and its treatment. 2nd ed. London, England: John Murray;1922:17.

3. Mahore SD, Bothale KA, Patrikar AD, et al. Carcinoma en cuirasse: a rare presentation of breast cancer. Indian J Pathol Microbiol. 2010;53:351-358.

4. Carrick S, Parker S, Wilcken N, et al. Single agent versus combination chemotherapy for metastatic breast cancer. Cochrane Database Syst Rev. 2005;CD003372.

5. French Epirubicin Study Group. Epirubicin-based chemotherapy in metastatic breast cancer patients: role of dose-intensity and duration of treatment. J Clin Oncol. 2000;18:3115-3124.

6. Almubarak H, Jones A, Chaisuparat R, et al. Zoledronic acid directly suppresses cell proliferation and induces apoptosis in highly tumorigenic prostate and breast cancers. J Carcinog. 2011;10:2.

7. National Comprehensive Cancer Network. Clinical practice guidelines in oncology. Breast cancer. Version 3. National Comprehensive Cancer Network Web site. Available at: http://www.nccn.org/professionals/physician_gls/pdf/breast.pdf. Accessed 2014.

References

1. McKee PH, Calonje E, Granter SR. Cutaneous metastases and Paget’s disease of the skin. In: Pathology of the skin with clinical correlations. Philadelphia, PA: Elsevier Mosby;2005:1514-1518.

2. Handley WS. Cancer of the breast and its treatment. 2nd ed. London, England: John Murray;1922:17.

3. Mahore SD, Bothale KA, Patrikar AD, et al. Carcinoma en cuirasse: a rare presentation of breast cancer. Indian J Pathol Microbiol. 2010;53:351-358.

4. Carrick S, Parker S, Wilcken N, et al. Single agent versus combination chemotherapy for metastatic breast cancer. Cochrane Database Syst Rev. 2005;CD003372.

5. French Epirubicin Study Group. Epirubicin-based chemotherapy in metastatic breast cancer patients: role of dose-intensity and duration of treatment. J Clin Oncol. 2000;18:3115-3124.

6. Almubarak H, Jones A, Chaisuparat R, et al. Zoledronic acid directly suppresses cell proliferation and induces apoptosis in highly tumorigenic prostate and breast cancers. J Carcinog. 2011;10:2.

7. National Comprehensive Cancer Network. Clinical practice guidelines in oncology. Breast cancer. Version 3. National Comprehensive Cancer Network Web site. Available at: http://www.nccn.org/professionals/physician_gls/pdf/breast.pdf. Accessed 2014.

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USPSTF urges extra step before treating hypertension

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Screening for and treating high blood pressure (HBP) to prevent cardiovascular and renal disease is a tried-and-true preventive intervention that is supported by strong evidence. And not surprisingly, when the US Preventive Services Task Force (USPSTF) recently updated its 2007 recommendation for blood pressure screening for adults, it once again gave an A recommendation for those ages 18 years and older. What is noteworthy, however, is that this update concentrates on the accuracy of blood pressure measurement methods and optimal frequency of screening.1

The most significant modification of past recommendations is that HBP found with office measurement of blood pressure (OMBP) should be confirmed with either ambulatory blood pressure monitoring (ABPM) or home blood pressure monitoring (HBPM) before starting treatment. (For its recommendation, the USPSTF used the HBP definition from the Seventh Report of the Joint National Committee on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure [TABLE 1].2,3)

Ensuring accurate blood-pressure measurements. More than 30% of adults in the United States have HBP, with prevalence increasing with age (TABLE 2).2 Only about half of this population has HBP under control.4 This modifiable condition contributes to more than 360,000 deaths annually.2 However, while treatment of true HBP results in substantial benefits, it is important not to over-diagnose HBP and over-treat it.

Studies have shown that 15% to 30% of individuals diagnosed with HBP in a clinical setting will have blood pressure in the normal range when measurements are taken outside of the doctor’s office.1 This discrepancy can be due to measurement error, regression to the mean, recent caffeine ingestion by the patient, or isolated clinical hypertension wherein the stress and anxiety caused by clinic visits elevates blood pressure transiently.

With this in mind, the USPSTF recommends that OMBP-detected HBP be confirmed with either ABPM or HBPM. Of these 2 follow-up methods, ABPM is supported by stronger evidence and is preferred. The USPSTF includes HBPM as an alternative because ABPM equipment may not always be available—or affordable—and using the equipment may present logistical challenges.

Starting off on the right foot

Screening for HBP in a clinical setting is more accurate if conducted according to recommended procedures: use an appropriately sized cuff; take the measurement at least 5 minutes after the patient’s arrival while he or she is seated with legs uncrossed and the cuffed arm is at the level of the heart; and record the mean of 2 separate measurements. There appears to be no real difference in the accuracy of automated vs manual sphygmomanometers.

Optimal frequency of screening varies. While the USPSTF found little evidence to support any particular overall screening frequency, it recommends annual screening for those who are 40 years of age or older and those ages 18 to 39 who are obese or overweight, are African American, or who have high-normal blood pressure (TABLE 3).1 Screening every 3 to 5 years is recommended for individuals not in these categories.

Initial steps in treating HBP. The Task Force also commented on which medications to use when initiating HBP treatment (after lifestyle and dietary interventions). Non-African Americans should receive a thiazide diuretic, calcium channel blocker, angiotensin-converting enzyme inhibitor, or angiotensin-receptor blocker. African Americans should begin treatment with a thiazide diuretic or calcium channel blocker. These recommendations appear to have been adopted from the Eighth Joint National Committee, since the accompanying evidence report for the USPSTF’s update did not address this issue.5

Don't forget patient support

Patient support is key. As of June 2015, the Community Preventive Services Task Force (CPSTF) recommends self-measured blood pressure monitoring combined with additional support as a means of improving blood pressure control in those with HBP.4

Supportive measures include things such as patient counseling on medications and health behavior changes (eg, diet and exercise); education on HBP and blood pressure self-management; and use of secure electronic or Web-based tools such as text or e-mail reminders to measure blood pressure, show up for appointments, or communicate blood pressure readings to healthcare providers. Patients who participate in home self-measurement of blood pressure with additional support lower their systolic blood pressure, on average, 1.4 mm Hg more than those who do not.4

 

 

 

Remaining questions

The new USPSTF recommendation leaves several issues unaddressed. For one thing, the Affordable Care Act mandates that commercial health insurance plans provide services with an A or B Task Force recommendation to patients with no copayments. So does the new HBP recommendation mean payers have to make ABPM and HBPM available to patients at no charge?

Up to 30% of individuals diagnosed with high BP in a clinical setting will have BP in the normal range when measurements are taken outside of the doctor's office.

There are other questions, too. If HBP detected by OMBP is not confirmed when ABPM is performed, should ABPM be repeated, and if so, at what interval? What is the role of emerging technologies that use devices other than arm cuffs to measure blood pressure?

Despite these uncertainties, the new USPSTF and CPSTF recommendations refine the longstanding in-office–only approach to diagnosing and monitoring HBP and advocate newer technologies that could help improve diagnostic accuracy, avoid over-diagnosis and over-treatment, and improve patient adherence to treatment goals.

References

 

1. US Preventive Services Task Force. High blood pressure in adults: screening. Available at: http://www.uspreventiveservicestaskforce.org/Page/Document/UpdateSummaryFinal/high-blood-pressure-in-adults-screening. Accessed November 24, 2015.

2. Piper MA, Evans CV, Burda BU, et al. Screening for high blood pressure in adults: a systematic evidence review for the U.S. Preventive Services Task Force. Available at: http://www.ncbi.nlm.nih.gov/books/NBK269495/. Accessed November 24, 2015.

3. US Department of Health and Human Services. The seventh report of the Joint National Committee on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure. Available at: http://www.nhlbi.nih.gov/files/docs/guidelines/jnc7full.pdf. Accessed November 24, 2015.

4. Community Preventive Services Task Force. Cardiovascular disease prevention and control: self-measured blood pressure monitoring interventions for improved blood pressure control — when combined with additional support. Available at: http://www.thecommunityguide.org/cvd/SMBP-additional.html. Accessed November 24, 2015.

5. James PA, Oparil S, Carter BL, et al. 2014 evidence-based guideline for the management of high blood pressure in adults: report from the panel members appointed to the Eighth Joint National Committee (JNC8). JAMA. 2014;311:507-520.

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Screening for and treating high blood pressure (HBP) to prevent cardiovascular and renal disease is a tried-and-true preventive intervention that is supported by strong evidence. And not surprisingly, when the US Preventive Services Task Force (USPSTF) recently updated its 2007 recommendation for blood pressure screening for adults, it once again gave an A recommendation for those ages 18 years and older. What is noteworthy, however, is that this update concentrates on the accuracy of blood pressure measurement methods and optimal frequency of screening.1

The most significant modification of past recommendations is that HBP found with office measurement of blood pressure (OMBP) should be confirmed with either ambulatory blood pressure monitoring (ABPM) or home blood pressure monitoring (HBPM) before starting treatment. (For its recommendation, the USPSTF used the HBP definition from the Seventh Report of the Joint National Committee on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure [TABLE 1].2,3)

Ensuring accurate blood-pressure measurements. More than 30% of adults in the United States have HBP, with prevalence increasing with age (TABLE 2).2 Only about half of this population has HBP under control.4 This modifiable condition contributes to more than 360,000 deaths annually.2 However, while treatment of true HBP results in substantial benefits, it is important not to over-diagnose HBP and over-treat it.

Studies have shown that 15% to 30% of individuals diagnosed with HBP in a clinical setting will have blood pressure in the normal range when measurements are taken outside of the doctor’s office.1 This discrepancy can be due to measurement error, regression to the mean, recent caffeine ingestion by the patient, or isolated clinical hypertension wherein the stress and anxiety caused by clinic visits elevates blood pressure transiently.

With this in mind, the USPSTF recommends that OMBP-detected HBP be confirmed with either ABPM or HBPM. Of these 2 follow-up methods, ABPM is supported by stronger evidence and is preferred. The USPSTF includes HBPM as an alternative because ABPM equipment may not always be available—or affordable—and using the equipment may present logistical challenges.

Starting off on the right foot

Screening for HBP in a clinical setting is more accurate if conducted according to recommended procedures: use an appropriately sized cuff; take the measurement at least 5 minutes after the patient’s arrival while he or she is seated with legs uncrossed and the cuffed arm is at the level of the heart; and record the mean of 2 separate measurements. There appears to be no real difference in the accuracy of automated vs manual sphygmomanometers.

Optimal frequency of screening varies. While the USPSTF found little evidence to support any particular overall screening frequency, it recommends annual screening for those who are 40 years of age or older and those ages 18 to 39 who are obese or overweight, are African American, or who have high-normal blood pressure (TABLE 3).1 Screening every 3 to 5 years is recommended for individuals not in these categories.

Initial steps in treating HBP. The Task Force also commented on which medications to use when initiating HBP treatment (after lifestyle and dietary interventions). Non-African Americans should receive a thiazide diuretic, calcium channel blocker, angiotensin-converting enzyme inhibitor, or angiotensin-receptor blocker. African Americans should begin treatment with a thiazide diuretic or calcium channel blocker. These recommendations appear to have been adopted from the Eighth Joint National Committee, since the accompanying evidence report for the USPSTF’s update did not address this issue.5

Don't forget patient support

Patient support is key. As of June 2015, the Community Preventive Services Task Force (CPSTF) recommends self-measured blood pressure monitoring combined with additional support as a means of improving blood pressure control in those with HBP.4

Supportive measures include things such as patient counseling on medications and health behavior changes (eg, diet and exercise); education on HBP and blood pressure self-management; and use of secure electronic or Web-based tools such as text or e-mail reminders to measure blood pressure, show up for appointments, or communicate blood pressure readings to healthcare providers. Patients who participate in home self-measurement of blood pressure with additional support lower their systolic blood pressure, on average, 1.4 mm Hg more than those who do not.4

 

 

 

Remaining questions

The new USPSTF recommendation leaves several issues unaddressed. For one thing, the Affordable Care Act mandates that commercial health insurance plans provide services with an A or B Task Force recommendation to patients with no copayments. So does the new HBP recommendation mean payers have to make ABPM and HBPM available to patients at no charge?

Up to 30% of individuals diagnosed with high BP in a clinical setting will have BP in the normal range when measurements are taken outside of the doctor's office.

There are other questions, too. If HBP detected by OMBP is not confirmed when ABPM is performed, should ABPM be repeated, and if so, at what interval? What is the role of emerging technologies that use devices other than arm cuffs to measure blood pressure?

Despite these uncertainties, the new USPSTF and CPSTF recommendations refine the longstanding in-office–only approach to diagnosing and monitoring HBP and advocate newer technologies that could help improve diagnostic accuracy, avoid over-diagnosis and over-treatment, and improve patient adherence to treatment goals.

 

Screening for and treating high blood pressure (HBP) to prevent cardiovascular and renal disease is a tried-and-true preventive intervention that is supported by strong evidence. And not surprisingly, when the US Preventive Services Task Force (USPSTF) recently updated its 2007 recommendation for blood pressure screening for adults, it once again gave an A recommendation for those ages 18 years and older. What is noteworthy, however, is that this update concentrates on the accuracy of blood pressure measurement methods and optimal frequency of screening.1

The most significant modification of past recommendations is that HBP found with office measurement of blood pressure (OMBP) should be confirmed with either ambulatory blood pressure monitoring (ABPM) or home blood pressure monitoring (HBPM) before starting treatment. (For its recommendation, the USPSTF used the HBP definition from the Seventh Report of the Joint National Committee on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure [TABLE 1].2,3)

Ensuring accurate blood-pressure measurements. More than 30% of adults in the United States have HBP, with prevalence increasing with age (TABLE 2).2 Only about half of this population has HBP under control.4 This modifiable condition contributes to more than 360,000 deaths annually.2 However, while treatment of true HBP results in substantial benefits, it is important not to over-diagnose HBP and over-treat it.

Studies have shown that 15% to 30% of individuals diagnosed with HBP in a clinical setting will have blood pressure in the normal range when measurements are taken outside of the doctor’s office.1 This discrepancy can be due to measurement error, regression to the mean, recent caffeine ingestion by the patient, or isolated clinical hypertension wherein the stress and anxiety caused by clinic visits elevates blood pressure transiently.

With this in mind, the USPSTF recommends that OMBP-detected HBP be confirmed with either ABPM or HBPM. Of these 2 follow-up methods, ABPM is supported by stronger evidence and is preferred. The USPSTF includes HBPM as an alternative because ABPM equipment may not always be available—or affordable—and using the equipment may present logistical challenges.

Starting off on the right foot

Screening for HBP in a clinical setting is more accurate if conducted according to recommended procedures: use an appropriately sized cuff; take the measurement at least 5 minutes after the patient’s arrival while he or she is seated with legs uncrossed and the cuffed arm is at the level of the heart; and record the mean of 2 separate measurements. There appears to be no real difference in the accuracy of automated vs manual sphygmomanometers.

Optimal frequency of screening varies. While the USPSTF found little evidence to support any particular overall screening frequency, it recommends annual screening for those who are 40 years of age or older and those ages 18 to 39 who are obese or overweight, are African American, or who have high-normal blood pressure (TABLE 3).1 Screening every 3 to 5 years is recommended for individuals not in these categories.

Initial steps in treating HBP. The Task Force also commented on which medications to use when initiating HBP treatment (after lifestyle and dietary interventions). Non-African Americans should receive a thiazide diuretic, calcium channel blocker, angiotensin-converting enzyme inhibitor, or angiotensin-receptor blocker. African Americans should begin treatment with a thiazide diuretic or calcium channel blocker. These recommendations appear to have been adopted from the Eighth Joint National Committee, since the accompanying evidence report for the USPSTF’s update did not address this issue.5

Don't forget patient support

Patient support is key. As of June 2015, the Community Preventive Services Task Force (CPSTF) recommends self-measured blood pressure monitoring combined with additional support as a means of improving blood pressure control in those with HBP.4

Supportive measures include things such as patient counseling on medications and health behavior changes (eg, diet and exercise); education on HBP and blood pressure self-management; and use of secure electronic or Web-based tools such as text or e-mail reminders to measure blood pressure, show up for appointments, or communicate blood pressure readings to healthcare providers. Patients who participate in home self-measurement of blood pressure with additional support lower their systolic blood pressure, on average, 1.4 mm Hg more than those who do not.4

 

 

 

Remaining questions

The new USPSTF recommendation leaves several issues unaddressed. For one thing, the Affordable Care Act mandates that commercial health insurance plans provide services with an A or B Task Force recommendation to patients with no copayments. So does the new HBP recommendation mean payers have to make ABPM and HBPM available to patients at no charge?

Up to 30% of individuals diagnosed with high BP in a clinical setting will have BP in the normal range when measurements are taken outside of the doctor's office.

There are other questions, too. If HBP detected by OMBP is not confirmed when ABPM is performed, should ABPM be repeated, and if so, at what interval? What is the role of emerging technologies that use devices other than arm cuffs to measure blood pressure?

Despite these uncertainties, the new USPSTF and CPSTF recommendations refine the longstanding in-office–only approach to diagnosing and monitoring HBP and advocate newer technologies that could help improve diagnostic accuracy, avoid over-diagnosis and over-treatment, and improve patient adherence to treatment goals.

References

 

1. US Preventive Services Task Force. High blood pressure in adults: screening. Available at: http://www.uspreventiveservicestaskforce.org/Page/Document/UpdateSummaryFinal/high-blood-pressure-in-adults-screening. Accessed November 24, 2015.

2. Piper MA, Evans CV, Burda BU, et al. Screening for high blood pressure in adults: a systematic evidence review for the U.S. Preventive Services Task Force. Available at: http://www.ncbi.nlm.nih.gov/books/NBK269495/. Accessed November 24, 2015.

3. US Department of Health and Human Services. The seventh report of the Joint National Committee on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure. Available at: http://www.nhlbi.nih.gov/files/docs/guidelines/jnc7full.pdf. Accessed November 24, 2015.

4. Community Preventive Services Task Force. Cardiovascular disease prevention and control: self-measured blood pressure monitoring interventions for improved blood pressure control — when combined with additional support. Available at: http://www.thecommunityguide.org/cvd/SMBP-additional.html. Accessed November 24, 2015.

5. James PA, Oparil S, Carter BL, et al. 2014 evidence-based guideline for the management of high blood pressure in adults: report from the panel members appointed to the Eighth Joint National Committee (JNC8). JAMA. 2014;311:507-520.

References

 

1. US Preventive Services Task Force. High blood pressure in adults: screening. Available at: http://www.uspreventiveservicestaskforce.org/Page/Document/UpdateSummaryFinal/high-blood-pressure-in-adults-screening. Accessed November 24, 2015.

2. Piper MA, Evans CV, Burda BU, et al. Screening for high blood pressure in adults: a systematic evidence review for the U.S. Preventive Services Task Force. Available at: http://www.ncbi.nlm.nih.gov/books/NBK269495/. Accessed November 24, 2015.

3. US Department of Health and Human Services. The seventh report of the Joint National Committee on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure. Available at: http://www.nhlbi.nih.gov/files/docs/guidelines/jnc7full.pdf. Accessed November 24, 2015.

4. Community Preventive Services Task Force. Cardiovascular disease prevention and control: self-measured blood pressure monitoring interventions for improved blood pressure control — when combined with additional support. Available at: http://www.thecommunityguide.org/cvd/SMBP-additional.html. Accessed November 24, 2015.

5. James PA, Oparil S, Carter BL, et al. 2014 evidence-based guideline for the management of high blood pressure in adults: report from the panel members appointed to the Eighth Joint National Committee (JNC8). JAMA. 2014;311:507-520.

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Aneuploidy screening: Newer noninvasive test gains traction

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PRACTICE CHANGER

Discuss cell-free DNA testing when offering fetal aneuploidy screening to pregnant women.1,2

Strength of recommendation

A: Based on multiple large, multi-center cohort studies.

Bianchi DW, Parker RL, Wentworth J, et al; CARE Study Group. DNA sequencing versus standard prenatal aneuploidy screening. N Engl J Med. 2014;370:799-808.1
Norton ME, Jacobsson B, Swamy GK, et al. Cell-free DNA analysis for noninvasive examination of trisomy. N Engl J Med. 2015;372:1589-1597.2

Illustrative case

A 28-year-old gravida 2, para 1001 at 10 weeks gestation presents to your clinic for a routine first-trimester prenatal visit. Her first child has no known chromosomal abnormalities and she has no family history of aneuploidy. She asks you which tests are available to screen her fetus for chromosomal abnormalities.

Pregnant women have traditionally been offered some combination of serum biomarkers and nuchal translucency to assess the risk of fetal aneuploidy. Cell-free DNA testing (cfDNA) is a form of noninvasive prenatal testing that uses maternal serum samples to conduct massively parallel sequencing of cell-free fetal DNA fragments. It has been offered to pregnant women as a screening test to detect fetal chromosomal abnormalities since 2011 after multiple clinical studies found high sensitivities, specificities, and negative predictive values (NPVs) for detecting aneuploidy.3-6 However until 2015, practice guidelines from the American Congress of Obstetricians and Gynecologists (ACOG) recommended that standard aneuploidy screening or diagnostic testing be offered to all pregnant women and cfDNA be reserved for women with pregnancies at high risk for aneuploidy (strength of recommendation: B).7

CARE (Comparison of Aneuploidy Risk Evaluation) and NEXT (Noninvasive Examination of Trisomy) are 2 large studies that compared cfDNA and standard aneuploidy screening methods in pregnant women at low risk for fetal aneuploidy. Based on new data from these and other studies, ACOG and the Society for Maternal-Fetal Medicine (SMFM) released a new consensus statement in June 2015 that addressed the use of cfDNA in the general obstetric population. The 2 groups still recommend conventional first- and second-trimester screening by serum chemical biomarkers and nuchal translucency as the first-line approach for low-risk women who want to pursue aneuploidy screening; however, they also recommend that the risks and benefits of cfDNA should be discussed with all patients.8

STUDY SUMMARIES

CARE was a prospective, blinded, multicenter (21 US sites across 14 states) study that compared the aneuploidy detection rates of cfDNA to those of standard screening. Standard aneuploidy screening included assays of first- or second-trimester serum biomarkers with or without fetal nuchal translucency measurement.

This study enrolled 2042 pregnant patients ages 18 to 49 (mean: 29.6 years) with singleton pregnancies. The population was racially and ethnically diverse (65% white, 22% black, 11% Hispanic, 7% Asian). This study included women with diabetes mellitus, thyroid disorders, and other comorbidities. cfDNA testing was done on 1909 maternal blood samples for trisomy 21 and 1905 for trisomy 18.

cfDNA and standard aneuploidy screening results were compared to pregnancy outcomes. The presence of aneuploidy was determined by physician-documented newborn physical exam (97%) or karyotype analysis (3%). In both live and non-live births, the incidence of trisomy 21 was 5 of 1909 cases (0.3%) and the incidence of trisomy 18 was 2 of 1905 cases (0.1%).

The NPV of cfDNA in this study was 100% (95% confidence interval, 99.8%-100%) for both trisomy 21 and trisomy 18. The positive predictive value (PPV) was higher with cfDNA compared to standard screening (45.5% vs 4.2% for trisomy 21 and 40% vs 8.3% for trisomy 18). This means that approximately 1 in 25 women with a positive standard aneuploidy screen actually has aneuploidy. In contrast, nearly one in 2 women with a positive cfDNA result has aneuploidy.

Similarly, false positive rates with cfDNA were significantly lower than those with standard screening. For trisomy 21, the cfDNA false positive rate was 0.3% compared to 3.6% for standard screening (P<.001); for trisomy 18, the cfDNA false positive rate was 0.2% compared to 0.6% for standard screening (P=.03).

NEXT was a prospective, blinded cohort study that compared cfDNA testing with standard first-trimester screening (with measurements of nuchal translucency and serum biochemical analysis) in a routine prenatal population at 35 centers in 6 countries.

This study enrolled 18,955 women ages 18 to 48 (mean: 31 years) who underwent traditional first-trimester screening and cfDNA testing. Eligible patients included pregnant women with a singleton pregnancy with a gestational age between 10 and 14.3 weeks. Prenatal screening results were compared to newborn outcomes using a documented newborn physical examination and, if performed, results of genetic testing. For women who had a miscarriage or stillbirth or chose to terminate the pregnancy, outcomes were determined by diagnostic genetic testing.

 

 

The primary outcome was the area under the receiver-operating-characteristic (ROC) curve for trisomy 21. Area under the ROC curve is a measure of a diagnostic test’s accuracy that plots sensitivity against 1-specificity; <.700 is considered a poor test, whereas 1.00 is a perfect test. A secondary analysis evaluated cfDNA testing in low-risk women (ages <35 years).

cfDNA can't detect neural tube or ventral wall defects, so women who choose this method should be offered maternal serum alpha-fetoprotein or ultrasound evaluation.

The area under the ROC curve was 0.999 for cfDNA compared with 0.958 for standard screening (P=.001). For diagnosis of trisomy 21, cfDNA had a higher PPV than standard testing (80.9% vs 3.4%; P<.001) and a lower false positive rate (0.06% vs 5.4%; P<.001). These findings were consistent in the secondary analysis of low-risk women.

Both the CARE and NEXT trials also evaluated cfDNA testing vs standard screening for diagnosis of trisomy 13 and 18 and found higher PPVs and lower false positive rates for cfDNA compared with traditional screening.

WHAT'S NEW

Previously, cfDNA was recommended only for women with high-risk pregnancies. The new data demonstrate that cfDNA has substantially better PPVs and lower false positive rates than standard fetal aneuploidy screening for the general obstetrical population.

So while conventional screening tests remain the most appropriate methods for aneuploidy detection in the general obstetrical population, according to ACOG and SMFM, the 2 groups now recommend that all screening options—including cfDNA—be discussed with every woman. Any woman may choose cfDNA but should be counseled about the risks and benefits.8

CAVEATS

Both the CARE and NEXT studies had limitations. They compared cfDNA testing with first- or second-trimester screening and did not evaluate integrated screening methods (sequential first- and second-trimester biomarkers plus first-trimester nuchal translucency), which have a slightly higher sensitivity and specificity than first-trimester screening alone.

Multiple companies offer cfDNA, and the test is not subject to Food and Drug Administration approval. The CARE and NEXT studies used tests from companies that provided funding for these studies and employ several of the study authors.

Although cfDNA has increased specificity compared to standard screening, there have been case reports of false negative results. Further testing has shown that such false negative results could be caused by mosaicism in either the fetus and/or placenta, vanishing twins, or maternal malignancies.8-10

In the CARE and NEXT trials, cfDNA produced no results in 0.9% and 3% of women, respectively. Patients for whom cfDNA testing yields no results have higher rates of aneuploidy, and therefore require further diagnostic testing.

Many insurance companies do not yet cover cfDNA for women with low-risk pregnancies, and the test may cost up to $1,700.

Because the prevalence of aneuploidy is lower in the general obstetric population than it is among women whose pregnancies are at high risk for aneuploidy, the PPV of cfDNA testing is also lower in the general obstetric population. This means that there are more false positive results for women at lower risk for aneuploidy. Therefore, it is imperative that women with positive cfDNA tests receive follow-up diagnostic testing such as chorionic villus sampling or amniocentesis before making a decision about termination.

All commercially available cfDNA tests have high sensitivity and specificity for trisomy 21, 18, and 13. Some offer testing for sex chromosome abnormalities and microdeletions. However, current cfDNA testing methods are unable to detect up to 17% of other clinically significant chromosomal abnormalities,11 and cfDNA cannot detect neural tube or ventral wall defects. Therefore, ACOG and SMFM recommend that women who choose cfDNA as their aneuploidy screening method should also be offered maternal serum alpha-fetoprotein or ultrasound evaluation.

CHALLENGES TO IMPLEMENTATION

cfDNA testing is validated only for singleton pregnancies. Physicians should obtain a baseline fetal ultrasound to confirm the number of fetuses, gestational age, and viability before ordering cfDNA to ensure it is the most appropriate screening test. This may add to the overall number of early pregnancy ultrasounds conducted.

Counseling patients about aneuploidy screening options is time-consuming, and requires discussion of the limitations of each screening method and caution that a negative cfDNA result does not guarantee an unaffected fetus, nor does a positive result guarantee an affected fetus. However, aneuploidy screening is well within the scope of care for family physicians who provide prenatal care, and referral to genetic specialists is not necessary or recommended.

Some patients may request cfDNA in order to facilitate earlier identification of fetal sex. In such cases, physicians should advise patients that cfDNA testing also assesses trisomy risk. Patients who do not wish to assess their risk for aneuploidy should not receive cfDNA testing.

 

 

 

Finally, while cfDNA is routinely recommended for women with pregnancies considered at high risk for aneuploidy, many insurance companies do not cover the cost of cfDNA for women with low-risk pregnancies, and the test may cost up to $1,700.12 The overall cost-effectiveness of cfDNA for aneuploidy screening in low-risk women is unknown.

ACKNOWLEDGEMENT 
The PURLs Surveillance System was supported in part by Grant Number UL1RR024999 from the National Center For Research Resources, a Clinical Translational Science Award to the University of Chicago. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Center For Research Resources or the National Institutes of Health.

Files
References

 

1. Bianchi DW, Parker RL, Wentworth J, et al; CARE Study Group. DNA sequencing versus standard prenatal aneuploidy screening. N Engl J Med. 2014;370:799-808.

2. Norton ME, Jacobsson B, Swamy GK, et al. Cell-free DNA analysis for noninvasive examination of trisomy. N Engl J Med. 2015;372:1589-1597.

3. Chiu RW, Akolekar R, Zheng YW, et al. Non-invasive prenatal assessment of trisomy 21 by multiplexed maternal plasma DNA sequencing: large scale validity study. BMJ. 2011;342:c7401.

4. Ehrich M, Deciu C, Zwiefelhofer T, et al. Noninvasive detection of fetal trisomy 21 by sequencing of DNA in maternal blood: a study in a clinical setting. Am J Obstet Gynecol. 2011;204:205.e1-11.

5. Bianchi DW, Platt LD, Goldberg JD, et al; MatERNal BLood IS Source to Accurately diagnose fetal aneuploidy (MELISSA) Study Group. Genome-wide fetal aneuploidy detection by maternal plasma DNA sequencing. Obstet Gynecol. 2012;119:890-901.

6. Norton ME, Brar H, Weiss J, et al. Non-invasive chromosomal evaluation (NICE) study: results of a multicenter prospective cohort study for detection of fetal trisomy 21 and trisomy 18. Am J Obstet Gynecol. 2012;207:137.e1-8.

7. American College of Obstetricians and Gynecologists Committee on Genetics. Committee Opinion No. 545: Noninvasive prenatal testing for fetal aneuploidy. Obstet Gynecol. 2012;120:1532-1534.

8. Committee Opinion No. 640: Cell-Free DNA Screening For Fetal Aneuploidy. Obstet Gynecol. 2015;126:e31-37.

9. Wang Y, Zhu J, Chen Y, et al. Two cases of placental T21 mosaicism: challenging the detection limits of non-invasive prenatal testing. Prenat Diagn. 2013;33:1207-1210.

10. Choi H, Lau TK, Jiang FM, et al. Fetal aneuploidy screening by maternal plasma DNA sequencing: ‘false positive’ due to confined placental mosaicism. Prenat Diagn. 2013;33:198-200.

11. Norton ME, Jelliffe-Pawlowski LL, Currier RJ. Chromosome abnormalities detected by current prenatal screening and noninvasive prenatal testing. Obstet Gynecol. 2014;124:979-986.

12. Agarwal A, Sayres LC, Cho MK, et al. Commercial landscape of noninvasive prenatal testing in the United States. Prenat Diagn. 2013;33:521-531.

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Sarah Nickolich, MD
Narges Farahi, MD
Kohar Jones, MD
Anne Mounsey, MD

University of North Carolina, Department of Family Medicine (Drs. Nickolich, Farahi, and Mounsey); University of Chicago, Department of Family Medicine (Dr. Jones)

DEPUTY EDITOR
James J. Stevermer, MD, MSPH
Department of Family and Community Medicine, University of Missouri-Columbia

Issue
The Journal of Family Practice - 65(1)
Publications
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Page Number
49-52
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aneuploidy, chromosomal abnormality, cell-free DNA, Sarah Nickolich, MD, Narges Farahi, MD, Kohar Jones, MD, Anne Mounsey, MD
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Sarah Nickolich, MD
Narges Farahi, MD
Kohar Jones, MD
Anne Mounsey, MD

University of North Carolina, Department of Family Medicine (Drs. Nickolich, Farahi, and Mounsey); University of Chicago, Department of Family Medicine (Dr. Jones)

DEPUTY EDITOR
James J. Stevermer, MD, MSPH
Department of Family and Community Medicine, University of Missouri-Columbia

Author and Disclosure Information

 

Sarah Nickolich, MD
Narges Farahi, MD
Kohar Jones, MD
Anne Mounsey, MD

University of North Carolina, Department of Family Medicine (Drs. Nickolich, Farahi, and Mounsey); University of Chicago, Department of Family Medicine (Dr. Jones)

DEPUTY EDITOR
James J. Stevermer, MD, MSPH
Department of Family and Community Medicine, University of Missouri-Columbia

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Related Articles

 

PRACTICE CHANGER

Discuss cell-free DNA testing when offering fetal aneuploidy screening to pregnant women.1,2

Strength of recommendation

A: Based on multiple large, multi-center cohort studies.

Bianchi DW, Parker RL, Wentworth J, et al; CARE Study Group. DNA sequencing versus standard prenatal aneuploidy screening. N Engl J Med. 2014;370:799-808.1
Norton ME, Jacobsson B, Swamy GK, et al. Cell-free DNA analysis for noninvasive examination of trisomy. N Engl J Med. 2015;372:1589-1597.2

Illustrative case

A 28-year-old gravida 2, para 1001 at 10 weeks gestation presents to your clinic for a routine first-trimester prenatal visit. Her first child has no known chromosomal abnormalities and she has no family history of aneuploidy. She asks you which tests are available to screen her fetus for chromosomal abnormalities.

Pregnant women have traditionally been offered some combination of serum biomarkers and nuchal translucency to assess the risk of fetal aneuploidy. Cell-free DNA testing (cfDNA) is a form of noninvasive prenatal testing that uses maternal serum samples to conduct massively parallel sequencing of cell-free fetal DNA fragments. It has been offered to pregnant women as a screening test to detect fetal chromosomal abnormalities since 2011 after multiple clinical studies found high sensitivities, specificities, and negative predictive values (NPVs) for detecting aneuploidy.3-6 However until 2015, practice guidelines from the American Congress of Obstetricians and Gynecologists (ACOG) recommended that standard aneuploidy screening or diagnostic testing be offered to all pregnant women and cfDNA be reserved for women with pregnancies at high risk for aneuploidy (strength of recommendation: B).7

CARE (Comparison of Aneuploidy Risk Evaluation) and NEXT (Noninvasive Examination of Trisomy) are 2 large studies that compared cfDNA and standard aneuploidy screening methods in pregnant women at low risk for fetal aneuploidy. Based on new data from these and other studies, ACOG and the Society for Maternal-Fetal Medicine (SMFM) released a new consensus statement in June 2015 that addressed the use of cfDNA in the general obstetric population. The 2 groups still recommend conventional first- and second-trimester screening by serum chemical biomarkers and nuchal translucency as the first-line approach for low-risk women who want to pursue aneuploidy screening; however, they also recommend that the risks and benefits of cfDNA should be discussed with all patients.8

STUDY SUMMARIES

CARE was a prospective, blinded, multicenter (21 US sites across 14 states) study that compared the aneuploidy detection rates of cfDNA to those of standard screening. Standard aneuploidy screening included assays of first- or second-trimester serum biomarkers with or without fetal nuchal translucency measurement.

This study enrolled 2042 pregnant patients ages 18 to 49 (mean: 29.6 years) with singleton pregnancies. The population was racially and ethnically diverse (65% white, 22% black, 11% Hispanic, 7% Asian). This study included women with diabetes mellitus, thyroid disorders, and other comorbidities. cfDNA testing was done on 1909 maternal blood samples for trisomy 21 and 1905 for trisomy 18.

cfDNA and standard aneuploidy screening results were compared to pregnancy outcomes. The presence of aneuploidy was determined by physician-documented newborn physical exam (97%) or karyotype analysis (3%). In both live and non-live births, the incidence of trisomy 21 was 5 of 1909 cases (0.3%) and the incidence of trisomy 18 was 2 of 1905 cases (0.1%).

The NPV of cfDNA in this study was 100% (95% confidence interval, 99.8%-100%) for both trisomy 21 and trisomy 18. The positive predictive value (PPV) was higher with cfDNA compared to standard screening (45.5% vs 4.2% for trisomy 21 and 40% vs 8.3% for trisomy 18). This means that approximately 1 in 25 women with a positive standard aneuploidy screen actually has aneuploidy. In contrast, nearly one in 2 women with a positive cfDNA result has aneuploidy.

Similarly, false positive rates with cfDNA were significantly lower than those with standard screening. For trisomy 21, the cfDNA false positive rate was 0.3% compared to 3.6% for standard screening (P<.001); for trisomy 18, the cfDNA false positive rate was 0.2% compared to 0.6% for standard screening (P=.03).

NEXT was a prospective, blinded cohort study that compared cfDNA testing with standard first-trimester screening (with measurements of nuchal translucency and serum biochemical analysis) in a routine prenatal population at 35 centers in 6 countries.

This study enrolled 18,955 women ages 18 to 48 (mean: 31 years) who underwent traditional first-trimester screening and cfDNA testing. Eligible patients included pregnant women with a singleton pregnancy with a gestational age between 10 and 14.3 weeks. Prenatal screening results were compared to newborn outcomes using a documented newborn physical examination and, if performed, results of genetic testing. For women who had a miscarriage or stillbirth or chose to terminate the pregnancy, outcomes were determined by diagnostic genetic testing.

 

 

The primary outcome was the area under the receiver-operating-characteristic (ROC) curve for trisomy 21. Area under the ROC curve is a measure of a diagnostic test’s accuracy that plots sensitivity against 1-specificity; <.700 is considered a poor test, whereas 1.00 is a perfect test. A secondary analysis evaluated cfDNA testing in low-risk women (ages <35 years).

cfDNA can't detect neural tube or ventral wall defects, so women who choose this method should be offered maternal serum alpha-fetoprotein or ultrasound evaluation.

The area under the ROC curve was 0.999 for cfDNA compared with 0.958 for standard screening (P=.001). For diagnosis of trisomy 21, cfDNA had a higher PPV than standard testing (80.9% vs 3.4%; P<.001) and a lower false positive rate (0.06% vs 5.4%; P<.001). These findings were consistent in the secondary analysis of low-risk women.

Both the CARE and NEXT trials also evaluated cfDNA testing vs standard screening for diagnosis of trisomy 13 and 18 and found higher PPVs and lower false positive rates for cfDNA compared with traditional screening.

WHAT'S NEW

Previously, cfDNA was recommended only for women with high-risk pregnancies. The new data demonstrate that cfDNA has substantially better PPVs and lower false positive rates than standard fetal aneuploidy screening for the general obstetrical population.

So while conventional screening tests remain the most appropriate methods for aneuploidy detection in the general obstetrical population, according to ACOG and SMFM, the 2 groups now recommend that all screening options—including cfDNA—be discussed with every woman. Any woman may choose cfDNA but should be counseled about the risks and benefits.8

CAVEATS

Both the CARE and NEXT studies had limitations. They compared cfDNA testing with first- or second-trimester screening and did not evaluate integrated screening methods (sequential first- and second-trimester biomarkers plus first-trimester nuchal translucency), which have a slightly higher sensitivity and specificity than first-trimester screening alone.

Multiple companies offer cfDNA, and the test is not subject to Food and Drug Administration approval. The CARE and NEXT studies used tests from companies that provided funding for these studies and employ several of the study authors.

Although cfDNA has increased specificity compared to standard screening, there have been case reports of false negative results. Further testing has shown that such false negative results could be caused by mosaicism in either the fetus and/or placenta, vanishing twins, or maternal malignancies.8-10

In the CARE and NEXT trials, cfDNA produced no results in 0.9% and 3% of women, respectively. Patients for whom cfDNA testing yields no results have higher rates of aneuploidy, and therefore require further diagnostic testing.

Many insurance companies do not yet cover cfDNA for women with low-risk pregnancies, and the test may cost up to $1,700.

Because the prevalence of aneuploidy is lower in the general obstetric population than it is among women whose pregnancies are at high risk for aneuploidy, the PPV of cfDNA testing is also lower in the general obstetric population. This means that there are more false positive results for women at lower risk for aneuploidy. Therefore, it is imperative that women with positive cfDNA tests receive follow-up diagnostic testing such as chorionic villus sampling or amniocentesis before making a decision about termination.

All commercially available cfDNA tests have high sensitivity and specificity for trisomy 21, 18, and 13. Some offer testing for sex chromosome abnormalities and microdeletions. However, current cfDNA testing methods are unable to detect up to 17% of other clinically significant chromosomal abnormalities,11 and cfDNA cannot detect neural tube or ventral wall defects. Therefore, ACOG and SMFM recommend that women who choose cfDNA as their aneuploidy screening method should also be offered maternal serum alpha-fetoprotein or ultrasound evaluation.

CHALLENGES TO IMPLEMENTATION

cfDNA testing is validated only for singleton pregnancies. Physicians should obtain a baseline fetal ultrasound to confirm the number of fetuses, gestational age, and viability before ordering cfDNA to ensure it is the most appropriate screening test. This may add to the overall number of early pregnancy ultrasounds conducted.

Counseling patients about aneuploidy screening options is time-consuming, and requires discussion of the limitations of each screening method and caution that a negative cfDNA result does not guarantee an unaffected fetus, nor does a positive result guarantee an affected fetus. However, aneuploidy screening is well within the scope of care for family physicians who provide prenatal care, and referral to genetic specialists is not necessary or recommended.

Some patients may request cfDNA in order to facilitate earlier identification of fetal sex. In such cases, physicians should advise patients that cfDNA testing also assesses trisomy risk. Patients who do not wish to assess their risk for aneuploidy should not receive cfDNA testing.

 

 

 

Finally, while cfDNA is routinely recommended for women with pregnancies considered at high risk for aneuploidy, many insurance companies do not cover the cost of cfDNA for women with low-risk pregnancies, and the test may cost up to $1,700.12 The overall cost-effectiveness of cfDNA for aneuploidy screening in low-risk women is unknown.

ACKNOWLEDGEMENT 
The PURLs Surveillance System was supported in part by Grant Number UL1RR024999 from the National Center For Research Resources, a Clinical Translational Science Award to the University of Chicago. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Center For Research Resources or the National Institutes of Health.

 

PRACTICE CHANGER

Discuss cell-free DNA testing when offering fetal aneuploidy screening to pregnant women.1,2

Strength of recommendation

A: Based on multiple large, multi-center cohort studies.

Bianchi DW, Parker RL, Wentworth J, et al; CARE Study Group. DNA sequencing versus standard prenatal aneuploidy screening. N Engl J Med. 2014;370:799-808.1
Norton ME, Jacobsson B, Swamy GK, et al. Cell-free DNA analysis for noninvasive examination of trisomy. N Engl J Med. 2015;372:1589-1597.2

Illustrative case

A 28-year-old gravida 2, para 1001 at 10 weeks gestation presents to your clinic for a routine first-trimester prenatal visit. Her first child has no known chromosomal abnormalities and she has no family history of aneuploidy. She asks you which tests are available to screen her fetus for chromosomal abnormalities.

Pregnant women have traditionally been offered some combination of serum biomarkers and nuchal translucency to assess the risk of fetal aneuploidy. Cell-free DNA testing (cfDNA) is a form of noninvasive prenatal testing that uses maternal serum samples to conduct massively parallel sequencing of cell-free fetal DNA fragments. It has been offered to pregnant women as a screening test to detect fetal chromosomal abnormalities since 2011 after multiple clinical studies found high sensitivities, specificities, and negative predictive values (NPVs) for detecting aneuploidy.3-6 However until 2015, practice guidelines from the American Congress of Obstetricians and Gynecologists (ACOG) recommended that standard aneuploidy screening or diagnostic testing be offered to all pregnant women and cfDNA be reserved for women with pregnancies at high risk for aneuploidy (strength of recommendation: B).7

CARE (Comparison of Aneuploidy Risk Evaluation) and NEXT (Noninvasive Examination of Trisomy) are 2 large studies that compared cfDNA and standard aneuploidy screening methods in pregnant women at low risk for fetal aneuploidy. Based on new data from these and other studies, ACOG and the Society for Maternal-Fetal Medicine (SMFM) released a new consensus statement in June 2015 that addressed the use of cfDNA in the general obstetric population. The 2 groups still recommend conventional first- and second-trimester screening by serum chemical biomarkers and nuchal translucency as the first-line approach for low-risk women who want to pursue aneuploidy screening; however, they also recommend that the risks and benefits of cfDNA should be discussed with all patients.8

STUDY SUMMARIES

CARE was a prospective, blinded, multicenter (21 US sites across 14 states) study that compared the aneuploidy detection rates of cfDNA to those of standard screening. Standard aneuploidy screening included assays of first- or second-trimester serum biomarkers with or without fetal nuchal translucency measurement.

This study enrolled 2042 pregnant patients ages 18 to 49 (mean: 29.6 years) with singleton pregnancies. The population was racially and ethnically diverse (65% white, 22% black, 11% Hispanic, 7% Asian). This study included women with diabetes mellitus, thyroid disorders, and other comorbidities. cfDNA testing was done on 1909 maternal blood samples for trisomy 21 and 1905 for trisomy 18.

cfDNA and standard aneuploidy screening results were compared to pregnancy outcomes. The presence of aneuploidy was determined by physician-documented newborn physical exam (97%) or karyotype analysis (3%). In both live and non-live births, the incidence of trisomy 21 was 5 of 1909 cases (0.3%) and the incidence of trisomy 18 was 2 of 1905 cases (0.1%).

The NPV of cfDNA in this study was 100% (95% confidence interval, 99.8%-100%) for both trisomy 21 and trisomy 18. The positive predictive value (PPV) was higher with cfDNA compared to standard screening (45.5% vs 4.2% for trisomy 21 and 40% vs 8.3% for trisomy 18). This means that approximately 1 in 25 women with a positive standard aneuploidy screen actually has aneuploidy. In contrast, nearly one in 2 women with a positive cfDNA result has aneuploidy.

Similarly, false positive rates with cfDNA were significantly lower than those with standard screening. For trisomy 21, the cfDNA false positive rate was 0.3% compared to 3.6% for standard screening (P<.001); for trisomy 18, the cfDNA false positive rate was 0.2% compared to 0.6% for standard screening (P=.03).

NEXT was a prospective, blinded cohort study that compared cfDNA testing with standard first-trimester screening (with measurements of nuchal translucency and serum biochemical analysis) in a routine prenatal population at 35 centers in 6 countries.

This study enrolled 18,955 women ages 18 to 48 (mean: 31 years) who underwent traditional first-trimester screening and cfDNA testing. Eligible patients included pregnant women with a singleton pregnancy with a gestational age between 10 and 14.3 weeks. Prenatal screening results were compared to newborn outcomes using a documented newborn physical examination and, if performed, results of genetic testing. For women who had a miscarriage or stillbirth or chose to terminate the pregnancy, outcomes were determined by diagnostic genetic testing.

 

 

The primary outcome was the area under the receiver-operating-characteristic (ROC) curve for trisomy 21. Area under the ROC curve is a measure of a diagnostic test’s accuracy that plots sensitivity against 1-specificity; <.700 is considered a poor test, whereas 1.00 is a perfect test. A secondary analysis evaluated cfDNA testing in low-risk women (ages <35 years).

cfDNA can't detect neural tube or ventral wall defects, so women who choose this method should be offered maternal serum alpha-fetoprotein or ultrasound evaluation.

The area under the ROC curve was 0.999 for cfDNA compared with 0.958 for standard screening (P=.001). For diagnosis of trisomy 21, cfDNA had a higher PPV than standard testing (80.9% vs 3.4%; P<.001) and a lower false positive rate (0.06% vs 5.4%; P<.001). These findings were consistent in the secondary analysis of low-risk women.

Both the CARE and NEXT trials also evaluated cfDNA testing vs standard screening for diagnosis of trisomy 13 and 18 and found higher PPVs and lower false positive rates for cfDNA compared with traditional screening.

WHAT'S NEW

Previously, cfDNA was recommended only for women with high-risk pregnancies. The new data demonstrate that cfDNA has substantially better PPVs and lower false positive rates than standard fetal aneuploidy screening for the general obstetrical population.

So while conventional screening tests remain the most appropriate methods for aneuploidy detection in the general obstetrical population, according to ACOG and SMFM, the 2 groups now recommend that all screening options—including cfDNA—be discussed with every woman. Any woman may choose cfDNA but should be counseled about the risks and benefits.8

CAVEATS

Both the CARE and NEXT studies had limitations. They compared cfDNA testing with first- or second-trimester screening and did not evaluate integrated screening methods (sequential first- and second-trimester biomarkers plus first-trimester nuchal translucency), which have a slightly higher sensitivity and specificity than first-trimester screening alone.

Multiple companies offer cfDNA, and the test is not subject to Food and Drug Administration approval. The CARE and NEXT studies used tests from companies that provided funding for these studies and employ several of the study authors.

Although cfDNA has increased specificity compared to standard screening, there have been case reports of false negative results. Further testing has shown that such false negative results could be caused by mosaicism in either the fetus and/or placenta, vanishing twins, or maternal malignancies.8-10

In the CARE and NEXT trials, cfDNA produced no results in 0.9% and 3% of women, respectively. Patients for whom cfDNA testing yields no results have higher rates of aneuploidy, and therefore require further diagnostic testing.

Many insurance companies do not yet cover cfDNA for women with low-risk pregnancies, and the test may cost up to $1,700.

Because the prevalence of aneuploidy is lower in the general obstetric population than it is among women whose pregnancies are at high risk for aneuploidy, the PPV of cfDNA testing is also lower in the general obstetric population. This means that there are more false positive results for women at lower risk for aneuploidy. Therefore, it is imperative that women with positive cfDNA tests receive follow-up diagnostic testing such as chorionic villus sampling or amniocentesis before making a decision about termination.

All commercially available cfDNA tests have high sensitivity and specificity for trisomy 21, 18, and 13. Some offer testing for sex chromosome abnormalities and microdeletions. However, current cfDNA testing methods are unable to detect up to 17% of other clinically significant chromosomal abnormalities,11 and cfDNA cannot detect neural tube or ventral wall defects. Therefore, ACOG and SMFM recommend that women who choose cfDNA as their aneuploidy screening method should also be offered maternal serum alpha-fetoprotein or ultrasound evaluation.

CHALLENGES TO IMPLEMENTATION

cfDNA testing is validated only for singleton pregnancies. Physicians should obtain a baseline fetal ultrasound to confirm the number of fetuses, gestational age, and viability before ordering cfDNA to ensure it is the most appropriate screening test. This may add to the overall number of early pregnancy ultrasounds conducted.

Counseling patients about aneuploidy screening options is time-consuming, and requires discussion of the limitations of each screening method and caution that a negative cfDNA result does not guarantee an unaffected fetus, nor does a positive result guarantee an affected fetus. However, aneuploidy screening is well within the scope of care for family physicians who provide prenatal care, and referral to genetic specialists is not necessary or recommended.

Some patients may request cfDNA in order to facilitate earlier identification of fetal sex. In such cases, physicians should advise patients that cfDNA testing also assesses trisomy risk. Patients who do not wish to assess their risk for aneuploidy should not receive cfDNA testing.

 

 

 

Finally, while cfDNA is routinely recommended for women with pregnancies considered at high risk for aneuploidy, many insurance companies do not cover the cost of cfDNA for women with low-risk pregnancies, and the test may cost up to $1,700.12 The overall cost-effectiveness of cfDNA for aneuploidy screening in low-risk women is unknown.

ACKNOWLEDGEMENT 
The PURLs Surveillance System was supported in part by Grant Number UL1RR024999 from the National Center For Research Resources, a Clinical Translational Science Award to the University of Chicago. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Center For Research Resources or the National Institutes of Health.

References

 

1. Bianchi DW, Parker RL, Wentworth J, et al; CARE Study Group. DNA sequencing versus standard prenatal aneuploidy screening. N Engl J Med. 2014;370:799-808.

2. Norton ME, Jacobsson B, Swamy GK, et al. Cell-free DNA analysis for noninvasive examination of trisomy. N Engl J Med. 2015;372:1589-1597.

3. Chiu RW, Akolekar R, Zheng YW, et al. Non-invasive prenatal assessment of trisomy 21 by multiplexed maternal plasma DNA sequencing: large scale validity study. BMJ. 2011;342:c7401.

4. Ehrich M, Deciu C, Zwiefelhofer T, et al. Noninvasive detection of fetal trisomy 21 by sequencing of DNA in maternal blood: a study in a clinical setting. Am J Obstet Gynecol. 2011;204:205.e1-11.

5. Bianchi DW, Platt LD, Goldberg JD, et al; MatERNal BLood IS Source to Accurately diagnose fetal aneuploidy (MELISSA) Study Group. Genome-wide fetal aneuploidy detection by maternal plasma DNA sequencing. Obstet Gynecol. 2012;119:890-901.

6. Norton ME, Brar H, Weiss J, et al. Non-invasive chromosomal evaluation (NICE) study: results of a multicenter prospective cohort study for detection of fetal trisomy 21 and trisomy 18. Am J Obstet Gynecol. 2012;207:137.e1-8.

7. American College of Obstetricians and Gynecologists Committee on Genetics. Committee Opinion No. 545: Noninvasive prenatal testing for fetal aneuploidy. Obstet Gynecol. 2012;120:1532-1534.

8. Committee Opinion No. 640: Cell-Free DNA Screening For Fetal Aneuploidy. Obstet Gynecol. 2015;126:e31-37.

9. Wang Y, Zhu J, Chen Y, et al. Two cases of placental T21 mosaicism: challenging the detection limits of non-invasive prenatal testing. Prenat Diagn. 2013;33:1207-1210.

10. Choi H, Lau TK, Jiang FM, et al. Fetal aneuploidy screening by maternal plasma DNA sequencing: ‘false positive’ due to confined placental mosaicism. Prenat Diagn. 2013;33:198-200.

11. Norton ME, Jelliffe-Pawlowski LL, Currier RJ. Chromosome abnormalities detected by current prenatal screening and noninvasive prenatal testing. Obstet Gynecol. 2014;124:979-986.

12. Agarwal A, Sayres LC, Cho MK, et al. Commercial landscape of noninvasive prenatal testing in the United States. Prenat Diagn. 2013;33:521-531.

References

 

1. Bianchi DW, Parker RL, Wentworth J, et al; CARE Study Group. DNA sequencing versus standard prenatal aneuploidy screening. N Engl J Med. 2014;370:799-808.

2. Norton ME, Jacobsson B, Swamy GK, et al. Cell-free DNA analysis for noninvasive examination of trisomy. N Engl J Med. 2015;372:1589-1597.

3. Chiu RW, Akolekar R, Zheng YW, et al. Non-invasive prenatal assessment of trisomy 21 by multiplexed maternal plasma DNA sequencing: large scale validity study. BMJ. 2011;342:c7401.

4. Ehrich M, Deciu C, Zwiefelhofer T, et al. Noninvasive detection of fetal trisomy 21 by sequencing of DNA in maternal blood: a study in a clinical setting. Am J Obstet Gynecol. 2011;204:205.e1-11.

5. Bianchi DW, Platt LD, Goldberg JD, et al; MatERNal BLood IS Source to Accurately diagnose fetal aneuploidy (MELISSA) Study Group. Genome-wide fetal aneuploidy detection by maternal plasma DNA sequencing. Obstet Gynecol. 2012;119:890-901.

6. Norton ME, Brar H, Weiss J, et al. Non-invasive chromosomal evaluation (NICE) study: results of a multicenter prospective cohort study for detection of fetal trisomy 21 and trisomy 18. Am J Obstet Gynecol. 2012;207:137.e1-8.

7. American College of Obstetricians and Gynecologists Committee on Genetics. Committee Opinion No. 545: Noninvasive prenatal testing for fetal aneuploidy. Obstet Gynecol. 2012;120:1532-1534.

8. Committee Opinion No. 640: Cell-Free DNA Screening For Fetal Aneuploidy. Obstet Gynecol. 2015;126:e31-37.

9. Wang Y, Zhu J, Chen Y, et al. Two cases of placental T21 mosaicism: challenging the detection limits of non-invasive prenatal testing. Prenat Diagn. 2013;33:1207-1210.

10. Choi H, Lau TK, Jiang FM, et al. Fetal aneuploidy screening by maternal plasma DNA sequencing: ‘false positive’ due to confined placental mosaicism. Prenat Diagn. 2013;33:198-200.

11. Norton ME, Jelliffe-Pawlowski LL, Currier RJ. Chromosome abnormalities detected by current prenatal screening and noninvasive prenatal testing. Obstet Gynecol. 2014;124:979-986.

12. Agarwal A, Sayres LC, Cho MK, et al. Commercial landscape of noninvasive prenatal testing in the United States. Prenat Diagn. 2013;33:521-531.

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HIV prevention: A 3-pronged approach

PRACTICE RECOMMENDATIONS

› Screen all pregnant women and individuals ages 15 to 65 for human immunodeficiency virus (HIV) infection. A
› Prescribe tenofovir disoproxil fumarate/emtricitabine (Truvada) for pre-exposure prophylaxis for patients at high risk of acquiring HIV. A
› Offer needle and syringe exchange programs and, when appropriate, opioid substitution therapy to individuals who inject drugs. A

Strength of recommendation (SOR)

A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C
Consensus, usual practice, opinion, disease-oriented evidence, case series

Despite advances in human immunodeficiency virus (HIV) screening and treatment over the last 30 years, HIV remains a public health concern. In the United States, after an initial decline, total HIV incidence has failed to significantly decrease in the last 25 years. More than 1.2 million people are living with HIV in the United States, and 12.8% of them (156,300) are unaware they are affected.1 Of those diagnosed with HIV, only 30% are receiving treatment and are virally suppressed.2 Due to structural inequalities and psychosocial factors, African American and Latino patients remain disproportionately affected.3 The incidence of HIV infection among men who have sex with men has increased, and the incidence of HIV infection among people who inject drugs has plateaued after years of progressive decline.4

HIV prevention strategies are highly effective, but in general are underutilized. This article reviews 3 prevention strategies that can be administered by family physicians: HIV screening, pre-exposure prophylaxis (PrEP), and harm reduction.

Who and how to screen for HIV

Early identification of HIV infection generally leads to reduced transmission because diagnosis is associated with decreases in risky behavior.5,6 In addition, antiretroviral therapy (ART) is more effective when initiated early, before the development of advanced immunosuppression.7-9

The “window period” of acute HIV infection (AHI) is the time from when the virus is transmitted to when markers of infection can be detected. Because this window period is associated with high viral transmission rates, family physicians must be familiar with symptoms of AHI (TABLE 1)10,11 and associated risk factors (eg, recent condomless sex or sharing of drug injection equipment with someone who is HIV-positive or of unknown HIV status).

Screening for HIV solely based on the presence of risk factors or clinical symptoms is not enough, however. The United States Preventive Services Task Force (USPSTF) recommends screening all pregnant women and individuals ages 15 to 65 for HIV.12 Screening based solely on risk factors or clinical symptoms frequently leads to missed diagnoses and identification of HIV infection at more advanced stages.13,14 Both the USPSTF and the Centers for Disease Control and Prevention (CDC) recommend universal opt-out screening (patients are informed that HIV screening will be performed and that they may decline testing) because such screening identifies HIV earlier and is associated with higher testing rates than opt-in screening, which requires explicit written consent and extensive pre-test counseling.

Which test to use. HIV screening with a fourth-generation antigen/antibody combination immunoassay—which detects both HIV p24 antigen and HIV antibodies—provides greater diagnostic accuracy than older tests.15 These newer tests detect HIV approximately 15 days after initial infection, reducing the window period of AHI.15,16 If you suspect a patient has AHI, consider early repeat HIV testing with a fourth-generation assay, or initial co-testing with a fourth-generation assay and a nucleic acid amplification test for HIV RNA, which makes it possible to detect infection approximately 5 days earlier than fourth-generation assays.15

Offer pre-exposure prophylaxis to high-risk patients

PrEP is the use of ART prior to HIV exposure to prevent transmission of the virus. It should be used with conventional risk reduction strategies, such as providing condoms, counseling patients about reducing risky behaviors, supporting medication adherence, and screening for and treating other sexually transmitted infections.

Both the USPSTF and the CDC recommend universal opt-out HIV screening because such screening is associated with higher testing rates than opt-in screening.

The US Food and Drug Administration (FDA) has approved only one medication, Truvada (tenofovir disoproxil fumarate/emtricitabine; TDF/FTC), for use as PrEP. Oral tenofovir-based regimens can effectively prevent HIV transmission,17-20 and strong adherence is associated with a risk reduction of 90% to 100%.17-23 The protective effect of oral PrEP is particularly strong in high-risk populations (eg, men who have sex with men, people who inject drugs), where the number needed to treat to prevent one HIV infection ranges from 12 to 100, depending on the patients’ risk profile.24-26 The CDC and Department of Health and Human Services have issued guidelines for using PrEP in high-risk patients.27 

Barriers to implementing PrEP. Despite being highly effective, PrEP is not routinely prescribed to high-risk patients; modeling suggests that current use of PrEP is insufficient to significantly impact the incidence of HIV.28 Demand for PrEP is high among target groups,21,29,30 but patients have expressed concerns about adverse effects31 and stigma related to ART, HIV, and being at risk for HIV.32,33 Young age, lack of social support, low perception of risk, and failure to show up for appointments are also barriers to PrEP use.28,30,34

 

 

Some physicians have expressed concern that prescribing PrEP may promote high-risk sexual behavior.35 However, because PrEP is most beneficial in individuals who already engage in high-risk sexual behavior, strategic delivery of PrEP remains an effective risk-reducing strategy.17,18,21,26,36,37 Even in instances where PrEP has been associated with higher-risk sexual behavior and higher rates of sexually transmitted infections, it still prevents as much as 100% of new HIV infections.38

Fear of drug resistance also contributes to slow implementation of PrEP. Drug resistance has been observed in clinical trials of PrEP, but it has been exceedingly rare and predominantly limited to patients who had unrecognized AHI when they started PrEP.39 Furthermore, the few cases of drug resistance attributable to PrEP pale in comparison to the large number of estimated HIV infections averted—infections that would require lifelong ART with its own associated risks of drug resistance. By decreasing HIV transmission, PrEP is expected to decrease total drug resistance.40

Cost is another obstacle. Truvada costs approximately $1,540 per month.41 However, analysis has demonstrated that PrEP is cost-effective when targeted to high-risk patients.42 Most insurance plans cover PrEP, but often require high deductibles and copays; fortunately, this financial burden for patients can be mitigated or eliminated by co-pay assistance programs. The manufacturer of Truvada offers assistance programs for both insured and uninsured patients who are candidates for PrEP; details are available at http://www.truvada.com/truvada-patient-assistance.

Stigma has historically burdened individuals who seek to protect their sexual health, including HIV-negative individuals who are candidates for PrEP. Stigma surrounding HIV may decrease ART-based HIV prevention in men who have sex with men,43 while increasing high-risk behaviors44 and all-cause mortality.45

The resources listed in TABLE 2 can help physicians overcome some of the barriers to implementing PrEP.

How to deliver PrEP

Whether HIV specialists or primary care clinicians are best suited to provide PrEP is a subject of debate. HIV specialists are most familiar with ART and routine monitoring of adherence; however, they have less access to HIV-negative patients, who are the target group for PrEP.35 Family physicians tend to work in closer proximity and maintain longitudinal relationships with PrEP target groups, but in general have less experience with ART and evaluating AHI. Some may argue that competing demands may make it impractical to take a detailed sexual history during a primary care visit.46 In truth, both HIV specialists and family physicians can be appropriately equipped to provide PrEP.

TABLE 3 outlines the steps necessary to provide a patient with PrEP.47 Assessing risk is the initial step; PrEP is beneficial for patients who have one or more risk factors for HIV infection. To be eligible for TDF/FTC, a patient must be HIV-negative, and should be tested for hepatitis B virus (HBV) infection and kidney disease. Because TDF/FTC treats HBV infection, candidates for PrEP who test positive for HBV should be evaluated for treatment of HBV before initiating PrEP. Candidates for PrEP who test negative for HBV infection and immunity should be vaccinated.

Candidates for PrEP should also be screened and monitored for kidney disease. TDF can cause increased serum creatinine due to tubular toxicity. A patient who has an estimated creatinine clearance <60 mL/min should not receive TDF/FTC for PrEP. If a patient’s estimated creatinine clearance falls below 60 mL/min or serum creatinine increases by 0.3 mg/dL above baseline after PrEP is started, TDF/FTC should be discontinued, and the patient should be evaluated for the underlying cause of the kidney disease.27

Before starting PrEP, candidates should be screened for HIV infection and symptoms of AHI. Strongly consider testing for sexually transmitted infections that may increase the risk of HIV transmission, such as syphilis, gonorrhea, or chlamydia.

Strong adherence to pre-exposure prophylaxis for HIV is associated with a risk reduction of 90% to 100%.

Candidates who are eligible for PrEP must be counseled on medication adverse effects, adherence strategies, and symptoms of sexually transmitted infections. To initiate PrEP, candidates may be given a one-month supply of TDF/FTC; adherence, adverse effects, and other risk-reduction strategies are assessed at an office visit 3 to 4 weeks later. Subsequent prescriptions are then dispensed as a 3-month supply, with office visits to monitor PrEP scheduled for at least once every 3 months. During these monitoring visits, evaluate the patient’s HIV status, pregnancy status, adherence, adverse effects, risk-reduction behaviors, and indications for continued PrEP. Every 6 months, renal function and sexually transmitted infection status should be reassessed. 

Reducing risk of harm among patients who inject drugs

Nonsexual transmission of HIV is a route of high infectivity.48 It includes transfusion of infected blood, sharing of equipment during injection drug use, and percutaneous needle sticks. Sharing of equipment during injection drug use is estimated to account for 8% of new infections in the United States.4

 

 

Harm reduction is a collection of strategies meant to reduce complications of illicit drug use, including HIV transmission. These strategies include needle and syringe programs that provide injection drug users with sterile equipment, and opioid substitution therapy.

Needle and syringe programs decrease HIV transmission49 and risky behaviors related to injection drug use,50 but federal funding of such programs is prohibited. Opioid substitution therapy reduces the incidence of HIV,50,51 injection drug use, sharing of drug preparation and injection equipment, and drug-related behaviors associated with a high risk of HIV transmission.50,52 However, in the United States, the quality of these programs varies; a study of opioid substitution therapy delivery found that 22.8% of programs provided doses that were too low to be effective.53

In clinical trials of pre-exposure prophylaxis, drug resistance has been rare and mostly limited to those who had unrecognized acute HIV infection.

FDA-approved medications for opioid substitution therapy include sublingual buprenorphine, sublingual buprenorphine/naloxone tablets or strips (Suboxone), and oral methadone. Buprenorphine-based regimens can be provided by appropriately trained primary care clinicians; methadone requires a referral to a narcotic treatment program. TABLE 4 provides training and support resources for physicians who want to integrate opioid substitution therapy into their clinical practice.

CORRESPONDENCE
Richard Moore II, MD, 250 Smith Church Road, Roanoke Rapids, NC 27870; moorera2@gmail.com.

References

1. Hall HI, An Q, Tang T, et al; Centers for Disease Control and Prevention (CDC). Prevalence of diagnosed and undiagnosed HIV infection--United States, 2008-2012. MMWR Morb Mortal Wkly Rep. 2015;64:657-662.

2. Bradley H, Hall HI, Wolitski RJ, et al. Vital signs: HIV diagnosis, care, and treatment among persons living with HIV--United States, 2011. MMWR Morb Mortal Wkly Rep. 2014;63:1113-1117.

3. Maulsby C, Millet G, Lindsey K, et al. HIV among black men who have sex with men (MSM) in the United States: a review of the literature. AIDS Behav. 2014;18:10-25.

4. Centers for Disease Control and Prevention. Estimated HIV incidence among adults and adolescents in the United States, 2007-2010, HIV Surveillance Supplemental Report. 2012. Centers for Disease Control and Prevention Web site. Available at: http://www.cdc.gov/hiv/pdf/statistics_hssr_vol_17_no_4.pdf. Accessed October 8, 2015.

5. Cleary PD, Van Devanter N, Rogers TF, et al. Behavior changes after notification of HIV infection. Am J Public Health. 1991;81:1586-1590.

6. Higgins DL, Galavotti C, O’Reilly KR, et al. Evidence for the effects of HIV antibody counseling and testing on risk behaviors. JAMA. 1991;266:2419-2429.

7. Murphy EL, Collier AC, Kalish LA, et al. Highly active antiretroviral therapy decreases mortality and morbidity in patients with advanced HIV disease. Ann Intern Med. 2001;135:17-26.

8. Palella FJ Jr, Deloria-Knoll M, Chmiel JS, et al. Survival benefit of initiating antiretroviral therapy in HIV-infected persons in different CD4 cell strata. Ann Intern Med. 2003;138:620-626.

9. INSIGHT START Study Group, Lundgren JD, Babiker AG, Gordin F, et al. Initiation of antiretroviral therapy in early asymptomatic HIV infection. N Engl J Med. 2015;373:795-807.

10. Daar ES, Pilcher CD, Hecht FM. Clinical presentation and diagnosis of primary HIV-1 infection. Curr Opin HIV AIDS. 2008;3:10-15.

11. Tindall B, Barker S, Donovan B, et al. Characterization of the acute clinical illness associated with human immunodeficiency virus infection. Arch Intern Med. 1988;148:945-949.

12. Moyer V, US Preventative Services Task Force. Screening for HIV: US Preventive Services Task Force recommendation statement. Ann Intern Med. 2013;159:51-60.

13. Jenkins T, Gardner E, Thrun M, et al. Risk-based HIV testing fails to detect the majority of HIV-infected persons in medical care settings. Sex Transm Dis. 2006;33:329-333.

14. Klein D, Hurley LB, Merrill D, et al. Review of medical encounters in the 5 years before a diagnosis of HIV-1 infection: implications for early detection. J Acquir Immune Defic Syndr. 2003;32:143-152.

15. Pandori M, Hackett J Jr, Louie B, et al. Assessment of the ability of a fourth-generation immunoassay for human immunodeficiency virus (HIV) antibody and p24 antigen to detect both acute and recent HIV infections in a high-risk setting. J Clin Microbiol. 2009;47:2639-2642.

16. Branson BM. The future of HIV testing. J Acquir Imm Defic Syndr. 2010;55 Suppl 2:S102-S105.

17. Grant RM, Lama JR, Anderson PL, et al; iPrEx Study Team. Preexposure chemoprophylaxis for HIV prevention in men who have sex with men. N Engl J Med. 2010;363:2587-2599.

18. Baeten JM, Donnell D, Ndase P, et al; Partners PrEP Study Team. Antiretroviral prophylaxis for HIV prevention in heterosexual men and women. N Engl J Med. 2012;367:399-410.

19. Thigpen MC, Kebaabetswe PM, Paxton LA, et al. Antiretroviral preexposure prophylaxis for heterosexual HIV transmission in Botswana. N Engl J Med. 2012;367:423-434.

20. Choopanya K, Martin M, Suntharasamai P, et al. Antiretroviral prophylaxis for HIV infection in injecting drug users in Bangkok, Thailand (the Bangkok Tenofovir Study): a randomised, doubleblind, placebo-controlled phase 3 trial. Lancet. 2013;381:2083-2090.

21. Grant RM, Anderson PL, McMahan V, et al. Uptake of pre-exposure prophylaxis, sexual practices, and HIV incidence in men and transgender women who have sex with men: a cohort study. Lancet Infect Dis. 2014;14:820-829.

22. Anderson PL, Glidden DV, Liu A, et al. Emtricitabine-tenofovir concentrations and pre-exposure prophylaxis efficacy in men who have sex with men. Sci Transl Med. 2012;4:151ra125.

23. Henderson FL, Taylor AW, Chirwa LI, et al. Characteristics and oral PrEP adherence in the TDF2 open-label extension in Botswana. Paper presented at International AIDS Society Conference on HIV Pathogenesis, Treatment and Prevention; July 1922, 2015; Vancouver, Canada.

24. Murnane PM, Celum C, Mugo N, et al. Efficacy of preexposure prophylaxis for HIV-1 prevention among high-risk heterosexuals: subgroup analyses from a randomized trial. AIDS. 2013;27:2155-2160.

25. Heffron R, Mugo N, Were E, et al. Preexposure prophylaxis is efficacious for HIV-1 prevention among women using depot medroxyprogesterone acetate for contraception. AIDS. 2014;28:2771-2776.

26. Buchbinder SP, Glidden DV, Liu AY, et al. HIV pre-exposure prophylaxis in men who have sex with men and transgender women: a secondary analysis of a phase 3 randomised controlled efficacy trial. Lancet Infect Dis. 2014;14:468-475.

27. Center for Disease Control and Prevention. Preexposure prophylaxis for the prevention of HIV infection in the United States – 2014. Centers for Disease Control and Prevention Web site. Available at: http://www.cdc.gov/hiv/pdf/PrEPguidelines2014.pdf. Accessed June 18, 2015.

28. Grant RM. Scale-up of preexposure prophylaxis in San Francisco to impact HIV incidence. Abstract 25. Paper presented at Conference on Retroviruses and Opportunistic Infections; February 23-26, 2015; Seattle, WA.

29. Cohen SE, Vittinghoff E, Bacon O, et al. High interest in preexposure prophylaxis among men who have sex with men at risk for HIV infection: baseline data from the US PrEP demonstration project. J Acquir Immune Defic Syndr. 2015;68:439-448.

30. Haberer JE, Baeten JM, Campbell J, et al. Adherence to antiretroviral prophylaxis for HIV prevention: a substudy cohort within a clinical trial of serodiscordant couples in East Africa. PLoS Med. 2013;10:e1001511.

31. Gilmore H, Koester K, Liu A, et al. To PrEP or not to PrEP: Perspectives from US iPrEx open label extension (OLE) participants. Abstract 440. Paper presented at 9th International Conference on HIV Treatment and Prevention Adherence; June 9, 2014; Miami Beach, FL.

32. Jain S, Gregor C, Krakower D, et al. Attitudes and interest toward HIV pre-exposure prophylaxis (PrEP) among participants using HIV non-occupational post-exposure prophylaxis (NPEP). Poster Abstract 1523. Poster presented at Infectious Disease Society of America Conference; October 8-12, 2014; Philadelphia, PA.

33. van der Straten A, Stadler J, Luecke E, et al; VOICE-C Study Team, Perspectives on use of oral and vaginal antiretrovirals for HIV prevention: the VOICE-C qualitative study in Johannesburg, South Africa. J Int AIDS Soc. 2014;17:19146.

34. Corneli AL, McKenna K, Headley J, et al; FEM-PrEP Study Group. A descriptive analysis of perceptions of HIV risk and worry about acquiring HIV among FEM-PrEP participants who seroconverted in Bondo, Kenya, and Pretoria, South Africa. J Int AIDS Soc. 2014;17:19152.

35. Krakower D, Ware N, Mitty JA, et al. HIV providers’ perceived barriers and facilitators to implementing pre-exposure prophylaxis in care settings: a qualitative study. AIDS Behav. 2014;18:1712-1721.

36. McCormack S, Dunn DT, Desai M, et al. Pre-exposure prophylaxis to prevent the acquisition of HIV-1 infection (PROUD): effectiveness results from the pilot phase of a pragmatic open-label randomised trial. Lancet. 2015. [Epub ahead of print].

37. Mugwanya KK, Donnell D, Celum C, et al. Sexual behaviour of heterosexual men and women receiving antiretroviral pre-exposure prophylaxis for HIV prevention: a longitudinal analysis. Lancet Infect Dis. 2013;13:1021-1028.

38. Volk JE, Marcus JL, Phengrasamy T, et al. No new HIV infections with increasing use of HIV preexposure prophylaxis in a clinical practice setting. Clin Infect Dis. 2015;61:1601-1603.

39. Lehman DA, Baeten JM, McCoy CO, et al. Risk of drug resistance among persons acquiring HIV within a randomized clinical trial of single- or dual-agent preexposure prophylaxis. J Infect Dis. 2015;211:1211-1218.

40. Supervie V, Garcia-Lerma JG, Heneine W, et al. HIV, transmitted drug resistance, and the paradox of preexposure prophylaxis. Proc Natl Acad Sci U S A. 2010;107:12381-12386.

41. AIDSinfo. Cost considerations and antiretroviral therapy. AIDSinfo Web site. Available at: https://aidsinfo.nih.gov/guidelines/html/1/adult-and-adolescent-arv-guidelines/459/cost-considerations-and-antiretroviral-therapy. Accessed December 14, 2015.

42. Gomez GB, Borquez A, Case KK, et al. The cost and impact of scaling up pre-exposure prophylaxis for HIV prevention: a systematic review of cost-effectiveness modelling studies. PLoS Med. 2013;10:e1001401.

43. Oldenburg CE, Perez-Brumer AG, Hatzenbuehler ML, et al. State-level structural sexual stigma and HIV prevention in a national online sample of HIV-uninfected MSM in the United States. AIDS. 2015;29:837-845.

44. Hatzenbuehler ML, O’Cleirigh C, Mayer KH, et al. Prospective associations between HIV-related stigma, transmission risk behaviors, and adverse mental health outcomes in men who have sex with men. Ann Behav Med. 2011;42:227-234.

45. Hatzenbuehler ML, Bellatorre A, Lee Y, et al. Structural stigma and all-cause mortality in sexual minority populations. Soc Sci Med. 2014;103:33-41.

46. Arnold EA, Hazelton P, Lane T, et al. A qualitative study of provider thoughts on implementing pre-exposure prophylaxis (PrEP) in clinical settings to prevent HIV infection. PLoS One. 2012;7:e40603.

47. North Carolina AIDS Training and Education Center. For PrEP Providers. North Carolina AIDS Training and Education Center Web site. Available at: http://www.med.unc.edu/ncaidstraining/prep/for-providers/for-prep-prescribers. Accessed July 7, 2015.

48. Patel P, Borkowf CB, Brook JT, et al. Estimating per-act HIV transmission risk: a systematic review. AIDS. 2014;28:1509-1519.

49. Aspinall EJ, Nambiar D, Goldberg DJ, et al. Are needle and syringe programmes associated with a reduction in HIV transmission among people who inject drugs: a systematic review and metaanalysis. Int J Epidemiol. 2014;43:235-248.

50. MacArthur GJ, van Velzen E, Palmateer N, et al. Interventions to prevent HIV and Hepatitis C in people who inject drugs: a review of reviews to assess evidence of effectiveness. Int J Drug Policy. 2014;25:34-52.

51. MacArthur GJ, Minozzi S, Martin N, et al. Opiate substitution treatment and HIV transmission in people who inject drugs: systematic review and meta-analysis. BMJ. 2012;345:e5945.

52. Gowing L, Farrell MF, Bornemann R, et al. Oral substitution treatment of injecting opioid users for prevention of HIV infection. Cochrane Database Syst Rev. 2011;(8):CD004145.

53. D’Aunno T, Pollack HA, Frimpong JA, et al. Evidence-based treatment for opioid disorders: a 23-year national study of methadone dose levels. J Subst Abuse Treat. 2014;47:245-250.

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Nicholas Yagoda, MD
Richard Moore II, MD

CommUnityCare, Austin, Tex (Dr. Yagoda); Rural Health Group, Roanoke Rapids, NC (Dr. Moore)
moorera2@gmail.com

The authors reported no potential conflict of interest relevant to this article.

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HIV, human immunodeficiency virus, PrEP, Truvada, antiretroviral therapy, ART, Nicholas Yagoda, MD, Richard Moore II, MD, infectious diseases, public health
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Nicholas Yagoda, MD
Richard Moore II, MD

CommUnityCare, Austin, Tex (Dr. Yagoda); Rural Health Group, Roanoke Rapids, NC (Dr. Moore)
moorera2@gmail.com

The authors reported no potential conflict of interest relevant to this article.

Author and Disclosure Information

Nicholas Yagoda, MD
Richard Moore II, MD

CommUnityCare, Austin, Tex (Dr. Yagoda); Rural Health Group, Roanoke Rapids, NC (Dr. Moore)
moorera2@gmail.com

The authors reported no potential conflict of interest relevant to this article.

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Related Articles

PRACTICE RECOMMENDATIONS

› Screen all pregnant women and individuals ages 15 to 65 for human immunodeficiency virus (HIV) infection. A
› Prescribe tenofovir disoproxil fumarate/emtricitabine (Truvada) for pre-exposure prophylaxis for patients at high risk of acquiring HIV. A
› Offer needle and syringe exchange programs and, when appropriate, opioid substitution therapy to individuals who inject drugs. A

Strength of recommendation (SOR)

A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C
Consensus, usual practice, opinion, disease-oriented evidence, case series

Despite advances in human immunodeficiency virus (HIV) screening and treatment over the last 30 years, HIV remains a public health concern. In the United States, after an initial decline, total HIV incidence has failed to significantly decrease in the last 25 years. More than 1.2 million people are living with HIV in the United States, and 12.8% of them (156,300) are unaware they are affected.1 Of those diagnosed with HIV, only 30% are receiving treatment and are virally suppressed.2 Due to structural inequalities and psychosocial factors, African American and Latino patients remain disproportionately affected.3 The incidence of HIV infection among men who have sex with men has increased, and the incidence of HIV infection among people who inject drugs has plateaued after years of progressive decline.4

HIV prevention strategies are highly effective, but in general are underutilized. This article reviews 3 prevention strategies that can be administered by family physicians: HIV screening, pre-exposure prophylaxis (PrEP), and harm reduction.

Who and how to screen for HIV

Early identification of HIV infection generally leads to reduced transmission because diagnosis is associated with decreases in risky behavior.5,6 In addition, antiretroviral therapy (ART) is more effective when initiated early, before the development of advanced immunosuppression.7-9

The “window period” of acute HIV infection (AHI) is the time from when the virus is transmitted to when markers of infection can be detected. Because this window period is associated with high viral transmission rates, family physicians must be familiar with symptoms of AHI (TABLE 1)10,11 and associated risk factors (eg, recent condomless sex or sharing of drug injection equipment with someone who is HIV-positive or of unknown HIV status).

Screening for HIV solely based on the presence of risk factors or clinical symptoms is not enough, however. The United States Preventive Services Task Force (USPSTF) recommends screening all pregnant women and individuals ages 15 to 65 for HIV.12 Screening based solely on risk factors or clinical symptoms frequently leads to missed diagnoses and identification of HIV infection at more advanced stages.13,14 Both the USPSTF and the Centers for Disease Control and Prevention (CDC) recommend universal opt-out screening (patients are informed that HIV screening will be performed and that they may decline testing) because such screening identifies HIV earlier and is associated with higher testing rates than opt-in screening, which requires explicit written consent and extensive pre-test counseling.

Which test to use. HIV screening with a fourth-generation antigen/antibody combination immunoassay—which detects both HIV p24 antigen and HIV antibodies—provides greater diagnostic accuracy than older tests.15 These newer tests detect HIV approximately 15 days after initial infection, reducing the window period of AHI.15,16 If you suspect a patient has AHI, consider early repeat HIV testing with a fourth-generation assay, or initial co-testing with a fourth-generation assay and a nucleic acid amplification test for HIV RNA, which makes it possible to detect infection approximately 5 days earlier than fourth-generation assays.15

Offer pre-exposure prophylaxis to high-risk patients

PrEP is the use of ART prior to HIV exposure to prevent transmission of the virus. It should be used with conventional risk reduction strategies, such as providing condoms, counseling patients about reducing risky behaviors, supporting medication adherence, and screening for and treating other sexually transmitted infections.

Both the USPSTF and the CDC recommend universal opt-out HIV screening because such screening is associated with higher testing rates than opt-in screening.

The US Food and Drug Administration (FDA) has approved only one medication, Truvada (tenofovir disoproxil fumarate/emtricitabine; TDF/FTC), for use as PrEP. Oral tenofovir-based regimens can effectively prevent HIV transmission,17-20 and strong adherence is associated with a risk reduction of 90% to 100%.17-23 The protective effect of oral PrEP is particularly strong in high-risk populations (eg, men who have sex with men, people who inject drugs), where the number needed to treat to prevent one HIV infection ranges from 12 to 100, depending on the patients’ risk profile.24-26 The CDC and Department of Health and Human Services have issued guidelines for using PrEP in high-risk patients.27 

Barriers to implementing PrEP. Despite being highly effective, PrEP is not routinely prescribed to high-risk patients; modeling suggests that current use of PrEP is insufficient to significantly impact the incidence of HIV.28 Demand for PrEP is high among target groups,21,29,30 but patients have expressed concerns about adverse effects31 and stigma related to ART, HIV, and being at risk for HIV.32,33 Young age, lack of social support, low perception of risk, and failure to show up for appointments are also barriers to PrEP use.28,30,34

 

 

Some physicians have expressed concern that prescribing PrEP may promote high-risk sexual behavior.35 However, because PrEP is most beneficial in individuals who already engage in high-risk sexual behavior, strategic delivery of PrEP remains an effective risk-reducing strategy.17,18,21,26,36,37 Even in instances where PrEP has been associated with higher-risk sexual behavior and higher rates of sexually transmitted infections, it still prevents as much as 100% of new HIV infections.38

Fear of drug resistance also contributes to slow implementation of PrEP. Drug resistance has been observed in clinical trials of PrEP, but it has been exceedingly rare and predominantly limited to patients who had unrecognized AHI when they started PrEP.39 Furthermore, the few cases of drug resistance attributable to PrEP pale in comparison to the large number of estimated HIV infections averted—infections that would require lifelong ART with its own associated risks of drug resistance. By decreasing HIV transmission, PrEP is expected to decrease total drug resistance.40

Cost is another obstacle. Truvada costs approximately $1,540 per month.41 However, analysis has demonstrated that PrEP is cost-effective when targeted to high-risk patients.42 Most insurance plans cover PrEP, but often require high deductibles and copays; fortunately, this financial burden for patients can be mitigated or eliminated by co-pay assistance programs. The manufacturer of Truvada offers assistance programs for both insured and uninsured patients who are candidates for PrEP; details are available at http://www.truvada.com/truvada-patient-assistance.

Stigma has historically burdened individuals who seek to protect their sexual health, including HIV-negative individuals who are candidates for PrEP. Stigma surrounding HIV may decrease ART-based HIV prevention in men who have sex with men,43 while increasing high-risk behaviors44 and all-cause mortality.45

The resources listed in TABLE 2 can help physicians overcome some of the barriers to implementing PrEP.

How to deliver PrEP

Whether HIV specialists or primary care clinicians are best suited to provide PrEP is a subject of debate. HIV specialists are most familiar with ART and routine monitoring of adherence; however, they have less access to HIV-negative patients, who are the target group for PrEP.35 Family physicians tend to work in closer proximity and maintain longitudinal relationships with PrEP target groups, but in general have less experience with ART and evaluating AHI. Some may argue that competing demands may make it impractical to take a detailed sexual history during a primary care visit.46 In truth, both HIV specialists and family physicians can be appropriately equipped to provide PrEP.

TABLE 3 outlines the steps necessary to provide a patient with PrEP.47 Assessing risk is the initial step; PrEP is beneficial for patients who have one or more risk factors for HIV infection. To be eligible for TDF/FTC, a patient must be HIV-negative, and should be tested for hepatitis B virus (HBV) infection and kidney disease. Because TDF/FTC treats HBV infection, candidates for PrEP who test positive for HBV should be evaluated for treatment of HBV before initiating PrEP. Candidates for PrEP who test negative for HBV infection and immunity should be vaccinated.

Candidates for PrEP should also be screened and monitored for kidney disease. TDF can cause increased serum creatinine due to tubular toxicity. A patient who has an estimated creatinine clearance <60 mL/min should not receive TDF/FTC for PrEP. If a patient’s estimated creatinine clearance falls below 60 mL/min or serum creatinine increases by 0.3 mg/dL above baseline after PrEP is started, TDF/FTC should be discontinued, and the patient should be evaluated for the underlying cause of the kidney disease.27

Before starting PrEP, candidates should be screened for HIV infection and symptoms of AHI. Strongly consider testing for sexually transmitted infections that may increase the risk of HIV transmission, such as syphilis, gonorrhea, or chlamydia.

Strong adherence to pre-exposure prophylaxis for HIV is associated with a risk reduction of 90% to 100%.

Candidates who are eligible for PrEP must be counseled on medication adverse effects, adherence strategies, and symptoms of sexually transmitted infections. To initiate PrEP, candidates may be given a one-month supply of TDF/FTC; adherence, adverse effects, and other risk-reduction strategies are assessed at an office visit 3 to 4 weeks later. Subsequent prescriptions are then dispensed as a 3-month supply, with office visits to monitor PrEP scheduled for at least once every 3 months. During these monitoring visits, evaluate the patient’s HIV status, pregnancy status, adherence, adverse effects, risk-reduction behaviors, and indications for continued PrEP. Every 6 months, renal function and sexually transmitted infection status should be reassessed. 

Reducing risk of harm among patients who inject drugs

Nonsexual transmission of HIV is a route of high infectivity.48 It includes transfusion of infected blood, sharing of equipment during injection drug use, and percutaneous needle sticks. Sharing of equipment during injection drug use is estimated to account for 8% of new infections in the United States.4

 

 

Harm reduction is a collection of strategies meant to reduce complications of illicit drug use, including HIV transmission. These strategies include needle and syringe programs that provide injection drug users with sterile equipment, and opioid substitution therapy.

Needle and syringe programs decrease HIV transmission49 and risky behaviors related to injection drug use,50 but federal funding of such programs is prohibited. Opioid substitution therapy reduces the incidence of HIV,50,51 injection drug use, sharing of drug preparation and injection equipment, and drug-related behaviors associated with a high risk of HIV transmission.50,52 However, in the United States, the quality of these programs varies; a study of opioid substitution therapy delivery found that 22.8% of programs provided doses that were too low to be effective.53

In clinical trials of pre-exposure prophylaxis, drug resistance has been rare and mostly limited to those who had unrecognized acute HIV infection.

FDA-approved medications for opioid substitution therapy include sublingual buprenorphine, sublingual buprenorphine/naloxone tablets or strips (Suboxone), and oral methadone. Buprenorphine-based regimens can be provided by appropriately trained primary care clinicians; methadone requires a referral to a narcotic treatment program. TABLE 4 provides training and support resources for physicians who want to integrate opioid substitution therapy into their clinical practice.

CORRESPONDENCE
Richard Moore II, MD, 250 Smith Church Road, Roanoke Rapids, NC 27870; moorera2@gmail.com.

PRACTICE RECOMMENDATIONS

› Screen all pregnant women and individuals ages 15 to 65 for human immunodeficiency virus (HIV) infection. A
› Prescribe tenofovir disoproxil fumarate/emtricitabine (Truvada) for pre-exposure prophylaxis for patients at high risk of acquiring HIV. A
› Offer needle and syringe exchange programs and, when appropriate, opioid substitution therapy to individuals who inject drugs. A

Strength of recommendation (SOR)

A Good-quality patient-oriented evidence
B Inconsistent or limited-quality patient-oriented evidence
C
Consensus, usual practice, opinion, disease-oriented evidence, case series

Despite advances in human immunodeficiency virus (HIV) screening and treatment over the last 30 years, HIV remains a public health concern. In the United States, after an initial decline, total HIV incidence has failed to significantly decrease in the last 25 years. More than 1.2 million people are living with HIV in the United States, and 12.8% of them (156,300) are unaware they are affected.1 Of those diagnosed with HIV, only 30% are receiving treatment and are virally suppressed.2 Due to structural inequalities and psychosocial factors, African American and Latino patients remain disproportionately affected.3 The incidence of HIV infection among men who have sex with men has increased, and the incidence of HIV infection among people who inject drugs has plateaued after years of progressive decline.4

HIV prevention strategies are highly effective, but in general are underutilized. This article reviews 3 prevention strategies that can be administered by family physicians: HIV screening, pre-exposure prophylaxis (PrEP), and harm reduction.

Who and how to screen for HIV

Early identification of HIV infection generally leads to reduced transmission because diagnosis is associated with decreases in risky behavior.5,6 In addition, antiretroviral therapy (ART) is more effective when initiated early, before the development of advanced immunosuppression.7-9

The “window period” of acute HIV infection (AHI) is the time from when the virus is transmitted to when markers of infection can be detected. Because this window period is associated with high viral transmission rates, family physicians must be familiar with symptoms of AHI (TABLE 1)10,11 and associated risk factors (eg, recent condomless sex or sharing of drug injection equipment with someone who is HIV-positive or of unknown HIV status).

Screening for HIV solely based on the presence of risk factors or clinical symptoms is not enough, however. The United States Preventive Services Task Force (USPSTF) recommends screening all pregnant women and individuals ages 15 to 65 for HIV.12 Screening based solely on risk factors or clinical symptoms frequently leads to missed diagnoses and identification of HIV infection at more advanced stages.13,14 Both the USPSTF and the Centers for Disease Control and Prevention (CDC) recommend universal opt-out screening (patients are informed that HIV screening will be performed and that they may decline testing) because such screening identifies HIV earlier and is associated with higher testing rates than opt-in screening, which requires explicit written consent and extensive pre-test counseling.

Which test to use. HIV screening with a fourth-generation antigen/antibody combination immunoassay—which detects both HIV p24 antigen and HIV antibodies—provides greater diagnostic accuracy than older tests.15 These newer tests detect HIV approximately 15 days after initial infection, reducing the window period of AHI.15,16 If you suspect a patient has AHI, consider early repeat HIV testing with a fourth-generation assay, or initial co-testing with a fourth-generation assay and a nucleic acid amplification test for HIV RNA, which makes it possible to detect infection approximately 5 days earlier than fourth-generation assays.15

Offer pre-exposure prophylaxis to high-risk patients

PrEP is the use of ART prior to HIV exposure to prevent transmission of the virus. It should be used with conventional risk reduction strategies, such as providing condoms, counseling patients about reducing risky behaviors, supporting medication adherence, and screening for and treating other sexually transmitted infections.

Both the USPSTF and the CDC recommend universal opt-out HIV screening because such screening is associated with higher testing rates than opt-in screening.

The US Food and Drug Administration (FDA) has approved only one medication, Truvada (tenofovir disoproxil fumarate/emtricitabine; TDF/FTC), for use as PrEP. Oral tenofovir-based regimens can effectively prevent HIV transmission,17-20 and strong adherence is associated with a risk reduction of 90% to 100%.17-23 The protective effect of oral PrEP is particularly strong in high-risk populations (eg, men who have sex with men, people who inject drugs), where the number needed to treat to prevent one HIV infection ranges from 12 to 100, depending on the patients’ risk profile.24-26 The CDC and Department of Health and Human Services have issued guidelines for using PrEP in high-risk patients.27 

Barriers to implementing PrEP. Despite being highly effective, PrEP is not routinely prescribed to high-risk patients; modeling suggests that current use of PrEP is insufficient to significantly impact the incidence of HIV.28 Demand for PrEP is high among target groups,21,29,30 but patients have expressed concerns about adverse effects31 and stigma related to ART, HIV, and being at risk for HIV.32,33 Young age, lack of social support, low perception of risk, and failure to show up for appointments are also barriers to PrEP use.28,30,34

 

 

Some physicians have expressed concern that prescribing PrEP may promote high-risk sexual behavior.35 However, because PrEP is most beneficial in individuals who already engage in high-risk sexual behavior, strategic delivery of PrEP remains an effective risk-reducing strategy.17,18,21,26,36,37 Even in instances where PrEP has been associated with higher-risk sexual behavior and higher rates of sexually transmitted infections, it still prevents as much as 100% of new HIV infections.38

Fear of drug resistance also contributes to slow implementation of PrEP. Drug resistance has been observed in clinical trials of PrEP, but it has been exceedingly rare and predominantly limited to patients who had unrecognized AHI when they started PrEP.39 Furthermore, the few cases of drug resistance attributable to PrEP pale in comparison to the large number of estimated HIV infections averted—infections that would require lifelong ART with its own associated risks of drug resistance. By decreasing HIV transmission, PrEP is expected to decrease total drug resistance.40

Cost is another obstacle. Truvada costs approximately $1,540 per month.41 However, analysis has demonstrated that PrEP is cost-effective when targeted to high-risk patients.42 Most insurance plans cover PrEP, but often require high deductibles and copays; fortunately, this financial burden for patients can be mitigated or eliminated by co-pay assistance programs. The manufacturer of Truvada offers assistance programs for both insured and uninsured patients who are candidates for PrEP; details are available at http://www.truvada.com/truvada-patient-assistance.

Stigma has historically burdened individuals who seek to protect their sexual health, including HIV-negative individuals who are candidates for PrEP. Stigma surrounding HIV may decrease ART-based HIV prevention in men who have sex with men,43 while increasing high-risk behaviors44 and all-cause mortality.45

The resources listed in TABLE 2 can help physicians overcome some of the barriers to implementing PrEP.

How to deliver PrEP

Whether HIV specialists or primary care clinicians are best suited to provide PrEP is a subject of debate. HIV specialists are most familiar with ART and routine monitoring of adherence; however, they have less access to HIV-negative patients, who are the target group for PrEP.35 Family physicians tend to work in closer proximity and maintain longitudinal relationships with PrEP target groups, but in general have less experience with ART and evaluating AHI. Some may argue that competing demands may make it impractical to take a detailed sexual history during a primary care visit.46 In truth, both HIV specialists and family physicians can be appropriately equipped to provide PrEP.

TABLE 3 outlines the steps necessary to provide a patient with PrEP.47 Assessing risk is the initial step; PrEP is beneficial for patients who have one or more risk factors for HIV infection. To be eligible for TDF/FTC, a patient must be HIV-negative, and should be tested for hepatitis B virus (HBV) infection and kidney disease. Because TDF/FTC treats HBV infection, candidates for PrEP who test positive for HBV should be evaluated for treatment of HBV before initiating PrEP. Candidates for PrEP who test negative for HBV infection and immunity should be vaccinated.

Candidates for PrEP should also be screened and monitored for kidney disease. TDF can cause increased serum creatinine due to tubular toxicity. A patient who has an estimated creatinine clearance <60 mL/min should not receive TDF/FTC for PrEP. If a patient’s estimated creatinine clearance falls below 60 mL/min or serum creatinine increases by 0.3 mg/dL above baseline after PrEP is started, TDF/FTC should be discontinued, and the patient should be evaluated for the underlying cause of the kidney disease.27

Before starting PrEP, candidates should be screened for HIV infection and symptoms of AHI. Strongly consider testing for sexually transmitted infections that may increase the risk of HIV transmission, such as syphilis, gonorrhea, or chlamydia.

Strong adherence to pre-exposure prophylaxis for HIV is associated with a risk reduction of 90% to 100%.

Candidates who are eligible for PrEP must be counseled on medication adverse effects, adherence strategies, and symptoms of sexually transmitted infections. To initiate PrEP, candidates may be given a one-month supply of TDF/FTC; adherence, adverse effects, and other risk-reduction strategies are assessed at an office visit 3 to 4 weeks later. Subsequent prescriptions are then dispensed as a 3-month supply, with office visits to monitor PrEP scheduled for at least once every 3 months. During these monitoring visits, evaluate the patient’s HIV status, pregnancy status, adherence, adverse effects, risk-reduction behaviors, and indications for continued PrEP. Every 6 months, renal function and sexually transmitted infection status should be reassessed. 

Reducing risk of harm among patients who inject drugs

Nonsexual transmission of HIV is a route of high infectivity.48 It includes transfusion of infected blood, sharing of equipment during injection drug use, and percutaneous needle sticks. Sharing of equipment during injection drug use is estimated to account for 8% of new infections in the United States.4

 

 

Harm reduction is a collection of strategies meant to reduce complications of illicit drug use, including HIV transmission. These strategies include needle and syringe programs that provide injection drug users with sterile equipment, and opioid substitution therapy.

Needle and syringe programs decrease HIV transmission49 and risky behaviors related to injection drug use,50 but federal funding of such programs is prohibited. Opioid substitution therapy reduces the incidence of HIV,50,51 injection drug use, sharing of drug preparation and injection equipment, and drug-related behaviors associated with a high risk of HIV transmission.50,52 However, in the United States, the quality of these programs varies; a study of opioid substitution therapy delivery found that 22.8% of programs provided doses that were too low to be effective.53

In clinical trials of pre-exposure prophylaxis, drug resistance has been rare and mostly limited to those who had unrecognized acute HIV infection.

FDA-approved medications for opioid substitution therapy include sublingual buprenorphine, sublingual buprenorphine/naloxone tablets or strips (Suboxone), and oral methadone. Buprenorphine-based regimens can be provided by appropriately trained primary care clinicians; methadone requires a referral to a narcotic treatment program. TABLE 4 provides training and support resources for physicians who want to integrate opioid substitution therapy into their clinical practice.

CORRESPONDENCE
Richard Moore II, MD, 250 Smith Church Road, Roanoke Rapids, NC 27870; moorera2@gmail.com.

References

1. Hall HI, An Q, Tang T, et al; Centers for Disease Control and Prevention (CDC). Prevalence of diagnosed and undiagnosed HIV infection--United States, 2008-2012. MMWR Morb Mortal Wkly Rep. 2015;64:657-662.

2. Bradley H, Hall HI, Wolitski RJ, et al. Vital signs: HIV diagnosis, care, and treatment among persons living with HIV--United States, 2011. MMWR Morb Mortal Wkly Rep. 2014;63:1113-1117.

3. Maulsby C, Millet G, Lindsey K, et al. HIV among black men who have sex with men (MSM) in the United States: a review of the literature. AIDS Behav. 2014;18:10-25.

4. Centers for Disease Control and Prevention. Estimated HIV incidence among adults and adolescents in the United States, 2007-2010, HIV Surveillance Supplemental Report. 2012. Centers for Disease Control and Prevention Web site. Available at: http://www.cdc.gov/hiv/pdf/statistics_hssr_vol_17_no_4.pdf. Accessed October 8, 2015.

5. Cleary PD, Van Devanter N, Rogers TF, et al. Behavior changes after notification of HIV infection. Am J Public Health. 1991;81:1586-1590.

6. Higgins DL, Galavotti C, O’Reilly KR, et al. Evidence for the effects of HIV antibody counseling and testing on risk behaviors. JAMA. 1991;266:2419-2429.

7. Murphy EL, Collier AC, Kalish LA, et al. Highly active antiretroviral therapy decreases mortality and morbidity in patients with advanced HIV disease. Ann Intern Med. 2001;135:17-26.

8. Palella FJ Jr, Deloria-Knoll M, Chmiel JS, et al. Survival benefit of initiating antiretroviral therapy in HIV-infected persons in different CD4 cell strata. Ann Intern Med. 2003;138:620-626.

9. INSIGHT START Study Group, Lundgren JD, Babiker AG, Gordin F, et al. Initiation of antiretroviral therapy in early asymptomatic HIV infection. N Engl J Med. 2015;373:795-807.

10. Daar ES, Pilcher CD, Hecht FM. Clinical presentation and diagnosis of primary HIV-1 infection. Curr Opin HIV AIDS. 2008;3:10-15.

11. Tindall B, Barker S, Donovan B, et al. Characterization of the acute clinical illness associated with human immunodeficiency virus infection. Arch Intern Med. 1988;148:945-949.

12. Moyer V, US Preventative Services Task Force. Screening for HIV: US Preventive Services Task Force recommendation statement. Ann Intern Med. 2013;159:51-60.

13. Jenkins T, Gardner E, Thrun M, et al. Risk-based HIV testing fails to detect the majority of HIV-infected persons in medical care settings. Sex Transm Dis. 2006;33:329-333.

14. Klein D, Hurley LB, Merrill D, et al. Review of medical encounters in the 5 years before a diagnosis of HIV-1 infection: implications for early detection. J Acquir Immune Defic Syndr. 2003;32:143-152.

15. Pandori M, Hackett J Jr, Louie B, et al. Assessment of the ability of a fourth-generation immunoassay for human immunodeficiency virus (HIV) antibody and p24 antigen to detect both acute and recent HIV infections in a high-risk setting. J Clin Microbiol. 2009;47:2639-2642.

16. Branson BM. The future of HIV testing. J Acquir Imm Defic Syndr. 2010;55 Suppl 2:S102-S105.

17. Grant RM, Lama JR, Anderson PL, et al; iPrEx Study Team. Preexposure chemoprophylaxis for HIV prevention in men who have sex with men. N Engl J Med. 2010;363:2587-2599.

18. Baeten JM, Donnell D, Ndase P, et al; Partners PrEP Study Team. Antiretroviral prophylaxis for HIV prevention in heterosexual men and women. N Engl J Med. 2012;367:399-410.

19. Thigpen MC, Kebaabetswe PM, Paxton LA, et al. Antiretroviral preexposure prophylaxis for heterosexual HIV transmission in Botswana. N Engl J Med. 2012;367:423-434.

20. Choopanya K, Martin M, Suntharasamai P, et al. Antiretroviral prophylaxis for HIV infection in injecting drug users in Bangkok, Thailand (the Bangkok Tenofovir Study): a randomised, doubleblind, placebo-controlled phase 3 trial. Lancet. 2013;381:2083-2090.

21. Grant RM, Anderson PL, McMahan V, et al. Uptake of pre-exposure prophylaxis, sexual practices, and HIV incidence in men and transgender women who have sex with men: a cohort study. Lancet Infect Dis. 2014;14:820-829.

22. Anderson PL, Glidden DV, Liu A, et al. Emtricitabine-tenofovir concentrations and pre-exposure prophylaxis efficacy in men who have sex with men. Sci Transl Med. 2012;4:151ra125.

23. Henderson FL, Taylor AW, Chirwa LI, et al. Characteristics and oral PrEP adherence in the TDF2 open-label extension in Botswana. Paper presented at International AIDS Society Conference on HIV Pathogenesis, Treatment and Prevention; July 1922, 2015; Vancouver, Canada.

24. Murnane PM, Celum C, Mugo N, et al. Efficacy of preexposure prophylaxis for HIV-1 prevention among high-risk heterosexuals: subgroup analyses from a randomized trial. AIDS. 2013;27:2155-2160.

25. Heffron R, Mugo N, Were E, et al. Preexposure prophylaxis is efficacious for HIV-1 prevention among women using depot medroxyprogesterone acetate for contraception. AIDS. 2014;28:2771-2776.

26. Buchbinder SP, Glidden DV, Liu AY, et al. HIV pre-exposure prophylaxis in men who have sex with men and transgender women: a secondary analysis of a phase 3 randomised controlled efficacy trial. Lancet Infect Dis. 2014;14:468-475.

27. Center for Disease Control and Prevention. Preexposure prophylaxis for the prevention of HIV infection in the United States – 2014. Centers for Disease Control and Prevention Web site. Available at: http://www.cdc.gov/hiv/pdf/PrEPguidelines2014.pdf. Accessed June 18, 2015.

28. Grant RM. Scale-up of preexposure prophylaxis in San Francisco to impact HIV incidence. Abstract 25. Paper presented at Conference on Retroviruses and Opportunistic Infections; February 23-26, 2015; Seattle, WA.

29. Cohen SE, Vittinghoff E, Bacon O, et al. High interest in preexposure prophylaxis among men who have sex with men at risk for HIV infection: baseline data from the US PrEP demonstration project. J Acquir Immune Defic Syndr. 2015;68:439-448.

30. Haberer JE, Baeten JM, Campbell J, et al. Adherence to antiretroviral prophylaxis for HIV prevention: a substudy cohort within a clinical trial of serodiscordant couples in East Africa. PLoS Med. 2013;10:e1001511.

31. Gilmore H, Koester K, Liu A, et al. To PrEP or not to PrEP: Perspectives from US iPrEx open label extension (OLE) participants. Abstract 440. Paper presented at 9th International Conference on HIV Treatment and Prevention Adherence; June 9, 2014; Miami Beach, FL.

32. Jain S, Gregor C, Krakower D, et al. Attitudes and interest toward HIV pre-exposure prophylaxis (PrEP) among participants using HIV non-occupational post-exposure prophylaxis (NPEP). Poster Abstract 1523. Poster presented at Infectious Disease Society of America Conference; October 8-12, 2014; Philadelphia, PA.

33. van der Straten A, Stadler J, Luecke E, et al; VOICE-C Study Team, Perspectives on use of oral and vaginal antiretrovirals for HIV prevention: the VOICE-C qualitative study in Johannesburg, South Africa. J Int AIDS Soc. 2014;17:19146.

34. Corneli AL, McKenna K, Headley J, et al; FEM-PrEP Study Group. A descriptive analysis of perceptions of HIV risk and worry about acquiring HIV among FEM-PrEP participants who seroconverted in Bondo, Kenya, and Pretoria, South Africa. J Int AIDS Soc. 2014;17:19152.

35. Krakower D, Ware N, Mitty JA, et al. HIV providers’ perceived barriers and facilitators to implementing pre-exposure prophylaxis in care settings: a qualitative study. AIDS Behav. 2014;18:1712-1721.

36. McCormack S, Dunn DT, Desai M, et al. Pre-exposure prophylaxis to prevent the acquisition of HIV-1 infection (PROUD): effectiveness results from the pilot phase of a pragmatic open-label randomised trial. Lancet. 2015. [Epub ahead of print].

37. Mugwanya KK, Donnell D, Celum C, et al. Sexual behaviour of heterosexual men and women receiving antiretroviral pre-exposure prophylaxis for HIV prevention: a longitudinal analysis. Lancet Infect Dis. 2013;13:1021-1028.

38. Volk JE, Marcus JL, Phengrasamy T, et al. No new HIV infections with increasing use of HIV preexposure prophylaxis in a clinical practice setting. Clin Infect Dis. 2015;61:1601-1603.

39. Lehman DA, Baeten JM, McCoy CO, et al. Risk of drug resistance among persons acquiring HIV within a randomized clinical trial of single- or dual-agent preexposure prophylaxis. J Infect Dis. 2015;211:1211-1218.

40. Supervie V, Garcia-Lerma JG, Heneine W, et al. HIV, transmitted drug resistance, and the paradox of preexposure prophylaxis. Proc Natl Acad Sci U S A. 2010;107:12381-12386.

41. AIDSinfo. Cost considerations and antiretroviral therapy. AIDSinfo Web site. Available at: https://aidsinfo.nih.gov/guidelines/html/1/adult-and-adolescent-arv-guidelines/459/cost-considerations-and-antiretroviral-therapy. Accessed December 14, 2015.

42. Gomez GB, Borquez A, Case KK, et al. The cost and impact of scaling up pre-exposure prophylaxis for HIV prevention: a systematic review of cost-effectiveness modelling studies. PLoS Med. 2013;10:e1001401.

43. Oldenburg CE, Perez-Brumer AG, Hatzenbuehler ML, et al. State-level structural sexual stigma and HIV prevention in a national online sample of HIV-uninfected MSM in the United States. AIDS. 2015;29:837-845.

44. Hatzenbuehler ML, O’Cleirigh C, Mayer KH, et al. Prospective associations between HIV-related stigma, transmission risk behaviors, and adverse mental health outcomes in men who have sex with men. Ann Behav Med. 2011;42:227-234.

45. Hatzenbuehler ML, Bellatorre A, Lee Y, et al. Structural stigma and all-cause mortality in sexual minority populations. Soc Sci Med. 2014;103:33-41.

46. Arnold EA, Hazelton P, Lane T, et al. A qualitative study of provider thoughts on implementing pre-exposure prophylaxis (PrEP) in clinical settings to prevent HIV infection. PLoS One. 2012;7:e40603.

47. North Carolina AIDS Training and Education Center. For PrEP Providers. North Carolina AIDS Training and Education Center Web site. Available at: http://www.med.unc.edu/ncaidstraining/prep/for-providers/for-prep-prescribers. Accessed July 7, 2015.

48. Patel P, Borkowf CB, Brook JT, et al. Estimating per-act HIV transmission risk: a systematic review. AIDS. 2014;28:1509-1519.

49. Aspinall EJ, Nambiar D, Goldberg DJ, et al. Are needle and syringe programmes associated with a reduction in HIV transmission among people who inject drugs: a systematic review and metaanalysis. Int J Epidemiol. 2014;43:235-248.

50. MacArthur GJ, van Velzen E, Palmateer N, et al. Interventions to prevent HIV and Hepatitis C in people who inject drugs: a review of reviews to assess evidence of effectiveness. Int J Drug Policy. 2014;25:34-52.

51. MacArthur GJ, Minozzi S, Martin N, et al. Opiate substitution treatment and HIV transmission in people who inject drugs: systematic review and meta-analysis. BMJ. 2012;345:e5945.

52. Gowing L, Farrell MF, Bornemann R, et al. Oral substitution treatment of injecting opioid users for prevention of HIV infection. Cochrane Database Syst Rev. 2011;(8):CD004145.

53. D’Aunno T, Pollack HA, Frimpong JA, et al. Evidence-based treatment for opioid disorders: a 23-year national study of methadone dose levels. J Subst Abuse Treat. 2014;47:245-250.

References

1. Hall HI, An Q, Tang T, et al; Centers for Disease Control and Prevention (CDC). Prevalence of diagnosed and undiagnosed HIV infection--United States, 2008-2012. MMWR Morb Mortal Wkly Rep. 2015;64:657-662.

2. Bradley H, Hall HI, Wolitski RJ, et al. Vital signs: HIV diagnosis, care, and treatment among persons living with HIV--United States, 2011. MMWR Morb Mortal Wkly Rep. 2014;63:1113-1117.

3. Maulsby C, Millet G, Lindsey K, et al. HIV among black men who have sex with men (MSM) in the United States: a review of the literature. AIDS Behav. 2014;18:10-25.

4. Centers for Disease Control and Prevention. Estimated HIV incidence among adults and adolescents in the United States, 2007-2010, HIV Surveillance Supplemental Report. 2012. Centers for Disease Control and Prevention Web site. Available at: http://www.cdc.gov/hiv/pdf/statistics_hssr_vol_17_no_4.pdf. Accessed October 8, 2015.

5. Cleary PD, Van Devanter N, Rogers TF, et al. Behavior changes after notification of HIV infection. Am J Public Health. 1991;81:1586-1590.

6. Higgins DL, Galavotti C, O’Reilly KR, et al. Evidence for the effects of HIV antibody counseling and testing on risk behaviors. JAMA. 1991;266:2419-2429.

7. Murphy EL, Collier AC, Kalish LA, et al. Highly active antiretroviral therapy decreases mortality and morbidity in patients with advanced HIV disease. Ann Intern Med. 2001;135:17-26.

8. Palella FJ Jr, Deloria-Knoll M, Chmiel JS, et al. Survival benefit of initiating antiretroviral therapy in HIV-infected persons in different CD4 cell strata. Ann Intern Med. 2003;138:620-626.

9. INSIGHT START Study Group, Lundgren JD, Babiker AG, Gordin F, et al. Initiation of antiretroviral therapy in early asymptomatic HIV infection. N Engl J Med. 2015;373:795-807.

10. Daar ES, Pilcher CD, Hecht FM. Clinical presentation and diagnosis of primary HIV-1 infection. Curr Opin HIV AIDS. 2008;3:10-15.

11. Tindall B, Barker S, Donovan B, et al. Characterization of the acute clinical illness associated with human immunodeficiency virus infection. Arch Intern Med. 1988;148:945-949.

12. Moyer V, US Preventative Services Task Force. Screening for HIV: US Preventive Services Task Force recommendation statement. Ann Intern Med. 2013;159:51-60.

13. Jenkins T, Gardner E, Thrun M, et al. Risk-based HIV testing fails to detect the majority of HIV-infected persons in medical care settings. Sex Transm Dis. 2006;33:329-333.

14. Klein D, Hurley LB, Merrill D, et al. Review of medical encounters in the 5 years before a diagnosis of HIV-1 infection: implications for early detection. J Acquir Immune Defic Syndr. 2003;32:143-152.

15. Pandori M, Hackett J Jr, Louie B, et al. Assessment of the ability of a fourth-generation immunoassay for human immunodeficiency virus (HIV) antibody and p24 antigen to detect both acute and recent HIV infections in a high-risk setting. J Clin Microbiol. 2009;47:2639-2642.

16. Branson BM. The future of HIV testing. J Acquir Imm Defic Syndr. 2010;55 Suppl 2:S102-S105.

17. Grant RM, Lama JR, Anderson PL, et al; iPrEx Study Team. Preexposure chemoprophylaxis for HIV prevention in men who have sex with men. N Engl J Med. 2010;363:2587-2599.

18. Baeten JM, Donnell D, Ndase P, et al; Partners PrEP Study Team. Antiretroviral prophylaxis for HIV prevention in heterosexual men and women. N Engl J Med. 2012;367:399-410.

19. Thigpen MC, Kebaabetswe PM, Paxton LA, et al. Antiretroviral preexposure prophylaxis for heterosexual HIV transmission in Botswana. N Engl J Med. 2012;367:423-434.

20. Choopanya K, Martin M, Suntharasamai P, et al. Antiretroviral prophylaxis for HIV infection in injecting drug users in Bangkok, Thailand (the Bangkok Tenofovir Study): a randomised, doubleblind, placebo-controlled phase 3 trial. Lancet. 2013;381:2083-2090.

21. Grant RM, Anderson PL, McMahan V, et al. Uptake of pre-exposure prophylaxis, sexual practices, and HIV incidence in men and transgender women who have sex with men: a cohort study. Lancet Infect Dis. 2014;14:820-829.

22. Anderson PL, Glidden DV, Liu A, et al. Emtricitabine-tenofovir concentrations and pre-exposure prophylaxis efficacy in men who have sex with men. Sci Transl Med. 2012;4:151ra125.

23. Henderson FL, Taylor AW, Chirwa LI, et al. Characteristics and oral PrEP adherence in the TDF2 open-label extension in Botswana. Paper presented at International AIDS Society Conference on HIV Pathogenesis, Treatment and Prevention; July 1922, 2015; Vancouver, Canada.

24. Murnane PM, Celum C, Mugo N, et al. Efficacy of preexposure prophylaxis for HIV-1 prevention among high-risk heterosexuals: subgroup analyses from a randomized trial. AIDS. 2013;27:2155-2160.

25. Heffron R, Mugo N, Were E, et al. Preexposure prophylaxis is efficacious for HIV-1 prevention among women using depot medroxyprogesterone acetate for contraception. AIDS. 2014;28:2771-2776.

26. Buchbinder SP, Glidden DV, Liu AY, et al. HIV pre-exposure prophylaxis in men who have sex with men and transgender women: a secondary analysis of a phase 3 randomised controlled efficacy trial. Lancet Infect Dis. 2014;14:468-475.

27. Center for Disease Control and Prevention. Preexposure prophylaxis for the prevention of HIV infection in the United States – 2014. Centers for Disease Control and Prevention Web site. Available at: http://www.cdc.gov/hiv/pdf/PrEPguidelines2014.pdf. Accessed June 18, 2015.

28. Grant RM. Scale-up of preexposure prophylaxis in San Francisco to impact HIV incidence. Abstract 25. Paper presented at Conference on Retroviruses and Opportunistic Infections; February 23-26, 2015; Seattle, WA.

29. Cohen SE, Vittinghoff E, Bacon O, et al. High interest in preexposure prophylaxis among men who have sex with men at risk for HIV infection: baseline data from the US PrEP demonstration project. J Acquir Immune Defic Syndr. 2015;68:439-448.

30. Haberer JE, Baeten JM, Campbell J, et al. Adherence to antiretroviral prophylaxis for HIV prevention: a substudy cohort within a clinical trial of serodiscordant couples in East Africa. PLoS Med. 2013;10:e1001511.

31. Gilmore H, Koester K, Liu A, et al. To PrEP or not to PrEP: Perspectives from US iPrEx open label extension (OLE) participants. Abstract 440. Paper presented at 9th International Conference on HIV Treatment and Prevention Adherence; June 9, 2014; Miami Beach, FL.

32. Jain S, Gregor C, Krakower D, et al. Attitudes and interest toward HIV pre-exposure prophylaxis (PrEP) among participants using HIV non-occupational post-exposure prophylaxis (NPEP). Poster Abstract 1523. Poster presented at Infectious Disease Society of America Conference; October 8-12, 2014; Philadelphia, PA.

33. van der Straten A, Stadler J, Luecke E, et al; VOICE-C Study Team, Perspectives on use of oral and vaginal antiretrovirals for HIV prevention: the VOICE-C qualitative study in Johannesburg, South Africa. J Int AIDS Soc. 2014;17:19146.

34. Corneli AL, McKenna K, Headley J, et al; FEM-PrEP Study Group. A descriptive analysis of perceptions of HIV risk and worry about acquiring HIV among FEM-PrEP participants who seroconverted in Bondo, Kenya, and Pretoria, South Africa. J Int AIDS Soc. 2014;17:19152.

35. Krakower D, Ware N, Mitty JA, et al. HIV providers’ perceived barriers and facilitators to implementing pre-exposure prophylaxis in care settings: a qualitative study. AIDS Behav. 2014;18:1712-1721.

36. McCormack S, Dunn DT, Desai M, et al. Pre-exposure prophylaxis to prevent the acquisition of HIV-1 infection (PROUD): effectiveness results from the pilot phase of a pragmatic open-label randomised trial. Lancet. 2015. [Epub ahead of print].

37. Mugwanya KK, Donnell D, Celum C, et al. Sexual behaviour of heterosexual men and women receiving antiretroviral pre-exposure prophylaxis for HIV prevention: a longitudinal analysis. Lancet Infect Dis. 2013;13:1021-1028.

38. Volk JE, Marcus JL, Phengrasamy T, et al. No new HIV infections with increasing use of HIV preexposure prophylaxis in a clinical practice setting. Clin Infect Dis. 2015;61:1601-1603.

39. Lehman DA, Baeten JM, McCoy CO, et al. Risk of drug resistance among persons acquiring HIV within a randomized clinical trial of single- or dual-agent preexposure prophylaxis. J Infect Dis. 2015;211:1211-1218.

40. Supervie V, Garcia-Lerma JG, Heneine W, et al. HIV, transmitted drug resistance, and the paradox of preexposure prophylaxis. Proc Natl Acad Sci U S A. 2010;107:12381-12386.

41. AIDSinfo. Cost considerations and antiretroviral therapy. AIDSinfo Web site. Available at: https://aidsinfo.nih.gov/guidelines/html/1/adult-and-adolescent-arv-guidelines/459/cost-considerations-and-antiretroviral-therapy. Accessed December 14, 2015.

42. Gomez GB, Borquez A, Case KK, et al. The cost and impact of scaling up pre-exposure prophylaxis for HIV prevention: a systematic review of cost-effectiveness modelling studies. PLoS Med. 2013;10:e1001401.

43. Oldenburg CE, Perez-Brumer AG, Hatzenbuehler ML, et al. State-level structural sexual stigma and HIV prevention in a national online sample of HIV-uninfected MSM in the United States. AIDS. 2015;29:837-845.

44. Hatzenbuehler ML, O’Cleirigh C, Mayer KH, et al. Prospective associations between HIV-related stigma, transmission risk behaviors, and adverse mental health outcomes in men who have sex with men. Ann Behav Med. 2011;42:227-234.

45. Hatzenbuehler ML, Bellatorre A, Lee Y, et al. Structural stigma and all-cause mortality in sexual minority populations. Soc Sci Med. 2014;103:33-41.

46. Arnold EA, Hazelton P, Lane T, et al. A qualitative study of provider thoughts on implementing pre-exposure prophylaxis (PrEP) in clinical settings to prevent HIV infection. PLoS One. 2012;7:e40603.

47. North Carolina AIDS Training and Education Center. For PrEP Providers. North Carolina AIDS Training and Education Center Web site. Available at: http://www.med.unc.edu/ncaidstraining/prep/for-providers/for-prep-prescribers. Accessed July 7, 2015.

48. Patel P, Borkowf CB, Brook JT, et al. Estimating per-act HIV transmission risk: a systematic review. AIDS. 2014;28:1509-1519.

49. Aspinall EJ, Nambiar D, Goldberg DJ, et al. Are needle and syringe programmes associated with a reduction in HIV transmission among people who inject drugs: a systematic review and metaanalysis. Int J Epidemiol. 2014;43:235-248.

50. MacArthur GJ, van Velzen E, Palmateer N, et al. Interventions to prevent HIV and Hepatitis C in people who inject drugs: a review of reviews to assess evidence of effectiveness. Int J Drug Policy. 2014;25:34-52.

51. MacArthur GJ, Minozzi S, Martin N, et al. Opiate substitution treatment and HIV transmission in people who inject drugs: systematic review and meta-analysis. BMJ. 2012;345:e5945.

52. Gowing L, Farrell MF, Bornemann R, et al. Oral substitution treatment of injecting opioid users for prevention of HIV infection. Cochrane Database Syst Rev. 2011;(8):CD004145.

53. D’Aunno T, Pollack HA, Frimpong JA, et al. Evidence-based treatment for opioid disorders: a 23-year national study of methadone dose levels. J Subst Abuse Treat. 2014;47:245-250.

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In September 2015, the Centers for Medicare & Medicaid Services (CMS) launched a promising 4-year program called the "Transforming Clinical Practice Initiative" to lighten the load for family physicians.1 The central figures in this program are skilled and trained quality improvement advisors (QIA) who will work directly with physicians and their staffs to assist with the heavy lifting of practice improvement. The Oklahoma Physicians Research and Resources Network has used QIAs, which it calls practice enhancement assistants (PEAs), for more than 20 years to help Oklahoma family physicians improve various aspects of their practices, including testing processes, diabetes care, and preventive services. The PEAs have been enormously helpful.2

For this new CMS program, the feds awarded $685 million to 39 national and regional collaborative health care transformation networks and supporting organizations to develop peer-based learning networks to facilitate practice improvements.1 The program is designed to help more than 140,000 primary care physicians improve their practices by providing an extra set of skilled hands.

The new CMS initiative is a great opportunity to get that extra set of skilled hands you need to help meet new quality mandates.

The American Board of Family Medicine (ABFM) and the American Academy of Family Physicians (AAFP) have teamed up to assist with this national effort. ABFM will cover the cost for the first 6000 family physicians who enroll in one of the regional Practice Transformation Networks to use their newly developed chronic disease registry called PRIME. This registry will extract clinical quality data from diverse electronic health records and report back to practices. The registry will meet the new federal quality measures reporting requirements and will also be a path for maintenance of certification.

The CMS Transforming Clinical Practice Initiative is a great opportunity to get that extra set of skilled hands you need to help meet new quality mandates and make your office more efficient and enjoyable for you, your staff, and your patients. Contact the ABFM (www.theabfm.org) to find out which organization is running the Practice Transformation Network in your area.

References

1. Centers for Medicare & Medicaid Services (CMS). Transforming clinical practice initiative awards. CMS Web site. Available at: https://www.cms.gov/Newsroom/MediaReleaseDatabase/Fact-sheets/2015-Fact-sheets-items/2015-09-29.html. Accessed December 15, 2015.

2. Nagykaldi Z, Mold JW, Robinson A, et al. Practice facilitators and practice-based research networks. J Am Board Fam Med. 2006;19:506-510.

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In September 2015, the Centers for Medicare & Medicaid Services (CMS) launched a promising 4-year program called the "Transforming Clinical Practice Initiative" to lighten the load for family physicians.1 The central figures in this program are skilled and trained quality improvement advisors (QIA) who will work directly with physicians and their staffs to assist with the heavy lifting of practice improvement. The Oklahoma Physicians Research and Resources Network has used QIAs, which it calls practice enhancement assistants (PEAs), for more than 20 years to help Oklahoma family physicians improve various aspects of their practices, including testing processes, diabetes care, and preventive services. The PEAs have been enormously helpful.2

For this new CMS program, the feds awarded $685 million to 39 national and regional collaborative health care transformation networks and supporting organizations to develop peer-based learning networks to facilitate practice improvements.1 The program is designed to help more than 140,000 primary care physicians improve their practices by providing an extra set of skilled hands.

The new CMS initiative is a great opportunity to get that extra set of skilled hands you need to help meet new quality mandates.

The American Board of Family Medicine (ABFM) and the American Academy of Family Physicians (AAFP) have teamed up to assist with this national effort. ABFM will cover the cost for the first 6000 family physicians who enroll in one of the regional Practice Transformation Networks to use their newly developed chronic disease registry called PRIME. This registry will extract clinical quality data from diverse electronic health records and report back to practices. The registry will meet the new federal quality measures reporting requirements and will also be a path for maintenance of certification.

The CMS Transforming Clinical Practice Initiative is a great opportunity to get that extra set of skilled hands you need to help meet new quality mandates and make your office more efficient and enjoyable for you, your staff, and your patients. Contact the ABFM (www.theabfm.org) to find out which organization is running the Practice Transformation Network in your area.

In September 2015, the Centers for Medicare & Medicaid Services (CMS) launched a promising 4-year program called the "Transforming Clinical Practice Initiative" to lighten the load for family physicians.1 The central figures in this program are skilled and trained quality improvement advisors (QIA) who will work directly with physicians and their staffs to assist with the heavy lifting of practice improvement. The Oklahoma Physicians Research and Resources Network has used QIAs, which it calls practice enhancement assistants (PEAs), for more than 20 years to help Oklahoma family physicians improve various aspects of their practices, including testing processes, diabetes care, and preventive services. The PEAs have been enormously helpful.2

For this new CMS program, the feds awarded $685 million to 39 national and regional collaborative health care transformation networks and supporting organizations to develop peer-based learning networks to facilitate practice improvements.1 The program is designed to help more than 140,000 primary care physicians improve their practices by providing an extra set of skilled hands.

The new CMS initiative is a great opportunity to get that extra set of skilled hands you need to help meet new quality mandates.

The American Board of Family Medicine (ABFM) and the American Academy of Family Physicians (AAFP) have teamed up to assist with this national effort. ABFM will cover the cost for the first 6000 family physicians who enroll in one of the regional Practice Transformation Networks to use their newly developed chronic disease registry called PRIME. This registry will extract clinical quality data from diverse electronic health records and report back to practices. The registry will meet the new federal quality measures reporting requirements and will also be a path for maintenance of certification.

The CMS Transforming Clinical Practice Initiative is a great opportunity to get that extra set of skilled hands you need to help meet new quality mandates and make your office more efficient and enjoyable for you, your staff, and your patients. Contact the ABFM (www.theabfm.org) to find out which organization is running the Practice Transformation Network in your area.

References

1. Centers for Medicare & Medicaid Services (CMS). Transforming clinical practice initiative awards. CMS Web site. Available at: https://www.cms.gov/Newsroom/MediaReleaseDatabase/Fact-sheets/2015-Fact-sheets-items/2015-09-29.html. Accessed December 15, 2015.

2. Nagykaldi Z, Mold JW, Robinson A, et al. Practice facilitators and practice-based research networks. J Am Board Fam Med. 2006;19:506-510.

References

1. Centers for Medicare & Medicaid Services (CMS). Transforming clinical practice initiative awards. CMS Web site. Available at: https://www.cms.gov/Newsroom/MediaReleaseDatabase/Fact-sheets/2015-Fact-sheets-items/2015-09-29.html. Accessed December 15, 2015.

2. Nagykaldi Z, Mold JW, Robinson A, et al. Practice facilitators and practice-based research networks. J Am Board Fam Med. 2006;19:506-510.

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Severe anal pain • perianal swelling • no history of injury to the area • Dx?

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Severe anal pain • perianal swelling • no history of injury to the area • Dx?

THE CASE

An 80-year-old man sought medical advice over the phone because he’d had sharp anal pain for 4 days. The pain increased during sitting and defecation. He was told he most likely had an acute anal fissure and was instructed to treat it with sitz baths, a stool-bulking agent, and a topical anesthetic. Despite these treatments, he continued to have intense anal pain.

Two days later, he presented to our practice complaining of severe anal discomfort and perianal swelling that made it almost impossible to sit. The patient led an active lifestyle and was otherwise healthy. He did not recall any injury to the perianal area.

THE DIAGNOSIS

During examination, we noted tender, erythematous swelling over the right perianal region at the 9 o’clock position without fluctuance, discharge, or ulceration. A digital rectal examination revealed a foreign body lying transversely across the anus about 2.5 cm from the anal verge. A pelvic x-ray confirmed the presence of a foreign body—a pin (FIGURE 1).

DISCUSSION

Anal pain is a common symptom that is usually caused by hemorrhoids, fissures, fistulas, or abscesses.1 Anal pain is rarely reported to be secondary to the ingestion of sharp foreign bodies, which can produce problems in the lower gastrointestinal tract.

Foreign body ingestion is most common in children ages 6 months to 6 years.2 When it occurs in adults, it tends to involve those who are older, patients without teeth, prisoners, patients under the influence of drugs or alcohol, or those with intellectual disabilities or psychiatric disorders.2,3

The foreign bodies that adults most commonly unintentionally ingest are bones from fish or other animals.2,4 Most of these pass through the alimentary tract uneventfully within a week.2,5,6 Swallowed bones have been known to cause perianal abscesses and anal fistulae, which can cause extreme pain.7

The presence of foreign bodies is not always easy to spot

In our patient’s case, the diagnosis was made by a careful digital rectal examination; however, a foreign body in an abscess cavity can be missed during a digital exam.8 In our patient’s case, a pelvic x-ray confirmed the presence and location of the pin.

Radiography is recommended as an initial screening method and is especially useful for determining the location of radiodense foreign bodies.2 However, most swallowed foreign bodies, such as non-radiodense fish bones, wood, thorns, plastic, small aluminum objects, and glass, cannot be detected by this method.3 Non-radiodense foreign bodies can be identified using computed tomography scanning.9

Removal is typically straightforward

The best method of removing a foreign body in the perianal region is by dilating the anus and then cutting the object in half. Alternatively, the object can be carefully dislodged from the anal canal by freeing one of the impacted ends. Care must be taken while removing the object to avoid accidental injury.

This procedure can be performed in any primary care setting that is adequately equipped for minor surgical services. Consider referral to a secondary care specialist based on the level of risk involved and the physician’s skills and training.

Our patient. After a complete assessment, we prepared the patient for gentle anal dilatation under intravenous conscious sedation. We carefully transected the 3.5 cm pin using a nail splitter (FIGURE 2). Because there was no abscess cavity, no other procedure was needed. We prescribed oral amoxicillin/clavulanic acid 500/125 mg every 8 hours for 7 days to treat a local infection.

After the procedure, we asked the patient about the pin. He said he had no idea how he could have ingested it and didn’t recall any abdominal pain during the previous month. Follow-up was normal, and he recovered without any complications.

THE TAKEAWAY

Consider the possibility of ingested sharp foreign bodies as a cause of severe anal pain, and perform a local and digital rectal examination. Radiography is recommended as an initial screening method. Following anal dilatation, the object can be removed by cutting it in half or by freeing one of the impacted ends.

References

1. Villalba H, Villalba S, Abbas MA. Anal fissure: a common cause of anal pain. Perm J. 2007;11:62-65.

2. Ambe P, Weber SA, Schauer M, et al. Swallowed foreign bodies in adults. Dtsch Arztebl Int. 2012;109:869-875.

3. Erbil B, Karaca MA, Aslaner MA, et al. Emergency admissions due to swallowed foreign bodies in adults. World J Gastroenterol. 2013;19:6447-6452.

4. Kuo CC, Jen TK, Wen CH, et al. Medical treatment for a fish bone-induced ileal micro-perforation: a case report. World J Gastroenterol. 2012;18:5994-5998.

5. Low VHS, Killius JS. Animal, vegetable, or mineral: A collection of abdominal and alimentary foreign bodies. Appl Radiol. 2000;29:23-30.

6. McCanse DE, Kurchin A, Hinshaw JR. Gastrointestinal foreign bodies. Am J Surg. 1981;142:335-337.

7. Goligher JC, Nixon HH, Duthie HL. Surgery of the anus, rectum and colon. 3rd ed. London: Baillière Tindall;1975:205-255.

8. Doublali M, Chouaib A, Elfassi MJ, et al. Perianal abscesses due to ingested foreign bodies. J Emerg Trauma Shock. 2010;3:395-397.

9. Coulier B, Tancredi MH, Ramboux A. Spiral CT and multidetector-row CT diagnosis of perforation of the small intestine caused by ingested foreign bodies. Eur Radiol. 2004;14:1918-1925.

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Ilias Bouzakis, MD
Pavlos Polakis, MD

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christos@myfamilydoctor.gr

The authors reported no potential conflict of interest relevant to this article.

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Ilias Bouzakis, MD
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christos@myfamilydoctor.gr

The authors reported no potential conflict of interest relevant to this article.

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Christos G. Galanakis, MD, PhD
Ilias Bouzakis, MD
Pavlos Polakis, MD

Private Family Practice Unit, myFamilyDoctor.gr, Chania, Crete, Greece

christos@myfamilydoctor.gr

The authors reported no potential conflict of interest relevant to this article.

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THE CASE

An 80-year-old man sought medical advice over the phone because he’d had sharp anal pain for 4 days. The pain increased during sitting and defecation. He was told he most likely had an acute anal fissure and was instructed to treat it with sitz baths, a stool-bulking agent, and a topical anesthetic. Despite these treatments, he continued to have intense anal pain.

Two days later, he presented to our practice complaining of severe anal discomfort and perianal swelling that made it almost impossible to sit. The patient led an active lifestyle and was otherwise healthy. He did not recall any injury to the perianal area.

THE DIAGNOSIS

During examination, we noted tender, erythematous swelling over the right perianal region at the 9 o’clock position without fluctuance, discharge, or ulceration. A digital rectal examination revealed a foreign body lying transversely across the anus about 2.5 cm from the anal verge. A pelvic x-ray confirmed the presence of a foreign body—a pin (FIGURE 1).

DISCUSSION

Anal pain is a common symptom that is usually caused by hemorrhoids, fissures, fistulas, or abscesses.1 Anal pain is rarely reported to be secondary to the ingestion of sharp foreign bodies, which can produce problems in the lower gastrointestinal tract.

Foreign body ingestion is most common in children ages 6 months to 6 years.2 When it occurs in adults, it tends to involve those who are older, patients without teeth, prisoners, patients under the influence of drugs or alcohol, or those with intellectual disabilities or psychiatric disorders.2,3

The foreign bodies that adults most commonly unintentionally ingest are bones from fish or other animals.2,4 Most of these pass through the alimentary tract uneventfully within a week.2,5,6 Swallowed bones have been known to cause perianal abscesses and anal fistulae, which can cause extreme pain.7

The presence of foreign bodies is not always easy to spot

In our patient’s case, the diagnosis was made by a careful digital rectal examination; however, a foreign body in an abscess cavity can be missed during a digital exam.8 In our patient’s case, a pelvic x-ray confirmed the presence and location of the pin.

Radiography is recommended as an initial screening method and is especially useful for determining the location of radiodense foreign bodies.2 However, most swallowed foreign bodies, such as non-radiodense fish bones, wood, thorns, plastic, small aluminum objects, and glass, cannot be detected by this method.3 Non-radiodense foreign bodies can be identified using computed tomography scanning.9

Removal is typically straightforward

The best method of removing a foreign body in the perianal region is by dilating the anus and then cutting the object in half. Alternatively, the object can be carefully dislodged from the anal canal by freeing one of the impacted ends. Care must be taken while removing the object to avoid accidental injury.

This procedure can be performed in any primary care setting that is adequately equipped for minor surgical services. Consider referral to a secondary care specialist based on the level of risk involved and the physician’s skills and training.

Our patient. After a complete assessment, we prepared the patient for gentle anal dilatation under intravenous conscious sedation. We carefully transected the 3.5 cm pin using a nail splitter (FIGURE 2). Because there was no abscess cavity, no other procedure was needed. We prescribed oral amoxicillin/clavulanic acid 500/125 mg every 8 hours for 7 days to treat a local infection.

After the procedure, we asked the patient about the pin. He said he had no idea how he could have ingested it and didn’t recall any abdominal pain during the previous month. Follow-up was normal, and he recovered without any complications.

THE TAKEAWAY

Consider the possibility of ingested sharp foreign bodies as a cause of severe anal pain, and perform a local and digital rectal examination. Radiography is recommended as an initial screening method. Following anal dilatation, the object can be removed by cutting it in half or by freeing one of the impacted ends.

THE CASE

An 80-year-old man sought medical advice over the phone because he’d had sharp anal pain for 4 days. The pain increased during sitting and defecation. He was told he most likely had an acute anal fissure and was instructed to treat it with sitz baths, a stool-bulking agent, and a topical anesthetic. Despite these treatments, he continued to have intense anal pain.

Two days later, he presented to our practice complaining of severe anal discomfort and perianal swelling that made it almost impossible to sit. The patient led an active lifestyle and was otherwise healthy. He did not recall any injury to the perianal area.

THE DIAGNOSIS

During examination, we noted tender, erythematous swelling over the right perianal region at the 9 o’clock position without fluctuance, discharge, or ulceration. A digital rectal examination revealed a foreign body lying transversely across the anus about 2.5 cm from the anal verge. A pelvic x-ray confirmed the presence of a foreign body—a pin (FIGURE 1).

DISCUSSION

Anal pain is a common symptom that is usually caused by hemorrhoids, fissures, fistulas, or abscesses.1 Anal pain is rarely reported to be secondary to the ingestion of sharp foreign bodies, which can produce problems in the lower gastrointestinal tract.

Foreign body ingestion is most common in children ages 6 months to 6 years.2 When it occurs in adults, it tends to involve those who are older, patients without teeth, prisoners, patients under the influence of drugs or alcohol, or those with intellectual disabilities or psychiatric disorders.2,3

The foreign bodies that adults most commonly unintentionally ingest are bones from fish or other animals.2,4 Most of these pass through the alimentary tract uneventfully within a week.2,5,6 Swallowed bones have been known to cause perianal abscesses and anal fistulae, which can cause extreme pain.7

The presence of foreign bodies is not always easy to spot

In our patient’s case, the diagnosis was made by a careful digital rectal examination; however, a foreign body in an abscess cavity can be missed during a digital exam.8 In our patient’s case, a pelvic x-ray confirmed the presence and location of the pin.

Radiography is recommended as an initial screening method and is especially useful for determining the location of radiodense foreign bodies.2 However, most swallowed foreign bodies, such as non-radiodense fish bones, wood, thorns, plastic, small aluminum objects, and glass, cannot be detected by this method.3 Non-radiodense foreign bodies can be identified using computed tomography scanning.9

Removal is typically straightforward

The best method of removing a foreign body in the perianal region is by dilating the anus and then cutting the object in half. Alternatively, the object can be carefully dislodged from the anal canal by freeing one of the impacted ends. Care must be taken while removing the object to avoid accidental injury.

This procedure can be performed in any primary care setting that is adequately equipped for minor surgical services. Consider referral to a secondary care specialist based on the level of risk involved and the physician’s skills and training.

Our patient. After a complete assessment, we prepared the patient for gentle anal dilatation under intravenous conscious sedation. We carefully transected the 3.5 cm pin using a nail splitter (FIGURE 2). Because there was no abscess cavity, no other procedure was needed. We prescribed oral amoxicillin/clavulanic acid 500/125 mg every 8 hours for 7 days to treat a local infection.

After the procedure, we asked the patient about the pin. He said he had no idea how he could have ingested it and didn’t recall any abdominal pain during the previous month. Follow-up was normal, and he recovered without any complications.

THE TAKEAWAY

Consider the possibility of ingested sharp foreign bodies as a cause of severe anal pain, and perform a local and digital rectal examination. Radiography is recommended as an initial screening method. Following anal dilatation, the object can be removed by cutting it in half or by freeing one of the impacted ends.

References

1. Villalba H, Villalba S, Abbas MA. Anal fissure: a common cause of anal pain. Perm J. 2007;11:62-65.

2. Ambe P, Weber SA, Schauer M, et al. Swallowed foreign bodies in adults. Dtsch Arztebl Int. 2012;109:869-875.

3. Erbil B, Karaca MA, Aslaner MA, et al. Emergency admissions due to swallowed foreign bodies in adults. World J Gastroenterol. 2013;19:6447-6452.

4. Kuo CC, Jen TK, Wen CH, et al. Medical treatment for a fish bone-induced ileal micro-perforation: a case report. World J Gastroenterol. 2012;18:5994-5998.

5. Low VHS, Killius JS. Animal, vegetable, or mineral: A collection of abdominal and alimentary foreign bodies. Appl Radiol. 2000;29:23-30.

6. McCanse DE, Kurchin A, Hinshaw JR. Gastrointestinal foreign bodies. Am J Surg. 1981;142:335-337.

7. Goligher JC, Nixon HH, Duthie HL. Surgery of the anus, rectum and colon. 3rd ed. London: Baillière Tindall;1975:205-255.

8. Doublali M, Chouaib A, Elfassi MJ, et al. Perianal abscesses due to ingested foreign bodies. J Emerg Trauma Shock. 2010;3:395-397.

9. Coulier B, Tancredi MH, Ramboux A. Spiral CT and multidetector-row CT diagnosis of perforation of the small intestine caused by ingested foreign bodies. Eur Radiol. 2004;14:1918-1925.

References

1. Villalba H, Villalba S, Abbas MA. Anal fissure: a common cause of anal pain. Perm J. 2007;11:62-65.

2. Ambe P, Weber SA, Schauer M, et al. Swallowed foreign bodies in adults. Dtsch Arztebl Int. 2012;109:869-875.

3. Erbil B, Karaca MA, Aslaner MA, et al. Emergency admissions due to swallowed foreign bodies in adults. World J Gastroenterol. 2013;19:6447-6452.

4. Kuo CC, Jen TK, Wen CH, et al. Medical treatment for a fish bone-induced ileal micro-perforation: a case report. World J Gastroenterol. 2012;18:5994-5998.

5. Low VHS, Killius JS. Animal, vegetable, or mineral: A collection of abdominal and alimentary foreign bodies. Appl Radiol. 2000;29:23-30.

6. McCanse DE, Kurchin A, Hinshaw JR. Gastrointestinal foreign bodies. Am J Surg. 1981;142:335-337.

7. Goligher JC, Nixon HH, Duthie HL. Surgery of the anus, rectum and colon. 3rd ed. London: Baillière Tindall;1975:205-255.

8. Doublali M, Chouaib A, Elfassi MJ, et al. Perianal abscesses due to ingested foreign bodies. J Emerg Trauma Shock. 2010;3:395-397.

9. Coulier B, Tancredi MH, Ramboux A. Spiral CT and multidetector-row CT diagnosis of perforation of the small intestine caused by ingested foreign bodies. Eur Radiol. 2004;14:1918-1925.

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The Journal of Family Practice - 65(1)
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The Journal of Family Practice - 65(1)
Page Number
39-40
Page Number
39-40
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Severe anal pain • perianal swelling • no history of injury to the area • Dx?
Display Headline
Severe anal pain • perianal swelling • no history of injury to the area • Dx?
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Christos G. Galanakis, MD, PhD, Ilias Bouzakis, MD, Pavlos Polakis, MD, pain, anus, foreign body
Legacy Keywords
Christos G. Galanakis, MD, PhD, Ilias Bouzakis, MD, Pavlos Polakis, MD, pain, anus, foreign body
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