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What's Eating You? Extensive Cutaneous Larva Migrans (Ancylostoma braziliense)
How to reach LDL targets quickly in patients with diabetes or metabolic syndrome
- You can reduce elevated LDL-C levels in more patients with diabetes and metabolic syndrome using this study's algorithm.
- Choose a starting dose of a statin according to the gap between baseline and target LDL-C values.
- Using a tailored starting dose of atorvastatin, most patients with type 2 diabetes or metabolic syndrome can achieve LDL-C target levels safely within 6 to 12 weeks, without raising the initial dose or with a single titration step.
Purpose To investigate whether using an algorithm to select the starting dose of a statin according to baseline and target LDL-cholesterol (LDL-C) values would facilitate achieving lipid targets in patients with diabetes or the metabolic syndrome.
Methods Two 12-week, prospective, open-label trials enrolled 2717 high-risk subjects, of whom 1024 had diabetes and 1251 had metabolic syndrome. Subjects with LDL-C between 100 and 220 mg/dL (2.6-5.7 mmol/L) were assigned a starting dose of atorvastatin (10, 20, 40, or 80 mg/d) based on LDL-C level and status of statin use at baseline (statin-free [SF] or statin-treated [ST]), with a single uptitration at 6 weeks, if required.
Results Among patients with diabetes, 81% of SF subjects (82%, 84%, 82%, and 76% with 10, 20, 40, and 80 mg, respectively) and 60% of ST subjects (61%, 68%, and 47% with 20, 40, and 80 mg, respectively) achieved LDL-C target. Among patients with metabolic syndrome, 78% of SF subjects (81%, 84%, 82%, and 66% with 10, 20, 40, and 80 mg, respectively) and 57% of ST subjects (58%, 70%, and 47% with 20, 40, and 80 mg, respectively) achieved LDL-C target. Among ST subjects, we observed reductions in LDL-C with atorvastatin beyond those achieved with other statins used at baseline in patients with diabetes and patients with metabolic syndrome. Atorvastatin was well tolerated.
Conclusions The ACTFAST studies confirm that a targeted starting dose of atorvastatin allows most patients with type 2 diabetes or the metabolic syndrome to achieve their LDL-C target safely with the initial dose or just a single titration. This therapeutic strategy may help overcome the treatment gap still observed in the treatment of lipids in diabetes.
How many of your patients with type 2 diabetes or metabolic syndrome have a low-density lipoprotein cholesterol (LDL-C) level below the target of 100 mg/dL? Your answer, undoubtedly, is not enough of them. The good news we report in this article is that you can safely achieve the target more often, within 6 to 12 weeks, using a simple algorithm that helps you determine the optimal starting dose of a statin.
Good reason for concern. Individuals with coronary heart disease (CHD) or CHD risk equivalents such as diabetes have the highest cardiovascular risk and, according to the National Cholesterol Education Program (NCEP) III and other guidelines, must aim for the lowest target levels of LDL-C.1 As the number of cardiovascular risk factors increases in a population, the percentage of patients reaching targets decreases2,3 —to as low as 37% among those at highest risk.2 The international Analysis and Understanding of Diabetes and Dyslipidaemia: Improving Treatment (AUDIT) survey found that out of all patients with type 2 diabetes being treated, only 54% achieved target.4
Type 2 diabetes purportedly imparts a cardiovascular risk comparable to that of a prior cardiovascular event.1,5-7 Moreover, the outcome of such events in patients with diabetes is worse than in patients without diabetes, with approximately 7 out of 10 patients dying from the event or its complications.7-9
The metabolic syndrome (MetSyn) also increases risk of cardiovascular events and mortality, even in individuals without diabetes or CHD.10-13 In 1 study, the risks of all-cause and cardiovascular mortality in patients with MetSyn were 1.38 to 1.44 and 2.26 to 2.78, respectively, compared with those who did not have MetSyn.12
The algorithm we describe in this article was developed from results of the Achieve Cholesterol Targets Fast with Atorvastatin Stratified Titration (ACTFAST) trials. These trials were designed to assess whether, according to the degree of reduction required in LDL-C, an optimal starting dose of atorvastatin could be identified so that patients would achieve LDL-C targets quickly, with no change in the dose or with just one titration step, and regardless of statin use at baseline.
The main results of ACTFAST 1 and 2 have been published elsewhere.14,15 We report specifically on a prespecified analysis of pooled results in the subset of patients with diabetes or MetSyn.
Methods
Patient population
We extracted the study population from prespecified pooling of data from ACTFAST 1 and 2,14,15 which were 12-week, multicenter, prospective, open-label trials that used the same protocol. A full description of inclusion and exclusion criteria for ACTFAST has been published elsewhere.14,15
Briefly, subjects were either statin-free or statin-treated at baseline, had CHD or a CHD equivalent, had an LDL-C level between 100 and 220 mg/dL (2.6-5.7 mmol/L) and triglycerides =600 mg/dL (6.8 mmol/L), and were willing to follow a recommended diet.
We excluded patients if they had used other lipid-lowering therapy in the prior 2 months (except for statins in the statin-treated study arm) or if they were receiving >40 mg/d of any statin. Patients taking atorvastatin at screening were excluded because the study's goal was to assess the benefits of switching over to a flexible starting dose of atorvastatin. We defined diabetes and MetSyn according to the American Diabetes Association criteria16 and the NCEP 2001 criteria,1 respectively.
Doses reflected LDL-C baseline-target gap and prior statin use
If patients were statin free at baseline, we assigned them to 6 weeks of treatment with atorvastatin, at 10, 20, 40, or 80 mg/d, according to their baseline LDL-C level ( FIGURE 1 ). For patients who had been taking a statin at screening, starting doses of atorvastatin for each LDL-C increment were doubled.
If patients did not reach LDL-C targets at the end of 6 weeks, we titrated their regimen to the next higher dose for an additional 6 weeks. Patients initially allocated to receive atorvastatin at 80 mg who did not reach LDL-C targets continued at that dose, and we added a more intense therapeutic lifestyle intervention (NCEP II step 2 diet).1
We obtained blood samples at baseline screening, week 6, and week 12, to measure 12-hour fasting serum lipid profiles and to make routine safety assessments (hematology and chemistry). Patients received dietary counseling at all visits.
The ACTFAST protocol and amendments were approved by appropriately constituted central or local institutional review boards, and all patients gave written informed consent.
FIGURE 1
How treatment doses were determined
Statin-free patients received a specified dose of atorvastatin according to their baseline low-density lipoprotein cholesterol (LDL-C) level. Patients who had been treated with another statin at screening received atorvastatin at a dose double that given to statin-free patients with equivalent LDL-C levels, for a maximum dose of 80 mg.
Reprinted from Atherosclerosis, vol. 191, Martineau P, Gaw A, de Teresa E, et al, Effect of individualizing starting doses of a statin according to baseline LDL-cholesterol levels on achieving cholesterol targets: The Achieve Cholesterol Targets Fast with Atorvastatin Stratified Titration (ACTFAST) study, 135-146, © 2006, with permission from Elsevier.
Primary efficacy outcome: LDL-C levels of <100 mg/dL
The primary efficacy outcome was the proportion of patients with either diabetes or MetSyn achieving NCEP Adult Treatment Panel-III target LDL-C levels of <100 mg/dL (<2.6 mmol/L) after 12 weeks of treatment.1 Secondary efficacy parameters were described in ACTFAST 1.14
We analyzed data according to intention-to-treat (ITT), using the last observation carried forward (LOCF) for missing data. The ITT population consisted of all patients who took at least 1 dose of study medication, and had at least 1 subsequent assessment.
Results
Between January 2003 and February 2004, 3634 subjects were screened for ACTFAST 1 and 2, and 2717 patients were enrolled from 12 countries (Canada, Greece, Hungary, Ireland, Italy, Poland, Portugal, Russia, Slovakia, Spain, Switzerland, and the United Kingdom). Ethnicity was recorded for about 80% of patients; more than 90% were Caucasian.
Diabetes
The ITT population included 1024 patients with diabetes, of whom 97% had type 2 diabetes and 73% were statin-free ( TABLE 1 ). Baseline laboratory parameters are available online, in TABLE W1 .
After 12 weeks of treatment, 81% (95% confidence interval [CI], 77.8%-83.5%) of statin-free and 60% (95% CI, 53.9%-65.4%) of statin-treated patients with diabetes achieved LDLC target of <100 mg/dL ( FIGURE 2 ). In contrast, among patients without diabetes (n=1693), 77% (95% CI, 73.9%-79.3%) of statin-free and 59% (95% CI, 55.4%-62.5%) of statin-treated patients achieved target.
For diabetes patients, mean percent reductions in total cholesterol, TC/HDL-C, LDL-C, triglycerides, non-HDL-C and apolipoprotein B (apo B) were significant vs baseline for all doses in both statin-free and statin-treated subjects ( TABLE 2 ). Significant increases in HDL-C were seen only with the 10- and 80-mg doses in statin-free patients.
FIGURE 2
Patients who achieved an LDL-C level of <100 mg/dL
after receiving 12 weeks of atorvastatin
TABLE 1
Demographic profiles of patients with diabetes or metabolic syndrome
(This is an expanded version of the table that appeared in print.)
DIABETES | STATIN-FREE (N=744) | STATIN-TREATED (N=280) | ALL (N=1024) |
---|---|---|---|
Men, n (%) | 410 (55.1) | 161 (57.5) | 571 (55.8) |
Age, years | 60.9±10.9 | 62.2±10.1 | 61.3±10.7 |
Weight, kg | 85.0±18.0 | 83.3±16.0 | 84.6±17.5 |
Waist circumference, cm | 103.3±13.8 | 102.3±13.0 | 103.0±13.6 |
Smokers, % | 16.5 | 12.5 | 15.4 |
Type 2 diabetes, % (% treated with insulin) | 96.8 (16.3) | 96.8 (16.6) | 96.8 (16.3) |
Blood pressure, mm Hg | 137.1±15.7/79.6±9.6 | 136.3±16.4/77.5±10.5 | 136.9±15.9/79.0±9.9 |
CHD, % | 24.2 | 56.4 | 33.0 |
PVD, % | 5.5 | 7.9 | 6.2 |
CVD, % | 6.9 | 9.3 | 7.5 |
METABOLIC SYNDROME | STATIN-FREE (N=839) | STATIN-TREATED (N=412) | ALL (N=1251) |
Men, n (%) | 483 (57.6) | 248 (60.2) | 731 (58.4) |
Age, years | 62.0±10.2 | 62.7±10.1 | 62.2±10.2 |
Weight, kg | 87.4±17.2 | 85.7±15.1 | 86.9±16.6 |
Waist circumference, cm | 106.2±12.3 | 104.8±12.6 | 105.7±12.4 |
Smokers, % | 23.0 | 19.7 | 21.9 |
Diabetes, % (% type 2 diabetes) (% treated with insulin) | 60.4 (98.6) (15.6) | 46.1 (98.9) (17.6) | 55.7 (98.7) (16.1) |
Blood pressure, mm Hg | 140.1±14.8/81.4±9.3 | 139.7±14.6/79.4±10.0 | 140.0±14.7/80.7±9.6 |
CHD, % | 41.8 | 75.5 | 52.9 |
PVD, % | 6.4 | 9.0 | 7.3 |
CVD, % | 9.8 | 10.0 | 9.8 |
Mean±standard deviation for continuous variables. | |||
CHD, coronary heart disease; PVD, peripheral vascular disease; CVD, cerebrovascular disease. |
TABLE 2
Mean percent change (95% CI) in lipid levels from baseline when patients with diabetes or metabolic syndrome took atorvastatin
(This is an expanded version of the table that appeared in print.)
DIABETES | STATIN-FREE | STATIN-TREATED | |||||
---|---|---|---|---|---|---|---|
10 MG (N=395) | 20 MG (N=98) | 40 MG (N=90) | 80 MG (N=161) | 20 MG (N=216) | 40 MG (N=28) | 80 MG (N=36) | |
Total cholesterol* | -23.0 (-24.3 to -21.7) | -31.6 (-33.8 to -29.3) | -38.1 (-40.5 to -35.7) | -41.2 (-43.3 to -39.1) | -16.9 (-18.6 to -15.2) | -30.4 (-36.0 to -24.9) | -34.2 (-39.4 to -30.0) |
LDL-C* | -33.9 (-35.6 to -32.2) | -43.4 (-46.0 to -40.7) | -51.0 (-54.1 to -48.0) | -53.0 (-55.6 to -50.4) | -23.9 (-26.3 to -21.6) | -40.3 (-47.2 to -33.5) | -42.1 (-50.2 to -33.9) |
HDL-C | 2.9† (1.4 to 4.3) | 0.4 (-2.1 to 2.9) | -0.7 (-3.9 to 2.6) | -2.8† (-4.9 to -0.6) | -0.8 (-2.6 to 1.0) | 0.5 (-4.8 to 5.8) | -0.8 (-3.8 to 2.2) |
TC/HDL-C* | -24.2 (-25.7 to -22.7) | -31.2 (-34.1 to -28.4) | -36.7 (-39.5 to -33.9) | -39.1 (-41.0 to -37.3) | -15.1 (-17.3 to -12.9) | -30.2 (-35.6 to -24.7) | -33.3 (-37.8 to -28.8) |
Triglycerides* | -14.4 (-17.3 to -11.4) | -19.1 (-24.5 to -13.6) | -23.6 (-29.5 to -17.7) | -23.6 (-28.3 to -18.9) | -7.3 (-13.2 to -1.4) | -24.9 (-35.7 to -14.1) | -20.7 (-29.5 to -11.9) |
Non-HDL-C* | -30.8 (-32.4 to -29.3) | -40.6 (-43.5 to -37.7) | -47.9 (-50.7 to -45.1) | -50.0 (-52.3 to -47.6) | -21.8 (-24.0 to -19.6) | -38.3 (-44.9 to -31.7) | -42.3 (-47.2 to -37.4) |
Apo B* | -30.6 (-32.0 to -29.1) | -39.1 (-41.6 to -36.6) | -46.2 (-48.7 to -43.6) | -47.8 (-50.0 to -45.6) | -22.3 (-24.2 to -20.4) | -34.7 (-40.3 to -29.0) | -39.1 (-43.6 to -34.6) |
METABOLIC SYNDROME | STATIN-FREE | STATIN-TREATED | |||||
10 MG (N=418) | 20 MG (N=103) | 40 MG (N=104) | 80 MG (N=214) | 20 MG (N=290) | 40 MG (N=47) | 80 MG (N=75) | |
Total cholesterol* | -24.6 (-25.8 to -23.3) | -31.6 (-33.6 to -29.5) | -37.6 (-39.7 to -35.5) | -39.5 (-41.4 to -37.6) | -16.2 (-17.7 to -14.7) | -30.3 (-33.5 to -27.2) | -33.0 (-36.0 to -30.1) |
LDL-C* | -34.6 (-36.1 to -33.0) | -43.4 (-46.1 to -40.6) | -49.3 (-51.9 to -46.7) | -50.3 (-52.7 to -47.9) | -21.8 (-23.7 to -19.9) | -40.4 (-44.1 to -36.7) | -41.3 (-45.9 to -36.8) |
HDL-C | 4.4† (2.9 to 5.8) | 2.9† (0.3 to 5.5) | 2.3 (-0.6 to 5.3) | 2.0 (-0.1 to 4.2) | 1.3 (-0.3 to 2.9) | 4.1† (0.3 to 7.8) | -1.6 (-3.7 to 0.6) |
TC/HDL-C* | -26.6 (-28.1 to -25.1) | -32.6 (-35.4 to -29.8) | -38.2 (-40.6 to -35.9) | -39.5 (-41.9 to -37.0) | -16.2 (-18.0 to -14.4) | -32.3 (-35.6 to -29.1) | -31.4 (-34.8 to -28.1) |
Triglycerides* | -18.8 (-21.7 to -15.8) | -22.8 (-27.9 to -17.8) | -28.8 (-33.7 to -23.9) | -29.5 (-33.0 to -26.0) | -12.6 (-16.7 to -8.6) | -32.4 (-39.1 to -25.6) | -21.7 (-28.1 to -15.3) |
Non-HDL-C* | -32.2 (-33.7 to -30.7) | -39.9 (-42.6 to -37.2) | -46.7 (-49.1 to -44.3) | -47.9 (-50.0 to -45.8) | -20.9 (-22.8 to -19.1) | -38.9 (-42.5 to -35.2) | -39.8 (-43.3 to -36.3) |
Apo B* | -31.9 (-33.2, to -30.5) | -39.4 (-41.9 to -37.0) | -45.4 (-47.6 to -43.2) | -45.4 (-47.4 to -43.4) | -21.4 (-23.0 to -19.7) | -36.2 (-39.5 to -32.8) | -38.3 (-41.6 to -35.1) |
CI, confidence interval; LDL-C, low-density lipoprotein cholesterol; HDL-C, high-density lipoprotein cholesterol; TC/HDL-C, total cholesterol/HDL-C ratio; Apo B, apolipoprotein B. | |||||||
*P<.05 from baseline for all doses. | |||||||
†P<.05 from baseline for a specific dose. |
Metabolic syndrome
The ITT population included 1251 patients with MetSyn, of whom 56% also had diabetes and 67% were statin-free ( TABLE 1 ). Baseline laboratory parameters are in TABLE W1 .
After 12 weeks of treatment, 78% (95% CI, 74.9%-80.5%) of statin-free and 57% (95% CI, 52.5%-62.1%) of statin-treated patients achieved LDL-C target of <100 mg/dL ( FIGURE 2 ). Among patients without MetSyn (n=1454), 79% (95% CI, 76.2%-81.7%) of statin-free and 61% (95% CI, 56.8%-64.6%) of statin-treated patients achieved target. (Because of missing data, the presence or absence of MetSyn could not be confirmed in 12 patients.)
Mean percent reductions for MetSyn patients in total cholesterol, TC/HDL-C, LDL-C, triglycerides, non-HDL-C, and apo B were significant vs baseline for all doses in both statin-free and statin-treated patients ( TABLE 2 ). HDL-C increased significantly in the 10- and 20-mg statin-free groups and in the 40-mg statin-treated group.
Treatment was well tolerated
The incidences of treatment-related adverse events were similar in all patient groups, at around 10%. Most events were mild to moderate, with severe events reported in only 0.5% and 0.8% of patients with diabetes and MetSyn, respectively. Incidences of treatment-related musculoskeletal adverse events were 1.9% and 2%, respectively, in patients with and without diabetes; and were 1.7% and 2.3% in patients with and without MetSyn.
The incidence of elevations in aspartate aminotransferase (AST) or alanine aminotransferase (ALT) >3 times and creatine kinase (CK) >10 times the upper limit of normal were 1.1% and 0.1%, respectively, for patients with diabetes, and 0.9% and 0.08% for those with MetSyn, which did not differ from those of patients without diabetes (1.2% and 0%, respectively) or MetSyn (1.3% and 0%, respectively).
TABLE W1
Baseline lipid values for patients with diabetes or metabolic syndrome (mean ± SD)
DIABETES | STATIN-FREE (N=744) | STATIN-TREATED (N=280) | ALL (N=1024) |
---|---|---|---|
Total cholesterol, mg/dL | 225.8±32.7* | 210.8±29.9 | 221.7±32.6 |
LDL-C, mg/dL | 149.4±26.8* | 133.8±24.3 | 145.1±27.0 |
HDL-C, mg/dL | 50.0±12.5 | 50.2±12.0 | 50.1±12.4 |
TC/HDL-C | 4.7±1.1* | 4.4±1.0 | 4.6±1.1 |
Triglycerides, mg/dL | 173.8±85.1 | 179.4±80.4 | 175.3±83.8 |
Apo B, g/L | 1.1±0.2 | 1.1±0.2 | 1.1±0.2 |
HbA1C, % | 7.2±1.2 | 7.4±1.3 | 7.3±1.2 |
FPG, mmol/L | 8.2±2.9 | 8.2±2.6 | 8.2±2.8 |
METABOLIC SYNDROME | STATIN-FREE (N=839) | STATIN-TREATED (N=412) | ALL (N=1251) |
Total cholesterol, mg/dL | 229.3±34.1* | 215.7±32.7 | 224.9±34.2 |
LDL-C, mg/dL | 152.3±27.8* | 137.8±26.6 | 147.5±28.3 |
HDL-C, mg/dL | 45.3±11.0 | 46.1±10.4 | 45.5±10.8 |
TC/HDL-C | 5.3±1.3* | 4.9±1.1 | 5.2±1.2 |
Triglycerides, mg/dL | 206.4±88.7 | 211.2±83.7 | 208.0±87.1 |
Apo B, g/L | 1.2±0.2 | 1.1±0.2 | 1.2±0.2 |
HbA1C, % | 6.7±1.2 | 6.6±1.2 | 6.7±1.2 |
FPG, mmol/L | 7.4±2.5 | 7.1±2.3 | 7.3±2.4 |
LDL-C, low-density lipoprotein cholesterol; HDL-C, high-density lipoprotein cholesterol; TC/HDL-C, total cholesterol/HDL-C ratio; Apo B, apolipoprotein B; HbA1C, hemoglobin A1C; FPG, fasting plasma glucose; SD, standard deviation. | |||
*P<.05 statin-free vs statin-treated. |
Discussion
Despite their increased cardiovascular risk, patients with diabetes and MetSyn often do not reach lipid targets.17 In patients with diabetes, lowering LDL-C levels reduces the risk of a cardiovascular event by 25% to 50%.18-23 Atorvastatin has demonstrated its efficacy for the primary prevention of cardiovascular events among patients with diabetes.22,23
MetSyn also increases the risk of cardiovascular events and mortality.10-13 Atorvastatin has been used effectively to achieve LDL-C goals in hypercholesterolemic patients with MetSyn.24,25
Higher starting doses of statins are generally beneficial. This substudy of ACTFAST demonstrates that by initiating therapy at doses selected according to baseline LDL-C levels, 81% of statin-free and 60% of statin-treated subjects with diabetes and 78% of statin-free and 57% of statin-treated subjects with MetSyn achieved a target LDL-C of <100 mg/dL within 6 to 12 weeks. Among statin-treated patients, atorvastatin provided additional reduction in lipid parameters over what was achieved with the statin they had been using at baseline.
Other studies have also suggested that patients at high risk for cardiovascular events, such as those with diabetes or MetSyn, may benefit from starting therapy at a higher dose of atorvastatin.14,15,26,27 In the New Atorvastatin Starting Doses: A Comparison (NASDAC) study, patients were randomized to receive various starting doses of atorvastatin, regardless of their baseline LDL-C value.26 The proportion of patients with CHD or a CHD-equivalent (of whom 150 had diabetes) who achieved LDL-C target (<100 mg/dL) with 10, 20, 40, and 80 mg/d was 47%, 66%, 81% and 80%, respectively, demonstrating that a higher starting dose is required to achieve target.
However, lower doses may work depending on LDL-C levels. In contrast to NASDAC, statin-free patients with diabetes or MetSyn in ACTFAST showed better results on 10- and 20-mg doses, because baseline LDL-C was taken into account. The Atorvastatin Goal Achievement Across Risk Levels (ATGOAL) study used a design similar to ACTFAST, assigning patients with dyslipidemia to starting doses of atorvastatin for 8 weeks, at 10, 20, 40, or 80 mg, based on their CHD risk category and the magnitude of LDL-C reduction necessary to reach lipid targets.27 Of the 1298 patients, 705 were at high CHD risk (43.8% with diabetes), and 81.1% of these high-risk patients achieved an LDL-C <100 mg/dL.
No safety issues arose when initiating atorvastatin at higher doses in patients with diabetes or MetSyn. The incidence of clinically elevated AST, ALT, or CK levels in ACTFAST was low and comparable to that reported in meta-analyses (0.96%).28,29
Benefits of our dosing algorithm seem clear. Aggressive treatment with atorvastatin across the dose range improves LDL-C target achievement compared with usual care,30,31 and current NCEP-III recommendations support the use of a higher initial dose in patients requiring large LDL-C reductions.1 Atorva-statin is approved in many countries at starting doses ranging from 10 to 40 mg, with a titration to 80 mg, if needed, to achieve LDL-C target. ACTFAST suggests that, in patients with diabetes or MetSyn, initiation of atorvastatin at a dose appropriate for the required level of LDL-C reduction would facilitate achievement of LDL-C targets.
One meta-analysis of trials demonstrated that a 10-mg/dL reduction in LDL-C could result in a 5.4% reduction in major vascular events and a 3.1% reduction in all-cause mortality over 5 years.32 In our study, patients with diabetes or MetSyn experienced reductions in LDL-C of approximately 57 mg/dL, which, if maintained over 5 years, could be expected to translate into reductions of 30% in major vascular events and 17% in mortality. Therefore, a regimen that allows a larger number of high-risk patients to achieve substantial reductions in LDL-C levels quickly could significantly improve cardiovascular outcomes.
Limitations of our study include the fact that the trial was not blinded, the size of the dosing groups was unequal, and there was no control group. However, it is unlikely that reduction of LDL-C was due to chance. Also, this study was not designed to investigate the effect of lowering LDL-C on the incidence of cardiovascular events.
Correspondence
Lawrence A. Leiter, MD, University of Toronto, St. Michael's Hospital, 61 Queen St. E.,#6121Q, Toronto, Ontario, Canada. M5C 2T2; leiterl@smh.toronto.on.ca
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17. Saydah SH, Fradkin J, Cowie CC. Poor control of risk factors for vascular disease among adults with previously diagnosed diabetes. JAMA. 2004;291:335-342.
18. Haffner S, Alexander C, Cook T, et al. Reduced coronary events in simvastatin-treated patients with coronary heart disease and diabetes or impaired fasting glucose levels: subgroup analyses in the Scandinavian Simvastatin Survival Study. Arch Intern Med. 1999;159:2661-2667.
19. Goldberg RB, Mellies MJ, Sacks FM, et al. Cardiovascular events and their reduction with pravastatin in diabetic and glucose-intolerant myocardial infarction survivors with average cholesterol levels: subgroup analyses in the cholesterol and recurrent events (CARE) trial. The Care Investigators. Circulation. 1998;98:2513-2519.
20. American Diabetes Association: clinical practice recommendations 2002. Diabetes Care. 2002;25(suppl 1):S1-S147.
21. Sacks FM, Tonkin AM, Shepherd J, et al. Effect of pravastatin on coronary disease events in subgroups defined by coronary risk factors: the Prospective Pravastatin Pooling Project. Circulation. 2000;102:1893-1900.
22. Sever PS, Poulter NR, Dahlof B, et al. Reduction in cardiovascular events with atorvastatin in 2532 patients with type 2 diabetes: Anglo-Scandinavian Cardiac Outcomes Trial—lipid-lowering arm (ASCOT-LLA). Diabetes Care. 2005;28:1151-1157.
23. Colhoun HM, Betteridge DJ, Durrington PN, et al. Primary prevention of cardiovascular disease with atorvastatin in type 2 diabetes in the Collaborative Atorvastatin Diabetes Study (CARDS): multicentre randomised placebo-controlled trial. Lancet 2004;364:685-696.
24. Stender S, Schuster H, Barter P, et al. Comparison of rosuvastatin with atorvastatin, simvastatin and pravastatin in achieving cholesterol goals and improving plasma lipids in hypercholesterolaemic patients with or without the metabolic syndrome in the MERCURY I trial. Diabetes Obes Metab. 2005;7:430-438.
25. Hunninghake D, Ballantyne C, Maccubbin D, et al. Comparative effects of simvastatin and atorvastatin in hypercholesterolemic patients with characteristics of metabolic syndrome. Clin Ther. 2003;25:1670-1686.
26. Jones PH, McKenney JM, Karalis DG, et al. Comparison of the efficacy and safety of atorvastatin initiated at different starting doses in patients with dyslipidemia. Am Heart J. 2005;149(1):e1-e8.Available at: http://www.ahjonline.com/article/S0002-8703(04)00476-4/fulltext. Accessed September 10, 2008.
27. McKenney JM, Davidson MH, Saponaro J, et al. Use of a treatment algorithm to achieve NCEP ATP III goals with atorvastatin. J Cardiovasc Pharmacol. 2005;46:594-599.
28. Newman CB, Palmer G, Silbershatz H, et al. Safety of atorvastatin derived from analysis of 44 completed trials in 9416 patients. Am J Cardiol. 2003;92:670-676.
29. Newman C, Tsai J, Szarek M, et al. Comparative safety of atorvastatin 80 mg versus 10 mg derived from analysis of 49 completed trials in 14,236 patients. Am J Cardiol. 2006;97:61-67.
30. Athyros V, Papageorgiou A, Mercouris B, et al. Treatment with atorvastatin to the National Cholesterol Educational Program goal versus 'usual' care in secondary coronary heart disease prevention. The GREek Atorvastatin and Coronary-heart-disease Evaluation (GREACE) study. Curr Med Res Opin. 2002;18:220-228.
31. Koren MJ, Hunninghake DB. Clinical outcomes in managed-care patients with coronary heart disease treated aggressively in lipid-lowering disease management clinics: the alliance study. J Am Coll Cardiol. 2004;44:1772-1779.
32. Baigent C, Keech A, Kearney PM, et al. Efficacy and safety of cholesterol-lowering treatment: prospective meta-analysis of data from 90,056 participants in 14 randomised trials of statins. Lancet. 2005;366:1267-1278.
- You can reduce elevated LDL-C levels in more patients with diabetes and metabolic syndrome using this study's algorithm.
- Choose a starting dose of a statin according to the gap between baseline and target LDL-C values.
- Using a tailored starting dose of atorvastatin, most patients with type 2 diabetes or metabolic syndrome can achieve LDL-C target levels safely within 6 to 12 weeks, without raising the initial dose or with a single titration step.
Purpose To investigate whether using an algorithm to select the starting dose of a statin according to baseline and target LDL-cholesterol (LDL-C) values would facilitate achieving lipid targets in patients with diabetes or the metabolic syndrome.
Methods Two 12-week, prospective, open-label trials enrolled 2717 high-risk subjects, of whom 1024 had diabetes and 1251 had metabolic syndrome. Subjects with LDL-C between 100 and 220 mg/dL (2.6-5.7 mmol/L) were assigned a starting dose of atorvastatin (10, 20, 40, or 80 mg/d) based on LDL-C level and status of statin use at baseline (statin-free [SF] or statin-treated [ST]), with a single uptitration at 6 weeks, if required.
Results Among patients with diabetes, 81% of SF subjects (82%, 84%, 82%, and 76% with 10, 20, 40, and 80 mg, respectively) and 60% of ST subjects (61%, 68%, and 47% with 20, 40, and 80 mg, respectively) achieved LDL-C target. Among patients with metabolic syndrome, 78% of SF subjects (81%, 84%, 82%, and 66% with 10, 20, 40, and 80 mg, respectively) and 57% of ST subjects (58%, 70%, and 47% with 20, 40, and 80 mg, respectively) achieved LDL-C target. Among ST subjects, we observed reductions in LDL-C with atorvastatin beyond those achieved with other statins used at baseline in patients with diabetes and patients with metabolic syndrome. Atorvastatin was well tolerated.
Conclusions The ACTFAST studies confirm that a targeted starting dose of atorvastatin allows most patients with type 2 diabetes or the metabolic syndrome to achieve their LDL-C target safely with the initial dose or just a single titration. This therapeutic strategy may help overcome the treatment gap still observed in the treatment of lipids in diabetes.
How many of your patients with type 2 diabetes or metabolic syndrome have a low-density lipoprotein cholesterol (LDL-C) level below the target of 100 mg/dL? Your answer, undoubtedly, is not enough of them. The good news we report in this article is that you can safely achieve the target more often, within 6 to 12 weeks, using a simple algorithm that helps you determine the optimal starting dose of a statin.
Good reason for concern. Individuals with coronary heart disease (CHD) or CHD risk equivalents such as diabetes have the highest cardiovascular risk and, according to the National Cholesterol Education Program (NCEP) III and other guidelines, must aim for the lowest target levels of LDL-C.1 As the number of cardiovascular risk factors increases in a population, the percentage of patients reaching targets decreases2,3 —to as low as 37% among those at highest risk.2 The international Analysis and Understanding of Diabetes and Dyslipidaemia: Improving Treatment (AUDIT) survey found that out of all patients with type 2 diabetes being treated, only 54% achieved target.4
Type 2 diabetes purportedly imparts a cardiovascular risk comparable to that of a prior cardiovascular event.1,5-7 Moreover, the outcome of such events in patients with diabetes is worse than in patients without diabetes, with approximately 7 out of 10 patients dying from the event or its complications.7-9
The metabolic syndrome (MetSyn) also increases risk of cardiovascular events and mortality, even in individuals without diabetes or CHD.10-13 In 1 study, the risks of all-cause and cardiovascular mortality in patients with MetSyn were 1.38 to 1.44 and 2.26 to 2.78, respectively, compared with those who did not have MetSyn.12
The algorithm we describe in this article was developed from results of the Achieve Cholesterol Targets Fast with Atorvastatin Stratified Titration (ACTFAST) trials. These trials were designed to assess whether, according to the degree of reduction required in LDL-C, an optimal starting dose of atorvastatin could be identified so that patients would achieve LDL-C targets quickly, with no change in the dose or with just one titration step, and regardless of statin use at baseline.
The main results of ACTFAST 1 and 2 have been published elsewhere.14,15 We report specifically on a prespecified analysis of pooled results in the subset of patients with diabetes or MetSyn.
Methods
Patient population
We extracted the study population from prespecified pooling of data from ACTFAST 1 and 2,14,15 which were 12-week, multicenter, prospective, open-label trials that used the same protocol. A full description of inclusion and exclusion criteria for ACTFAST has been published elsewhere.14,15
Briefly, subjects were either statin-free or statin-treated at baseline, had CHD or a CHD equivalent, had an LDL-C level between 100 and 220 mg/dL (2.6-5.7 mmol/L) and triglycerides =600 mg/dL (6.8 mmol/L), and were willing to follow a recommended diet.
We excluded patients if they had used other lipid-lowering therapy in the prior 2 months (except for statins in the statin-treated study arm) or if they were receiving >40 mg/d of any statin. Patients taking atorvastatin at screening were excluded because the study's goal was to assess the benefits of switching over to a flexible starting dose of atorvastatin. We defined diabetes and MetSyn according to the American Diabetes Association criteria16 and the NCEP 2001 criteria,1 respectively.
Doses reflected LDL-C baseline-target gap and prior statin use
If patients were statin free at baseline, we assigned them to 6 weeks of treatment with atorvastatin, at 10, 20, 40, or 80 mg/d, according to their baseline LDL-C level ( FIGURE 1 ). For patients who had been taking a statin at screening, starting doses of atorvastatin for each LDL-C increment were doubled.
If patients did not reach LDL-C targets at the end of 6 weeks, we titrated their regimen to the next higher dose for an additional 6 weeks. Patients initially allocated to receive atorvastatin at 80 mg who did not reach LDL-C targets continued at that dose, and we added a more intense therapeutic lifestyle intervention (NCEP II step 2 diet).1
We obtained blood samples at baseline screening, week 6, and week 12, to measure 12-hour fasting serum lipid profiles and to make routine safety assessments (hematology and chemistry). Patients received dietary counseling at all visits.
The ACTFAST protocol and amendments were approved by appropriately constituted central or local institutional review boards, and all patients gave written informed consent.
FIGURE 1
How treatment doses were determined
Statin-free patients received a specified dose of atorvastatin according to their baseline low-density lipoprotein cholesterol (LDL-C) level. Patients who had been treated with another statin at screening received atorvastatin at a dose double that given to statin-free patients with equivalent LDL-C levels, for a maximum dose of 80 mg.
Reprinted from Atherosclerosis, vol. 191, Martineau P, Gaw A, de Teresa E, et al, Effect of individualizing starting doses of a statin according to baseline LDL-cholesterol levels on achieving cholesterol targets: The Achieve Cholesterol Targets Fast with Atorvastatin Stratified Titration (ACTFAST) study, 135-146, © 2006, with permission from Elsevier.
Primary efficacy outcome: LDL-C levels of <100 mg/dL
The primary efficacy outcome was the proportion of patients with either diabetes or MetSyn achieving NCEP Adult Treatment Panel-III target LDL-C levels of <100 mg/dL (<2.6 mmol/L) after 12 weeks of treatment.1 Secondary efficacy parameters were described in ACTFAST 1.14
We analyzed data according to intention-to-treat (ITT), using the last observation carried forward (LOCF) for missing data. The ITT population consisted of all patients who took at least 1 dose of study medication, and had at least 1 subsequent assessment.
Results
Between January 2003 and February 2004, 3634 subjects were screened for ACTFAST 1 and 2, and 2717 patients were enrolled from 12 countries (Canada, Greece, Hungary, Ireland, Italy, Poland, Portugal, Russia, Slovakia, Spain, Switzerland, and the United Kingdom). Ethnicity was recorded for about 80% of patients; more than 90% were Caucasian.
Diabetes
The ITT population included 1024 patients with diabetes, of whom 97% had type 2 diabetes and 73% were statin-free ( TABLE 1 ). Baseline laboratory parameters are available online, in TABLE W1 .
After 12 weeks of treatment, 81% (95% confidence interval [CI], 77.8%-83.5%) of statin-free and 60% (95% CI, 53.9%-65.4%) of statin-treated patients with diabetes achieved LDLC target of <100 mg/dL ( FIGURE 2 ). In contrast, among patients without diabetes (n=1693), 77% (95% CI, 73.9%-79.3%) of statin-free and 59% (95% CI, 55.4%-62.5%) of statin-treated patients achieved target.
For diabetes patients, mean percent reductions in total cholesterol, TC/HDL-C, LDL-C, triglycerides, non-HDL-C and apolipoprotein B (apo B) were significant vs baseline for all doses in both statin-free and statin-treated subjects ( TABLE 2 ). Significant increases in HDL-C were seen only with the 10- and 80-mg doses in statin-free patients.
FIGURE 2
Patients who achieved an LDL-C level of <100 mg/dL
after receiving 12 weeks of atorvastatin
TABLE 1
Demographic profiles of patients with diabetes or metabolic syndrome
(This is an expanded version of the table that appeared in print.)
DIABETES | STATIN-FREE (N=744) | STATIN-TREATED (N=280) | ALL (N=1024) |
---|---|---|---|
Men, n (%) | 410 (55.1) | 161 (57.5) | 571 (55.8) |
Age, years | 60.9±10.9 | 62.2±10.1 | 61.3±10.7 |
Weight, kg | 85.0±18.0 | 83.3±16.0 | 84.6±17.5 |
Waist circumference, cm | 103.3±13.8 | 102.3±13.0 | 103.0±13.6 |
Smokers, % | 16.5 | 12.5 | 15.4 |
Type 2 diabetes, % (% treated with insulin) | 96.8 (16.3) | 96.8 (16.6) | 96.8 (16.3) |
Blood pressure, mm Hg | 137.1±15.7/79.6±9.6 | 136.3±16.4/77.5±10.5 | 136.9±15.9/79.0±9.9 |
CHD, % | 24.2 | 56.4 | 33.0 |
PVD, % | 5.5 | 7.9 | 6.2 |
CVD, % | 6.9 | 9.3 | 7.5 |
METABOLIC SYNDROME | STATIN-FREE (N=839) | STATIN-TREATED (N=412) | ALL (N=1251) |
Men, n (%) | 483 (57.6) | 248 (60.2) | 731 (58.4) |
Age, years | 62.0±10.2 | 62.7±10.1 | 62.2±10.2 |
Weight, kg | 87.4±17.2 | 85.7±15.1 | 86.9±16.6 |
Waist circumference, cm | 106.2±12.3 | 104.8±12.6 | 105.7±12.4 |
Smokers, % | 23.0 | 19.7 | 21.9 |
Diabetes, % (% type 2 diabetes) (% treated with insulin) | 60.4 (98.6) (15.6) | 46.1 (98.9) (17.6) | 55.7 (98.7) (16.1) |
Blood pressure, mm Hg | 140.1±14.8/81.4±9.3 | 139.7±14.6/79.4±10.0 | 140.0±14.7/80.7±9.6 |
CHD, % | 41.8 | 75.5 | 52.9 |
PVD, % | 6.4 | 9.0 | 7.3 |
CVD, % | 9.8 | 10.0 | 9.8 |
Mean±standard deviation for continuous variables. | |||
CHD, coronary heart disease; PVD, peripheral vascular disease; CVD, cerebrovascular disease. |
TABLE 2
Mean percent change (95% CI) in lipid levels from baseline when patients with diabetes or metabolic syndrome took atorvastatin
(This is an expanded version of the table that appeared in print.)
DIABETES | STATIN-FREE | STATIN-TREATED | |||||
---|---|---|---|---|---|---|---|
10 MG (N=395) | 20 MG (N=98) | 40 MG (N=90) | 80 MG (N=161) | 20 MG (N=216) | 40 MG (N=28) | 80 MG (N=36) | |
Total cholesterol* | -23.0 (-24.3 to -21.7) | -31.6 (-33.8 to -29.3) | -38.1 (-40.5 to -35.7) | -41.2 (-43.3 to -39.1) | -16.9 (-18.6 to -15.2) | -30.4 (-36.0 to -24.9) | -34.2 (-39.4 to -30.0) |
LDL-C* | -33.9 (-35.6 to -32.2) | -43.4 (-46.0 to -40.7) | -51.0 (-54.1 to -48.0) | -53.0 (-55.6 to -50.4) | -23.9 (-26.3 to -21.6) | -40.3 (-47.2 to -33.5) | -42.1 (-50.2 to -33.9) |
HDL-C | 2.9† (1.4 to 4.3) | 0.4 (-2.1 to 2.9) | -0.7 (-3.9 to 2.6) | -2.8† (-4.9 to -0.6) | -0.8 (-2.6 to 1.0) | 0.5 (-4.8 to 5.8) | -0.8 (-3.8 to 2.2) |
TC/HDL-C* | -24.2 (-25.7 to -22.7) | -31.2 (-34.1 to -28.4) | -36.7 (-39.5 to -33.9) | -39.1 (-41.0 to -37.3) | -15.1 (-17.3 to -12.9) | -30.2 (-35.6 to -24.7) | -33.3 (-37.8 to -28.8) |
Triglycerides* | -14.4 (-17.3 to -11.4) | -19.1 (-24.5 to -13.6) | -23.6 (-29.5 to -17.7) | -23.6 (-28.3 to -18.9) | -7.3 (-13.2 to -1.4) | -24.9 (-35.7 to -14.1) | -20.7 (-29.5 to -11.9) |
Non-HDL-C* | -30.8 (-32.4 to -29.3) | -40.6 (-43.5 to -37.7) | -47.9 (-50.7 to -45.1) | -50.0 (-52.3 to -47.6) | -21.8 (-24.0 to -19.6) | -38.3 (-44.9 to -31.7) | -42.3 (-47.2 to -37.4) |
Apo B* | -30.6 (-32.0 to -29.1) | -39.1 (-41.6 to -36.6) | -46.2 (-48.7 to -43.6) | -47.8 (-50.0 to -45.6) | -22.3 (-24.2 to -20.4) | -34.7 (-40.3 to -29.0) | -39.1 (-43.6 to -34.6) |
METABOLIC SYNDROME | STATIN-FREE | STATIN-TREATED | |||||
10 MG (N=418) | 20 MG (N=103) | 40 MG (N=104) | 80 MG (N=214) | 20 MG (N=290) | 40 MG (N=47) | 80 MG (N=75) | |
Total cholesterol* | -24.6 (-25.8 to -23.3) | -31.6 (-33.6 to -29.5) | -37.6 (-39.7 to -35.5) | -39.5 (-41.4 to -37.6) | -16.2 (-17.7 to -14.7) | -30.3 (-33.5 to -27.2) | -33.0 (-36.0 to -30.1) |
LDL-C* | -34.6 (-36.1 to -33.0) | -43.4 (-46.1 to -40.6) | -49.3 (-51.9 to -46.7) | -50.3 (-52.7 to -47.9) | -21.8 (-23.7 to -19.9) | -40.4 (-44.1 to -36.7) | -41.3 (-45.9 to -36.8) |
HDL-C | 4.4† (2.9 to 5.8) | 2.9† (0.3 to 5.5) | 2.3 (-0.6 to 5.3) | 2.0 (-0.1 to 4.2) | 1.3 (-0.3 to 2.9) | 4.1† (0.3 to 7.8) | -1.6 (-3.7 to 0.6) |
TC/HDL-C* | -26.6 (-28.1 to -25.1) | -32.6 (-35.4 to -29.8) | -38.2 (-40.6 to -35.9) | -39.5 (-41.9 to -37.0) | -16.2 (-18.0 to -14.4) | -32.3 (-35.6 to -29.1) | -31.4 (-34.8 to -28.1) |
Triglycerides* | -18.8 (-21.7 to -15.8) | -22.8 (-27.9 to -17.8) | -28.8 (-33.7 to -23.9) | -29.5 (-33.0 to -26.0) | -12.6 (-16.7 to -8.6) | -32.4 (-39.1 to -25.6) | -21.7 (-28.1 to -15.3) |
Non-HDL-C* | -32.2 (-33.7 to -30.7) | -39.9 (-42.6 to -37.2) | -46.7 (-49.1 to -44.3) | -47.9 (-50.0 to -45.8) | -20.9 (-22.8 to -19.1) | -38.9 (-42.5 to -35.2) | -39.8 (-43.3 to -36.3) |
Apo B* | -31.9 (-33.2, to -30.5) | -39.4 (-41.9 to -37.0) | -45.4 (-47.6 to -43.2) | -45.4 (-47.4 to -43.4) | -21.4 (-23.0 to -19.7) | -36.2 (-39.5 to -32.8) | -38.3 (-41.6 to -35.1) |
CI, confidence interval; LDL-C, low-density lipoprotein cholesterol; HDL-C, high-density lipoprotein cholesterol; TC/HDL-C, total cholesterol/HDL-C ratio; Apo B, apolipoprotein B. | |||||||
*P<.05 from baseline for all doses. | |||||||
†P<.05 from baseline for a specific dose. |
Metabolic syndrome
The ITT population included 1251 patients with MetSyn, of whom 56% also had diabetes and 67% were statin-free ( TABLE 1 ). Baseline laboratory parameters are in TABLE W1 .
After 12 weeks of treatment, 78% (95% CI, 74.9%-80.5%) of statin-free and 57% (95% CI, 52.5%-62.1%) of statin-treated patients achieved LDL-C target of <100 mg/dL ( FIGURE 2 ). Among patients without MetSyn (n=1454), 79% (95% CI, 76.2%-81.7%) of statin-free and 61% (95% CI, 56.8%-64.6%) of statin-treated patients achieved target. (Because of missing data, the presence or absence of MetSyn could not be confirmed in 12 patients.)
Mean percent reductions for MetSyn patients in total cholesterol, TC/HDL-C, LDL-C, triglycerides, non-HDL-C, and apo B were significant vs baseline for all doses in both statin-free and statin-treated patients ( TABLE 2 ). HDL-C increased significantly in the 10- and 20-mg statin-free groups and in the 40-mg statin-treated group.
Treatment was well tolerated
The incidences of treatment-related adverse events were similar in all patient groups, at around 10%. Most events were mild to moderate, with severe events reported in only 0.5% and 0.8% of patients with diabetes and MetSyn, respectively. Incidences of treatment-related musculoskeletal adverse events were 1.9% and 2%, respectively, in patients with and without diabetes; and were 1.7% and 2.3% in patients with and without MetSyn.
The incidence of elevations in aspartate aminotransferase (AST) or alanine aminotransferase (ALT) >3 times and creatine kinase (CK) >10 times the upper limit of normal were 1.1% and 0.1%, respectively, for patients with diabetes, and 0.9% and 0.08% for those with MetSyn, which did not differ from those of patients without diabetes (1.2% and 0%, respectively) or MetSyn (1.3% and 0%, respectively).
TABLE W1
Baseline lipid values for patients with diabetes or metabolic syndrome (mean ± SD)
DIABETES | STATIN-FREE (N=744) | STATIN-TREATED (N=280) | ALL (N=1024) |
---|---|---|---|
Total cholesterol, mg/dL | 225.8±32.7* | 210.8±29.9 | 221.7±32.6 |
LDL-C, mg/dL | 149.4±26.8* | 133.8±24.3 | 145.1±27.0 |
HDL-C, mg/dL | 50.0±12.5 | 50.2±12.0 | 50.1±12.4 |
TC/HDL-C | 4.7±1.1* | 4.4±1.0 | 4.6±1.1 |
Triglycerides, mg/dL | 173.8±85.1 | 179.4±80.4 | 175.3±83.8 |
Apo B, g/L | 1.1±0.2 | 1.1±0.2 | 1.1±0.2 |
HbA1C, % | 7.2±1.2 | 7.4±1.3 | 7.3±1.2 |
FPG, mmol/L | 8.2±2.9 | 8.2±2.6 | 8.2±2.8 |
METABOLIC SYNDROME | STATIN-FREE (N=839) | STATIN-TREATED (N=412) | ALL (N=1251) |
Total cholesterol, mg/dL | 229.3±34.1* | 215.7±32.7 | 224.9±34.2 |
LDL-C, mg/dL | 152.3±27.8* | 137.8±26.6 | 147.5±28.3 |
HDL-C, mg/dL | 45.3±11.0 | 46.1±10.4 | 45.5±10.8 |
TC/HDL-C | 5.3±1.3* | 4.9±1.1 | 5.2±1.2 |
Triglycerides, mg/dL | 206.4±88.7 | 211.2±83.7 | 208.0±87.1 |
Apo B, g/L | 1.2±0.2 | 1.1±0.2 | 1.2±0.2 |
HbA1C, % | 6.7±1.2 | 6.6±1.2 | 6.7±1.2 |
FPG, mmol/L | 7.4±2.5 | 7.1±2.3 | 7.3±2.4 |
LDL-C, low-density lipoprotein cholesterol; HDL-C, high-density lipoprotein cholesterol; TC/HDL-C, total cholesterol/HDL-C ratio; Apo B, apolipoprotein B; HbA1C, hemoglobin A1C; FPG, fasting plasma glucose; SD, standard deviation. | |||
*P<.05 statin-free vs statin-treated. |
Discussion
Despite their increased cardiovascular risk, patients with diabetes and MetSyn often do not reach lipid targets.17 In patients with diabetes, lowering LDL-C levels reduces the risk of a cardiovascular event by 25% to 50%.18-23 Atorvastatin has demonstrated its efficacy for the primary prevention of cardiovascular events among patients with diabetes.22,23
MetSyn also increases the risk of cardiovascular events and mortality.10-13 Atorvastatin has been used effectively to achieve LDL-C goals in hypercholesterolemic patients with MetSyn.24,25
Higher starting doses of statins are generally beneficial. This substudy of ACTFAST demonstrates that by initiating therapy at doses selected according to baseline LDL-C levels, 81% of statin-free and 60% of statin-treated subjects with diabetes and 78% of statin-free and 57% of statin-treated subjects with MetSyn achieved a target LDL-C of <100 mg/dL within 6 to 12 weeks. Among statin-treated patients, atorvastatin provided additional reduction in lipid parameters over what was achieved with the statin they had been using at baseline.
Other studies have also suggested that patients at high risk for cardiovascular events, such as those with diabetes or MetSyn, may benefit from starting therapy at a higher dose of atorvastatin.14,15,26,27 In the New Atorvastatin Starting Doses: A Comparison (NASDAC) study, patients were randomized to receive various starting doses of atorvastatin, regardless of their baseline LDL-C value.26 The proportion of patients with CHD or a CHD-equivalent (of whom 150 had diabetes) who achieved LDL-C target (<100 mg/dL) with 10, 20, 40, and 80 mg/d was 47%, 66%, 81% and 80%, respectively, demonstrating that a higher starting dose is required to achieve target.
However, lower doses may work depending on LDL-C levels. In contrast to NASDAC, statin-free patients with diabetes or MetSyn in ACTFAST showed better results on 10- and 20-mg doses, because baseline LDL-C was taken into account. The Atorvastatin Goal Achievement Across Risk Levels (ATGOAL) study used a design similar to ACTFAST, assigning patients with dyslipidemia to starting doses of atorvastatin for 8 weeks, at 10, 20, 40, or 80 mg, based on their CHD risk category and the magnitude of LDL-C reduction necessary to reach lipid targets.27 Of the 1298 patients, 705 were at high CHD risk (43.8% with diabetes), and 81.1% of these high-risk patients achieved an LDL-C <100 mg/dL.
No safety issues arose when initiating atorvastatin at higher doses in patients with diabetes or MetSyn. The incidence of clinically elevated AST, ALT, or CK levels in ACTFAST was low and comparable to that reported in meta-analyses (0.96%).28,29
Benefits of our dosing algorithm seem clear. Aggressive treatment with atorvastatin across the dose range improves LDL-C target achievement compared with usual care,30,31 and current NCEP-III recommendations support the use of a higher initial dose in patients requiring large LDL-C reductions.1 Atorva-statin is approved in many countries at starting doses ranging from 10 to 40 mg, with a titration to 80 mg, if needed, to achieve LDL-C target. ACTFAST suggests that, in patients with diabetes or MetSyn, initiation of atorvastatin at a dose appropriate for the required level of LDL-C reduction would facilitate achievement of LDL-C targets.
One meta-analysis of trials demonstrated that a 10-mg/dL reduction in LDL-C could result in a 5.4% reduction in major vascular events and a 3.1% reduction in all-cause mortality over 5 years.32 In our study, patients with diabetes or MetSyn experienced reductions in LDL-C of approximately 57 mg/dL, which, if maintained over 5 years, could be expected to translate into reductions of 30% in major vascular events and 17% in mortality. Therefore, a regimen that allows a larger number of high-risk patients to achieve substantial reductions in LDL-C levels quickly could significantly improve cardiovascular outcomes.
Limitations of our study include the fact that the trial was not blinded, the size of the dosing groups was unequal, and there was no control group. However, it is unlikely that reduction of LDL-C was due to chance. Also, this study was not designed to investigate the effect of lowering LDL-C on the incidence of cardiovascular events.
Correspondence
Lawrence A. Leiter, MD, University of Toronto, St. Michael's Hospital, 61 Queen St. E.,#6121Q, Toronto, Ontario, Canada. M5C 2T2; leiterl@smh.toronto.on.ca
- You can reduce elevated LDL-C levels in more patients with diabetes and metabolic syndrome using this study's algorithm.
- Choose a starting dose of a statin according to the gap between baseline and target LDL-C values.
- Using a tailored starting dose of atorvastatin, most patients with type 2 diabetes or metabolic syndrome can achieve LDL-C target levels safely within 6 to 12 weeks, without raising the initial dose or with a single titration step.
Purpose To investigate whether using an algorithm to select the starting dose of a statin according to baseline and target LDL-cholesterol (LDL-C) values would facilitate achieving lipid targets in patients with diabetes or the metabolic syndrome.
Methods Two 12-week, prospective, open-label trials enrolled 2717 high-risk subjects, of whom 1024 had diabetes and 1251 had metabolic syndrome. Subjects with LDL-C between 100 and 220 mg/dL (2.6-5.7 mmol/L) were assigned a starting dose of atorvastatin (10, 20, 40, or 80 mg/d) based on LDL-C level and status of statin use at baseline (statin-free [SF] or statin-treated [ST]), with a single uptitration at 6 weeks, if required.
Results Among patients with diabetes, 81% of SF subjects (82%, 84%, 82%, and 76% with 10, 20, 40, and 80 mg, respectively) and 60% of ST subjects (61%, 68%, and 47% with 20, 40, and 80 mg, respectively) achieved LDL-C target. Among patients with metabolic syndrome, 78% of SF subjects (81%, 84%, 82%, and 66% with 10, 20, 40, and 80 mg, respectively) and 57% of ST subjects (58%, 70%, and 47% with 20, 40, and 80 mg, respectively) achieved LDL-C target. Among ST subjects, we observed reductions in LDL-C with atorvastatin beyond those achieved with other statins used at baseline in patients with diabetes and patients with metabolic syndrome. Atorvastatin was well tolerated.
Conclusions The ACTFAST studies confirm that a targeted starting dose of atorvastatin allows most patients with type 2 diabetes or the metabolic syndrome to achieve their LDL-C target safely with the initial dose or just a single titration. This therapeutic strategy may help overcome the treatment gap still observed in the treatment of lipids in diabetes.
How many of your patients with type 2 diabetes or metabolic syndrome have a low-density lipoprotein cholesterol (LDL-C) level below the target of 100 mg/dL? Your answer, undoubtedly, is not enough of them. The good news we report in this article is that you can safely achieve the target more often, within 6 to 12 weeks, using a simple algorithm that helps you determine the optimal starting dose of a statin.
Good reason for concern. Individuals with coronary heart disease (CHD) or CHD risk equivalents such as diabetes have the highest cardiovascular risk and, according to the National Cholesterol Education Program (NCEP) III and other guidelines, must aim for the lowest target levels of LDL-C.1 As the number of cardiovascular risk factors increases in a population, the percentage of patients reaching targets decreases2,3 —to as low as 37% among those at highest risk.2 The international Analysis and Understanding of Diabetes and Dyslipidaemia: Improving Treatment (AUDIT) survey found that out of all patients with type 2 diabetes being treated, only 54% achieved target.4
Type 2 diabetes purportedly imparts a cardiovascular risk comparable to that of a prior cardiovascular event.1,5-7 Moreover, the outcome of such events in patients with diabetes is worse than in patients without diabetes, with approximately 7 out of 10 patients dying from the event or its complications.7-9
The metabolic syndrome (MetSyn) also increases risk of cardiovascular events and mortality, even in individuals without diabetes or CHD.10-13 In 1 study, the risks of all-cause and cardiovascular mortality in patients with MetSyn were 1.38 to 1.44 and 2.26 to 2.78, respectively, compared with those who did not have MetSyn.12
The algorithm we describe in this article was developed from results of the Achieve Cholesterol Targets Fast with Atorvastatin Stratified Titration (ACTFAST) trials. These trials were designed to assess whether, according to the degree of reduction required in LDL-C, an optimal starting dose of atorvastatin could be identified so that patients would achieve LDL-C targets quickly, with no change in the dose or with just one titration step, and regardless of statin use at baseline.
The main results of ACTFAST 1 and 2 have been published elsewhere.14,15 We report specifically on a prespecified analysis of pooled results in the subset of patients with diabetes or MetSyn.
Methods
Patient population
We extracted the study population from prespecified pooling of data from ACTFAST 1 and 2,14,15 which were 12-week, multicenter, prospective, open-label trials that used the same protocol. A full description of inclusion and exclusion criteria for ACTFAST has been published elsewhere.14,15
Briefly, subjects were either statin-free or statin-treated at baseline, had CHD or a CHD equivalent, had an LDL-C level between 100 and 220 mg/dL (2.6-5.7 mmol/L) and triglycerides =600 mg/dL (6.8 mmol/L), and were willing to follow a recommended diet.
We excluded patients if they had used other lipid-lowering therapy in the prior 2 months (except for statins in the statin-treated study arm) or if they were receiving >40 mg/d of any statin. Patients taking atorvastatin at screening were excluded because the study's goal was to assess the benefits of switching over to a flexible starting dose of atorvastatin. We defined diabetes and MetSyn according to the American Diabetes Association criteria16 and the NCEP 2001 criteria,1 respectively.
Doses reflected LDL-C baseline-target gap and prior statin use
If patients were statin free at baseline, we assigned them to 6 weeks of treatment with atorvastatin, at 10, 20, 40, or 80 mg/d, according to their baseline LDL-C level ( FIGURE 1 ). For patients who had been taking a statin at screening, starting doses of atorvastatin for each LDL-C increment were doubled.
If patients did not reach LDL-C targets at the end of 6 weeks, we titrated their regimen to the next higher dose for an additional 6 weeks. Patients initially allocated to receive atorvastatin at 80 mg who did not reach LDL-C targets continued at that dose, and we added a more intense therapeutic lifestyle intervention (NCEP II step 2 diet).1
We obtained blood samples at baseline screening, week 6, and week 12, to measure 12-hour fasting serum lipid profiles and to make routine safety assessments (hematology and chemistry). Patients received dietary counseling at all visits.
The ACTFAST protocol and amendments were approved by appropriately constituted central or local institutional review boards, and all patients gave written informed consent.
FIGURE 1
How treatment doses were determined
Statin-free patients received a specified dose of atorvastatin according to their baseline low-density lipoprotein cholesterol (LDL-C) level. Patients who had been treated with another statin at screening received atorvastatin at a dose double that given to statin-free patients with equivalent LDL-C levels, for a maximum dose of 80 mg.
Reprinted from Atherosclerosis, vol. 191, Martineau P, Gaw A, de Teresa E, et al, Effect of individualizing starting doses of a statin according to baseline LDL-cholesterol levels on achieving cholesterol targets: The Achieve Cholesterol Targets Fast with Atorvastatin Stratified Titration (ACTFAST) study, 135-146, © 2006, with permission from Elsevier.
Primary efficacy outcome: LDL-C levels of <100 mg/dL
The primary efficacy outcome was the proportion of patients with either diabetes or MetSyn achieving NCEP Adult Treatment Panel-III target LDL-C levels of <100 mg/dL (<2.6 mmol/L) after 12 weeks of treatment.1 Secondary efficacy parameters were described in ACTFAST 1.14
We analyzed data according to intention-to-treat (ITT), using the last observation carried forward (LOCF) for missing data. The ITT population consisted of all patients who took at least 1 dose of study medication, and had at least 1 subsequent assessment.
Results
Between January 2003 and February 2004, 3634 subjects were screened for ACTFAST 1 and 2, and 2717 patients were enrolled from 12 countries (Canada, Greece, Hungary, Ireland, Italy, Poland, Portugal, Russia, Slovakia, Spain, Switzerland, and the United Kingdom). Ethnicity was recorded for about 80% of patients; more than 90% were Caucasian.
Diabetes
The ITT population included 1024 patients with diabetes, of whom 97% had type 2 diabetes and 73% were statin-free ( TABLE 1 ). Baseline laboratory parameters are available online, in TABLE W1 .
After 12 weeks of treatment, 81% (95% confidence interval [CI], 77.8%-83.5%) of statin-free and 60% (95% CI, 53.9%-65.4%) of statin-treated patients with diabetes achieved LDLC target of <100 mg/dL ( FIGURE 2 ). In contrast, among patients without diabetes (n=1693), 77% (95% CI, 73.9%-79.3%) of statin-free and 59% (95% CI, 55.4%-62.5%) of statin-treated patients achieved target.
For diabetes patients, mean percent reductions in total cholesterol, TC/HDL-C, LDL-C, triglycerides, non-HDL-C and apolipoprotein B (apo B) were significant vs baseline for all doses in both statin-free and statin-treated subjects ( TABLE 2 ). Significant increases in HDL-C were seen only with the 10- and 80-mg doses in statin-free patients.
FIGURE 2
Patients who achieved an LDL-C level of <100 mg/dL
after receiving 12 weeks of atorvastatin
TABLE 1
Demographic profiles of patients with diabetes or metabolic syndrome
(This is an expanded version of the table that appeared in print.)
DIABETES | STATIN-FREE (N=744) | STATIN-TREATED (N=280) | ALL (N=1024) |
---|---|---|---|
Men, n (%) | 410 (55.1) | 161 (57.5) | 571 (55.8) |
Age, years | 60.9±10.9 | 62.2±10.1 | 61.3±10.7 |
Weight, kg | 85.0±18.0 | 83.3±16.0 | 84.6±17.5 |
Waist circumference, cm | 103.3±13.8 | 102.3±13.0 | 103.0±13.6 |
Smokers, % | 16.5 | 12.5 | 15.4 |
Type 2 diabetes, % (% treated with insulin) | 96.8 (16.3) | 96.8 (16.6) | 96.8 (16.3) |
Blood pressure, mm Hg | 137.1±15.7/79.6±9.6 | 136.3±16.4/77.5±10.5 | 136.9±15.9/79.0±9.9 |
CHD, % | 24.2 | 56.4 | 33.0 |
PVD, % | 5.5 | 7.9 | 6.2 |
CVD, % | 6.9 | 9.3 | 7.5 |
METABOLIC SYNDROME | STATIN-FREE (N=839) | STATIN-TREATED (N=412) | ALL (N=1251) |
Men, n (%) | 483 (57.6) | 248 (60.2) | 731 (58.4) |
Age, years | 62.0±10.2 | 62.7±10.1 | 62.2±10.2 |
Weight, kg | 87.4±17.2 | 85.7±15.1 | 86.9±16.6 |
Waist circumference, cm | 106.2±12.3 | 104.8±12.6 | 105.7±12.4 |
Smokers, % | 23.0 | 19.7 | 21.9 |
Diabetes, % (% type 2 diabetes) (% treated with insulin) | 60.4 (98.6) (15.6) | 46.1 (98.9) (17.6) | 55.7 (98.7) (16.1) |
Blood pressure, mm Hg | 140.1±14.8/81.4±9.3 | 139.7±14.6/79.4±10.0 | 140.0±14.7/80.7±9.6 |
CHD, % | 41.8 | 75.5 | 52.9 |
PVD, % | 6.4 | 9.0 | 7.3 |
CVD, % | 9.8 | 10.0 | 9.8 |
Mean±standard deviation for continuous variables. | |||
CHD, coronary heart disease; PVD, peripheral vascular disease; CVD, cerebrovascular disease. |
TABLE 2
Mean percent change (95% CI) in lipid levels from baseline when patients with diabetes or metabolic syndrome took atorvastatin
(This is an expanded version of the table that appeared in print.)
DIABETES | STATIN-FREE | STATIN-TREATED | |||||
---|---|---|---|---|---|---|---|
10 MG (N=395) | 20 MG (N=98) | 40 MG (N=90) | 80 MG (N=161) | 20 MG (N=216) | 40 MG (N=28) | 80 MG (N=36) | |
Total cholesterol* | -23.0 (-24.3 to -21.7) | -31.6 (-33.8 to -29.3) | -38.1 (-40.5 to -35.7) | -41.2 (-43.3 to -39.1) | -16.9 (-18.6 to -15.2) | -30.4 (-36.0 to -24.9) | -34.2 (-39.4 to -30.0) |
LDL-C* | -33.9 (-35.6 to -32.2) | -43.4 (-46.0 to -40.7) | -51.0 (-54.1 to -48.0) | -53.0 (-55.6 to -50.4) | -23.9 (-26.3 to -21.6) | -40.3 (-47.2 to -33.5) | -42.1 (-50.2 to -33.9) |
HDL-C | 2.9† (1.4 to 4.3) | 0.4 (-2.1 to 2.9) | -0.7 (-3.9 to 2.6) | -2.8† (-4.9 to -0.6) | -0.8 (-2.6 to 1.0) | 0.5 (-4.8 to 5.8) | -0.8 (-3.8 to 2.2) |
TC/HDL-C* | -24.2 (-25.7 to -22.7) | -31.2 (-34.1 to -28.4) | -36.7 (-39.5 to -33.9) | -39.1 (-41.0 to -37.3) | -15.1 (-17.3 to -12.9) | -30.2 (-35.6 to -24.7) | -33.3 (-37.8 to -28.8) |
Triglycerides* | -14.4 (-17.3 to -11.4) | -19.1 (-24.5 to -13.6) | -23.6 (-29.5 to -17.7) | -23.6 (-28.3 to -18.9) | -7.3 (-13.2 to -1.4) | -24.9 (-35.7 to -14.1) | -20.7 (-29.5 to -11.9) |
Non-HDL-C* | -30.8 (-32.4 to -29.3) | -40.6 (-43.5 to -37.7) | -47.9 (-50.7 to -45.1) | -50.0 (-52.3 to -47.6) | -21.8 (-24.0 to -19.6) | -38.3 (-44.9 to -31.7) | -42.3 (-47.2 to -37.4) |
Apo B* | -30.6 (-32.0 to -29.1) | -39.1 (-41.6 to -36.6) | -46.2 (-48.7 to -43.6) | -47.8 (-50.0 to -45.6) | -22.3 (-24.2 to -20.4) | -34.7 (-40.3 to -29.0) | -39.1 (-43.6 to -34.6) |
METABOLIC SYNDROME | STATIN-FREE | STATIN-TREATED | |||||
10 MG (N=418) | 20 MG (N=103) | 40 MG (N=104) | 80 MG (N=214) | 20 MG (N=290) | 40 MG (N=47) | 80 MG (N=75) | |
Total cholesterol* | -24.6 (-25.8 to -23.3) | -31.6 (-33.6 to -29.5) | -37.6 (-39.7 to -35.5) | -39.5 (-41.4 to -37.6) | -16.2 (-17.7 to -14.7) | -30.3 (-33.5 to -27.2) | -33.0 (-36.0 to -30.1) |
LDL-C* | -34.6 (-36.1 to -33.0) | -43.4 (-46.1 to -40.6) | -49.3 (-51.9 to -46.7) | -50.3 (-52.7 to -47.9) | -21.8 (-23.7 to -19.9) | -40.4 (-44.1 to -36.7) | -41.3 (-45.9 to -36.8) |
HDL-C | 4.4† (2.9 to 5.8) | 2.9† (0.3 to 5.5) | 2.3 (-0.6 to 5.3) | 2.0 (-0.1 to 4.2) | 1.3 (-0.3 to 2.9) | 4.1† (0.3 to 7.8) | -1.6 (-3.7 to 0.6) |
TC/HDL-C* | -26.6 (-28.1 to -25.1) | -32.6 (-35.4 to -29.8) | -38.2 (-40.6 to -35.9) | -39.5 (-41.9 to -37.0) | -16.2 (-18.0 to -14.4) | -32.3 (-35.6 to -29.1) | -31.4 (-34.8 to -28.1) |
Triglycerides* | -18.8 (-21.7 to -15.8) | -22.8 (-27.9 to -17.8) | -28.8 (-33.7 to -23.9) | -29.5 (-33.0 to -26.0) | -12.6 (-16.7 to -8.6) | -32.4 (-39.1 to -25.6) | -21.7 (-28.1 to -15.3) |
Non-HDL-C* | -32.2 (-33.7 to -30.7) | -39.9 (-42.6 to -37.2) | -46.7 (-49.1 to -44.3) | -47.9 (-50.0 to -45.8) | -20.9 (-22.8 to -19.1) | -38.9 (-42.5 to -35.2) | -39.8 (-43.3 to -36.3) |
Apo B* | -31.9 (-33.2, to -30.5) | -39.4 (-41.9 to -37.0) | -45.4 (-47.6 to -43.2) | -45.4 (-47.4 to -43.4) | -21.4 (-23.0 to -19.7) | -36.2 (-39.5 to -32.8) | -38.3 (-41.6 to -35.1) |
CI, confidence interval; LDL-C, low-density lipoprotein cholesterol; HDL-C, high-density lipoprotein cholesterol; TC/HDL-C, total cholesterol/HDL-C ratio; Apo B, apolipoprotein B. | |||||||
*P<.05 from baseline for all doses. | |||||||
†P<.05 from baseline for a specific dose. |
Metabolic syndrome
The ITT population included 1251 patients with MetSyn, of whom 56% also had diabetes and 67% were statin-free ( TABLE 1 ). Baseline laboratory parameters are in TABLE W1 .
After 12 weeks of treatment, 78% (95% CI, 74.9%-80.5%) of statin-free and 57% (95% CI, 52.5%-62.1%) of statin-treated patients achieved LDL-C target of <100 mg/dL ( FIGURE 2 ). Among patients without MetSyn (n=1454), 79% (95% CI, 76.2%-81.7%) of statin-free and 61% (95% CI, 56.8%-64.6%) of statin-treated patients achieved target. (Because of missing data, the presence or absence of MetSyn could not be confirmed in 12 patients.)
Mean percent reductions for MetSyn patients in total cholesterol, TC/HDL-C, LDL-C, triglycerides, non-HDL-C, and apo B were significant vs baseline for all doses in both statin-free and statin-treated patients ( TABLE 2 ). HDL-C increased significantly in the 10- and 20-mg statin-free groups and in the 40-mg statin-treated group.
Treatment was well tolerated
The incidences of treatment-related adverse events were similar in all patient groups, at around 10%. Most events were mild to moderate, with severe events reported in only 0.5% and 0.8% of patients with diabetes and MetSyn, respectively. Incidences of treatment-related musculoskeletal adverse events were 1.9% and 2%, respectively, in patients with and without diabetes; and were 1.7% and 2.3% in patients with and without MetSyn.
The incidence of elevations in aspartate aminotransferase (AST) or alanine aminotransferase (ALT) >3 times and creatine kinase (CK) >10 times the upper limit of normal were 1.1% and 0.1%, respectively, for patients with diabetes, and 0.9% and 0.08% for those with MetSyn, which did not differ from those of patients without diabetes (1.2% and 0%, respectively) or MetSyn (1.3% and 0%, respectively).
TABLE W1
Baseline lipid values for patients with diabetes or metabolic syndrome (mean ± SD)
DIABETES | STATIN-FREE (N=744) | STATIN-TREATED (N=280) | ALL (N=1024) |
---|---|---|---|
Total cholesterol, mg/dL | 225.8±32.7* | 210.8±29.9 | 221.7±32.6 |
LDL-C, mg/dL | 149.4±26.8* | 133.8±24.3 | 145.1±27.0 |
HDL-C, mg/dL | 50.0±12.5 | 50.2±12.0 | 50.1±12.4 |
TC/HDL-C | 4.7±1.1* | 4.4±1.0 | 4.6±1.1 |
Triglycerides, mg/dL | 173.8±85.1 | 179.4±80.4 | 175.3±83.8 |
Apo B, g/L | 1.1±0.2 | 1.1±0.2 | 1.1±0.2 |
HbA1C, % | 7.2±1.2 | 7.4±1.3 | 7.3±1.2 |
FPG, mmol/L | 8.2±2.9 | 8.2±2.6 | 8.2±2.8 |
METABOLIC SYNDROME | STATIN-FREE (N=839) | STATIN-TREATED (N=412) | ALL (N=1251) |
Total cholesterol, mg/dL | 229.3±34.1* | 215.7±32.7 | 224.9±34.2 |
LDL-C, mg/dL | 152.3±27.8* | 137.8±26.6 | 147.5±28.3 |
HDL-C, mg/dL | 45.3±11.0 | 46.1±10.4 | 45.5±10.8 |
TC/HDL-C | 5.3±1.3* | 4.9±1.1 | 5.2±1.2 |
Triglycerides, mg/dL | 206.4±88.7 | 211.2±83.7 | 208.0±87.1 |
Apo B, g/L | 1.2±0.2 | 1.1±0.2 | 1.2±0.2 |
HbA1C, % | 6.7±1.2 | 6.6±1.2 | 6.7±1.2 |
FPG, mmol/L | 7.4±2.5 | 7.1±2.3 | 7.3±2.4 |
LDL-C, low-density lipoprotein cholesterol; HDL-C, high-density lipoprotein cholesterol; TC/HDL-C, total cholesterol/HDL-C ratio; Apo B, apolipoprotein B; HbA1C, hemoglobin A1C; FPG, fasting plasma glucose; SD, standard deviation. | |||
*P<.05 statin-free vs statin-treated. |
Discussion
Despite their increased cardiovascular risk, patients with diabetes and MetSyn often do not reach lipid targets.17 In patients with diabetes, lowering LDL-C levels reduces the risk of a cardiovascular event by 25% to 50%.18-23 Atorvastatin has demonstrated its efficacy for the primary prevention of cardiovascular events among patients with diabetes.22,23
MetSyn also increases the risk of cardiovascular events and mortality.10-13 Atorvastatin has been used effectively to achieve LDL-C goals in hypercholesterolemic patients with MetSyn.24,25
Higher starting doses of statins are generally beneficial. This substudy of ACTFAST demonstrates that by initiating therapy at doses selected according to baseline LDL-C levels, 81% of statin-free and 60% of statin-treated subjects with diabetes and 78% of statin-free and 57% of statin-treated subjects with MetSyn achieved a target LDL-C of <100 mg/dL within 6 to 12 weeks. Among statin-treated patients, atorvastatin provided additional reduction in lipid parameters over what was achieved with the statin they had been using at baseline.
Other studies have also suggested that patients at high risk for cardiovascular events, such as those with diabetes or MetSyn, may benefit from starting therapy at a higher dose of atorvastatin.14,15,26,27 In the New Atorvastatin Starting Doses: A Comparison (NASDAC) study, patients were randomized to receive various starting doses of atorvastatin, regardless of their baseline LDL-C value.26 The proportion of patients with CHD or a CHD-equivalent (of whom 150 had diabetes) who achieved LDL-C target (<100 mg/dL) with 10, 20, 40, and 80 mg/d was 47%, 66%, 81% and 80%, respectively, demonstrating that a higher starting dose is required to achieve target.
However, lower doses may work depending on LDL-C levels. In contrast to NASDAC, statin-free patients with diabetes or MetSyn in ACTFAST showed better results on 10- and 20-mg doses, because baseline LDL-C was taken into account. The Atorvastatin Goal Achievement Across Risk Levels (ATGOAL) study used a design similar to ACTFAST, assigning patients with dyslipidemia to starting doses of atorvastatin for 8 weeks, at 10, 20, 40, or 80 mg, based on their CHD risk category and the magnitude of LDL-C reduction necessary to reach lipid targets.27 Of the 1298 patients, 705 were at high CHD risk (43.8% with diabetes), and 81.1% of these high-risk patients achieved an LDL-C <100 mg/dL.
No safety issues arose when initiating atorvastatin at higher doses in patients with diabetes or MetSyn. The incidence of clinically elevated AST, ALT, or CK levels in ACTFAST was low and comparable to that reported in meta-analyses (0.96%).28,29
Benefits of our dosing algorithm seem clear. Aggressive treatment with atorvastatin across the dose range improves LDL-C target achievement compared with usual care,30,31 and current NCEP-III recommendations support the use of a higher initial dose in patients requiring large LDL-C reductions.1 Atorva-statin is approved in many countries at starting doses ranging from 10 to 40 mg, with a titration to 80 mg, if needed, to achieve LDL-C target. ACTFAST suggests that, in patients with diabetes or MetSyn, initiation of atorvastatin at a dose appropriate for the required level of LDL-C reduction would facilitate achievement of LDL-C targets.
One meta-analysis of trials demonstrated that a 10-mg/dL reduction in LDL-C could result in a 5.4% reduction in major vascular events and a 3.1% reduction in all-cause mortality over 5 years.32 In our study, patients with diabetes or MetSyn experienced reductions in LDL-C of approximately 57 mg/dL, which, if maintained over 5 years, could be expected to translate into reductions of 30% in major vascular events and 17% in mortality. Therefore, a regimen that allows a larger number of high-risk patients to achieve substantial reductions in LDL-C levels quickly could significantly improve cardiovascular outcomes.
Limitations of our study include the fact that the trial was not blinded, the size of the dosing groups was unequal, and there was no control group. However, it is unlikely that reduction of LDL-C was due to chance. Also, this study was not designed to investigate the effect of lowering LDL-C on the incidence of cardiovascular events.
Correspondence
Lawrence A. Leiter, MD, University of Toronto, St. Michael's Hospital, 61 Queen St. E.,#6121Q, Toronto, Ontario, Canada. M5C 2T2; leiterl@smh.toronto.on.ca
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17. Saydah SH, Fradkin J, Cowie CC. Poor control of risk factors for vascular disease among adults with previously diagnosed diabetes. JAMA. 2004;291:335-342.
18. Haffner S, Alexander C, Cook T, et al. Reduced coronary events in simvastatin-treated patients with coronary heart disease and diabetes or impaired fasting glucose levels: subgroup analyses in the Scandinavian Simvastatin Survival Study. Arch Intern Med. 1999;159:2661-2667.
19. Goldberg RB, Mellies MJ, Sacks FM, et al. Cardiovascular events and their reduction with pravastatin in diabetic and glucose-intolerant myocardial infarction survivors with average cholesterol levels: subgroup analyses in the cholesterol and recurrent events (CARE) trial. The Care Investigators. Circulation. 1998;98:2513-2519.
20. American Diabetes Association: clinical practice recommendations 2002. Diabetes Care. 2002;25(suppl 1):S1-S147.
21. Sacks FM, Tonkin AM, Shepherd J, et al. Effect of pravastatin on coronary disease events in subgroups defined by coronary risk factors: the Prospective Pravastatin Pooling Project. Circulation. 2000;102:1893-1900.
22. Sever PS, Poulter NR, Dahlof B, et al. Reduction in cardiovascular events with atorvastatin in 2532 patients with type 2 diabetes: Anglo-Scandinavian Cardiac Outcomes Trial—lipid-lowering arm (ASCOT-LLA). Diabetes Care. 2005;28:1151-1157.
23. Colhoun HM, Betteridge DJ, Durrington PN, et al. Primary prevention of cardiovascular disease with atorvastatin in type 2 diabetes in the Collaborative Atorvastatin Diabetes Study (CARDS): multicentre randomised placebo-controlled trial. Lancet 2004;364:685-696.
24. Stender S, Schuster H, Barter P, et al. Comparison of rosuvastatin with atorvastatin, simvastatin and pravastatin in achieving cholesterol goals and improving plasma lipids in hypercholesterolaemic patients with or without the metabolic syndrome in the MERCURY I trial. Diabetes Obes Metab. 2005;7:430-438.
25. Hunninghake D, Ballantyne C, Maccubbin D, et al. Comparative effects of simvastatin and atorvastatin in hypercholesterolemic patients with characteristics of metabolic syndrome. Clin Ther. 2003;25:1670-1686.
26. Jones PH, McKenney JM, Karalis DG, et al. Comparison of the efficacy and safety of atorvastatin initiated at different starting doses in patients with dyslipidemia. Am Heart J. 2005;149(1):e1-e8.Available at: http://www.ahjonline.com/article/S0002-8703(04)00476-4/fulltext. Accessed September 10, 2008.
27. McKenney JM, Davidson MH, Saponaro J, et al. Use of a treatment algorithm to achieve NCEP ATP III goals with atorvastatin. J Cardiovasc Pharmacol. 2005;46:594-599.
28. Newman CB, Palmer G, Silbershatz H, et al. Safety of atorvastatin derived from analysis of 44 completed trials in 9416 patients. Am J Cardiol. 2003;92:670-676.
29. Newman C, Tsai J, Szarek M, et al. Comparative safety of atorvastatin 80 mg versus 10 mg derived from analysis of 49 completed trials in 14,236 patients. Am J Cardiol. 2006;97:61-67.
30. Athyros V, Papageorgiou A, Mercouris B, et al. Treatment with atorvastatin to the National Cholesterol Educational Program goal versus 'usual' care in secondary coronary heart disease prevention. The GREek Atorvastatin and Coronary-heart-disease Evaluation (GREACE) study. Curr Med Res Opin. 2002;18:220-228.
31. Koren MJ, Hunninghake DB. Clinical outcomes in managed-care patients with coronary heart disease treated aggressively in lipid-lowering disease management clinics: the alliance study. J Am Coll Cardiol. 2004;44:1772-1779.
32. Baigent C, Keech A, Kearney PM, et al. Efficacy and safety of cholesterol-lowering treatment: prospective meta-analysis of data from 90,056 participants in 14 randomised trials of statins. Lancet. 2005;366:1267-1278.
1. NCEP. Executive Summary of The Third Report of The National Cholesterol Education Program (NCEP) Expert Panel on Detection, Evaluation, And Treatment of High Blood Cholesterol In Adults (Adult Treatment Panel III). JAMA. 2001;285:2486-2497.
2. Olson K, Tsuyuki R. Patients' achievement of cholesterol targets: a cross-sectional evaluation. Am J Prev Med. 2003;25:339-342.
3. Pearson T, Laurora I, Chu H, et al. The lipid treatment assessment project (L-TAP): a multicenter survey to evaluate the percentages of dyslipidemic patients receiving lipid-lowering therapy and achieving low-density lipoprotein cholesterol goals. Arch Intern Med. 2000;160:459-467.
4. Leiter L, Betteridge D, Chacra A, et al. AUDIT study. Evidence of global undertreatment of dyslipidaemia in patients with type 2 diabetes mellitus. Br J Diabetes Vasc Dis. 2006;6:31-40.
5. Haffner S, Lehto S, Ronnemaa T, et al. Mortality from coronary heart disease in subjects with type 2 diabetes and in nondiabetic subjects with and without prior myocardial infarction. N Engl J Med. 1998;339:229-234.
6. Grundy S, Cleeman J, Merz C, et al. Implications of recent clinical trials for the National Cholesterol Education Program Adult Treatment Panel III guidelines. Circulation. 2004;110:227-239.
7. Grundy SM. Diabetes and coronary risk equivalency: what does it mean? Diabetes Care. 2006;29:457-460.
8. Miettinen H, Lehto S, Salomaa V, et al. Impact of diabetes on mortality after the first myocardial infarction. The FINMONICA Myocardial Infarction Register Study Group. Diabetes Care. 1998;21:69-75.
9. Hurst RT, Lee RW. Increased incidence of coronary atherosclerosis in type 2 diabetes mellitus: mechanisms and management. Ann Intern Med. 2003;139:824-834.
10. McNeill A, Rosamond W, Girman C, et al. The metabolic syndrome and 11-year risk of incident cardiovascular disease in the atherosclerosis risk in communities study. Diabetes Care. 2005;28:385-390.
11. Lakka H, Laaksonen D, Lakka T, et al. The metabolic syndrome and total and cardiovascular disease mortality in middle-aged men. JAMA. 2002;288:2709-2716.
12. Hu G, Qiao Q, Tuomilehto J, et al. Prevalence of the metabolic syndrome and its relation to all-cause and cardiovascular mortality in nondiabetic European men and women. Arch Intern Med. 2004;164:1066-1076.
13. Ford E. The metabolic syndrome and mortality from cardiovascular disease and all-causes: findings from the National Health and Nutrition Examination Survey II Mortality Study. Atherosclerosis. 2004;173:309-314.
14. Martineau P, Gaw A, de Teresa E, et al. Effect of individualizing starting doses of a statin according to baseline LDL-cholesterol levels on achieving cholesterol targets: The Achieve Cholesterol Targets Fast with Atorvastatin Stratified Titration (ACTFAST) study. Atherosclerosis. 2006;191:135-146.
15. Farsang C, Athyros V, Gaw A. A multicentre, open study to assess the effect of individualizing starting doses of atorvastatin according to baseline LDL-C levels on achieving cholesterol targets: the Achieve Cholesterol Targets Fast with Atorvastatin Stratified Titration (ACTFAST-2) study. Curr Med Res Opin. 2007;23:1945-1956.
16. Report of the expert committee on the diagnosis and classification of diabetes mellitus. Diabetes Care. 2002;25(suppl 1):S5-S20.
17. Saydah SH, Fradkin J, Cowie CC. Poor control of risk factors for vascular disease among adults with previously diagnosed diabetes. JAMA. 2004;291:335-342.
18. Haffner S, Alexander C, Cook T, et al. Reduced coronary events in simvastatin-treated patients with coronary heart disease and diabetes or impaired fasting glucose levels: subgroup analyses in the Scandinavian Simvastatin Survival Study. Arch Intern Med. 1999;159:2661-2667.
19. Goldberg RB, Mellies MJ, Sacks FM, et al. Cardiovascular events and their reduction with pravastatin in diabetic and glucose-intolerant myocardial infarction survivors with average cholesterol levels: subgroup analyses in the cholesterol and recurrent events (CARE) trial. The Care Investigators. Circulation. 1998;98:2513-2519.
20. American Diabetes Association: clinical practice recommendations 2002. Diabetes Care. 2002;25(suppl 1):S1-S147.
21. Sacks FM, Tonkin AM, Shepherd J, et al. Effect of pravastatin on coronary disease events in subgroups defined by coronary risk factors: the Prospective Pravastatin Pooling Project. Circulation. 2000;102:1893-1900.
22. Sever PS, Poulter NR, Dahlof B, et al. Reduction in cardiovascular events with atorvastatin in 2532 patients with type 2 diabetes: Anglo-Scandinavian Cardiac Outcomes Trial—lipid-lowering arm (ASCOT-LLA). Diabetes Care. 2005;28:1151-1157.
23. Colhoun HM, Betteridge DJ, Durrington PN, et al. Primary prevention of cardiovascular disease with atorvastatin in type 2 diabetes in the Collaborative Atorvastatin Diabetes Study (CARDS): multicentre randomised placebo-controlled trial. Lancet 2004;364:685-696.
24. Stender S, Schuster H, Barter P, et al. Comparison of rosuvastatin with atorvastatin, simvastatin and pravastatin in achieving cholesterol goals and improving plasma lipids in hypercholesterolaemic patients with or without the metabolic syndrome in the MERCURY I trial. Diabetes Obes Metab. 2005;7:430-438.
25. Hunninghake D, Ballantyne C, Maccubbin D, et al. Comparative effects of simvastatin and atorvastatin in hypercholesterolemic patients with characteristics of metabolic syndrome. Clin Ther. 2003;25:1670-1686.
26. Jones PH, McKenney JM, Karalis DG, et al. Comparison of the efficacy and safety of atorvastatin initiated at different starting doses in patients with dyslipidemia. Am Heart J. 2005;149(1):e1-e8.Available at: http://www.ahjonline.com/article/S0002-8703(04)00476-4/fulltext. Accessed September 10, 2008.
27. McKenney JM, Davidson MH, Saponaro J, et al. Use of a treatment algorithm to achieve NCEP ATP III goals with atorvastatin. J Cardiovasc Pharmacol. 2005;46:594-599.
28. Newman CB, Palmer G, Silbershatz H, et al. Safety of atorvastatin derived from analysis of 44 completed trials in 9416 patients. Am J Cardiol. 2003;92:670-676.
29. Newman C, Tsai J, Szarek M, et al. Comparative safety of atorvastatin 80 mg versus 10 mg derived from analysis of 49 completed trials in 14,236 patients. Am J Cardiol. 2006;97:61-67.
30. Athyros V, Papageorgiou A, Mercouris B, et al. Treatment with atorvastatin to the National Cholesterol Educational Program goal versus 'usual' care in secondary coronary heart disease prevention. The GREek Atorvastatin and Coronary-heart-disease Evaluation (GREACE) study. Curr Med Res Opin. 2002;18:220-228.
31. Koren MJ, Hunninghake DB. Clinical outcomes in managed-care patients with coronary heart disease treated aggressively in lipid-lowering disease management clinics: the alliance study. J Am Coll Cardiol. 2004;44:1772-1779.
32. Baigent C, Keech A, Kearney PM, et al. Efficacy and safety of cholesterol-lowering treatment: prospective meta-analysis of data from 90,056 participants in 14 randomised trials of statins. Lancet. 2005;366:1267-1278.
Malpractice minute
Could a child’s suicide have been prevented?
THE PATIENT. A 9-year-old boy was undergoing psychiatric treatment.
CASE FACTS. A psychiatrist prescribed bupropion. The child committed suicide.
THE PARENTS’ CLAIM. The psychiatrist was negligent because he did not diagnose suicidal behavior during the initial visit and prescribed bupropion without proper warnings and follow-up.
THE DOCTOR’S DEFENSE. He did not receive information from the patient’s family that would have indicated suicidal behavior, bupropion was an appropriate treatment and was unrelated to the suicide, the family received proper warnings about the drug, and the suicide was unforeseeable.
Submit your verdict and find out how the court ruled and see how your colleagues voted in August’s Malpractice Minute. Click on “Have more to say about this topic?” to comment.
Cases are selected by Current Psychiatry from Medical Malpractice Verdicts, Settlements & Experts, with permission of its editor, Lewis Laska of Nashville, TN (www.verdictslaska.com). Information may be incomplete in some instances, but these cases represent clinical situations that typically result in litigation.
Could a child’s suicide have been prevented?
THE PATIENT. A 9-year-old boy was undergoing psychiatric treatment.
CASE FACTS. A psychiatrist prescribed bupropion. The child committed suicide.
THE PARENTS’ CLAIM. The psychiatrist was negligent because he did not diagnose suicidal behavior during the initial visit and prescribed bupropion without proper warnings and follow-up.
THE DOCTOR’S DEFENSE. He did not receive information from the patient’s family that would have indicated suicidal behavior, bupropion was an appropriate treatment and was unrelated to the suicide, the family received proper warnings about the drug, and the suicide was unforeseeable.
Submit your verdict and find out how the court ruled and see how your colleagues voted in August’s Malpractice Minute. Click on “Have more to say about this topic?” to comment.
Could a child’s suicide have been prevented?
THE PATIENT. A 9-year-old boy was undergoing psychiatric treatment.
CASE FACTS. A psychiatrist prescribed bupropion. The child committed suicide.
THE PARENTS’ CLAIM. The psychiatrist was negligent because he did not diagnose suicidal behavior during the initial visit and prescribed bupropion without proper warnings and follow-up.
THE DOCTOR’S DEFENSE. He did not receive information from the patient’s family that would have indicated suicidal behavior, bupropion was an appropriate treatment and was unrelated to the suicide, the family received proper warnings about the drug, and the suicide was unforeseeable.
Submit your verdict and find out how the court ruled and see how your colleagues voted in August’s Malpractice Minute. Click on “Have more to say about this topic?” to comment.
Cases are selected by Current Psychiatry from Medical Malpractice Verdicts, Settlements & Experts, with permission of its editor, Lewis Laska of Nashville, TN (www.verdictslaska.com). Information may be incomplete in some instances, but these cases represent clinical situations that typically result in litigation.
Cases are selected by Current Psychiatry from Medical Malpractice Verdicts, Settlements & Experts, with permission of its editor, Lewis Laska of Nashville, TN (www.verdictslaska.com). Information may be incomplete in some instances, but these cases represent clinical situations that typically result in litigation.
CDC: Older kids should get annual flu vaccine, too
The Centers for Disease Control and Prevention (CDC) has made 2 significant changes to its annual recommendations for the prevention of influenza during the 2008-2009 flu season:1
- Annual vaccination is now recommended for all children ages 6 months through 18 years. (Last year, universal influenza vaccination was recommended only for children ages 6 months through 4 years.)
- The live attenuated influenza vaccine (LAIV) can now be used starting at 2 years of age.
Vaccinate older children
The CDC now recommends that 5- to 18-year-olds receive the influenza vaccine annually, and that this routine vaccination start as soon as possible, but no later than the 2009-2010 flu season. In other words, if routine vaccination can be achieved this year it is encouraged, but the CDC recognizes that it may not be possible to achieve in some settings until next year.
If family physicians do not incorporate routine vaccination for those ages 5 to 18 this year, they should still provide it for those in this age group who are at high risk for influenza complications, including those who:
- are on long-term aspirin therapy;
- have chronic pulmonary (including asthma), cardiovascular, renal, hepatic, hematological, or metabolic disorders;
- are immunosuppressed; or
- have disorders that alter respiratory functions or the handling of respiratory secretions.
Children who live in households with others who are at higher risk (children who are <5 years old, adults >50 years, and anyone with a medical condition that places him or her at high risk for severe influenza complications) should also be vaccinated.
LAIV is an option for even younger kids
Last year, the LAIV vaccine was licensed for children starting at age 5. Now, the LAIV can be given to healthy children starting at age 2, as well as to adolescents and adults through age 49. TABLE 1 compares the LAIV with the trivalent influenza vaccine (TIV).
Because LAIV is an attenuated live virus vaccine, some children should not receive it, including those younger than 5 years of age with reactive airway disease (recurrent wheezing or recent wheezing); those with a medical condition that places them at high risk of influenza complications; and those younger than 2 years of age. The TIV can be used in these children, starting at 6 months of age.
Regardless of whether a child receives LAIV or TIV, those younger than 9 years of age who are receiving influenza vaccine for the first time should receive 2 doses 4 weeks apart. If a child received only 1 dose in the first year, the following year he or she should receive 2 doses 4 weeks apart.
TABLE 1
LAIV vs TIV: How the 2 compare
LAIV | TIV | |
---|---|---|
Route of administration | Intranasal spray | Intramuscular injection |
Type of vaccine | Live attenuated virus | Killed virus |
Approved age | 2-49 years | ≥6 months |
Interval between 2 doses recommended for children 6 months to 8 years who are receiving influenza vaccine for the first time | 4 weeks | 4 weeks |
Use with other live virus vaccines | Simultaneously or separated by 4 weeks | No restrictions |
Use with influenza antiviral medication | Wait 48 hours after last antiviral dose to administer LAIV; wait 2 weeks after LAIV to administer antivirals | No restrictions |
Contraindications and precautions | Chronic illness | Anaphylactic hypersensitivity to eggs |
Chronic aspirin therapy | Moderate-to-severe illness (precaution) | |
History of Guillain-Barre syndrome | ||
Pregnancy | ||
Caregiver to severely immune-suppressed individual | ||
LAIV, live attenuated influenza vaccine; TIV, trivalent influenza vaccine. |
Coverage rates still need to improve
Influenza vaccine and antiviral agents continue to be underutilized. TABLE 2 lists estimated coverage with influenza vaccine for specific groups for whom immunization is recommended. It is particularly important that coverage rates for health care workers—which remain below 50%—be improved. Health care workers are at high risk of exposure to influenza and pose a risk of disease transmission to their families, other staff members, and patients. Family physicians should ensure that they and their staff are vaccinated each year.
Missed opportunities. Many patients for whom influenza vaccine is recommended fail to receive the vaccine because of missed opportunities. Physicians should offer the vaccine starting in October (or as soon as the vaccine supply allows) and continue to offer and encourage it through the entire flu season. Peak influenza activity can occur as late as April and May and occurs after February on average of 1 in every 5 years.
TABLE 2
Immunization is recommended, but what were the coverage rates?*
POPULATION GROUP | COVERAGE |
---|---|
Age 6-23 months | 32.2% |
Age 2-4 years | 37.9% |
Age ≥65 years | 65.6% |
Pregnant women | 13.4% |
Health care workers | 41.8% |
Ages 18-64 years with high-risk conditions | 35.3% |
* Influenza vaccination coverage is for the most recent year surveyed (2005-06 or 2006-07). |
Autism concerns persist among parents
Despite clear scientific evidence that neither vaccines nor thimerosal preservative cause autism, some parents remain concerned. Some states have passed laws prohibiting the use of any thimerosal-containing vaccines and some parents may request thimerosal-free vaccines. TABLE 3 lists all the influenza vaccines and their thimerosal content.
TABLE 3
Which vaccines contain thimerosal—and how much?
VACCINE | TRADE NAME | MANUFACTURER | HOW SUPPLIED | MERCURY CONTENT (MCG HG/0.5 ML DOSE) |
---|---|---|---|---|
TIV | Fluzone | Sanofi Pasteur | 0.25-mL prefilled syringe | 0 |
0.5-mL prefilled syringe | 0 | |||
0.5-mL vial | 0 | |||
5-mL multidose vial | 25 | |||
TIV | Fluvirin | Novartis Vaccines | 5-mL multidose vial | 25 |
0.5-mL prefilled syringe | ≤1 | |||
TIV | Fluarix | GlaxoSmithKline | 0.5-mL prefilled syringe | ≤1 |
TIV | FluLaval | GlaxoSmithKline | 5-mL multidose vial | 25 |
TIV | Afluria | CSL Biotherapies | 0.5-mL prefilled syringe | 0 |
5-mL multidose vial | 24.5 | |||
LAIV | FluMist | MedImmune | 0.2-mL sprayer | 0 |
Make use of antivirals
Two antiviral medications are licensed and approved for the treatment and prevention of influenza: oseltamivir (Tamiflu) and zanamivir (Relenza). Two others (amantadine and rimantadine) are licensed but not currently recommended due to the high rates of resistance that influenza has developed against them.
Oseltamivir is approved for the treatment and prophylaxis of influenza starting at 1 year of age.
Zanamivir is approved for the treatment of influenza starting at 7 years of age and for prophylaxis starting at 5 years of age.
Treatment, if started within 48 hours of symptom onset, reduces the severity and length of infection and the length of infectiousness. Antiviral prophylaxis should be considered when there is increased influenza activity for those listed in TABLE 4.
TABLE 4
Increased flu activity in the community? Consider antiviral prophylaxis
|
Note: Recommended antiviral medications (neuraminidase inhibitors) are not licensed for prophylaxis of children <1 year of age (oseltamivir) or <5 years of age (zanamivir). |
Every bit helps
Each year, influenza kills, on average, 36,000 Americans and hospitalizes another 200,000. Much of this morbidity and mortality could be avoided with full utilization of influenza vaccines and antiviral medications. You can contribute to improved public health by assuring that your patients and staff are fully immunized, that office infection control practices are adhered to, and that antiviral prophylaxis is used when indicated.
Reference
1. Prevention and control of influenza. Recommendations of the Advisory Committee on Immunization Practices, 2008. MMWR;57(Early Release: July 17, 2008). Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/rr57e717a1.htm. Accessed August 25, 2008.
The Centers for Disease Control and Prevention (CDC) has made 2 significant changes to its annual recommendations for the prevention of influenza during the 2008-2009 flu season:1
- Annual vaccination is now recommended for all children ages 6 months through 18 years. (Last year, universal influenza vaccination was recommended only for children ages 6 months through 4 years.)
- The live attenuated influenza vaccine (LAIV) can now be used starting at 2 years of age.
Vaccinate older children
The CDC now recommends that 5- to 18-year-olds receive the influenza vaccine annually, and that this routine vaccination start as soon as possible, but no later than the 2009-2010 flu season. In other words, if routine vaccination can be achieved this year it is encouraged, but the CDC recognizes that it may not be possible to achieve in some settings until next year.
If family physicians do not incorporate routine vaccination for those ages 5 to 18 this year, they should still provide it for those in this age group who are at high risk for influenza complications, including those who:
- are on long-term aspirin therapy;
- have chronic pulmonary (including asthma), cardiovascular, renal, hepatic, hematological, or metabolic disorders;
- are immunosuppressed; or
- have disorders that alter respiratory functions or the handling of respiratory secretions.
Children who live in households with others who are at higher risk (children who are <5 years old, adults >50 years, and anyone with a medical condition that places him or her at high risk for severe influenza complications) should also be vaccinated.
LAIV is an option for even younger kids
Last year, the LAIV vaccine was licensed for children starting at age 5. Now, the LAIV can be given to healthy children starting at age 2, as well as to adolescents and adults through age 49. TABLE 1 compares the LAIV with the trivalent influenza vaccine (TIV).
Because LAIV is an attenuated live virus vaccine, some children should not receive it, including those younger than 5 years of age with reactive airway disease (recurrent wheezing or recent wheezing); those with a medical condition that places them at high risk of influenza complications; and those younger than 2 years of age. The TIV can be used in these children, starting at 6 months of age.
Regardless of whether a child receives LAIV or TIV, those younger than 9 years of age who are receiving influenza vaccine for the first time should receive 2 doses 4 weeks apart. If a child received only 1 dose in the first year, the following year he or she should receive 2 doses 4 weeks apart.
TABLE 1
LAIV vs TIV: How the 2 compare
LAIV | TIV | |
---|---|---|
Route of administration | Intranasal spray | Intramuscular injection |
Type of vaccine | Live attenuated virus | Killed virus |
Approved age | 2-49 years | ≥6 months |
Interval between 2 doses recommended for children 6 months to 8 years who are receiving influenza vaccine for the first time | 4 weeks | 4 weeks |
Use with other live virus vaccines | Simultaneously or separated by 4 weeks | No restrictions |
Use with influenza antiviral medication | Wait 48 hours after last antiviral dose to administer LAIV; wait 2 weeks after LAIV to administer antivirals | No restrictions |
Contraindications and precautions | Chronic illness | Anaphylactic hypersensitivity to eggs |
Chronic aspirin therapy | Moderate-to-severe illness (precaution) | |
History of Guillain-Barre syndrome | ||
Pregnancy | ||
Caregiver to severely immune-suppressed individual | ||
LAIV, live attenuated influenza vaccine; TIV, trivalent influenza vaccine. |
Coverage rates still need to improve
Influenza vaccine and antiviral agents continue to be underutilized. TABLE 2 lists estimated coverage with influenza vaccine for specific groups for whom immunization is recommended. It is particularly important that coverage rates for health care workers—which remain below 50%—be improved. Health care workers are at high risk of exposure to influenza and pose a risk of disease transmission to their families, other staff members, and patients. Family physicians should ensure that they and their staff are vaccinated each year.
Missed opportunities. Many patients for whom influenza vaccine is recommended fail to receive the vaccine because of missed opportunities. Physicians should offer the vaccine starting in October (or as soon as the vaccine supply allows) and continue to offer and encourage it through the entire flu season. Peak influenza activity can occur as late as April and May and occurs after February on average of 1 in every 5 years.
TABLE 2
Immunization is recommended, but what were the coverage rates?*
POPULATION GROUP | COVERAGE |
---|---|
Age 6-23 months | 32.2% |
Age 2-4 years | 37.9% |
Age ≥65 years | 65.6% |
Pregnant women | 13.4% |
Health care workers | 41.8% |
Ages 18-64 years with high-risk conditions | 35.3% |
* Influenza vaccination coverage is for the most recent year surveyed (2005-06 or 2006-07). |
Autism concerns persist among parents
Despite clear scientific evidence that neither vaccines nor thimerosal preservative cause autism, some parents remain concerned. Some states have passed laws prohibiting the use of any thimerosal-containing vaccines and some parents may request thimerosal-free vaccines. TABLE 3 lists all the influenza vaccines and their thimerosal content.
TABLE 3
Which vaccines contain thimerosal—and how much?
VACCINE | TRADE NAME | MANUFACTURER | HOW SUPPLIED | MERCURY CONTENT (MCG HG/0.5 ML DOSE) |
---|---|---|---|---|
TIV | Fluzone | Sanofi Pasteur | 0.25-mL prefilled syringe | 0 |
0.5-mL prefilled syringe | 0 | |||
0.5-mL vial | 0 | |||
5-mL multidose vial | 25 | |||
TIV | Fluvirin | Novartis Vaccines | 5-mL multidose vial | 25 |
0.5-mL prefilled syringe | ≤1 | |||
TIV | Fluarix | GlaxoSmithKline | 0.5-mL prefilled syringe | ≤1 |
TIV | FluLaval | GlaxoSmithKline | 5-mL multidose vial | 25 |
TIV | Afluria | CSL Biotherapies | 0.5-mL prefilled syringe | 0 |
5-mL multidose vial | 24.5 | |||
LAIV | FluMist | MedImmune | 0.2-mL sprayer | 0 |
Make use of antivirals
Two antiviral medications are licensed and approved for the treatment and prevention of influenza: oseltamivir (Tamiflu) and zanamivir (Relenza). Two others (amantadine and rimantadine) are licensed but not currently recommended due to the high rates of resistance that influenza has developed against them.
Oseltamivir is approved for the treatment and prophylaxis of influenza starting at 1 year of age.
Zanamivir is approved for the treatment of influenza starting at 7 years of age and for prophylaxis starting at 5 years of age.
Treatment, if started within 48 hours of symptom onset, reduces the severity and length of infection and the length of infectiousness. Antiviral prophylaxis should be considered when there is increased influenza activity for those listed in TABLE 4.
TABLE 4
Increased flu activity in the community? Consider antiviral prophylaxis
|
Note: Recommended antiviral medications (neuraminidase inhibitors) are not licensed for prophylaxis of children <1 year of age (oseltamivir) or <5 years of age (zanamivir). |
Every bit helps
Each year, influenza kills, on average, 36,000 Americans and hospitalizes another 200,000. Much of this morbidity and mortality could be avoided with full utilization of influenza vaccines and antiviral medications. You can contribute to improved public health by assuring that your patients and staff are fully immunized, that office infection control practices are adhered to, and that antiviral prophylaxis is used when indicated.
The Centers for Disease Control and Prevention (CDC) has made 2 significant changes to its annual recommendations for the prevention of influenza during the 2008-2009 flu season:1
- Annual vaccination is now recommended for all children ages 6 months through 18 years. (Last year, universal influenza vaccination was recommended only for children ages 6 months through 4 years.)
- The live attenuated influenza vaccine (LAIV) can now be used starting at 2 years of age.
Vaccinate older children
The CDC now recommends that 5- to 18-year-olds receive the influenza vaccine annually, and that this routine vaccination start as soon as possible, but no later than the 2009-2010 flu season. In other words, if routine vaccination can be achieved this year it is encouraged, but the CDC recognizes that it may not be possible to achieve in some settings until next year.
If family physicians do not incorporate routine vaccination for those ages 5 to 18 this year, they should still provide it for those in this age group who are at high risk for influenza complications, including those who:
- are on long-term aspirin therapy;
- have chronic pulmonary (including asthma), cardiovascular, renal, hepatic, hematological, or metabolic disorders;
- are immunosuppressed; or
- have disorders that alter respiratory functions or the handling of respiratory secretions.
Children who live in households with others who are at higher risk (children who are <5 years old, adults >50 years, and anyone with a medical condition that places him or her at high risk for severe influenza complications) should also be vaccinated.
LAIV is an option for even younger kids
Last year, the LAIV vaccine was licensed for children starting at age 5. Now, the LAIV can be given to healthy children starting at age 2, as well as to adolescents and adults through age 49. TABLE 1 compares the LAIV with the trivalent influenza vaccine (TIV).
Because LAIV is an attenuated live virus vaccine, some children should not receive it, including those younger than 5 years of age with reactive airway disease (recurrent wheezing or recent wheezing); those with a medical condition that places them at high risk of influenza complications; and those younger than 2 years of age. The TIV can be used in these children, starting at 6 months of age.
Regardless of whether a child receives LAIV or TIV, those younger than 9 years of age who are receiving influenza vaccine for the first time should receive 2 doses 4 weeks apart. If a child received only 1 dose in the first year, the following year he or she should receive 2 doses 4 weeks apart.
TABLE 1
LAIV vs TIV: How the 2 compare
LAIV | TIV | |
---|---|---|
Route of administration | Intranasal spray | Intramuscular injection |
Type of vaccine | Live attenuated virus | Killed virus |
Approved age | 2-49 years | ≥6 months |
Interval between 2 doses recommended for children 6 months to 8 years who are receiving influenza vaccine for the first time | 4 weeks | 4 weeks |
Use with other live virus vaccines | Simultaneously or separated by 4 weeks | No restrictions |
Use with influenza antiviral medication | Wait 48 hours after last antiviral dose to administer LAIV; wait 2 weeks after LAIV to administer antivirals | No restrictions |
Contraindications and precautions | Chronic illness | Anaphylactic hypersensitivity to eggs |
Chronic aspirin therapy | Moderate-to-severe illness (precaution) | |
History of Guillain-Barre syndrome | ||
Pregnancy | ||
Caregiver to severely immune-suppressed individual | ||
LAIV, live attenuated influenza vaccine; TIV, trivalent influenza vaccine. |
Coverage rates still need to improve
Influenza vaccine and antiviral agents continue to be underutilized. TABLE 2 lists estimated coverage with influenza vaccine for specific groups for whom immunization is recommended. It is particularly important that coverage rates for health care workers—which remain below 50%—be improved. Health care workers are at high risk of exposure to influenza and pose a risk of disease transmission to their families, other staff members, and patients. Family physicians should ensure that they and their staff are vaccinated each year.
Missed opportunities. Many patients for whom influenza vaccine is recommended fail to receive the vaccine because of missed opportunities. Physicians should offer the vaccine starting in October (or as soon as the vaccine supply allows) and continue to offer and encourage it through the entire flu season. Peak influenza activity can occur as late as April and May and occurs after February on average of 1 in every 5 years.
TABLE 2
Immunization is recommended, but what were the coverage rates?*
POPULATION GROUP | COVERAGE |
---|---|
Age 6-23 months | 32.2% |
Age 2-4 years | 37.9% |
Age ≥65 years | 65.6% |
Pregnant women | 13.4% |
Health care workers | 41.8% |
Ages 18-64 years with high-risk conditions | 35.3% |
* Influenza vaccination coverage is for the most recent year surveyed (2005-06 or 2006-07). |
Autism concerns persist among parents
Despite clear scientific evidence that neither vaccines nor thimerosal preservative cause autism, some parents remain concerned. Some states have passed laws prohibiting the use of any thimerosal-containing vaccines and some parents may request thimerosal-free vaccines. TABLE 3 lists all the influenza vaccines and their thimerosal content.
TABLE 3
Which vaccines contain thimerosal—and how much?
VACCINE | TRADE NAME | MANUFACTURER | HOW SUPPLIED | MERCURY CONTENT (MCG HG/0.5 ML DOSE) |
---|---|---|---|---|
TIV | Fluzone | Sanofi Pasteur | 0.25-mL prefilled syringe | 0 |
0.5-mL prefilled syringe | 0 | |||
0.5-mL vial | 0 | |||
5-mL multidose vial | 25 | |||
TIV | Fluvirin | Novartis Vaccines | 5-mL multidose vial | 25 |
0.5-mL prefilled syringe | ≤1 | |||
TIV | Fluarix | GlaxoSmithKline | 0.5-mL prefilled syringe | ≤1 |
TIV | FluLaval | GlaxoSmithKline | 5-mL multidose vial | 25 |
TIV | Afluria | CSL Biotherapies | 0.5-mL prefilled syringe | 0 |
5-mL multidose vial | 24.5 | |||
LAIV | FluMist | MedImmune | 0.2-mL sprayer | 0 |
Make use of antivirals
Two antiviral medications are licensed and approved for the treatment and prevention of influenza: oseltamivir (Tamiflu) and zanamivir (Relenza). Two others (amantadine and rimantadine) are licensed but not currently recommended due to the high rates of resistance that influenza has developed against them.
Oseltamivir is approved for the treatment and prophylaxis of influenza starting at 1 year of age.
Zanamivir is approved for the treatment of influenza starting at 7 years of age and for prophylaxis starting at 5 years of age.
Treatment, if started within 48 hours of symptom onset, reduces the severity and length of infection and the length of infectiousness. Antiviral prophylaxis should be considered when there is increased influenza activity for those listed in TABLE 4.
TABLE 4
Increased flu activity in the community? Consider antiviral prophylaxis
|
Note: Recommended antiviral medications (neuraminidase inhibitors) are not licensed for prophylaxis of children <1 year of age (oseltamivir) or <5 years of age (zanamivir). |
Every bit helps
Each year, influenza kills, on average, 36,000 Americans and hospitalizes another 200,000. Much of this morbidity and mortality could be avoided with full utilization of influenza vaccines and antiviral medications. You can contribute to improved public health by assuring that your patients and staff are fully immunized, that office infection control practices are adhered to, and that antiviral prophylaxis is used when indicated.
Reference
1. Prevention and control of influenza. Recommendations of the Advisory Committee on Immunization Practices, 2008. MMWR;57(Early Release: July 17, 2008). Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/rr57e717a1.htm. Accessed August 25, 2008.
Reference
1. Prevention and control of influenza. Recommendations of the Advisory Committee on Immunization Practices, 2008. MMWR;57(Early Release: July 17, 2008). Available at: http://www.cdc.gov/mmwr/preview/mmwrhtml/rr57e717a1.htm. Accessed August 25, 2008.
Challenges in total laparoscopic hysterectomy: Severe adhesions
Dr. Giesler reports that he serves on the speaker’s bureau for Ethicon Endo-Surgery. Dr. Vyas has no financial relationships relevant to this article.
CASE: Probable adhesions. Is laparoscopy practical?
A 54-year-old woman complains of perimenopausal bleeding that has not been controlled by hormone therapy, as well as increasing pelvic pain that has caused her to miss work. She wants you to perform hysterectomy to end these problems once and for all.
Aside from these complaints, her history is unremarkable except for a laparotomy at 13 years for a ruptured appendix. Her Pap smear, endometrial biopsy, and pelvic sonogram are negative.
Is she a candidate for laparoscopic hysterectomy?
A patient such as this one, who has a history of laparotomy, is likely to have extensive intra-abdominal adhesions. This pathology increases the risk of bowel injury during surgery—whether it is performed via laparotomy or laparoscopy.
The ability to simplify laparoscopic hysterectomy in a woman who has extensive adhesions requires an understanding of the ways in which adhesions form—in order to lyse them skillfully and avoid creating further adhesions. It also requires special techniques to enter the abdomen, identify the site of attachment, separate adhered structures, and conclude the hysterectomy. Attention to the type of energy that is used also is important.
In this article, we describe these techniques and considerations.
In Part 1 of this article, we discussed techniques that facilitate laparoscopic hysterectomy in a woman who has a large uterus.
Don’t overlook preoperative discussion, preparation
The patient needs to understand the risks and benefits of laparoscopic hysterectomy, particularly when extensive adhesions are likely, as well as the fact that it may be necessary to convert the procedure to laparotomy if the laparoscopic approach proves too difficult. She also needs to understand that conversion to laparotomy does not represent a failure of the procedure but an aim for greater safety.
Because bowel injury is a real risk when the patient has extensive adhesions, mechanical bowel preparation is important. Choose the regimen preferred by the colorectal surgeon likely to be consulted if intraoperative injury occurs.
The operating room (OR) and anesthesia staffs also need to be prepared, and the patient should be positioned for optimal access in the OR. These and other preoperative steps are described in Part 1 of this article and remain the same for the patient who has extensive intra-abdominal adhesions.
How adhesions form
When the peritoneum is injured, a fibrinous exudate develops, causing adjacent tissues to stick together. Normal peritoneum immediately initiates a process to break down this exudate, but traumatized peritoneum has limited ability to do so. As a result, a permanent adhesion can form in as few as 5 to 8 days.1,2
Pelvic inflammatory disease and intraperitoneal blood associated with distant endometriosis implants are well known causes of abdominal adhesions; others are listed in the TABLE.
TABLE
7 causes of intra-abdominal adhesions
Instrument-traumatized tissue |
Poor hemostasis |
Devitalized tissue |
Intraperitoneal infection |
Ischemic tissue due to sutures |
Foreign body reaction (carbon particles, suture) |
Electrical tissue injury |
Source: Ling FW, et al2 |
The challenge of safe entry
During laparotomy, adhesions can make it difficult to enter the abdomen. The same is true—but more so—for laparoscopic entry. The distortion caused by adhesions can lead to inadvertent injury to blood vessels, bowel, and bladder even in the best surgical hands. An attempt to lyse adhesions laparoscopically often prolongs the surgical procedure and increases the risk of visceral injury, bleeding, and fistula.1
In more than 80% of patients experiencing injury during major abdominal surgery, the injury is associated with omental adhesions to the previous abdominal wall incision, and more than 50% have intestine included in the adhesion complex.1
One study involving 918 patients who underwent laparoscopy found that 54.9% had umbilical adhesions of sufficient size to interfere with umbilical port placement.3 More important, 16% of this study group had only a single midline umbilical incision for laparoscopy before the adhesions were discovered.
The utility of Palmer’s point
Although multiple techniques have been described to minimize entry-related injury, no technique has completely eliminated the risk of inadvertent bowel or major large-vessel injury.3 In 1974, Palmer described an abdominal entry point for the Veress needle and small trocar for women who have a history of abdominal surgery.4 Many surgeons now consider “Palmer’s point,” in the left upper quadrant, as the safest peritoneal entry site.
Technique. After emptying the stomach of its contents using suction, insert the Veress needle into the peritoneal cavity at a point midway between the midclavicular line and the anterior axillary line, 3 cm below the costal margin (FIGURE). Advance it slowly until you hear three pops, signifying entry into the peritoneal cavity. Only minimal insertion is needed; insufflation pressure of less than 10 mm Hg indicates intraperitoneal placement of the needle tip.5
Once pneumoperitoneum pressure of 20 mm Hg is established, insert a 5-mm trocar perpendicular to the abdominal wall, 3 cm below the ribs, midway between the midclavicular line and the anterior axillary line.3 (There is a risk of colon injury at the splenic flexure if the entry point is further lateral.)
Inspect the abdominal cavity with the laparoscope from this access port to determine the best placement of remaining trocars under direct vision; lyse adhesions, if necessary, to perform the procedure.
FIGURE Enter the abdomen at Palmer’s point
This entry site (red dot) lies midway between the midclavicular line and the anterior axillary line, 3 cm below the costal margin. The other port sites (black dots) are described in Figure 2 in Part 1 of this article.
Success depends on careful lysis and minimal tissue injury
Adhesions in the abdomen may involve:
- omentum to peritoneum
- omentum to pelvic structures
- intestine to peritoneum
- intestine to pelvic structures.
Adhesions may be filmy and thin or dense and thick, avascular or vascular. They can be minimal, or a veritable curtain that prevents adequate visualization of the primary surgical site. When they are present, they must be managed successfully if the primary procedure is to be accomplished laparoscopically.
Successful management requires techniques to maximize adhesiolysis and minimize new adhesions or tissue injury:
- Use traction and countertraction to define the line of attachment; this is essential to separate two tissues bound by adhesions.
- Use atraumatic graspers to reduce the risk of tissue laceration.
- Avoid sharp dissection with scissors. Although this is the traditional method of lysis, it is often associated with bleeding that stains and obscures the line of dissection.
- Choose tools wisely. Electrosurgery and lasers use obliterative coagulation, working at temperatures of 150°C to 400°C to burn tissue. Blood and tissue are desiccated and oxidized, forming an eschar that covers and seals the bleeding area. Rebleeding during electrosurgery may occur when the instrument sticks to tissue and disrupts the eschar. In addition, monopolar instruments may cause undetected remote thermal injury, causing late complications.6 Both monopolar and bipolar techniques can also leave carbon particles during the oxidation process that become foci for future adhesions.7
- Consider ultrasonic energy. Unlike electrosurgery, ultrasonic energy is mechanical and works at much lower temperatures (50°C to 100°C), controlling bleeding by coaptive coagulation. The ultrasonic blade, vibrating at 55,500 Hz, disrupts and denatures protein to form a coagulum that seals small coapted vessels. When the effect is prolonged, secondary heat seals larger vessels. Ultrasonic energy involves minimal thermal spread, minimal carbon particle formation, and a cavitation effect similar to hydrodissection that helps expose the adhesive line. It creates minimal smoke, improving visibility. Because ultrasonic energy operates at a lower temperature, less char and necrotic tissue—important causes of adhesions—occur than with bipolar or monopolar electrical energy.7
Although different energy sources interact with human tissue using different mechanisms, clinical outcomes appear to be much the same and depend more on the skill of the individual surgeon than on the power source used. Data on this topic are limited.
Many patients have adhesions that involve omentum or intestine that can be managed using simple laparoscopic techniques, but some have organs that are fixed in the pelvis by adhesions. In these cases, traction and countertraction techniques can be tedious and may cause inadvertent injury to critical structures or excessive bleeding that necessitates conversion to laparotomy.
A better way to approach the obliterated, or “frozen,” pelvis is to open the retroperitoneal space and identify critical structures:
- Enter the retroperitoneal space at the pelvic brim in an area free of adhesions. Identify the ureter and follow it to the bladder. This can be accomplished using hydrodissection techniques or cavitation techniques with ultrasonic energy.
- Skeletonize, coagulate, and cut the vessels once you reach the cardinal ligament and identify the ascending uterine blood supply.
- Dissect the structures of the obliterated cul de sac using standard techniques.
- Use sharp dissection for adhesiolysis. Laparoscopic blunt dissection of adhesions can lead to serosal tears and inadvertent enterotomy. Sharp dissection or mechanical energy devices are preferred to divide the tissue along the line of demarcation—but remember that monopolar and bipolar devices can cause remote thermal damage that goes undetected at the time of use.
When dissection becomes unproductive in one area, switch to another; dissection planes frequently open and demonstrate the relationships between pelvic structures and loops of bowel.8
Occasionally, the visceral peritoneum of the bowel is breached during adhesiolysis. If the mucosa and muscularis remain intact, denuded serosa need not be repaired. Surgical repair is necessary if mucosa is exposed, or perforation may occur.
Because most ObGyn residency programs offer limited training in management of bowel injuries, intraoperative consultation with a general surgeon may be indicated if more than a simple repair is required.8
CASE RESOLVED
You perform total laparoscopic hysterectomy and find multiple adhesions in the right lower quadrant, adjacent to the area of trocar insertion. Small intestine is adherent to the right lateral pelvic wall; sigmoid colon is adherent to the left pelvic wall; and the anterior fundus is adherent to the bladder peritoneal reflection, with the adhesions extending on either side to include the round ligaments.
You begin adhesiolysis in the right lower quadrant to optimize trocar movement. You transect the round ligaments in the mid-position, with dissection extended retroperitoneally on either side to the midline of the lower uterine segment; this opens access to the ascending branch of the uterine vessels. You dissect the intestine free of either pelvic sidewall along the line of demarcation.
Total blood loss is less than 25 mL. The patient is discharged 6 hours after surgery.
1. Liakakos T, Thomakos N, Fine PM, Dervenis C, Young RL. Peritoneal adhesions: etiology, pathophysiology, and clinical significance. Recent advances in prevention and management. Dig Surg. 2001;18:260-273.
2. Ling FW, DeCherney AH, Diamond MP, diZerega GS, Montz FP. The Challenge of Pelvic Adhesions. Crofton, Md: Association of Professors of Gynecology and Obstetrics; 2002.
3. Agarwala N, Liu CY. Safe entry techniques during laparoscopy: left upper quadrant entry using the ninth intercostals space—a review of 918 procedures. J Minim Invasive Gynecol. 2005;12:55-61.
4. Palmer R. Safety in laparoscopy. J Reprod Med. 1974;13(1):1-5.
5. Childers JM, Brzechffa PR, Surwit EA. Laparoscopy using the left upper quadrant as the primary trocar site. Gynecol Oncol. 1993;50:221-225.
6. Shen CC, Wu MP, Lu CH, et al. Small intestine injury in laparoscopic-assisted vaginal hysterectomy. J Am Assoc Gynecol Laparosc. 2003;10:350-355.
7. Diamantis T, Kontos M, Arvelakis A, et al. Comparison of monopolar electrocoagulation, bipolar electrocoagulation, Ultracision, and Ligasure. Surg Today. 2006;36:908-913.
8. Perkins JD, Dent LL. Avoiding and repairing bowel injury in gynecologic surgery. OBG Management. 2004;16(8):15-28.
Dr. Giesler reports that he serves on the speaker’s bureau for Ethicon Endo-Surgery. Dr. Vyas has no financial relationships relevant to this article.
CASE: Probable adhesions. Is laparoscopy practical?
A 54-year-old woman complains of perimenopausal bleeding that has not been controlled by hormone therapy, as well as increasing pelvic pain that has caused her to miss work. She wants you to perform hysterectomy to end these problems once and for all.
Aside from these complaints, her history is unremarkable except for a laparotomy at 13 years for a ruptured appendix. Her Pap smear, endometrial biopsy, and pelvic sonogram are negative.
Is she a candidate for laparoscopic hysterectomy?
A patient such as this one, who has a history of laparotomy, is likely to have extensive intra-abdominal adhesions. This pathology increases the risk of bowel injury during surgery—whether it is performed via laparotomy or laparoscopy.
The ability to simplify laparoscopic hysterectomy in a woman who has extensive adhesions requires an understanding of the ways in which adhesions form—in order to lyse them skillfully and avoid creating further adhesions. It also requires special techniques to enter the abdomen, identify the site of attachment, separate adhered structures, and conclude the hysterectomy. Attention to the type of energy that is used also is important.
In this article, we describe these techniques and considerations.
In Part 1 of this article, we discussed techniques that facilitate laparoscopic hysterectomy in a woman who has a large uterus.
Don’t overlook preoperative discussion, preparation
The patient needs to understand the risks and benefits of laparoscopic hysterectomy, particularly when extensive adhesions are likely, as well as the fact that it may be necessary to convert the procedure to laparotomy if the laparoscopic approach proves too difficult. She also needs to understand that conversion to laparotomy does not represent a failure of the procedure but an aim for greater safety.
Because bowel injury is a real risk when the patient has extensive adhesions, mechanical bowel preparation is important. Choose the regimen preferred by the colorectal surgeon likely to be consulted if intraoperative injury occurs.
The operating room (OR) and anesthesia staffs also need to be prepared, and the patient should be positioned for optimal access in the OR. These and other preoperative steps are described in Part 1 of this article and remain the same for the patient who has extensive intra-abdominal adhesions.
How adhesions form
When the peritoneum is injured, a fibrinous exudate develops, causing adjacent tissues to stick together. Normal peritoneum immediately initiates a process to break down this exudate, but traumatized peritoneum has limited ability to do so. As a result, a permanent adhesion can form in as few as 5 to 8 days.1,2
Pelvic inflammatory disease and intraperitoneal blood associated with distant endometriosis implants are well known causes of abdominal adhesions; others are listed in the TABLE.
TABLE
7 causes of intra-abdominal adhesions
Instrument-traumatized tissue |
Poor hemostasis |
Devitalized tissue |
Intraperitoneal infection |
Ischemic tissue due to sutures |
Foreign body reaction (carbon particles, suture) |
Electrical tissue injury |
Source: Ling FW, et al2 |
The challenge of safe entry
During laparotomy, adhesions can make it difficult to enter the abdomen. The same is true—but more so—for laparoscopic entry. The distortion caused by adhesions can lead to inadvertent injury to blood vessels, bowel, and bladder even in the best surgical hands. An attempt to lyse adhesions laparoscopically often prolongs the surgical procedure and increases the risk of visceral injury, bleeding, and fistula.1
In more than 80% of patients experiencing injury during major abdominal surgery, the injury is associated with omental adhesions to the previous abdominal wall incision, and more than 50% have intestine included in the adhesion complex.1
One study involving 918 patients who underwent laparoscopy found that 54.9% had umbilical adhesions of sufficient size to interfere with umbilical port placement.3 More important, 16% of this study group had only a single midline umbilical incision for laparoscopy before the adhesions were discovered.
The utility of Palmer’s point
Although multiple techniques have been described to minimize entry-related injury, no technique has completely eliminated the risk of inadvertent bowel or major large-vessel injury.3 In 1974, Palmer described an abdominal entry point for the Veress needle and small trocar for women who have a history of abdominal surgery.4 Many surgeons now consider “Palmer’s point,” in the left upper quadrant, as the safest peritoneal entry site.
Technique. After emptying the stomach of its contents using suction, insert the Veress needle into the peritoneal cavity at a point midway between the midclavicular line and the anterior axillary line, 3 cm below the costal margin (FIGURE). Advance it slowly until you hear three pops, signifying entry into the peritoneal cavity. Only minimal insertion is needed; insufflation pressure of less than 10 mm Hg indicates intraperitoneal placement of the needle tip.5
Once pneumoperitoneum pressure of 20 mm Hg is established, insert a 5-mm trocar perpendicular to the abdominal wall, 3 cm below the ribs, midway between the midclavicular line and the anterior axillary line.3 (There is a risk of colon injury at the splenic flexure if the entry point is further lateral.)
Inspect the abdominal cavity with the laparoscope from this access port to determine the best placement of remaining trocars under direct vision; lyse adhesions, if necessary, to perform the procedure.
FIGURE Enter the abdomen at Palmer’s point
This entry site (red dot) lies midway between the midclavicular line and the anterior axillary line, 3 cm below the costal margin. The other port sites (black dots) are described in Figure 2 in Part 1 of this article.
Success depends on careful lysis and minimal tissue injury
Adhesions in the abdomen may involve:
- omentum to peritoneum
- omentum to pelvic structures
- intestine to peritoneum
- intestine to pelvic structures.
Adhesions may be filmy and thin or dense and thick, avascular or vascular. They can be minimal, or a veritable curtain that prevents adequate visualization of the primary surgical site. When they are present, they must be managed successfully if the primary procedure is to be accomplished laparoscopically.
Successful management requires techniques to maximize adhesiolysis and minimize new adhesions or tissue injury:
- Use traction and countertraction to define the line of attachment; this is essential to separate two tissues bound by adhesions.
- Use atraumatic graspers to reduce the risk of tissue laceration.
- Avoid sharp dissection with scissors. Although this is the traditional method of lysis, it is often associated with bleeding that stains and obscures the line of dissection.
- Choose tools wisely. Electrosurgery and lasers use obliterative coagulation, working at temperatures of 150°C to 400°C to burn tissue. Blood and tissue are desiccated and oxidized, forming an eschar that covers and seals the bleeding area. Rebleeding during electrosurgery may occur when the instrument sticks to tissue and disrupts the eschar. In addition, monopolar instruments may cause undetected remote thermal injury, causing late complications.6 Both monopolar and bipolar techniques can also leave carbon particles during the oxidation process that become foci for future adhesions.7
- Consider ultrasonic energy. Unlike electrosurgery, ultrasonic energy is mechanical and works at much lower temperatures (50°C to 100°C), controlling bleeding by coaptive coagulation. The ultrasonic blade, vibrating at 55,500 Hz, disrupts and denatures protein to form a coagulum that seals small coapted vessels. When the effect is prolonged, secondary heat seals larger vessels. Ultrasonic energy involves minimal thermal spread, minimal carbon particle formation, and a cavitation effect similar to hydrodissection that helps expose the adhesive line. It creates minimal smoke, improving visibility. Because ultrasonic energy operates at a lower temperature, less char and necrotic tissue—important causes of adhesions—occur than with bipolar or monopolar electrical energy.7
Although different energy sources interact with human tissue using different mechanisms, clinical outcomes appear to be much the same and depend more on the skill of the individual surgeon than on the power source used. Data on this topic are limited.
Many patients have adhesions that involve omentum or intestine that can be managed using simple laparoscopic techniques, but some have organs that are fixed in the pelvis by adhesions. In these cases, traction and countertraction techniques can be tedious and may cause inadvertent injury to critical structures or excessive bleeding that necessitates conversion to laparotomy.
A better way to approach the obliterated, or “frozen,” pelvis is to open the retroperitoneal space and identify critical structures:
- Enter the retroperitoneal space at the pelvic brim in an area free of adhesions. Identify the ureter and follow it to the bladder. This can be accomplished using hydrodissection techniques or cavitation techniques with ultrasonic energy.
- Skeletonize, coagulate, and cut the vessels once you reach the cardinal ligament and identify the ascending uterine blood supply.
- Dissect the structures of the obliterated cul de sac using standard techniques.
- Use sharp dissection for adhesiolysis. Laparoscopic blunt dissection of adhesions can lead to serosal tears and inadvertent enterotomy. Sharp dissection or mechanical energy devices are preferred to divide the tissue along the line of demarcation—but remember that monopolar and bipolar devices can cause remote thermal damage that goes undetected at the time of use.
When dissection becomes unproductive in one area, switch to another; dissection planes frequently open and demonstrate the relationships between pelvic structures and loops of bowel.8
Occasionally, the visceral peritoneum of the bowel is breached during adhesiolysis. If the mucosa and muscularis remain intact, denuded serosa need not be repaired. Surgical repair is necessary if mucosa is exposed, or perforation may occur.
Because most ObGyn residency programs offer limited training in management of bowel injuries, intraoperative consultation with a general surgeon may be indicated if more than a simple repair is required.8
CASE RESOLVED
You perform total laparoscopic hysterectomy and find multiple adhesions in the right lower quadrant, adjacent to the area of trocar insertion. Small intestine is adherent to the right lateral pelvic wall; sigmoid colon is adherent to the left pelvic wall; and the anterior fundus is adherent to the bladder peritoneal reflection, with the adhesions extending on either side to include the round ligaments.
You begin adhesiolysis in the right lower quadrant to optimize trocar movement. You transect the round ligaments in the mid-position, with dissection extended retroperitoneally on either side to the midline of the lower uterine segment; this opens access to the ascending branch of the uterine vessels. You dissect the intestine free of either pelvic sidewall along the line of demarcation.
Total blood loss is less than 25 mL. The patient is discharged 6 hours after surgery.
Dr. Giesler reports that he serves on the speaker’s bureau for Ethicon Endo-Surgery. Dr. Vyas has no financial relationships relevant to this article.
CASE: Probable adhesions. Is laparoscopy practical?
A 54-year-old woman complains of perimenopausal bleeding that has not been controlled by hormone therapy, as well as increasing pelvic pain that has caused her to miss work. She wants you to perform hysterectomy to end these problems once and for all.
Aside from these complaints, her history is unremarkable except for a laparotomy at 13 years for a ruptured appendix. Her Pap smear, endometrial biopsy, and pelvic sonogram are negative.
Is she a candidate for laparoscopic hysterectomy?
A patient such as this one, who has a history of laparotomy, is likely to have extensive intra-abdominal adhesions. This pathology increases the risk of bowel injury during surgery—whether it is performed via laparotomy or laparoscopy.
The ability to simplify laparoscopic hysterectomy in a woman who has extensive adhesions requires an understanding of the ways in which adhesions form—in order to lyse them skillfully and avoid creating further adhesions. It also requires special techniques to enter the abdomen, identify the site of attachment, separate adhered structures, and conclude the hysterectomy. Attention to the type of energy that is used also is important.
In this article, we describe these techniques and considerations.
In Part 1 of this article, we discussed techniques that facilitate laparoscopic hysterectomy in a woman who has a large uterus.
Don’t overlook preoperative discussion, preparation
The patient needs to understand the risks and benefits of laparoscopic hysterectomy, particularly when extensive adhesions are likely, as well as the fact that it may be necessary to convert the procedure to laparotomy if the laparoscopic approach proves too difficult. She also needs to understand that conversion to laparotomy does not represent a failure of the procedure but an aim for greater safety.
Because bowel injury is a real risk when the patient has extensive adhesions, mechanical bowel preparation is important. Choose the regimen preferred by the colorectal surgeon likely to be consulted if intraoperative injury occurs.
The operating room (OR) and anesthesia staffs also need to be prepared, and the patient should be positioned for optimal access in the OR. These and other preoperative steps are described in Part 1 of this article and remain the same for the patient who has extensive intra-abdominal adhesions.
How adhesions form
When the peritoneum is injured, a fibrinous exudate develops, causing adjacent tissues to stick together. Normal peritoneum immediately initiates a process to break down this exudate, but traumatized peritoneum has limited ability to do so. As a result, a permanent adhesion can form in as few as 5 to 8 days.1,2
Pelvic inflammatory disease and intraperitoneal blood associated with distant endometriosis implants are well known causes of abdominal adhesions; others are listed in the TABLE.
TABLE
7 causes of intra-abdominal adhesions
Instrument-traumatized tissue |
Poor hemostasis |
Devitalized tissue |
Intraperitoneal infection |
Ischemic tissue due to sutures |
Foreign body reaction (carbon particles, suture) |
Electrical tissue injury |
Source: Ling FW, et al2 |
The challenge of safe entry
During laparotomy, adhesions can make it difficult to enter the abdomen. The same is true—but more so—for laparoscopic entry. The distortion caused by adhesions can lead to inadvertent injury to blood vessels, bowel, and bladder even in the best surgical hands. An attempt to lyse adhesions laparoscopically often prolongs the surgical procedure and increases the risk of visceral injury, bleeding, and fistula.1
In more than 80% of patients experiencing injury during major abdominal surgery, the injury is associated with omental adhesions to the previous abdominal wall incision, and more than 50% have intestine included in the adhesion complex.1
One study involving 918 patients who underwent laparoscopy found that 54.9% had umbilical adhesions of sufficient size to interfere with umbilical port placement.3 More important, 16% of this study group had only a single midline umbilical incision for laparoscopy before the adhesions were discovered.
The utility of Palmer’s point
Although multiple techniques have been described to minimize entry-related injury, no technique has completely eliminated the risk of inadvertent bowel or major large-vessel injury.3 In 1974, Palmer described an abdominal entry point for the Veress needle and small trocar for women who have a history of abdominal surgery.4 Many surgeons now consider “Palmer’s point,” in the left upper quadrant, as the safest peritoneal entry site.
Technique. After emptying the stomach of its contents using suction, insert the Veress needle into the peritoneal cavity at a point midway between the midclavicular line and the anterior axillary line, 3 cm below the costal margin (FIGURE). Advance it slowly until you hear three pops, signifying entry into the peritoneal cavity. Only minimal insertion is needed; insufflation pressure of less than 10 mm Hg indicates intraperitoneal placement of the needle tip.5
Once pneumoperitoneum pressure of 20 mm Hg is established, insert a 5-mm trocar perpendicular to the abdominal wall, 3 cm below the ribs, midway between the midclavicular line and the anterior axillary line.3 (There is a risk of colon injury at the splenic flexure if the entry point is further lateral.)
Inspect the abdominal cavity with the laparoscope from this access port to determine the best placement of remaining trocars under direct vision; lyse adhesions, if necessary, to perform the procedure.
FIGURE Enter the abdomen at Palmer’s point
This entry site (red dot) lies midway between the midclavicular line and the anterior axillary line, 3 cm below the costal margin. The other port sites (black dots) are described in Figure 2 in Part 1 of this article.
Success depends on careful lysis and minimal tissue injury
Adhesions in the abdomen may involve:
- omentum to peritoneum
- omentum to pelvic structures
- intestine to peritoneum
- intestine to pelvic structures.
Adhesions may be filmy and thin or dense and thick, avascular or vascular. They can be minimal, or a veritable curtain that prevents adequate visualization of the primary surgical site. When they are present, they must be managed successfully if the primary procedure is to be accomplished laparoscopically.
Successful management requires techniques to maximize adhesiolysis and minimize new adhesions or tissue injury:
- Use traction and countertraction to define the line of attachment; this is essential to separate two tissues bound by adhesions.
- Use atraumatic graspers to reduce the risk of tissue laceration.
- Avoid sharp dissection with scissors. Although this is the traditional method of lysis, it is often associated with bleeding that stains and obscures the line of dissection.
- Choose tools wisely. Electrosurgery and lasers use obliterative coagulation, working at temperatures of 150°C to 400°C to burn tissue. Blood and tissue are desiccated and oxidized, forming an eschar that covers and seals the bleeding area. Rebleeding during electrosurgery may occur when the instrument sticks to tissue and disrupts the eschar. In addition, monopolar instruments may cause undetected remote thermal injury, causing late complications.6 Both monopolar and bipolar techniques can also leave carbon particles during the oxidation process that become foci for future adhesions.7
- Consider ultrasonic energy. Unlike electrosurgery, ultrasonic energy is mechanical and works at much lower temperatures (50°C to 100°C), controlling bleeding by coaptive coagulation. The ultrasonic blade, vibrating at 55,500 Hz, disrupts and denatures protein to form a coagulum that seals small coapted vessels. When the effect is prolonged, secondary heat seals larger vessels. Ultrasonic energy involves minimal thermal spread, minimal carbon particle formation, and a cavitation effect similar to hydrodissection that helps expose the adhesive line. It creates minimal smoke, improving visibility. Because ultrasonic energy operates at a lower temperature, less char and necrotic tissue—important causes of adhesions—occur than with bipolar or monopolar electrical energy.7
Although different energy sources interact with human tissue using different mechanisms, clinical outcomes appear to be much the same and depend more on the skill of the individual surgeon than on the power source used. Data on this topic are limited.
Many patients have adhesions that involve omentum or intestine that can be managed using simple laparoscopic techniques, but some have organs that are fixed in the pelvis by adhesions. In these cases, traction and countertraction techniques can be tedious and may cause inadvertent injury to critical structures or excessive bleeding that necessitates conversion to laparotomy.
A better way to approach the obliterated, or “frozen,” pelvis is to open the retroperitoneal space and identify critical structures:
- Enter the retroperitoneal space at the pelvic brim in an area free of adhesions. Identify the ureter and follow it to the bladder. This can be accomplished using hydrodissection techniques or cavitation techniques with ultrasonic energy.
- Skeletonize, coagulate, and cut the vessels once you reach the cardinal ligament and identify the ascending uterine blood supply.
- Dissect the structures of the obliterated cul de sac using standard techniques.
- Use sharp dissection for adhesiolysis. Laparoscopic blunt dissection of adhesions can lead to serosal tears and inadvertent enterotomy. Sharp dissection or mechanical energy devices are preferred to divide the tissue along the line of demarcation—but remember that monopolar and bipolar devices can cause remote thermal damage that goes undetected at the time of use.
When dissection becomes unproductive in one area, switch to another; dissection planes frequently open and demonstrate the relationships between pelvic structures and loops of bowel.8
Occasionally, the visceral peritoneum of the bowel is breached during adhesiolysis. If the mucosa and muscularis remain intact, denuded serosa need not be repaired. Surgical repair is necessary if mucosa is exposed, or perforation may occur.
Because most ObGyn residency programs offer limited training in management of bowel injuries, intraoperative consultation with a general surgeon may be indicated if more than a simple repair is required.8
CASE RESOLVED
You perform total laparoscopic hysterectomy and find multiple adhesions in the right lower quadrant, adjacent to the area of trocar insertion. Small intestine is adherent to the right lateral pelvic wall; sigmoid colon is adherent to the left pelvic wall; and the anterior fundus is adherent to the bladder peritoneal reflection, with the adhesions extending on either side to include the round ligaments.
You begin adhesiolysis in the right lower quadrant to optimize trocar movement. You transect the round ligaments in the mid-position, with dissection extended retroperitoneally on either side to the midline of the lower uterine segment; this opens access to the ascending branch of the uterine vessels. You dissect the intestine free of either pelvic sidewall along the line of demarcation.
Total blood loss is less than 25 mL. The patient is discharged 6 hours after surgery.
1. Liakakos T, Thomakos N, Fine PM, Dervenis C, Young RL. Peritoneal adhesions: etiology, pathophysiology, and clinical significance. Recent advances in prevention and management. Dig Surg. 2001;18:260-273.
2. Ling FW, DeCherney AH, Diamond MP, diZerega GS, Montz FP. The Challenge of Pelvic Adhesions. Crofton, Md: Association of Professors of Gynecology and Obstetrics; 2002.
3. Agarwala N, Liu CY. Safe entry techniques during laparoscopy: left upper quadrant entry using the ninth intercostals space—a review of 918 procedures. J Minim Invasive Gynecol. 2005;12:55-61.
4. Palmer R. Safety in laparoscopy. J Reprod Med. 1974;13(1):1-5.
5. Childers JM, Brzechffa PR, Surwit EA. Laparoscopy using the left upper quadrant as the primary trocar site. Gynecol Oncol. 1993;50:221-225.
6. Shen CC, Wu MP, Lu CH, et al. Small intestine injury in laparoscopic-assisted vaginal hysterectomy. J Am Assoc Gynecol Laparosc. 2003;10:350-355.
7. Diamantis T, Kontos M, Arvelakis A, et al. Comparison of monopolar electrocoagulation, bipolar electrocoagulation, Ultracision, and Ligasure. Surg Today. 2006;36:908-913.
8. Perkins JD, Dent LL. Avoiding and repairing bowel injury in gynecologic surgery. OBG Management. 2004;16(8):15-28.
1. Liakakos T, Thomakos N, Fine PM, Dervenis C, Young RL. Peritoneal adhesions: etiology, pathophysiology, and clinical significance. Recent advances in prevention and management. Dig Surg. 2001;18:260-273.
2. Ling FW, DeCherney AH, Diamond MP, diZerega GS, Montz FP. The Challenge of Pelvic Adhesions. Crofton, Md: Association of Professors of Gynecology and Obstetrics; 2002.
3. Agarwala N, Liu CY. Safe entry techniques during laparoscopy: left upper quadrant entry using the ninth intercostals space—a review of 918 procedures. J Minim Invasive Gynecol. 2005;12:55-61.
4. Palmer R. Safety in laparoscopy. J Reprod Med. 1974;13(1):1-5.
5. Childers JM, Brzechffa PR, Surwit EA. Laparoscopy using the left upper quadrant as the primary trocar site. Gynecol Oncol. 1993;50:221-225.
6. Shen CC, Wu MP, Lu CH, et al. Small intestine injury in laparoscopic-assisted vaginal hysterectomy. J Am Assoc Gynecol Laparosc. 2003;10:350-355.
7. Diamantis T, Kontos M, Arvelakis A, et al. Comparison of monopolar electrocoagulation, bipolar electrocoagulation, Ultracision, and Ligasure. Surg Today. 2006;36:908-913.
8. Perkins JD, Dent LL. Avoiding and repairing bowel injury in gynecologic surgery. OBG Management. 2004;16(8):15-28.
Laparoscopic challenges: The large uterus
The authors report no financial relationships relevant to this article.
CASE: Large fibroid uterus. Is laparoscopy feasible?
A 41-year-old woman known to have uterine fibroids consults you after two other gynecologists have recommended abdominal hysterectomy. She weighs 320 lb, stands 5 ft 2 in, and is nulliparous and sexually inactive. Pelvic ultrasonography reveals multiple fibroids approximating 18 weeks’ gestational size. Although she has hypertension and reactive airway disease, these conditions are well controlled by medication. Her Pap smear and endometrial biopsy are negative.
Because her professional commitments limit her time for recovery, she hopes to bypass abdominal hysterectomy in favor of the laparoscopic approach.
Is this desire realistic?
Twenty years have passed since Reich performed the first total laparoscopic hysterectomy,1 but only a small percentage of hysterectomies performed in the United States utilize that approach. In 2003, 12% of 602,457 hysterectomies were done laparoscopically; the rest were performed using the abdominal or vaginal approach (66% and 22%, respectively).2
Yet laparoscopic hysterectomy has much to recommend it. Compared with abdominal hysterectomy, it involves a shorter hospital stay, less blood loss, a speedier return to normal activities, and fewer wound infections.3 Unlike vaginal hysterectomy, it also facilitates intra-abdominal inspection.
Although the opening case represents potentially difficult surgery because of the size of the uterus, the laparoscopic approach is feasible. When the uterus weighs more than 450 g, contains fibroids larger than 6 cm, or exceeds 12 to 14 cm in size,4-7 there is an increased risk of visceral injury, bleeding necessitating transfusion, prolonged operative time, and conversion to laparotomy. This article describes techniques that simplify laparoscopic management when the uterus exceeds 14 weeks’ size. By incorporating these techniques, we have performed laparoscopic hysterectomy in uteri as large as 22 to 24 weeks’ size without increased complications.
In Part 2 of this article, we address techniques that simplify laparoscopy when extensive intra-abdominal adhesions are present.
Why do some surgeons avoid laparoscopy?
Major complications occur in approximately 5% to 6% of women who undergo total laparoscopic hysterectomy.8,9 That is one of the reasons many surgeons who perform laparoscopic procedures revert to the more traditional vaginal or abdominal approach when faced with a potentially difficult hysterectomy. These surgeons cite uteri larger than 14 weeks’ size, extensive intra-abdominal adhesions, and morbid obesity as common indications for a more conservative approach. Others cite the limitations of working with inexperienced surgeons or residents, inadequate laparoscopic instruments, and distorted pelvic anatomy. Still others avoid laparoscopy when the patient has medical problems that preclude use of pneumoperitoneum or a steep Trendelenburg position.
In some cases, laparoscopic hysterectomy is simply not practical. In others, however, such as the presence of a large uterus, it can be achieved with attention to detail, a few key techniques, and proper counseling of the patient.
Success begins preop
All surgical decisions begin with the patient. A comprehensive preoperative discussion of pertinent management options allows both patient and surgeon to proceed with confidence. Easing the patient’s preoperative anxiety is important. It can be achieved by explaining what to expect—not only the normal recovery for laparoscopic hysterectomy, but also the expected recovery if it becomes necessary to convert to laparotomy. If the patient has clear expectations, unexpected outcomes such as conversion are better tolerated. When it comes down to a choice between the surgeon’s ego or patient safety, the patient always wins. Conversion is not failure.
Another important topic to discuss with the patient is the risk of bowel injury. Mechanical bowel preparation is not essential for every patient who undergoes laparoscopic hysterectomy, but the risk of injury to the bowel necessitating colorectal surgical assistance may be heightened in women who have a large uterus or extensive intra-abdominal adhesions. Because of this risk, mechanical bowel preparation with oral polyethylene glycol solution or sodium phosphate should be considered. Most patients prefer the latter.10
What data show about bowel preps
The literature provides conflicting messages about the effectiveness of mechanical bowel preparation in averting additional complications when bowel injury occurs. Nichols and colleagues surveyed 808 active board-certified colorectal surgeons in the United States and Canada in 1995.11 All of the 471 (58%) surgeons who responded reported using some form of mechanical bowel preparation for their elective and emergency colorectal procedures.
Zmora and associates described the difficulty of designing a multicenter study to evaluate the role of mechanical bowel preparation in patient outcome.10 Of the many variables that warrant consideration, surgical technique was the single most important factor influencing surgical outcome.
In a review of evidence supporting the need for prophylactic mechanical bowel preparation prior to elective colorectal surgery, Guenaga and colleagues concluded that this practice is unsupported by the data.12
Bottom line. Given these data, the gynecologist wanting to practice evidence-based medicine should base his or her recommendations about bowel preparation on the preferences of the general or colorectal surgeon who will be called if a bowel injury occurs.
Don’t forget the team
After preparing the patient, prepare your support team—the operating room (OR) and anesthesia staffs. The OR staff should ensure that extra sutures, instruments, and retractors are unopened, in the room, and available in case conversion is necessary. Inform the anesthesia staff of your anticipated surgical time and potential pitfalls. Let them know you will need maximum Trendelenburg position for pelvic exposure, but remain flexible if the patient has trouble with oxygenation and ventilation. Making your anesthesiologist aware of your willingness to work together will benefit both you and your patient immensely.
Preparation continues in the OR
Appropriate patient positioning is key to successful completion of difficult laparoscopic cases. Position the patient’s buttocks several inches beyond the table break to facilitate maximal uterine manipulation, which may be needed for completion of the colpotomy.
Place the patient in the dorsal lithotomy position using Allen stirrups, with the knees flexed at a 90° angle. Keep the knees level with the hips and the hips extended neutrally.
Arm position is important to maximize room for the surgeon alongside the OR table. Space is limited when the patient’s arms are positioned on arm boards. Tucking the arms at the patient’s sides, with the antecubital fossa anterior and the palm cupping the hip, improves the surgical field and secures the patient to the OR table (FIGURE 1). Protect the elbows and hands with cushions.
Place sequential compression devices (on the calf or foot) for the duration of the procedure to minimize the risk of blood stasis and clots that sometimes develop in the legs with prolonged surgical times. Many complex laparoscopic cases last longer than 2 hours.
FIGURE 1 Positioning the patient
Tuck the arms at the patient’s sides, with the antecubital fossa anterior and the palm cupping the hip, to improve the surgical field.
Maximum Trendelenburg position is a must
This positioning is essential for successful anatomic exposure in complex laparoscopic surgical cases. If the patient is positioned securely, maximum Trendelenburg position does not increase the risk of the patient sliding off the OR table, nor does it affect oxygenation in most morbidly obese patients. Rather, it allows the intestines to drop out of the pelvis into the upper abdomen, facilitating visualization and decreasing the risk of bowel injury.
Anesthesia staffers often limit the degree of Trendelenburg position unless the surgeon insists otherwise. Alternating patient position between maximum Trendelenburg for optimal surgical exposure and a less steep angle when patient oxygenation requires it allows the gynecologic surgeon and anesthesiologist to work together in the patient’s best interest.
Video monitor placement is key
It helps determine how efficiently you operate. Use of a single central monitor requires both the surgeon and assistant to turn their heads acutely during prolonged procedures, accelerating their fatigue and potentially increasing the risk of injury. Using two monitors—each placed to allow the surgeon and assistant to maintain neutral head position—minimizes fatigue and its attendant risks.
Entering the abdomen
Abdominal entry poses theoretical obstacles when the patient has a large uterus, but all types of entry remain safe as long as laparoscopic surgical principles are followed scrupulously. We have successfully used traditional Veress needle entry, open laparoscopic entry, and left upper quadrant entry.
Is entry above the umbilicus helpful?
Anecdotal reports suggest a midline port above the umbilicus when the uterus extends above the umbilicus, but we do not alter standard port placement in these cases. By tenting the abdominal wall at the umbilicus, we create adequate distance to achieve pneumoperitoneum and space for directed trocar entry to avoid injury to the uterus. The conventional umbilical primary port allows use of standard-length instruments. The cephalad uterine blood supply (infundibulopelvic ligament vessels or utero-ovarian ligament vessels) remains at or below the level of the umbilicus in almost all of these patients.
Port placement in the patient who has a large uterus is the same as it is for other laparoscopic hysterectomies in our practice. We use an 11-mm trocar at the umbilicus for a 10-mm endoscope. We use the 10-mm endoscope because the light it provides to the surgical field is superior to that of a 5-mm endoscope, and the 10-mm scope is more durable.
We place a 5-mm trocar just above the anterior iliac crest on each side, lateral to the ascending inferior epigastric vessels (FIGURE 2). We place an 11-mm trocar 10 cm medial and cephalad to the lower iliac crest port on the side of the primary surgeon. This trocar serves a dual purpose: It is the primary port for the surgeon, and removal of the trocar sleeve later in the procedure allows for easy insertion of the morcellator.
Some patients will require a fifth port on the side opposite the primary surgeon to allow better access to the uterine blood supply or to facilitate uterine manipulation.
FIGURE 2 Port placement when the uterus is large
A midline umbilical port (A) is possible even when the uterus is large. Other ports include a 5-mm trocar just above the anterior iliac crest on each side (B), and an 11-mm trocar 10 cm medial and cephalad to the lower iliac crest port nearest the primary surgeon (C).
Why an angled scope is superior
Many gynecologists fear laparoscopic surgery in patients who have a large uterus. The reason? Poor visualization of the surgical field. However, the type of endoscope that is used has a bearing on visualization.
Most gynecologists are trained to use a 0° endoscope for laparoscopic surgery. However, when the uterus is large, the 0° scope yields an inadequate field of view, whether the endoscope is placed at the umbilicus or through a lateral port. Critical structures like the vascular bundles, ureters, and even the bladder may be inadequately visualized using the 0° endoscope (FIGURE 3).
Gynecologists routinely use angled scopes in hysteroscopy and cystoscopy, but tend to avoid them in laparoscopy because of difficulty orienting the surgical field. As gynecologists, we readily accept that use of an angled scope in hysteroscopy and cystoscopy requires rotation of the scope while the camera maintains its horizontal position. The same concept applies to laparoscopy.
Use of the angled scope in the abdomen is a two-step process. First, it must be rotated to achieve the desired field of view. Then, as the endoscope is held firmly to maintain this view, the camera head must be rotated on the scope to return the field to a horizontal position.
Many surgeons find this action difficult because they or the assistant are holding the camera in one hand and an instrument in the other. We solve this problem by using a mechanical scope holder to secure the camera and endoscope in the position we desire.
In some cases, the camera head does not attach securely to the eyepiece, and the scope rotates on the camera as soon as it is released. This difficulty arises when the eyepiece of the endoscope is slightly smaller than the camera attachment. The problem is easily solved by placing a small piece of surgical skin closure tape on one edge of the eyepiece, slightly increasing its diameter. The camera attachment then holds the scope securely.
Human scope holders may tire during long cases, causing field drift at critical moments. In contrast, a mechanical scope holder is easily and intermittently adjusted for field of view, producing a steady field of view and minimizing the impact of manual manipulation of the scope on surgical outcome. It also allows the surgeon and first assistant to use two hands while operating.
General surgeons and urologists often use 30° endoscopes. Gynecologists working in the pelvis see better using a 45° scope (FIGURE 3). Most ORs offer a 30° endoscope but do not always have a 45° endoscope available in the instrument room. This is regrettable. Compared with the 30° scope, the 45° instrument provides better visual access to the low lateral uterine blood supply and bladder flap, particularly when the patient has a globular uterus or large, low anterior fibroid. We include both 5-mm and 10-mm 45° endoscopes in our laparoscopic tool chest, and believe they are essential options.
FIGURE 3 The 45° laparoscope provides better visual access
(A) 0° scope, uterus midline: Right broad ligament view obstructed. (B) 0° scope, uterus to left: Right broad ligament view still obstructed. (C) 45° scope, uterus midline: Right broad ligament view improved. (D) 45° scope, uterus to left: Right broad ligament view optimal.
Control the blood supply
Our laparoscopic approach is very similar to our technique for abdominal hysterectomy, beginning with the blood supply. The main blood supply to the uterus enters at only four points. If this blood supply is adequately controlled, morcellation of the large uterus can proceed without excessive blood loss.
Visualization of the blood supply is normally restricted because of tense, taut round ligaments that limit mobility of the large uterus. A simple step to improve mobility is to transect each round ligament in its middle position before addressing the uterine blood supply.
If the ovaries are being conserved, transect the utero-ovarian ligament and tube as close to the ovary as possible with your instrument and technique of choice (electrical or mechanical energy, etc); they all work. Stay close to the ovary to avert bleeding that might otherwise occur when the ascending uterine vascular coils are cut tangentially.
If the ovaries are being removed, transect the infundibulopelvic ligament close to the ovary, being careful not to include ovarian tissue in the pedicle. Use your method of choice, but relieve tension on the pedicle as it is being transected to minimize the risk of pedicle bleeding.
Now, 20% to 40% of the uterine blood supply is controlled, with minimal blood loss.
The key to controlling the remaining blood supply is transecting the ascending vascular bundle as low as possible on either side. The 45° endoscope provides optimal visualization for this part of the procedure. Many times the field of view attained using the 45° endoscope is all that is necessary to facilitate occlusion and transection of these vessels at the level of the internal cervical os.
We commonly use ultrasonic energy to coagulate and cut the ascending vascular bundle. Ultrasonic energy provides excellent hemostasis for this part of the procedure. Again, use the technique of your choice.
Use a laparoscopic “leash”
At times, large broad-ligament fibroids obscure the field of view and access to the ascending vascular bundle. Standard laparoscopic graspers cannot maintain a firm hold on the tissue to improve visibility or access. The solution? A laparoscopic “leash,” first described in 1999 by Tsin and colleagues.13
Giesler extended that concept with a “puppet string” variation to maximize exposure in difficult cases. To apply the “puppet string” technique, using No. 1 Prolene suture, place a large figure-of-eight suture through the tissue to be retracted (FIGURE 4). Bring the suture out of the abdomen adjacent to the trocar sleeve in a location that provides optimal traction. (First, bring the suture through the trocar sleeve. Then remove the trocar sleeve and reinsert it adjacent to the retraction suture.) This secure attachment allows better visualization and greater access to the blood supply at a lower level. It also is possible to manipulate this suture inside the abdomen using traditional graspers to provide reliable repositioning of the uterus. This degree of tissue control improves field of vision and allows the procedure to advance smoothly.
FIGURE 4 A “puppet string” improves access
This secure attachment allows better visualization and greater access to the blood supply at a lower level. Manipulation of this suture inside the abdomen using traditional graspers also helps reposition the uterus.
Morcellation techniques
Once the ascending blood supply has been managed on both sides, morcellation can be performed with minimal blood loss using one of two techniques:
- Amputate the body of the uterus above the level where the blood supply has been interrupted
- Morcellate the uterine body to a point just above the level where the blood supply has been interrupted.
Use basic principles, regardless of the technique chosen
- Hold the morcellator in one hand and a toothed grasper in the other hand to pull tissue into the morcellator. Do not push the morcellator into tissue or you may injure nonvisualized structures on the other side.
- Morcellate tissue in half-moon portions, skimming along the top of the fundus, instead of coring the uterus like an apple; it creates longer strips of tissue and is faster. This technique also allows continuous observation of the active blade, which helps avoid inadvertent injury to tissues behind the blade.
- Attempt morcellation in the anterior abdominal space to avoid injury to blood vessels, ureters, and bowel in the posterior abdominal space. The assistant feeds uterine tissue to the surgeon in the anterior space.
It is essential to control the blood supply to the tissue to be morcellated before morcellation to avoid massive hemorrhage.
Amputating the upper uterine body
Amputation of the large body of the uterus from the lower uterine segment assures complete control of the blood supply and avoids further blood loss during morcellation, but it also poses difficulties. The free uterine mass is held in position by the assistant using only one grasper. If this grasper slips, the mass can be inadvertently released while the morcellator blade is active. If the assistant is also holding the camera, there are no options for stabilizing the free uterine mass. If a mechanical scope holder or second assistant is available to hold the camera, a second trocar port can be placed on the side of the assistant to provide access for a second grasper to stabilize the uterine body during morcellation. The need for a stable uterine mass is important to minimize the risk of injury.
Once the upper body of the uterus has been removed by morcellation, the lower uterine segment and cervix must be removed—using your procedure of choice—to finish the hysterectomy.
Morcellating the upper uterine body
If the uterus remains attached to the cervix, it already has one fixed point of stability. During morcellation, the assistant has one hand available to direct the camera. Blood loss during morcellation of the uterus while it is still attached to the cervix is minimal because the ascending vascular bundles on either side have been interrupted under direct vision.
For greater control of the large uterus, a second port can be placed on the assistant’s side for a second grasper, as described above. Most of the large uterus that is still connected to the cervix can be morcellated in the anterior abdominal space in horizontal fashion, as for the free uterine mass just described.
Uterine manipulation by the assistant keeps the uterus away from critical structures as it is reduced to 8 to 10 weeks’ size. Once this size is attained, resume normal technique for total laparoscopic hysterectomy to separate the remaining tissue from the vagina.
2 types of morcellators in use today
One has a disposable 15-mm blade that attaches to a drive unit adjacent to the OR table (Gynecare-Ethicon Women’s Health and Urology). The other has a sterile, reusable drive unit with a disposable blade (Storz). Both work well on large uteri.
The reusable drive unit has more power to morcellate calcified fibroids and offers a choice between 12-mm, 15-mm, and 20-mm disposable blades for faster morcellation.
Concluding the procedure
Chips of fibroid and uterine tissue created during morcellation often remain in the pelvis after the uterus has been removed. Place them in a 10-cm specimen-collection bag and extract it through the vagina after removal of the residual uterus and cervix. This is faster and easier than recovering them one at a time with the gall bladder stone scoop through a trocar port. The value of the OR time saved with use of the specimen-collection bag is significantly greater than that of the disposable collection device.
CASE RESOLVED
You perform total laparoscopic hysterectomy and find 6-cm fibroids in both broad ligament areas and over the cervical–vaginal junction on the left. You use a “puppet string” to apply directed traction to the fibroids to simplify their extraction. The 45° endoscope allows clear visualization of the ascending vascular bundle on both sides, and the mechanical scope holder allows a fixed field of view for the meticulous dissection required to remove the broad-ligament fibroids.
You morcellate the entire 663-g uterus and remove it in pieces through the abdominal wall. The extensive morcellation required, coupled with technical issues related to the patient’s morbid obesity, prolong the procedure to more than 4 hours.
Postoperatively, the patient voids without a catheter, walks around the nursing unit, and eats half a sandwich within 4 hours. She is discharged home in less than 24 hours and is able to drive 4 days after her surgery.
1. Reich H, DeCaprio J, McGlynn F. Laparoscopic hysterectomy. J Gynecol Surg. 1989;5:213-216.
2. Wu JM, Wechter ME, Geller EJ, Nguyen TV, Visco AG. Hysterectomy rates in the United States, 2003. Obstet Gynecol. 2007;110:1091-1095.
3. Johnson N, Barlow D, Lethaby A, Tavender E, Curr E, Garry R. Surgical approach to hysterectomy for benign gynaecological disease. Cochrane Database Syst Rev. 2005 Jan 25;(1):CD003677.-
4. Leonard F, Chopin N, Borghese B, et al. Total laparoscopic hysterectomy: preoperative risk factors for conversion to laparotomy. J Minim Invasive Gynecol. 2005;12:312-317.
5. Fiaccavento A, Landi S, Barbieri F, et al. Total laparoscopic hysterectomy in cases of very large uteri: a retrospective comparative study. J Minim Invasive Gynecol. 2007;14:559-563.
6. Pelosi MA, Kadar N. Laparoscopically assisted hysterectomy for uteri weighing 500 g or more. J Am Assoc Gynecol Laparosc. 1994;1:405-409.
7. Seracchioli R, Venturoli S, Vianello F, et al. Total laparoscopic hysterectomy compared with abdominal hysterectomy in the presence of a large uterus. J Am Assoc Gynecol Laparosc. 2002;9:333-338.
8. Hoffman CP, Kennedy J, Borschel L, Burchette R, Kidd A. Laparoscopic hysterectomy: the Kaiser Permanente San Diego experience. J Minim Invasive Gynecol. 2005;12:16-24.
9. Liu CY, Reich H. Complications of total laparoscopic hysterectomy in 518 cases. Gynaecol Endosc. 1994;3:203-208.
10. Zmora O, Pikarsky AJ, Wexner SD. Bowel preparation for colorectal surgery. Dis Colon Rectum. 2001;44:1537-1547.
11. Nichols RI, Smith JW, Girch RY, Waterman RS, Holmes JWC. Current practices of preoperative bowel preparation among North American colorectal surgeons. Clin Infect Dis. 1997;24:609-619.
12. Guenaga KF, Matos D, Castro AA, Atallah AN, Wille-Jørgensen P. Mechanical bowel preparation for elective colorectal surgery. Cochrane Database Syst Rev. 2005 Jan 25;(1):CD001544.-
13. Tsin DA, Colombero LT. Laparoscopic leash: a simple technique to prevent specimen loss during operative laparoscopy. Obstet Gynecol. 1999;94:628-629.
The authors report no financial relationships relevant to this article.
CASE: Large fibroid uterus. Is laparoscopy feasible?
A 41-year-old woman known to have uterine fibroids consults you after two other gynecologists have recommended abdominal hysterectomy. She weighs 320 lb, stands 5 ft 2 in, and is nulliparous and sexually inactive. Pelvic ultrasonography reveals multiple fibroids approximating 18 weeks’ gestational size. Although she has hypertension and reactive airway disease, these conditions are well controlled by medication. Her Pap smear and endometrial biopsy are negative.
Because her professional commitments limit her time for recovery, she hopes to bypass abdominal hysterectomy in favor of the laparoscopic approach.
Is this desire realistic?
Twenty years have passed since Reich performed the first total laparoscopic hysterectomy,1 but only a small percentage of hysterectomies performed in the United States utilize that approach. In 2003, 12% of 602,457 hysterectomies were done laparoscopically; the rest were performed using the abdominal or vaginal approach (66% and 22%, respectively).2
Yet laparoscopic hysterectomy has much to recommend it. Compared with abdominal hysterectomy, it involves a shorter hospital stay, less blood loss, a speedier return to normal activities, and fewer wound infections.3 Unlike vaginal hysterectomy, it also facilitates intra-abdominal inspection.
Although the opening case represents potentially difficult surgery because of the size of the uterus, the laparoscopic approach is feasible. When the uterus weighs more than 450 g, contains fibroids larger than 6 cm, or exceeds 12 to 14 cm in size,4-7 there is an increased risk of visceral injury, bleeding necessitating transfusion, prolonged operative time, and conversion to laparotomy. This article describes techniques that simplify laparoscopic management when the uterus exceeds 14 weeks’ size. By incorporating these techniques, we have performed laparoscopic hysterectomy in uteri as large as 22 to 24 weeks’ size without increased complications.
In Part 2 of this article, we address techniques that simplify laparoscopy when extensive intra-abdominal adhesions are present.
Why do some surgeons avoid laparoscopy?
Major complications occur in approximately 5% to 6% of women who undergo total laparoscopic hysterectomy.8,9 That is one of the reasons many surgeons who perform laparoscopic procedures revert to the more traditional vaginal or abdominal approach when faced with a potentially difficult hysterectomy. These surgeons cite uteri larger than 14 weeks’ size, extensive intra-abdominal adhesions, and morbid obesity as common indications for a more conservative approach. Others cite the limitations of working with inexperienced surgeons or residents, inadequate laparoscopic instruments, and distorted pelvic anatomy. Still others avoid laparoscopy when the patient has medical problems that preclude use of pneumoperitoneum or a steep Trendelenburg position.
In some cases, laparoscopic hysterectomy is simply not practical. In others, however, such as the presence of a large uterus, it can be achieved with attention to detail, a few key techniques, and proper counseling of the patient.
Success begins preop
All surgical decisions begin with the patient. A comprehensive preoperative discussion of pertinent management options allows both patient and surgeon to proceed with confidence. Easing the patient’s preoperative anxiety is important. It can be achieved by explaining what to expect—not only the normal recovery for laparoscopic hysterectomy, but also the expected recovery if it becomes necessary to convert to laparotomy. If the patient has clear expectations, unexpected outcomes such as conversion are better tolerated. When it comes down to a choice between the surgeon’s ego or patient safety, the patient always wins. Conversion is not failure.
Another important topic to discuss with the patient is the risk of bowel injury. Mechanical bowel preparation is not essential for every patient who undergoes laparoscopic hysterectomy, but the risk of injury to the bowel necessitating colorectal surgical assistance may be heightened in women who have a large uterus or extensive intra-abdominal adhesions. Because of this risk, mechanical bowel preparation with oral polyethylene glycol solution or sodium phosphate should be considered. Most patients prefer the latter.10
What data show about bowel preps
The literature provides conflicting messages about the effectiveness of mechanical bowel preparation in averting additional complications when bowel injury occurs. Nichols and colleagues surveyed 808 active board-certified colorectal surgeons in the United States and Canada in 1995.11 All of the 471 (58%) surgeons who responded reported using some form of mechanical bowel preparation for their elective and emergency colorectal procedures.
Zmora and associates described the difficulty of designing a multicenter study to evaluate the role of mechanical bowel preparation in patient outcome.10 Of the many variables that warrant consideration, surgical technique was the single most important factor influencing surgical outcome.
In a review of evidence supporting the need for prophylactic mechanical bowel preparation prior to elective colorectal surgery, Guenaga and colleagues concluded that this practice is unsupported by the data.12
Bottom line. Given these data, the gynecologist wanting to practice evidence-based medicine should base his or her recommendations about bowel preparation on the preferences of the general or colorectal surgeon who will be called if a bowel injury occurs.
Don’t forget the team
After preparing the patient, prepare your support team—the operating room (OR) and anesthesia staffs. The OR staff should ensure that extra sutures, instruments, and retractors are unopened, in the room, and available in case conversion is necessary. Inform the anesthesia staff of your anticipated surgical time and potential pitfalls. Let them know you will need maximum Trendelenburg position for pelvic exposure, but remain flexible if the patient has trouble with oxygenation and ventilation. Making your anesthesiologist aware of your willingness to work together will benefit both you and your patient immensely.
Preparation continues in the OR
Appropriate patient positioning is key to successful completion of difficult laparoscopic cases. Position the patient’s buttocks several inches beyond the table break to facilitate maximal uterine manipulation, which may be needed for completion of the colpotomy.
Place the patient in the dorsal lithotomy position using Allen stirrups, with the knees flexed at a 90° angle. Keep the knees level with the hips and the hips extended neutrally.
Arm position is important to maximize room for the surgeon alongside the OR table. Space is limited when the patient’s arms are positioned on arm boards. Tucking the arms at the patient’s sides, with the antecubital fossa anterior and the palm cupping the hip, improves the surgical field and secures the patient to the OR table (FIGURE 1). Protect the elbows and hands with cushions.
Place sequential compression devices (on the calf or foot) for the duration of the procedure to minimize the risk of blood stasis and clots that sometimes develop in the legs with prolonged surgical times. Many complex laparoscopic cases last longer than 2 hours.
FIGURE 1 Positioning the patient
Tuck the arms at the patient’s sides, with the antecubital fossa anterior and the palm cupping the hip, to improve the surgical field.
Maximum Trendelenburg position is a must
This positioning is essential for successful anatomic exposure in complex laparoscopic surgical cases. If the patient is positioned securely, maximum Trendelenburg position does not increase the risk of the patient sliding off the OR table, nor does it affect oxygenation in most morbidly obese patients. Rather, it allows the intestines to drop out of the pelvis into the upper abdomen, facilitating visualization and decreasing the risk of bowel injury.
Anesthesia staffers often limit the degree of Trendelenburg position unless the surgeon insists otherwise. Alternating patient position between maximum Trendelenburg for optimal surgical exposure and a less steep angle when patient oxygenation requires it allows the gynecologic surgeon and anesthesiologist to work together in the patient’s best interest.
Video monitor placement is key
It helps determine how efficiently you operate. Use of a single central monitor requires both the surgeon and assistant to turn their heads acutely during prolonged procedures, accelerating their fatigue and potentially increasing the risk of injury. Using two monitors—each placed to allow the surgeon and assistant to maintain neutral head position—minimizes fatigue and its attendant risks.
Entering the abdomen
Abdominal entry poses theoretical obstacles when the patient has a large uterus, but all types of entry remain safe as long as laparoscopic surgical principles are followed scrupulously. We have successfully used traditional Veress needle entry, open laparoscopic entry, and left upper quadrant entry.
Is entry above the umbilicus helpful?
Anecdotal reports suggest a midline port above the umbilicus when the uterus extends above the umbilicus, but we do not alter standard port placement in these cases. By tenting the abdominal wall at the umbilicus, we create adequate distance to achieve pneumoperitoneum and space for directed trocar entry to avoid injury to the uterus. The conventional umbilical primary port allows use of standard-length instruments. The cephalad uterine blood supply (infundibulopelvic ligament vessels or utero-ovarian ligament vessels) remains at or below the level of the umbilicus in almost all of these patients.
Port placement in the patient who has a large uterus is the same as it is for other laparoscopic hysterectomies in our practice. We use an 11-mm trocar at the umbilicus for a 10-mm endoscope. We use the 10-mm endoscope because the light it provides to the surgical field is superior to that of a 5-mm endoscope, and the 10-mm scope is more durable.
We place a 5-mm trocar just above the anterior iliac crest on each side, lateral to the ascending inferior epigastric vessels (FIGURE 2). We place an 11-mm trocar 10 cm medial and cephalad to the lower iliac crest port on the side of the primary surgeon. This trocar serves a dual purpose: It is the primary port for the surgeon, and removal of the trocar sleeve later in the procedure allows for easy insertion of the morcellator.
Some patients will require a fifth port on the side opposite the primary surgeon to allow better access to the uterine blood supply or to facilitate uterine manipulation.
FIGURE 2 Port placement when the uterus is large
A midline umbilical port (A) is possible even when the uterus is large. Other ports include a 5-mm trocar just above the anterior iliac crest on each side (B), and an 11-mm trocar 10 cm medial and cephalad to the lower iliac crest port nearest the primary surgeon (C).
Why an angled scope is superior
Many gynecologists fear laparoscopic surgery in patients who have a large uterus. The reason? Poor visualization of the surgical field. However, the type of endoscope that is used has a bearing on visualization.
Most gynecologists are trained to use a 0° endoscope for laparoscopic surgery. However, when the uterus is large, the 0° scope yields an inadequate field of view, whether the endoscope is placed at the umbilicus or through a lateral port. Critical structures like the vascular bundles, ureters, and even the bladder may be inadequately visualized using the 0° endoscope (FIGURE 3).
Gynecologists routinely use angled scopes in hysteroscopy and cystoscopy, but tend to avoid them in laparoscopy because of difficulty orienting the surgical field. As gynecologists, we readily accept that use of an angled scope in hysteroscopy and cystoscopy requires rotation of the scope while the camera maintains its horizontal position. The same concept applies to laparoscopy.
Use of the angled scope in the abdomen is a two-step process. First, it must be rotated to achieve the desired field of view. Then, as the endoscope is held firmly to maintain this view, the camera head must be rotated on the scope to return the field to a horizontal position.
Many surgeons find this action difficult because they or the assistant are holding the camera in one hand and an instrument in the other. We solve this problem by using a mechanical scope holder to secure the camera and endoscope in the position we desire.
In some cases, the camera head does not attach securely to the eyepiece, and the scope rotates on the camera as soon as it is released. This difficulty arises when the eyepiece of the endoscope is slightly smaller than the camera attachment. The problem is easily solved by placing a small piece of surgical skin closure tape on one edge of the eyepiece, slightly increasing its diameter. The camera attachment then holds the scope securely.
Human scope holders may tire during long cases, causing field drift at critical moments. In contrast, a mechanical scope holder is easily and intermittently adjusted for field of view, producing a steady field of view and minimizing the impact of manual manipulation of the scope on surgical outcome. It also allows the surgeon and first assistant to use two hands while operating.
General surgeons and urologists often use 30° endoscopes. Gynecologists working in the pelvis see better using a 45° scope (FIGURE 3). Most ORs offer a 30° endoscope but do not always have a 45° endoscope available in the instrument room. This is regrettable. Compared with the 30° scope, the 45° instrument provides better visual access to the low lateral uterine blood supply and bladder flap, particularly when the patient has a globular uterus or large, low anterior fibroid. We include both 5-mm and 10-mm 45° endoscopes in our laparoscopic tool chest, and believe they are essential options.
FIGURE 3 The 45° laparoscope provides better visual access
(A) 0° scope, uterus midline: Right broad ligament view obstructed. (B) 0° scope, uterus to left: Right broad ligament view still obstructed. (C) 45° scope, uterus midline: Right broad ligament view improved. (D) 45° scope, uterus to left: Right broad ligament view optimal.
Control the blood supply
Our laparoscopic approach is very similar to our technique for abdominal hysterectomy, beginning with the blood supply. The main blood supply to the uterus enters at only four points. If this blood supply is adequately controlled, morcellation of the large uterus can proceed without excessive blood loss.
Visualization of the blood supply is normally restricted because of tense, taut round ligaments that limit mobility of the large uterus. A simple step to improve mobility is to transect each round ligament in its middle position before addressing the uterine blood supply.
If the ovaries are being conserved, transect the utero-ovarian ligament and tube as close to the ovary as possible with your instrument and technique of choice (electrical or mechanical energy, etc); they all work. Stay close to the ovary to avert bleeding that might otherwise occur when the ascending uterine vascular coils are cut tangentially.
If the ovaries are being removed, transect the infundibulopelvic ligament close to the ovary, being careful not to include ovarian tissue in the pedicle. Use your method of choice, but relieve tension on the pedicle as it is being transected to minimize the risk of pedicle bleeding.
Now, 20% to 40% of the uterine blood supply is controlled, with minimal blood loss.
The key to controlling the remaining blood supply is transecting the ascending vascular bundle as low as possible on either side. The 45° endoscope provides optimal visualization for this part of the procedure. Many times the field of view attained using the 45° endoscope is all that is necessary to facilitate occlusion and transection of these vessels at the level of the internal cervical os.
We commonly use ultrasonic energy to coagulate and cut the ascending vascular bundle. Ultrasonic energy provides excellent hemostasis for this part of the procedure. Again, use the technique of your choice.
Use a laparoscopic “leash”
At times, large broad-ligament fibroids obscure the field of view and access to the ascending vascular bundle. Standard laparoscopic graspers cannot maintain a firm hold on the tissue to improve visibility or access. The solution? A laparoscopic “leash,” first described in 1999 by Tsin and colleagues.13
Giesler extended that concept with a “puppet string” variation to maximize exposure in difficult cases. To apply the “puppet string” technique, using No. 1 Prolene suture, place a large figure-of-eight suture through the tissue to be retracted (FIGURE 4). Bring the suture out of the abdomen adjacent to the trocar sleeve in a location that provides optimal traction. (First, bring the suture through the trocar sleeve. Then remove the trocar sleeve and reinsert it adjacent to the retraction suture.) This secure attachment allows better visualization and greater access to the blood supply at a lower level. It also is possible to manipulate this suture inside the abdomen using traditional graspers to provide reliable repositioning of the uterus. This degree of tissue control improves field of vision and allows the procedure to advance smoothly.
FIGURE 4 A “puppet string” improves access
This secure attachment allows better visualization and greater access to the blood supply at a lower level. Manipulation of this suture inside the abdomen using traditional graspers also helps reposition the uterus.
Morcellation techniques
Once the ascending blood supply has been managed on both sides, morcellation can be performed with minimal blood loss using one of two techniques:
- Amputate the body of the uterus above the level where the blood supply has been interrupted
- Morcellate the uterine body to a point just above the level where the blood supply has been interrupted.
Use basic principles, regardless of the technique chosen
- Hold the morcellator in one hand and a toothed grasper in the other hand to pull tissue into the morcellator. Do not push the morcellator into tissue or you may injure nonvisualized structures on the other side.
- Morcellate tissue in half-moon portions, skimming along the top of the fundus, instead of coring the uterus like an apple; it creates longer strips of tissue and is faster. This technique also allows continuous observation of the active blade, which helps avoid inadvertent injury to tissues behind the blade.
- Attempt morcellation in the anterior abdominal space to avoid injury to blood vessels, ureters, and bowel in the posterior abdominal space. The assistant feeds uterine tissue to the surgeon in the anterior space.
It is essential to control the blood supply to the tissue to be morcellated before morcellation to avoid massive hemorrhage.
Amputating the upper uterine body
Amputation of the large body of the uterus from the lower uterine segment assures complete control of the blood supply and avoids further blood loss during morcellation, but it also poses difficulties. The free uterine mass is held in position by the assistant using only one grasper. If this grasper slips, the mass can be inadvertently released while the morcellator blade is active. If the assistant is also holding the camera, there are no options for stabilizing the free uterine mass. If a mechanical scope holder or second assistant is available to hold the camera, a second trocar port can be placed on the side of the assistant to provide access for a second grasper to stabilize the uterine body during morcellation. The need for a stable uterine mass is important to minimize the risk of injury.
Once the upper body of the uterus has been removed by morcellation, the lower uterine segment and cervix must be removed—using your procedure of choice—to finish the hysterectomy.
Morcellating the upper uterine body
If the uterus remains attached to the cervix, it already has one fixed point of stability. During morcellation, the assistant has one hand available to direct the camera. Blood loss during morcellation of the uterus while it is still attached to the cervix is minimal because the ascending vascular bundles on either side have been interrupted under direct vision.
For greater control of the large uterus, a second port can be placed on the assistant’s side for a second grasper, as described above. Most of the large uterus that is still connected to the cervix can be morcellated in the anterior abdominal space in horizontal fashion, as for the free uterine mass just described.
Uterine manipulation by the assistant keeps the uterus away from critical structures as it is reduced to 8 to 10 weeks’ size. Once this size is attained, resume normal technique for total laparoscopic hysterectomy to separate the remaining tissue from the vagina.
2 types of morcellators in use today
One has a disposable 15-mm blade that attaches to a drive unit adjacent to the OR table (Gynecare-Ethicon Women’s Health and Urology). The other has a sterile, reusable drive unit with a disposable blade (Storz). Both work well on large uteri.
The reusable drive unit has more power to morcellate calcified fibroids and offers a choice between 12-mm, 15-mm, and 20-mm disposable blades for faster morcellation.
Concluding the procedure
Chips of fibroid and uterine tissue created during morcellation often remain in the pelvis after the uterus has been removed. Place them in a 10-cm specimen-collection bag and extract it through the vagina after removal of the residual uterus and cervix. This is faster and easier than recovering them one at a time with the gall bladder stone scoop through a trocar port. The value of the OR time saved with use of the specimen-collection bag is significantly greater than that of the disposable collection device.
CASE RESOLVED
You perform total laparoscopic hysterectomy and find 6-cm fibroids in both broad ligament areas and over the cervical–vaginal junction on the left. You use a “puppet string” to apply directed traction to the fibroids to simplify their extraction. The 45° endoscope allows clear visualization of the ascending vascular bundle on both sides, and the mechanical scope holder allows a fixed field of view for the meticulous dissection required to remove the broad-ligament fibroids.
You morcellate the entire 663-g uterus and remove it in pieces through the abdominal wall. The extensive morcellation required, coupled with technical issues related to the patient’s morbid obesity, prolong the procedure to more than 4 hours.
Postoperatively, the patient voids without a catheter, walks around the nursing unit, and eats half a sandwich within 4 hours. She is discharged home in less than 24 hours and is able to drive 4 days after her surgery.
The authors report no financial relationships relevant to this article.
CASE: Large fibroid uterus. Is laparoscopy feasible?
A 41-year-old woman known to have uterine fibroids consults you after two other gynecologists have recommended abdominal hysterectomy. She weighs 320 lb, stands 5 ft 2 in, and is nulliparous and sexually inactive. Pelvic ultrasonography reveals multiple fibroids approximating 18 weeks’ gestational size. Although she has hypertension and reactive airway disease, these conditions are well controlled by medication. Her Pap smear and endometrial biopsy are negative.
Because her professional commitments limit her time for recovery, she hopes to bypass abdominal hysterectomy in favor of the laparoscopic approach.
Is this desire realistic?
Twenty years have passed since Reich performed the first total laparoscopic hysterectomy,1 but only a small percentage of hysterectomies performed in the United States utilize that approach. In 2003, 12% of 602,457 hysterectomies were done laparoscopically; the rest were performed using the abdominal or vaginal approach (66% and 22%, respectively).2
Yet laparoscopic hysterectomy has much to recommend it. Compared with abdominal hysterectomy, it involves a shorter hospital stay, less blood loss, a speedier return to normal activities, and fewer wound infections.3 Unlike vaginal hysterectomy, it also facilitates intra-abdominal inspection.
Although the opening case represents potentially difficult surgery because of the size of the uterus, the laparoscopic approach is feasible. When the uterus weighs more than 450 g, contains fibroids larger than 6 cm, or exceeds 12 to 14 cm in size,4-7 there is an increased risk of visceral injury, bleeding necessitating transfusion, prolonged operative time, and conversion to laparotomy. This article describes techniques that simplify laparoscopic management when the uterus exceeds 14 weeks’ size. By incorporating these techniques, we have performed laparoscopic hysterectomy in uteri as large as 22 to 24 weeks’ size without increased complications.
In Part 2 of this article, we address techniques that simplify laparoscopy when extensive intra-abdominal adhesions are present.
Why do some surgeons avoid laparoscopy?
Major complications occur in approximately 5% to 6% of women who undergo total laparoscopic hysterectomy.8,9 That is one of the reasons many surgeons who perform laparoscopic procedures revert to the more traditional vaginal or abdominal approach when faced with a potentially difficult hysterectomy. These surgeons cite uteri larger than 14 weeks’ size, extensive intra-abdominal adhesions, and morbid obesity as common indications for a more conservative approach. Others cite the limitations of working with inexperienced surgeons or residents, inadequate laparoscopic instruments, and distorted pelvic anatomy. Still others avoid laparoscopy when the patient has medical problems that preclude use of pneumoperitoneum or a steep Trendelenburg position.
In some cases, laparoscopic hysterectomy is simply not practical. In others, however, such as the presence of a large uterus, it can be achieved with attention to detail, a few key techniques, and proper counseling of the patient.
Success begins preop
All surgical decisions begin with the patient. A comprehensive preoperative discussion of pertinent management options allows both patient and surgeon to proceed with confidence. Easing the patient’s preoperative anxiety is important. It can be achieved by explaining what to expect—not only the normal recovery for laparoscopic hysterectomy, but also the expected recovery if it becomes necessary to convert to laparotomy. If the patient has clear expectations, unexpected outcomes such as conversion are better tolerated. When it comes down to a choice between the surgeon’s ego or patient safety, the patient always wins. Conversion is not failure.
Another important topic to discuss with the patient is the risk of bowel injury. Mechanical bowel preparation is not essential for every patient who undergoes laparoscopic hysterectomy, but the risk of injury to the bowel necessitating colorectal surgical assistance may be heightened in women who have a large uterus or extensive intra-abdominal adhesions. Because of this risk, mechanical bowel preparation with oral polyethylene glycol solution or sodium phosphate should be considered. Most patients prefer the latter.10
What data show about bowel preps
The literature provides conflicting messages about the effectiveness of mechanical bowel preparation in averting additional complications when bowel injury occurs. Nichols and colleagues surveyed 808 active board-certified colorectal surgeons in the United States and Canada in 1995.11 All of the 471 (58%) surgeons who responded reported using some form of mechanical bowel preparation for their elective and emergency colorectal procedures.
Zmora and associates described the difficulty of designing a multicenter study to evaluate the role of mechanical bowel preparation in patient outcome.10 Of the many variables that warrant consideration, surgical technique was the single most important factor influencing surgical outcome.
In a review of evidence supporting the need for prophylactic mechanical bowel preparation prior to elective colorectal surgery, Guenaga and colleagues concluded that this practice is unsupported by the data.12
Bottom line. Given these data, the gynecologist wanting to practice evidence-based medicine should base his or her recommendations about bowel preparation on the preferences of the general or colorectal surgeon who will be called if a bowel injury occurs.
Don’t forget the team
After preparing the patient, prepare your support team—the operating room (OR) and anesthesia staffs. The OR staff should ensure that extra sutures, instruments, and retractors are unopened, in the room, and available in case conversion is necessary. Inform the anesthesia staff of your anticipated surgical time and potential pitfalls. Let them know you will need maximum Trendelenburg position for pelvic exposure, but remain flexible if the patient has trouble with oxygenation and ventilation. Making your anesthesiologist aware of your willingness to work together will benefit both you and your patient immensely.
Preparation continues in the OR
Appropriate patient positioning is key to successful completion of difficult laparoscopic cases. Position the patient’s buttocks several inches beyond the table break to facilitate maximal uterine manipulation, which may be needed for completion of the colpotomy.
Place the patient in the dorsal lithotomy position using Allen stirrups, with the knees flexed at a 90° angle. Keep the knees level with the hips and the hips extended neutrally.
Arm position is important to maximize room for the surgeon alongside the OR table. Space is limited when the patient’s arms are positioned on arm boards. Tucking the arms at the patient’s sides, with the antecubital fossa anterior and the palm cupping the hip, improves the surgical field and secures the patient to the OR table (FIGURE 1). Protect the elbows and hands with cushions.
Place sequential compression devices (on the calf or foot) for the duration of the procedure to minimize the risk of blood stasis and clots that sometimes develop in the legs with prolonged surgical times. Many complex laparoscopic cases last longer than 2 hours.
FIGURE 1 Positioning the patient
Tuck the arms at the patient’s sides, with the antecubital fossa anterior and the palm cupping the hip, to improve the surgical field.
Maximum Trendelenburg position is a must
This positioning is essential for successful anatomic exposure in complex laparoscopic surgical cases. If the patient is positioned securely, maximum Trendelenburg position does not increase the risk of the patient sliding off the OR table, nor does it affect oxygenation in most morbidly obese patients. Rather, it allows the intestines to drop out of the pelvis into the upper abdomen, facilitating visualization and decreasing the risk of bowel injury.
Anesthesia staffers often limit the degree of Trendelenburg position unless the surgeon insists otherwise. Alternating patient position between maximum Trendelenburg for optimal surgical exposure and a less steep angle when patient oxygenation requires it allows the gynecologic surgeon and anesthesiologist to work together in the patient’s best interest.
Video monitor placement is key
It helps determine how efficiently you operate. Use of a single central monitor requires both the surgeon and assistant to turn their heads acutely during prolonged procedures, accelerating their fatigue and potentially increasing the risk of injury. Using two monitors—each placed to allow the surgeon and assistant to maintain neutral head position—minimizes fatigue and its attendant risks.
Entering the abdomen
Abdominal entry poses theoretical obstacles when the patient has a large uterus, but all types of entry remain safe as long as laparoscopic surgical principles are followed scrupulously. We have successfully used traditional Veress needle entry, open laparoscopic entry, and left upper quadrant entry.
Is entry above the umbilicus helpful?
Anecdotal reports suggest a midline port above the umbilicus when the uterus extends above the umbilicus, but we do not alter standard port placement in these cases. By tenting the abdominal wall at the umbilicus, we create adequate distance to achieve pneumoperitoneum and space for directed trocar entry to avoid injury to the uterus. The conventional umbilical primary port allows use of standard-length instruments. The cephalad uterine blood supply (infundibulopelvic ligament vessels or utero-ovarian ligament vessels) remains at or below the level of the umbilicus in almost all of these patients.
Port placement in the patient who has a large uterus is the same as it is for other laparoscopic hysterectomies in our practice. We use an 11-mm trocar at the umbilicus for a 10-mm endoscope. We use the 10-mm endoscope because the light it provides to the surgical field is superior to that of a 5-mm endoscope, and the 10-mm scope is more durable.
We place a 5-mm trocar just above the anterior iliac crest on each side, lateral to the ascending inferior epigastric vessels (FIGURE 2). We place an 11-mm trocar 10 cm medial and cephalad to the lower iliac crest port on the side of the primary surgeon. This trocar serves a dual purpose: It is the primary port for the surgeon, and removal of the trocar sleeve later in the procedure allows for easy insertion of the morcellator.
Some patients will require a fifth port on the side opposite the primary surgeon to allow better access to the uterine blood supply or to facilitate uterine manipulation.
FIGURE 2 Port placement when the uterus is large
A midline umbilical port (A) is possible even when the uterus is large. Other ports include a 5-mm trocar just above the anterior iliac crest on each side (B), and an 11-mm trocar 10 cm medial and cephalad to the lower iliac crest port nearest the primary surgeon (C).
Why an angled scope is superior
Many gynecologists fear laparoscopic surgery in patients who have a large uterus. The reason? Poor visualization of the surgical field. However, the type of endoscope that is used has a bearing on visualization.
Most gynecologists are trained to use a 0° endoscope for laparoscopic surgery. However, when the uterus is large, the 0° scope yields an inadequate field of view, whether the endoscope is placed at the umbilicus or through a lateral port. Critical structures like the vascular bundles, ureters, and even the bladder may be inadequately visualized using the 0° endoscope (FIGURE 3).
Gynecologists routinely use angled scopes in hysteroscopy and cystoscopy, but tend to avoid them in laparoscopy because of difficulty orienting the surgical field. As gynecologists, we readily accept that use of an angled scope in hysteroscopy and cystoscopy requires rotation of the scope while the camera maintains its horizontal position. The same concept applies to laparoscopy.
Use of the angled scope in the abdomen is a two-step process. First, it must be rotated to achieve the desired field of view. Then, as the endoscope is held firmly to maintain this view, the camera head must be rotated on the scope to return the field to a horizontal position.
Many surgeons find this action difficult because they or the assistant are holding the camera in one hand and an instrument in the other. We solve this problem by using a mechanical scope holder to secure the camera and endoscope in the position we desire.
In some cases, the camera head does not attach securely to the eyepiece, and the scope rotates on the camera as soon as it is released. This difficulty arises when the eyepiece of the endoscope is slightly smaller than the camera attachment. The problem is easily solved by placing a small piece of surgical skin closure tape on one edge of the eyepiece, slightly increasing its diameter. The camera attachment then holds the scope securely.
Human scope holders may tire during long cases, causing field drift at critical moments. In contrast, a mechanical scope holder is easily and intermittently adjusted for field of view, producing a steady field of view and minimizing the impact of manual manipulation of the scope on surgical outcome. It also allows the surgeon and first assistant to use two hands while operating.
General surgeons and urologists often use 30° endoscopes. Gynecologists working in the pelvis see better using a 45° scope (FIGURE 3). Most ORs offer a 30° endoscope but do not always have a 45° endoscope available in the instrument room. This is regrettable. Compared with the 30° scope, the 45° instrument provides better visual access to the low lateral uterine blood supply and bladder flap, particularly when the patient has a globular uterus or large, low anterior fibroid. We include both 5-mm and 10-mm 45° endoscopes in our laparoscopic tool chest, and believe they are essential options.
FIGURE 3 The 45° laparoscope provides better visual access
(A) 0° scope, uterus midline: Right broad ligament view obstructed. (B) 0° scope, uterus to left: Right broad ligament view still obstructed. (C) 45° scope, uterus midline: Right broad ligament view improved. (D) 45° scope, uterus to left: Right broad ligament view optimal.
Control the blood supply
Our laparoscopic approach is very similar to our technique for abdominal hysterectomy, beginning with the blood supply. The main blood supply to the uterus enters at only four points. If this blood supply is adequately controlled, morcellation of the large uterus can proceed without excessive blood loss.
Visualization of the blood supply is normally restricted because of tense, taut round ligaments that limit mobility of the large uterus. A simple step to improve mobility is to transect each round ligament in its middle position before addressing the uterine blood supply.
If the ovaries are being conserved, transect the utero-ovarian ligament and tube as close to the ovary as possible with your instrument and technique of choice (electrical or mechanical energy, etc); they all work. Stay close to the ovary to avert bleeding that might otherwise occur when the ascending uterine vascular coils are cut tangentially.
If the ovaries are being removed, transect the infundibulopelvic ligament close to the ovary, being careful not to include ovarian tissue in the pedicle. Use your method of choice, but relieve tension on the pedicle as it is being transected to minimize the risk of pedicle bleeding.
Now, 20% to 40% of the uterine blood supply is controlled, with minimal blood loss.
The key to controlling the remaining blood supply is transecting the ascending vascular bundle as low as possible on either side. The 45° endoscope provides optimal visualization for this part of the procedure. Many times the field of view attained using the 45° endoscope is all that is necessary to facilitate occlusion and transection of these vessels at the level of the internal cervical os.
We commonly use ultrasonic energy to coagulate and cut the ascending vascular bundle. Ultrasonic energy provides excellent hemostasis for this part of the procedure. Again, use the technique of your choice.
Use a laparoscopic “leash”
At times, large broad-ligament fibroids obscure the field of view and access to the ascending vascular bundle. Standard laparoscopic graspers cannot maintain a firm hold on the tissue to improve visibility or access. The solution? A laparoscopic “leash,” first described in 1999 by Tsin and colleagues.13
Giesler extended that concept with a “puppet string” variation to maximize exposure in difficult cases. To apply the “puppet string” technique, using No. 1 Prolene suture, place a large figure-of-eight suture through the tissue to be retracted (FIGURE 4). Bring the suture out of the abdomen adjacent to the trocar sleeve in a location that provides optimal traction. (First, bring the suture through the trocar sleeve. Then remove the trocar sleeve and reinsert it adjacent to the retraction suture.) This secure attachment allows better visualization and greater access to the blood supply at a lower level. It also is possible to manipulate this suture inside the abdomen using traditional graspers to provide reliable repositioning of the uterus. This degree of tissue control improves field of vision and allows the procedure to advance smoothly.
FIGURE 4 A “puppet string” improves access
This secure attachment allows better visualization and greater access to the blood supply at a lower level. Manipulation of this suture inside the abdomen using traditional graspers also helps reposition the uterus.
Morcellation techniques
Once the ascending blood supply has been managed on both sides, morcellation can be performed with minimal blood loss using one of two techniques:
- Amputate the body of the uterus above the level where the blood supply has been interrupted
- Morcellate the uterine body to a point just above the level where the blood supply has been interrupted.
Use basic principles, regardless of the technique chosen
- Hold the morcellator in one hand and a toothed grasper in the other hand to pull tissue into the morcellator. Do not push the morcellator into tissue or you may injure nonvisualized structures on the other side.
- Morcellate tissue in half-moon portions, skimming along the top of the fundus, instead of coring the uterus like an apple; it creates longer strips of tissue and is faster. This technique also allows continuous observation of the active blade, which helps avoid inadvertent injury to tissues behind the blade.
- Attempt morcellation in the anterior abdominal space to avoid injury to blood vessels, ureters, and bowel in the posterior abdominal space. The assistant feeds uterine tissue to the surgeon in the anterior space.
It is essential to control the blood supply to the tissue to be morcellated before morcellation to avoid massive hemorrhage.
Amputating the upper uterine body
Amputation of the large body of the uterus from the lower uterine segment assures complete control of the blood supply and avoids further blood loss during morcellation, but it also poses difficulties. The free uterine mass is held in position by the assistant using only one grasper. If this grasper slips, the mass can be inadvertently released while the morcellator blade is active. If the assistant is also holding the camera, there are no options for stabilizing the free uterine mass. If a mechanical scope holder or second assistant is available to hold the camera, a second trocar port can be placed on the side of the assistant to provide access for a second grasper to stabilize the uterine body during morcellation. The need for a stable uterine mass is important to minimize the risk of injury.
Once the upper body of the uterus has been removed by morcellation, the lower uterine segment and cervix must be removed—using your procedure of choice—to finish the hysterectomy.
Morcellating the upper uterine body
If the uterus remains attached to the cervix, it already has one fixed point of stability. During morcellation, the assistant has one hand available to direct the camera. Blood loss during morcellation of the uterus while it is still attached to the cervix is minimal because the ascending vascular bundles on either side have been interrupted under direct vision.
For greater control of the large uterus, a second port can be placed on the assistant’s side for a second grasper, as described above. Most of the large uterus that is still connected to the cervix can be morcellated in the anterior abdominal space in horizontal fashion, as for the free uterine mass just described.
Uterine manipulation by the assistant keeps the uterus away from critical structures as it is reduced to 8 to 10 weeks’ size. Once this size is attained, resume normal technique for total laparoscopic hysterectomy to separate the remaining tissue from the vagina.
2 types of morcellators in use today
One has a disposable 15-mm blade that attaches to a drive unit adjacent to the OR table (Gynecare-Ethicon Women’s Health and Urology). The other has a sterile, reusable drive unit with a disposable blade (Storz). Both work well on large uteri.
The reusable drive unit has more power to morcellate calcified fibroids and offers a choice between 12-mm, 15-mm, and 20-mm disposable blades for faster morcellation.
Concluding the procedure
Chips of fibroid and uterine tissue created during morcellation often remain in the pelvis after the uterus has been removed. Place them in a 10-cm specimen-collection bag and extract it through the vagina after removal of the residual uterus and cervix. This is faster and easier than recovering them one at a time with the gall bladder stone scoop through a trocar port. The value of the OR time saved with use of the specimen-collection bag is significantly greater than that of the disposable collection device.
CASE RESOLVED
You perform total laparoscopic hysterectomy and find 6-cm fibroids in both broad ligament areas and over the cervical–vaginal junction on the left. You use a “puppet string” to apply directed traction to the fibroids to simplify their extraction. The 45° endoscope allows clear visualization of the ascending vascular bundle on both sides, and the mechanical scope holder allows a fixed field of view for the meticulous dissection required to remove the broad-ligament fibroids.
You morcellate the entire 663-g uterus and remove it in pieces through the abdominal wall. The extensive morcellation required, coupled with technical issues related to the patient’s morbid obesity, prolong the procedure to more than 4 hours.
Postoperatively, the patient voids without a catheter, walks around the nursing unit, and eats half a sandwich within 4 hours. She is discharged home in less than 24 hours and is able to drive 4 days after her surgery.
1. Reich H, DeCaprio J, McGlynn F. Laparoscopic hysterectomy. J Gynecol Surg. 1989;5:213-216.
2. Wu JM, Wechter ME, Geller EJ, Nguyen TV, Visco AG. Hysterectomy rates in the United States, 2003. Obstet Gynecol. 2007;110:1091-1095.
3. Johnson N, Barlow D, Lethaby A, Tavender E, Curr E, Garry R. Surgical approach to hysterectomy for benign gynaecological disease. Cochrane Database Syst Rev. 2005 Jan 25;(1):CD003677.-
4. Leonard F, Chopin N, Borghese B, et al. Total laparoscopic hysterectomy: preoperative risk factors for conversion to laparotomy. J Minim Invasive Gynecol. 2005;12:312-317.
5. Fiaccavento A, Landi S, Barbieri F, et al. Total laparoscopic hysterectomy in cases of very large uteri: a retrospective comparative study. J Minim Invasive Gynecol. 2007;14:559-563.
6. Pelosi MA, Kadar N. Laparoscopically assisted hysterectomy for uteri weighing 500 g or more. J Am Assoc Gynecol Laparosc. 1994;1:405-409.
7. Seracchioli R, Venturoli S, Vianello F, et al. Total laparoscopic hysterectomy compared with abdominal hysterectomy in the presence of a large uterus. J Am Assoc Gynecol Laparosc. 2002;9:333-338.
8. Hoffman CP, Kennedy J, Borschel L, Burchette R, Kidd A. Laparoscopic hysterectomy: the Kaiser Permanente San Diego experience. J Minim Invasive Gynecol. 2005;12:16-24.
9. Liu CY, Reich H. Complications of total laparoscopic hysterectomy in 518 cases. Gynaecol Endosc. 1994;3:203-208.
10. Zmora O, Pikarsky AJ, Wexner SD. Bowel preparation for colorectal surgery. Dis Colon Rectum. 2001;44:1537-1547.
11. Nichols RI, Smith JW, Girch RY, Waterman RS, Holmes JWC. Current practices of preoperative bowel preparation among North American colorectal surgeons. Clin Infect Dis. 1997;24:609-619.
12. Guenaga KF, Matos D, Castro AA, Atallah AN, Wille-Jørgensen P. Mechanical bowel preparation for elective colorectal surgery. Cochrane Database Syst Rev. 2005 Jan 25;(1):CD001544.-
13. Tsin DA, Colombero LT. Laparoscopic leash: a simple technique to prevent specimen loss during operative laparoscopy. Obstet Gynecol. 1999;94:628-629.
1. Reich H, DeCaprio J, McGlynn F. Laparoscopic hysterectomy. J Gynecol Surg. 1989;5:213-216.
2. Wu JM, Wechter ME, Geller EJ, Nguyen TV, Visco AG. Hysterectomy rates in the United States, 2003. Obstet Gynecol. 2007;110:1091-1095.
3. Johnson N, Barlow D, Lethaby A, Tavender E, Curr E, Garry R. Surgical approach to hysterectomy for benign gynaecological disease. Cochrane Database Syst Rev. 2005 Jan 25;(1):CD003677.-
4. Leonard F, Chopin N, Borghese B, et al. Total laparoscopic hysterectomy: preoperative risk factors for conversion to laparotomy. J Minim Invasive Gynecol. 2005;12:312-317.
5. Fiaccavento A, Landi S, Barbieri F, et al. Total laparoscopic hysterectomy in cases of very large uteri: a retrospective comparative study. J Minim Invasive Gynecol. 2007;14:559-563.
6. Pelosi MA, Kadar N. Laparoscopically assisted hysterectomy for uteri weighing 500 g or more. J Am Assoc Gynecol Laparosc. 1994;1:405-409.
7. Seracchioli R, Venturoli S, Vianello F, et al. Total laparoscopic hysterectomy compared with abdominal hysterectomy in the presence of a large uterus. J Am Assoc Gynecol Laparosc. 2002;9:333-338.
8. Hoffman CP, Kennedy J, Borschel L, Burchette R, Kidd A. Laparoscopic hysterectomy: the Kaiser Permanente San Diego experience. J Minim Invasive Gynecol. 2005;12:16-24.
9. Liu CY, Reich H. Complications of total laparoscopic hysterectomy in 518 cases. Gynaecol Endosc. 1994;3:203-208.
10. Zmora O, Pikarsky AJ, Wexner SD. Bowel preparation for colorectal surgery. Dis Colon Rectum. 2001;44:1537-1547.
11. Nichols RI, Smith JW, Girch RY, Waterman RS, Holmes JWC. Current practices of preoperative bowel preparation among North American colorectal surgeons. Clin Infect Dis. 1997;24:609-619.
12. Guenaga KF, Matos D, Castro AA, Atallah AN, Wille-Jørgensen P. Mechanical bowel preparation for elective colorectal surgery. Cochrane Database Syst Rev. 2005 Jan 25;(1):CD001544.-
13. Tsin DA, Colombero LT. Laparoscopic leash: a simple technique to prevent specimen loss during operative laparoscopy. Obstet Gynecol. 1999;94:628-629.
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Going outside your area of expertise: How far is too far?
Dear Dr. Mossman:
I am an adult psychiatrist practicing in a geographically isolated area. I am working with the family of 10-year-old “Bobby” who is struggling with attention problems. Top notch neuropsychologic testing recommends a stimulant trial, but the local pediatrician is too busy to give Bobby adequate follow-up and attention.
I am an experienced psychopharmacologist but have not prescribed medication to children since residency. My relationship with the family is excellent, and the local pediatrician said that she would supervise me. If I choose to treat Bobby, what are the possible liability issues I should be aware of, and how can I address them?—Submitted by “Dr. F”
Dr. F’s question raises issues that come up whenever patients need treatment for conditions outside the few with which you are highly familiar. Although you can’t be an expert on every aspect of every patient’s treatment, psychiatrists shouldn’t practice outside their area of competence.
Thus, the main liability-related issue that Dr. F should ask herself is, “Can I treat Bobby competently?” Of course, whenever you decide to treat any patient, you should be able to answer “yes” to this question. When thinking about potential liability related to treating Bobby, Dr. F might also ask, “If a lawsuit occurred, how would my treatment of Bobby appear?” This article discusses key issues that arise when general psychiatrists treat children and the steps general psychiatrists can take to show that they are practicing prudently.
Problem: Not enough clinicians
Child and adolescent psychiatrists (CAPs) are in short supply.1,2 In 2001 the United States had 8.67 CAPs per 100,000 youths and 1.6 CAPs for every 1,000 youths with severe mental disorders.1 Studies suggest that the United States needs nearly twice that many CAPs.3 The shortage is especially severe in rural areas, but approximately one-half of metropolitan counties with populations of >250,000 have no CAPs.1 In much of the nation, finding CAPs who are accepting new patients is difficult, and child and adolescent psychiatric treatment often is delivered by pediatricians, family practitioners, psychiatric nurse practitioners, and general adult psychiatrists.
- Submit your malpractice-related questions to Dr. Mossman at douglas.mossman@dowdenhealth.com.
- Include your name, address, and practice location. If your question is chosen for publication, your name can be withheld by request.
- All readers who submit questions will be included in quarterly drawings for a $50 gift certificate for Professional Risk Management Services, Inc’s online marketplace of risk management publications and resources (www.prms.com).
Children’s special medical issues
General psychiatrists know that children aren’t just little adults. CAPs develop skills and thinking styles during their 2 years of subspecialty fellowship training that are quite different from those used by their general psychiatric colleagues.
Communication. Children and adolescents who need psychiatric care often have limited verbal abilities. Working and communicating with these patients requires a different interactive style.
Information sources. CAPs learn to seek and assimilate clinically important information from many settings—especially a child’s home—where their patients interact with others.
Caution. Only a small subset of psychotropic medications that adult psychiatrists prescribe are FDA-approved for use in children (Table 1).4 Because we don’t know how psychotropic drugs affect brain development, CAPs sometimes are leery of giving kids the same medications that adult psychiatrists readily prescribe.
Table 1
FDA-approved drugs and dosages for ADHD in children and adults
Brand name | Generic name | Drug class | Dosing forms (mg) | Dosage range | Age range |
---|---|---|---|---|---|
Adderall | Amphetamine-dextroamphetamine | IR stimulant | 5, 7.5, 10, 12.5, 15, 20, 30 | 5 to 40 mg | 3 to 18 years |
Adderall XR | Amphetamine-dextroamphetamine | ER stimulant | 5, 10, 15, 20, 25, 30 | 5 to 30 mg | 3 years to adult |
Concerta | Methylphenidate | ER stimulant | 18, 27, 36, 54 | 18 to 72 mg | 6 years to adult |
Daytrana | Methylphenidate transdermal | Stimulant | 10, 15, 20, 30 (patch) | 10 to 30 mg | 6 to 18 years |
Focalin | Dexmethylphenidate | IR stimulant | 2.5, 5, 10 | 2.5 to 10 mg bid | 6 to 17 years |
Focalin XR | Dexmethylphenidate | ER stimulant | 5, 10, 15, 20 | 5 to 20 mg | 6 years to adult |
Metadate CD | Methylphenidate | ER stimulant | 10, 20, 30, 50, 60 | 10 to 60 mg | 6 to 18 years |
Ritalin | Methylphenidate | IR stimulant | 5, 10, 20 | 5 to 20 mg bid or tid | 6 to 18 years |
Ritalin LA | Methylphenidate | ER stimulant | 10, 20, 30, 40 | 10 to 60 mg | 6 to 18 years |
Strattera | Atomoxetine | SNRI | 10, 18, 25, 40, 60, 80, 100 | 10 to 100 mg | 6 years to adult |
Vyvanse | Lisdexamfetamine dimesylate | ER stimulant (precursor) | 30, 50, 70 | 30 to 70 mg | 6 years to adult |
LA: long acting; CD: controlled delivery; ER, XR: extended release; IR: immediate release; SNRI: selective norepinephrine reuptake inhibitor | |||||
Source: Adapted from references 2,3 |
Different drugs. Some medications commonly taken by children are not often prescribed for adults, although this is changing as attention-deficit/hyperactivity disorder (ADHD) is better recognized in adults.5,6
Dosages. Dosing psychotropics in adults is fairly standardized, but in children and adolescents dosages vary with age, body weight, and physical maturity.
Adverse effects. The side effects kids experience and the way they report them can differ markedly from adults and will vary with age and developmental maturity. Some issues related to monitoring children—such as appropriate cardiac screening before starting stimulants—are controversial and remain unsettled.7,8
Consider alternatives
Dr. F may be tempted to treat Bobby because of her preexisting, positive relationship with the child’s family and a laudable desire to help. But Dr. F needs to ask, “Is there really no other workable alternative for Bobby?” Some possibilities include:
- Refer Bobby to a CAP in another community for initiation of treatment. Dr. F or Bobby’s pediatrician might safely continue care once a CAP establishes an effective treatment regimen.
- Find another pediatrician who might have more time to provide the follow-up that Dr. F feels is necessary.
- Decline to treat Bobby. Before doing this, Dr. F should consider what effect this refusal might have on her relationship with the family and the consequences for Bobby if his problems go untreated.
- Consult a CAP from another community, describing the situation and clinical factors in detail without naming or identifying the patient, and then ask, “Is this really the best thing to do?”
From a liability standpoint, this last point may be crucial. If the CAP answers “yes,” Dr. F can document the alternatives she has considered and her consultation and discussion with the CAP colleague as evidence of prudent practice. Dr. F can also document any advice that she has received and her plans to follow it.
If you choose to treat
Presumably, Dr. F would not perform thoracic surgery or provide any treatment that is far outside a general psychiatrist’s competence except under the most dire circumstances. General psychiatrists receive child psychiatry training during residency, and treating children is within their scope of practice. Similarly, most elderly patients are treated by general psychiatrists, rather than graduates of geropsychiatry fellowships. Prescribing medication for Bobby is not grossly different from Dr. F’s other duties, and she might provide services that a pediatrician might not.
Ask yourself 4 questions to determine if you are competent to provide medical treatment outside your usual area of expertise (Table 2). In Bobby’s case, Dr. F can consider these additional questions:
- Am I comfortable doing this? Would I be comfortable with this scenario if Bobby were my child?
- How extensive was my general residency training in child psychiatry?
- How long ago was my last CAP experience?
- Have I treated ADHD in adults, and am I familiar with stimulant medications?
- What kind of supervision could I arrange, such as regular phone consultation with a CAP or pediatrician?
- How helpful are other information sources, such as recent texts, journals, and medical Web sites?
- What is my relationship with the family, and how would treating Bobby affect it?
Table 2
Should you provide treatment? 4 questions to ask yourself
How sure am I that I know what I don’t know? |
How will I know when I should ask for help? |
Do I have colleagues readily available for consultation if I need help? |
Do I have a good track record for seeking consultation when I need it? |
Advantages and benefits
So far, we’ve emphasized cautions, but Dr. F also should remember that she may offer patients services that general psychiatrists provide but that pediatricians might not do routinely. Among the possibilities:
- Performing a diagnostic assessment that incorporates biopsychosocial factors.
- Taking time to foster a strong doctor-patient relationship with the family.
- Reserving time for medication-related psychoeducation.
- Scheduling longer visits to discuss a child’s psychiatric problems and explore solutions.
- Utilizing knowledge of and existing relationships with nonphysician therapists who could provide additional psychotherapy.
1. Thomas CR, Holzer CE, III. The continuing shortage of child and adolescent psychiatrists. J Am Acad Child Adolesc Psychiatry 2006;45:1023-31.
2. U.S. Department of Health and Human Services. Mental health: a report of the Surgeon General. Rockville, MD: National Institute of Mental Health; 1999. Available at: http://www.surgeongeneral.gov/library/mentalhealth/home.html. Accessed August 20, 2008.
3. Levin A. Rural counties suffer from child psychiatry shortage. Psychiatr News 2006;42(14):4-41.
4. National Institute of Mental Health. Treatment of children with mental disorders. 2004. Available at: http://www.nimh.nih.gov/publicat/childqa.cfm. Accessed August 2, 2008.
5. Wilens TE, Biederman J, Spencer TJ. Attention deficit/hyperactivity disorder across the lifespan. Annu Rev Med 2002;53:113-31.
6. Greenhill LL, Pliszka S, Dulcan MK, et al. American Academy of Child and Adolescent Psychiatry. Practice parameter for the use of stimulant medications in the treatment of children, adolescents, and adults. J Am Acad Child Adolesc Psychiatry. 2002;41(2 suppl):26S-49S.
7. Perrin JM, Friedman RA, Knilans TK. Cardiovascular monitoring and stimulant drugs for attention-deficit/hyperactivity disorder. Pediatrics 2008;122:451-3.
8. Vetter VL, Elia J, Erickson C, et al. Cardiovascular monitoring of children and adolescents with heart disease receiving medications for attention deficit/hyperactivity disorder: A scientific statement from the American Heart Association Council on Cardiovascular Disease in the Young Congenital Cardiac Defects Committee and the Council on Cardiovascular Nursing. Circulation 2008;117:2407-23.
Dear Dr. Mossman:
I am an adult psychiatrist practicing in a geographically isolated area. I am working with the family of 10-year-old “Bobby” who is struggling with attention problems. Top notch neuropsychologic testing recommends a stimulant trial, but the local pediatrician is too busy to give Bobby adequate follow-up and attention.
I am an experienced psychopharmacologist but have not prescribed medication to children since residency. My relationship with the family is excellent, and the local pediatrician said that she would supervise me. If I choose to treat Bobby, what are the possible liability issues I should be aware of, and how can I address them?—Submitted by “Dr. F”
Dr. F’s question raises issues that come up whenever patients need treatment for conditions outside the few with which you are highly familiar. Although you can’t be an expert on every aspect of every patient’s treatment, psychiatrists shouldn’t practice outside their area of competence.
Thus, the main liability-related issue that Dr. F should ask herself is, “Can I treat Bobby competently?” Of course, whenever you decide to treat any patient, you should be able to answer “yes” to this question. When thinking about potential liability related to treating Bobby, Dr. F might also ask, “If a lawsuit occurred, how would my treatment of Bobby appear?” This article discusses key issues that arise when general psychiatrists treat children and the steps general psychiatrists can take to show that they are practicing prudently.
Problem: Not enough clinicians
Child and adolescent psychiatrists (CAPs) are in short supply.1,2 In 2001 the United States had 8.67 CAPs per 100,000 youths and 1.6 CAPs for every 1,000 youths with severe mental disorders.1 Studies suggest that the United States needs nearly twice that many CAPs.3 The shortage is especially severe in rural areas, but approximately one-half of metropolitan counties with populations of >250,000 have no CAPs.1 In much of the nation, finding CAPs who are accepting new patients is difficult, and child and adolescent psychiatric treatment often is delivered by pediatricians, family practitioners, psychiatric nurse practitioners, and general adult psychiatrists.
- Submit your malpractice-related questions to Dr. Mossman at douglas.mossman@dowdenhealth.com.
- Include your name, address, and practice location. If your question is chosen for publication, your name can be withheld by request.
- All readers who submit questions will be included in quarterly drawings for a $50 gift certificate for Professional Risk Management Services, Inc’s online marketplace of risk management publications and resources (www.prms.com).
Children’s special medical issues
General psychiatrists know that children aren’t just little adults. CAPs develop skills and thinking styles during their 2 years of subspecialty fellowship training that are quite different from those used by their general psychiatric colleagues.
Communication. Children and adolescents who need psychiatric care often have limited verbal abilities. Working and communicating with these patients requires a different interactive style.
Information sources. CAPs learn to seek and assimilate clinically important information from many settings—especially a child’s home—where their patients interact with others.
Caution. Only a small subset of psychotropic medications that adult psychiatrists prescribe are FDA-approved for use in children (Table 1).4 Because we don’t know how psychotropic drugs affect brain development, CAPs sometimes are leery of giving kids the same medications that adult psychiatrists readily prescribe.
Table 1
FDA-approved drugs and dosages for ADHD in children and adults
Brand name | Generic name | Drug class | Dosing forms (mg) | Dosage range | Age range |
---|---|---|---|---|---|
Adderall | Amphetamine-dextroamphetamine | IR stimulant | 5, 7.5, 10, 12.5, 15, 20, 30 | 5 to 40 mg | 3 to 18 years |
Adderall XR | Amphetamine-dextroamphetamine | ER stimulant | 5, 10, 15, 20, 25, 30 | 5 to 30 mg | 3 years to adult |
Concerta | Methylphenidate | ER stimulant | 18, 27, 36, 54 | 18 to 72 mg | 6 years to adult |
Daytrana | Methylphenidate transdermal | Stimulant | 10, 15, 20, 30 (patch) | 10 to 30 mg | 6 to 18 years |
Focalin | Dexmethylphenidate | IR stimulant | 2.5, 5, 10 | 2.5 to 10 mg bid | 6 to 17 years |
Focalin XR | Dexmethylphenidate | ER stimulant | 5, 10, 15, 20 | 5 to 20 mg | 6 years to adult |
Metadate CD | Methylphenidate | ER stimulant | 10, 20, 30, 50, 60 | 10 to 60 mg | 6 to 18 years |
Ritalin | Methylphenidate | IR stimulant | 5, 10, 20 | 5 to 20 mg bid or tid | 6 to 18 years |
Ritalin LA | Methylphenidate | ER stimulant | 10, 20, 30, 40 | 10 to 60 mg | 6 to 18 years |
Strattera | Atomoxetine | SNRI | 10, 18, 25, 40, 60, 80, 100 | 10 to 100 mg | 6 years to adult |
Vyvanse | Lisdexamfetamine dimesylate | ER stimulant (precursor) | 30, 50, 70 | 30 to 70 mg | 6 years to adult |
LA: long acting; CD: controlled delivery; ER, XR: extended release; IR: immediate release; SNRI: selective norepinephrine reuptake inhibitor | |||||
Source: Adapted from references 2,3 |
Different drugs. Some medications commonly taken by children are not often prescribed for adults, although this is changing as attention-deficit/hyperactivity disorder (ADHD) is better recognized in adults.5,6
Dosages. Dosing psychotropics in adults is fairly standardized, but in children and adolescents dosages vary with age, body weight, and physical maturity.
Adverse effects. The side effects kids experience and the way they report them can differ markedly from adults and will vary with age and developmental maturity. Some issues related to monitoring children—such as appropriate cardiac screening before starting stimulants—are controversial and remain unsettled.7,8
Consider alternatives
Dr. F may be tempted to treat Bobby because of her preexisting, positive relationship with the child’s family and a laudable desire to help. But Dr. F needs to ask, “Is there really no other workable alternative for Bobby?” Some possibilities include:
- Refer Bobby to a CAP in another community for initiation of treatment. Dr. F or Bobby’s pediatrician might safely continue care once a CAP establishes an effective treatment regimen.
- Find another pediatrician who might have more time to provide the follow-up that Dr. F feels is necessary.
- Decline to treat Bobby. Before doing this, Dr. F should consider what effect this refusal might have on her relationship with the family and the consequences for Bobby if his problems go untreated.
- Consult a CAP from another community, describing the situation and clinical factors in detail without naming or identifying the patient, and then ask, “Is this really the best thing to do?”
From a liability standpoint, this last point may be crucial. If the CAP answers “yes,” Dr. F can document the alternatives she has considered and her consultation and discussion with the CAP colleague as evidence of prudent practice. Dr. F can also document any advice that she has received and her plans to follow it.
If you choose to treat
Presumably, Dr. F would not perform thoracic surgery or provide any treatment that is far outside a general psychiatrist’s competence except under the most dire circumstances. General psychiatrists receive child psychiatry training during residency, and treating children is within their scope of practice. Similarly, most elderly patients are treated by general psychiatrists, rather than graduates of geropsychiatry fellowships. Prescribing medication for Bobby is not grossly different from Dr. F’s other duties, and she might provide services that a pediatrician might not.
Ask yourself 4 questions to determine if you are competent to provide medical treatment outside your usual area of expertise (Table 2). In Bobby’s case, Dr. F can consider these additional questions:
- Am I comfortable doing this? Would I be comfortable with this scenario if Bobby were my child?
- How extensive was my general residency training in child psychiatry?
- How long ago was my last CAP experience?
- Have I treated ADHD in adults, and am I familiar with stimulant medications?
- What kind of supervision could I arrange, such as regular phone consultation with a CAP or pediatrician?
- How helpful are other information sources, such as recent texts, journals, and medical Web sites?
- What is my relationship with the family, and how would treating Bobby affect it?
Table 2
Should you provide treatment? 4 questions to ask yourself
How sure am I that I know what I don’t know? |
How will I know when I should ask for help? |
Do I have colleagues readily available for consultation if I need help? |
Do I have a good track record for seeking consultation when I need it? |
Advantages and benefits
So far, we’ve emphasized cautions, but Dr. F also should remember that she may offer patients services that general psychiatrists provide but that pediatricians might not do routinely. Among the possibilities:
- Performing a diagnostic assessment that incorporates biopsychosocial factors.
- Taking time to foster a strong doctor-patient relationship with the family.
- Reserving time for medication-related psychoeducation.
- Scheduling longer visits to discuss a child’s psychiatric problems and explore solutions.
- Utilizing knowledge of and existing relationships with nonphysician therapists who could provide additional psychotherapy.
Dear Dr. Mossman:
I am an adult psychiatrist practicing in a geographically isolated area. I am working with the family of 10-year-old “Bobby” who is struggling with attention problems. Top notch neuropsychologic testing recommends a stimulant trial, but the local pediatrician is too busy to give Bobby adequate follow-up and attention.
I am an experienced psychopharmacologist but have not prescribed medication to children since residency. My relationship with the family is excellent, and the local pediatrician said that she would supervise me. If I choose to treat Bobby, what are the possible liability issues I should be aware of, and how can I address them?—Submitted by “Dr. F”
Dr. F’s question raises issues that come up whenever patients need treatment for conditions outside the few with which you are highly familiar. Although you can’t be an expert on every aspect of every patient’s treatment, psychiatrists shouldn’t practice outside their area of competence.
Thus, the main liability-related issue that Dr. F should ask herself is, “Can I treat Bobby competently?” Of course, whenever you decide to treat any patient, you should be able to answer “yes” to this question. When thinking about potential liability related to treating Bobby, Dr. F might also ask, “If a lawsuit occurred, how would my treatment of Bobby appear?” This article discusses key issues that arise when general psychiatrists treat children and the steps general psychiatrists can take to show that they are practicing prudently.
Problem: Not enough clinicians
Child and adolescent psychiatrists (CAPs) are in short supply.1,2 In 2001 the United States had 8.67 CAPs per 100,000 youths and 1.6 CAPs for every 1,000 youths with severe mental disorders.1 Studies suggest that the United States needs nearly twice that many CAPs.3 The shortage is especially severe in rural areas, but approximately one-half of metropolitan counties with populations of >250,000 have no CAPs.1 In much of the nation, finding CAPs who are accepting new patients is difficult, and child and adolescent psychiatric treatment often is delivered by pediatricians, family practitioners, psychiatric nurse practitioners, and general adult psychiatrists.
- Submit your malpractice-related questions to Dr. Mossman at douglas.mossman@dowdenhealth.com.
- Include your name, address, and practice location. If your question is chosen for publication, your name can be withheld by request.
- All readers who submit questions will be included in quarterly drawings for a $50 gift certificate for Professional Risk Management Services, Inc’s online marketplace of risk management publications and resources (www.prms.com).
Children’s special medical issues
General psychiatrists know that children aren’t just little adults. CAPs develop skills and thinking styles during their 2 years of subspecialty fellowship training that are quite different from those used by their general psychiatric colleagues.
Communication. Children and adolescents who need psychiatric care often have limited verbal abilities. Working and communicating with these patients requires a different interactive style.
Information sources. CAPs learn to seek and assimilate clinically important information from many settings—especially a child’s home—where their patients interact with others.
Caution. Only a small subset of psychotropic medications that adult psychiatrists prescribe are FDA-approved for use in children (Table 1).4 Because we don’t know how psychotropic drugs affect brain development, CAPs sometimes are leery of giving kids the same medications that adult psychiatrists readily prescribe.
Table 1
FDA-approved drugs and dosages for ADHD in children and adults
Brand name | Generic name | Drug class | Dosing forms (mg) | Dosage range | Age range |
---|---|---|---|---|---|
Adderall | Amphetamine-dextroamphetamine | IR stimulant | 5, 7.5, 10, 12.5, 15, 20, 30 | 5 to 40 mg | 3 to 18 years |
Adderall XR | Amphetamine-dextroamphetamine | ER stimulant | 5, 10, 15, 20, 25, 30 | 5 to 30 mg | 3 years to adult |
Concerta | Methylphenidate | ER stimulant | 18, 27, 36, 54 | 18 to 72 mg | 6 years to adult |
Daytrana | Methylphenidate transdermal | Stimulant | 10, 15, 20, 30 (patch) | 10 to 30 mg | 6 to 18 years |
Focalin | Dexmethylphenidate | IR stimulant | 2.5, 5, 10 | 2.5 to 10 mg bid | 6 to 17 years |
Focalin XR | Dexmethylphenidate | ER stimulant | 5, 10, 15, 20 | 5 to 20 mg | 6 years to adult |
Metadate CD | Methylphenidate | ER stimulant | 10, 20, 30, 50, 60 | 10 to 60 mg | 6 to 18 years |
Ritalin | Methylphenidate | IR stimulant | 5, 10, 20 | 5 to 20 mg bid or tid | 6 to 18 years |
Ritalin LA | Methylphenidate | ER stimulant | 10, 20, 30, 40 | 10 to 60 mg | 6 to 18 years |
Strattera | Atomoxetine | SNRI | 10, 18, 25, 40, 60, 80, 100 | 10 to 100 mg | 6 years to adult |
Vyvanse | Lisdexamfetamine dimesylate | ER stimulant (precursor) | 30, 50, 70 | 30 to 70 mg | 6 years to adult |
LA: long acting; CD: controlled delivery; ER, XR: extended release; IR: immediate release; SNRI: selective norepinephrine reuptake inhibitor | |||||
Source: Adapted from references 2,3 |
Different drugs. Some medications commonly taken by children are not often prescribed for adults, although this is changing as attention-deficit/hyperactivity disorder (ADHD) is better recognized in adults.5,6
Dosages. Dosing psychotropics in adults is fairly standardized, but in children and adolescents dosages vary with age, body weight, and physical maturity.
Adverse effects. The side effects kids experience and the way they report them can differ markedly from adults and will vary with age and developmental maturity. Some issues related to monitoring children—such as appropriate cardiac screening before starting stimulants—are controversial and remain unsettled.7,8
Consider alternatives
Dr. F may be tempted to treat Bobby because of her preexisting, positive relationship with the child’s family and a laudable desire to help. But Dr. F needs to ask, “Is there really no other workable alternative for Bobby?” Some possibilities include:
- Refer Bobby to a CAP in another community for initiation of treatment. Dr. F or Bobby’s pediatrician might safely continue care once a CAP establishes an effective treatment regimen.
- Find another pediatrician who might have more time to provide the follow-up that Dr. F feels is necessary.
- Decline to treat Bobby. Before doing this, Dr. F should consider what effect this refusal might have on her relationship with the family and the consequences for Bobby if his problems go untreated.
- Consult a CAP from another community, describing the situation and clinical factors in detail without naming or identifying the patient, and then ask, “Is this really the best thing to do?”
From a liability standpoint, this last point may be crucial. If the CAP answers “yes,” Dr. F can document the alternatives she has considered and her consultation and discussion with the CAP colleague as evidence of prudent practice. Dr. F can also document any advice that she has received and her plans to follow it.
If you choose to treat
Presumably, Dr. F would not perform thoracic surgery or provide any treatment that is far outside a general psychiatrist’s competence except under the most dire circumstances. General psychiatrists receive child psychiatry training during residency, and treating children is within their scope of practice. Similarly, most elderly patients are treated by general psychiatrists, rather than graduates of geropsychiatry fellowships. Prescribing medication for Bobby is not grossly different from Dr. F’s other duties, and she might provide services that a pediatrician might not.
Ask yourself 4 questions to determine if you are competent to provide medical treatment outside your usual area of expertise (Table 2). In Bobby’s case, Dr. F can consider these additional questions:
- Am I comfortable doing this? Would I be comfortable with this scenario if Bobby were my child?
- How extensive was my general residency training in child psychiatry?
- How long ago was my last CAP experience?
- Have I treated ADHD in adults, and am I familiar with stimulant medications?
- What kind of supervision could I arrange, such as regular phone consultation with a CAP or pediatrician?
- How helpful are other information sources, such as recent texts, journals, and medical Web sites?
- What is my relationship with the family, and how would treating Bobby affect it?
Table 2
Should you provide treatment? 4 questions to ask yourself
How sure am I that I know what I don’t know? |
How will I know when I should ask for help? |
Do I have colleagues readily available for consultation if I need help? |
Do I have a good track record for seeking consultation when I need it? |
Advantages and benefits
So far, we’ve emphasized cautions, but Dr. F also should remember that she may offer patients services that general psychiatrists provide but that pediatricians might not do routinely. Among the possibilities:
- Performing a diagnostic assessment that incorporates biopsychosocial factors.
- Taking time to foster a strong doctor-patient relationship with the family.
- Reserving time for medication-related psychoeducation.
- Scheduling longer visits to discuss a child’s psychiatric problems and explore solutions.
- Utilizing knowledge of and existing relationships with nonphysician therapists who could provide additional psychotherapy.
1. Thomas CR, Holzer CE, III. The continuing shortage of child and adolescent psychiatrists. J Am Acad Child Adolesc Psychiatry 2006;45:1023-31.
2. U.S. Department of Health and Human Services. Mental health: a report of the Surgeon General. Rockville, MD: National Institute of Mental Health; 1999. Available at: http://www.surgeongeneral.gov/library/mentalhealth/home.html. Accessed August 20, 2008.
3. Levin A. Rural counties suffer from child psychiatry shortage. Psychiatr News 2006;42(14):4-41.
4. National Institute of Mental Health. Treatment of children with mental disorders. 2004. Available at: http://www.nimh.nih.gov/publicat/childqa.cfm. Accessed August 2, 2008.
5. Wilens TE, Biederman J, Spencer TJ. Attention deficit/hyperactivity disorder across the lifespan. Annu Rev Med 2002;53:113-31.
6. Greenhill LL, Pliszka S, Dulcan MK, et al. American Academy of Child and Adolescent Psychiatry. Practice parameter for the use of stimulant medications in the treatment of children, adolescents, and adults. J Am Acad Child Adolesc Psychiatry. 2002;41(2 suppl):26S-49S.
7. Perrin JM, Friedman RA, Knilans TK. Cardiovascular monitoring and stimulant drugs for attention-deficit/hyperactivity disorder. Pediatrics 2008;122:451-3.
8. Vetter VL, Elia J, Erickson C, et al. Cardiovascular monitoring of children and adolescents with heart disease receiving medications for attention deficit/hyperactivity disorder: A scientific statement from the American Heart Association Council on Cardiovascular Disease in the Young Congenital Cardiac Defects Committee and the Council on Cardiovascular Nursing. Circulation 2008;117:2407-23.
1. Thomas CR, Holzer CE, III. The continuing shortage of child and adolescent psychiatrists. J Am Acad Child Adolesc Psychiatry 2006;45:1023-31.
2. U.S. Department of Health and Human Services. Mental health: a report of the Surgeon General. Rockville, MD: National Institute of Mental Health; 1999. Available at: http://www.surgeongeneral.gov/library/mentalhealth/home.html. Accessed August 20, 2008.
3. Levin A. Rural counties suffer from child psychiatry shortage. Psychiatr News 2006;42(14):4-41.
4. National Institute of Mental Health. Treatment of children with mental disorders. 2004. Available at: http://www.nimh.nih.gov/publicat/childqa.cfm. Accessed August 2, 2008.
5. Wilens TE, Biederman J, Spencer TJ. Attention deficit/hyperactivity disorder across the lifespan. Annu Rev Med 2002;53:113-31.
6. Greenhill LL, Pliszka S, Dulcan MK, et al. American Academy of Child and Adolescent Psychiatry. Practice parameter for the use of stimulant medications in the treatment of children, adolescents, and adults. J Am Acad Child Adolesc Psychiatry. 2002;41(2 suppl):26S-49S.
7. Perrin JM, Friedman RA, Knilans TK. Cardiovascular monitoring and stimulant drugs for attention-deficit/hyperactivity disorder. Pediatrics 2008;122:451-3.
8. Vetter VL, Elia J, Erickson C, et al. Cardiovascular monitoring of children and adolescents with heart disease receiving medications for attention deficit/hyperactivity disorder: A scientific statement from the American Heart Association Council on Cardiovascular Disease in the Young Congenital Cardiac Defects Committee and the Council on Cardiovascular Nursing. Circulation 2008;117:2407-23.
Put your patients to sleep: Useful nondrug strategies for chronic insomnia
Ms. H, age 53, has a 20-year history of recurrent major depressive disorder. She seeks treatment for insomnia; her primary complaint is that “no medicine has really ever helped me to sleep for very long.” She reports that every night she experiences a 2-hour sleep onset delay and an average of 5 awakenings that last 10 to 60 minutes each. Her mood is stable.
After failed trials of zolpidem, mirtazapine, amitriptyline, and sertraline plus trazodone, she improves with quetiapine, 50 mg at bedtime, plus sertraline, 150 mg at bedtime. Unfortunately, over the next 6 months Ms. H gains 20 pounds and her physician becomes concerned about her fasting serum glucose levels, which suggest borderline diabetes.
After Ms. H discontinues quetiapine, onset and maintenance insomnia remain clinically significant. Polysomnography reveals moderately loud snoring, a normal respiratory disturbance index of 4.5 per hour, no periodic leg movements of sleep, 32-minute sleep onset, total sleep time of 389 minutes (6.5 hours), and a sleep efficiency of 72%. Ms. H estimates that it took her 120 minutes to fall asleep and that she slept only 270 minutes (4.5 hours) of the 540 minutes (9 hours) in bed. The sleep specialist recommends cognitive-behavioral therapy for insomnia.
For some chronic insomnia patients—such as Ms. H—pharmacotherapy is ineffective or causes intolerable side effects. In any year, >50% of adults in the general population report experiencing difficulty falling asleep, staying asleep, early awakening, or poorly restorative sleep, but these symptoms are usually time-limited and have only a small impact on daytime alertness and function. Chronic insomnia, on the other hand, lasts ≥1 month and has substantial impact on daytime alertness and attention, cognitive function, depressed and anxious mood, and focused performance (Box).1
Medications used to treat insomnia include FDA-approved drugs such as eszopiclone and zolpidem and off-label agents such as mirtazapine and trazodone. The cognitive, behavioral, and other nonpharmacologic therapies described below can be effective options, either alone or in combination with medication.
One in 10 adults in industrialized nations experiences chronic insomnia. Women are affected twice as often as men, with higher rates also reported in older patients and those in lower socioeconomic groups.
Among adults with chronic insomnia, 35% to 45% have psychiatric comorbidities, such as anxiety or mood disorders, and 15% have primary insomnia—sleep disturbance with no identifiable cause, which traditional medical literature described as conditioned or psychophysiologic insomnia.
In the remaining cases, chronic insomnia is associated with:
- medical and sleep disorders (restless legs syndrome, periodic leg movements of sleep, and sleep apnea)
- general medical disorders, particularly those that cause pain
- use of medications that disrupt normal CNS sleep mechanisms.
Source: Reference 1
Assessing insomnia
Start by performing a thorough assessment and history. I have described this process in previous reviews,1,2 as has Neubauer in Current Psychiatry.3
Before initiating therapy for insomnia, assess and address the following:
- significant ongoing depression, mania, hypomania, generalized anxiety, panic, or obsessive-compulsive symptoms that impact sleep
- primary medical disorders of sleep, including restless legs syndrome, increased motor activity during sleep such as periodic leg movements of sleep, and the snoring/snorting of sleep apnea
- prescribed or self-administered medications or substances that can disrupt sleep, such as alcohol, caffeine, stimulants, corticosteroids, or beta blockers.
Recommended nondrug therapies
In 2006, the Standards of Practice Committee of the American Academy of Sleep Medicine (AASM) updated a comprehensive literature review of psychological and behavioral treatments of primary and secondary insomnia. On the basis of this peer-reviewed, graded evidence, the AASM recommended:
- stimulus control therapy
- relaxation training
- cognitive-behavioral therapy for insomnia (CBTi).4
The AASM also offered guidelines for sleep restriction therapy, multi-component therapy without cognitive therapy, paradoxical intention, and biofeedback. Evidence for sleep hygiene, imaging training, or cognitive therapy alone was insufficient, and the AASM neither recommended nor excluded these methods. Psychological and behavioral interventions were considered effective for treating insomnia in older adults and patients withdrawing from hypnotics.
Stimulus control therapy. Bootzin et al5 first evaluated stimulus control therapy for conditioned insomnia (subsequently identified as primary insomnia). This therapy’s goal is to interrupt the conditioned activation that occurs at bedtime. Patients are instructed to:
- go to bed when sleepy
- remain in bed for no more than 10 minutes (20 minutes if elderly) without sleeping
- if unable to sleep, get up, do something boring, and return to bed only when sleepy
- repeat getting up and returning as frequently as necessary until sleep onset.
For the first 2 weeks of stimulus control therapy, patients are required to self-monitor their sleep behaviors using a sleep diary. Stimulus control therapy is beneficial for primary insomnia and insomnia related to anxious preoccupation. About 70% of patients with conditioned insomnia will improve using stimulus control therapy,4 but it is not clear whether the primary effective intervention is:
- patients dissociating conditioned responses at bedtime, or
- the inevitable sleep restriction caused by getting out of bed.
Relaxation training. Progressive muscle relaxation is a common behavioral treatment of insomnia. Patients learn to tense and then relax individual muscles, beginning at the feet or head and working their way up or down the body. Patients are taught the difference between tension and relaxation to facilitate a relaxation response at bedtime. Another method is the body scanning technique, in which the patient “talks” to each body part, telling it to “relax… relax… relax.”
Relaxation training is predicated on the belief that insomnia is caused by somatized tension and psychophysiologic arousal. The greatest challenge to effective relaxation training is that patients need extensive daytime practice before they can bring the method to the bedroom.
Remind patients that “practice makes perfect.” Therapists often instruct patients to start practicing their relaxation method during the day while self-monitoring by sleep diary and restricting time in bed at night.2
CBTi is the most extensively investigated nonpharmacologic therapy for insomnia.6 It has been used to effectively manage comorbid insomnia in patients with psychiatric disorders,7,8 such as depression,9 generalized anxiety,10 and alcohol dependence,11 as well as those with breast cancer,12 traumatic brain injury,13 and fibromyalgia.14 Age does not appear to be a limitation; research trials show the technique is effective in elderly patients.15
CBTi incorporates cognitive strategies and behavioral interventions to improve sleep quality. Patient self-monitoring with sleep diaries and worksheets is essential.
CBTi commonly is provided in 5 to 8 sessions over 8 to 12 weeks, although studies have described abbreviated practices that used 2 sessions16 and CBTi delivered over the Internet.17 Highly trained clinical psychologists are at the forefront of therapy, but counselors and nurses in primary care settings have administered CBTi.18 For primary insomnia, CBTi is superior in efficacy to pharmacotherapy:
- as initial treatment19
- for long-term management4
- in assisting discontinuation of hypnotic medication.20
CASE CONTINUED: An effective approach
You refer Ms. H to a clinical psychologist who specializes in CBTi. Ms. H begins self-monitoring with a sleep diary and has 5 CBTi sessions over 8 weeks. Initial interventions reduce time in bed from 9 hours to 7 hours per night. Ms. H learns simple relaxation methods that she practices for 2 weeks before attempting to use them to sleep. The psychologist addresses her dysfunctional beliefs about sleep.
During the last 2 weeks of therapy, Ms. H’s sleep diary reveals a sleep efficiency of 92% and improvements in well being, energy, and perceived work efficiency. At a 3-month booster visit, Ms. H has sustained these gains in sleep and daytime function.
Implementing nondrug therapy
I recommend the following steps when offering psychological and behavioral treatment of chronic insomnia, such as CBTi.
Initial visit. Determine whether your patient needs treatment for depressive or anxiety symptoms. Assess the need for polysomnography. Does the patient have a history of an urge to move the legs (restless legs syndrome), increased kicking behavior at night (periodic leg movements of sleep), or loud, disruptive snoring (obstructive sleep apnea)? It is often helpful to have patients think back to when they were consistently sleeping well to identify factors that might be exacerbating poor sleep.
Session 1 (Week 0). Teach patients about normal sleep, how it changes over the life cycle, and common dysfunctional beliefs and behaviors that worsen sleep. Tell patients that every morning when they wake up they should complete a sleep diary (Table 1); you can download a sample sleep diary by visiting this article on CurrentPsychiatry.com.
Table 1
Insomnia: What to document on a sleep diary
Daytime fatigue |
Minutes spent napping |
Medication use |
Time the patient first tried to fall asleep |
How long it took to fall asleep |
How many times the patient woke up |
Final waking time |
Hours slept |
Sleep quality rating |
How refreshed the patient feels on awakening |
Session 2 (Week 1). Review the sleep diary. Address infractions of sleep hygiene, such as working until bedtime, using caffeine or alcohol in the evening, excessive smoking, or eating in bed. Discuss and specify mutual therapeutic goals for:
- minutes to sleep onset
- minutes of nighttime wakefulness
- number of awakenings
- improvements in sleep efficiency, morning refreshment/alertness, and daytime functioning.
Therapeutic intervention: Instruct patients to reduce their total time in bed (TIB) to their estimated total sleep time, unless they report <6 hours. Insomnia patients commonly overestimate their amount of wakefulness. Because research indicates daytime performance is adversely affected when sleep falls below 6 hours per night,21 I initially limit TIB to 6 hours and further restrict TIB in future sessions as needed to improve sleep efficiency.
Session 3 (Week 2). Review the sleep diary, and calculate the average time to sleep onset and sleep efficiency (divide total minutes of reported sleep by the total minutes spent in bed). Typical goals include an average onset of 10 to 20 minutes and an average efficiency of >90%.
Therapeutic intervention: If sleep efficiency falls below 80%, further restrict TIB by 15 minutes; if sleep efficiency is >90%, increase TIB by 15 minutes (no TIB change is needed with efficiencies between 80% and 90%). Identify dysfunctional beliefs about sleep, and provide strategies to interrupt cognitive overactivation—the pressured “talking to oneself” in hopes of falling asleep.
Session 4 (Week 3). Review the sleep diary, and calculate the average time to sleep onset and sleep efficiency. Increase or decrease TIB based on sleep efficiency as described above. Determine if the patient has dysfunctional beliefs regarding sleep.
Therapeutic intervention: Reframe the patient’s dysfunctional beliefs/concepts by comparing sleep diary entries with dysfunctional beliefs (Table 2). Remind patients about strategies to address cognitive overactivation, and have them practice daily to apply the appropriate reframe response from Table 2 that improves sleep. Review progressive muscular relaxation to address somatized tension and arousal, but instruct patients to practice relaxation only during the day at this point.
Table 2
Correcting patients’ dysfunctional sleep beliefs/concepts
Belief/concept | Reframe responses |
---|---|
‘I need 8 hours sleep per night’ | 1. Nightly sleep need varies among individuals from 5 to 9 hours, particularly with aging 2. Employed adults sleep 6.5 to 7 hours per workweek night 3. For the ‘average’ person, it takes <6 hours of sleep to reduce performance |
‘If I don’t sleep, I can’t _____ (work, socialize, take care of the kids, etc.) or ‘If I don’t sleep tonight, I won’t be able to ____’ | 1. Every day one-third of Americans sleep <6.5 hours and yet work, socialize, and live their lives 2. ‘You told me that on ____ you had a terrible night, yet you did ____ (that presentation, meeting, activity with family, etc.)’ |
‘If I don’t sleep, I feel _____’ | Explore situations where the person has felt tired, irritable, angry, anxious, etc. independent from lack of sleep |
‘If X happens, I won’t sleep’ | Explore situations where X or something like it happened, yet sleep occurred |
‘I don’t sleep at all’ | 1. Explore whether a bed partner reports the patient was sleeping or snoring when the person was convinced he or she was awake 2. Tell patients that if they remain in bed for >30 minutes, it is likely they slept, particularly if anxious or frustrated (older depressed patients may be an exception) 3. Teach patients that ‘don’t at all’ statements often represent an excessive focus on wakefulness, and that self-monitoring by sleep diary is helpful |
Session 5 (Week 4). Review the sleep diary. Adjust TIB as necessary. Emphasize the patient’s mastery of dysfunctional beliefs, and highlight progress on the sleep diary. Spend much of this session helping patients improve their relaxation practice and preparing them to bring it to bedtime.
Therapeutic intervention: Tell the patient to apply the relaxation training to bedtime and nocturnal awakenings.
Session 6 (Week 6). Review the sleep diary. Emphasize progress. Address any problem areas regarding dysfunctional beliefs, maladaptive behaviors, or relaxation methods.
Therapeutic intervention: Prepare patients to maintain sleep gains on their own.
Session 7 (Week 8). Review the sleep diary. Have patients identify areas of mastery. Discuss scenarios that might be expected to result in a temporary return of insomnia—such as difficulties with work or home life, stress of job change, or medical illness—and strategies they could apply to improve sleep. Such strategies might include a “safety net” of a sedative/hypnotic agent to use after ≥2 nights of poor sleep.
‘Booster’ session. Three months later, schedule a booster session to determine whether the patient has maintained mastery of improved sleep. Patients who are doing well often cancel this session because they are satisfied with their progress.
Related resource
- American Academy of Sleep Medicine. www.aasmnet.org.
Drug brand names
- Amitriptyline • Elavil, Endep
- Eszopiclone • Lunesta
- Mirtazapine • Remeron
- Quetiapine • Seroquel
- Sertraline • Zoloft
- Trazodone • Desyrel
- Zolpidem • Ambien
Disclosure
Dr. Becker receives research/grant support from sanofi-aventis and is a speaker for Sepracor Inc. and Takeda Pharmaceutical.
1. Becker PM. Insomnia: prevalence, impact, pathogenesis, differential diagnosis, and evaluation. Psychiatr Clin North Am 2006;29(4):855-70.
2. Becker PM. Pharmacologic and nonpharmacologic treatments of insomnia. Neurol Clin 2005;23(4):1149-63.
3. Neubauer DN. Treatment resistant-insomnia: ask yourself 8 questions. Current Psychiatry 2007;6(12):46-54.
4. Morgenthaler T, Kramer M, Alessi C, et al. American Academy of Sleep Medicine. Practice parameters for the psychological and behavioral treatment of insomnia: an update. An American Academy of Sleep Medicine report. Sleep 2006;29(11):1415-9.
5. Bootzin RR, Perlis ML. Nonpharmacologic treatments of insomnia. J Clin Psychiatry 1992;53(suppl):37-41.
6. Morin CM, Bootzin RR, Buysse DJ, et al. Psychological and behavioral treatment of insomnia: update of the recent evidence (1998-2004). Sleep 2006;29(11):1398-414.
7. Smith MT, Huang MI, Manber R. Cognitive behavior therapy for chronic insomnia occurring within the context of medical and psychiatric disorders. Clin Psychol Rev 2005;25(5):559-92.
8. Dopke CA, Lehner RK, Wells AM. Cognitive-behavioral group therapy for insomnia in individuals with serious mental illnesses: a preliminary evaluation. Psychiatr Rehabil J 2004;27(3):235-42.
9. Carney CE, Segal ZV, Edinger JD, Krystal AD. A comparison of rates of residual insomnia symptoms following pharmacotherapy or cognitive-behavioral therapy for major depressive disorder. J Clin Psychiatry 2007;68(2):254-60.
10. Bélanger L, Morin CM, Langlois F, Ladouceur R. Insomnia and generalized anxiety disorder: effects of cognitive behavior therapy for GAD on insomnia symptoms. J Anxiety Disord 2004;18(4):561-71.
11. Currie SR, Clark S, Hodgins DC, El-Guebaly N. Randomized controlled trial of brief cognitive-behavioural interventions for insomnia in recovering alcoholics. Addiction 2004;99(9):1121-32.
12. Epstein DR, Dirksen SR. Randomized trial of a cognitive-behavioral intervention for insomnia in breast cancer survivors. Oncol Nurs Forum 2007;34(5):E51-9.
13. Ouellet MC, Morin CM. Efficacy of cognitive-behavioral therapy for insomnia associated with traumatic brain injury: a single-case experimental design. Arch Phys Med Rehabil 2007;88(12):1581-92.
14. Edinger JD, Wohlgemuth WK, Krystal AD, Rice JR. Behavioral insomnia therapy for fibromyalgia patients: a randomized clinical trial. Arch Intern Med 2005;165(21):2527-35.
15. Irwin MR, Cole JC, Nicassio PM. Comparative meta-analysis of behavioral interventions for insomnia and their efficacy in middle-aged adults and in older adults 55+ years of age. Health Psychol 2006;25(1):3-14.
16. Edinger JD, Wohlgemuth WK, Radtke RA, et al. Dose-response effects of cognitive-behavioral insomnia therapy: a randomized clinical trial. Sleep 2007;30(2):203-12.
17. Ström L, Pettersson R, Andersson G. Internet-based treatment for insomnia: a controlled evaluation. J Consult Clin Psychol 2004;72(1):113-20.
18. Espie CA, MacMahon KM, Kelly HL, et al. Randomized clinical effectiveness trial of nurse-administered small-group cognitive behavior therapy for persistent insomnia in general practice. Sleep 2007;30(5):574-84.
19. Jacobs GD, Pace-Schott EF, Stickgold R, Otto MW. Cognitive behavior therapy and pharmacotherapy for insomnia: a randomized controlled trial and direct comparison. Arch Intern Med 2004;164(17):1888-96.
20. Morin CM, Bélanger L, Bastien C, Vallières A. Long-term outcome after discontinuation of benzodiazepines for insomnia: a survival analysis of relapse. Behav Res Ther 2005;43(1):1-14.
21. Lim J, Dinges DF. Sleep deprivation and vigilant attention. Ann N Y Acad Sci 2008;1129:305-22.
Ms. H, age 53, has a 20-year history of recurrent major depressive disorder. She seeks treatment for insomnia; her primary complaint is that “no medicine has really ever helped me to sleep for very long.” She reports that every night she experiences a 2-hour sleep onset delay and an average of 5 awakenings that last 10 to 60 minutes each. Her mood is stable.
After failed trials of zolpidem, mirtazapine, amitriptyline, and sertraline plus trazodone, she improves with quetiapine, 50 mg at bedtime, plus sertraline, 150 mg at bedtime. Unfortunately, over the next 6 months Ms. H gains 20 pounds and her physician becomes concerned about her fasting serum glucose levels, which suggest borderline diabetes.
After Ms. H discontinues quetiapine, onset and maintenance insomnia remain clinically significant. Polysomnography reveals moderately loud snoring, a normal respiratory disturbance index of 4.5 per hour, no periodic leg movements of sleep, 32-minute sleep onset, total sleep time of 389 minutes (6.5 hours), and a sleep efficiency of 72%. Ms. H estimates that it took her 120 minutes to fall asleep and that she slept only 270 minutes (4.5 hours) of the 540 minutes (9 hours) in bed. The sleep specialist recommends cognitive-behavioral therapy for insomnia.
For some chronic insomnia patients—such as Ms. H—pharmacotherapy is ineffective or causes intolerable side effects. In any year, >50% of adults in the general population report experiencing difficulty falling asleep, staying asleep, early awakening, or poorly restorative sleep, but these symptoms are usually time-limited and have only a small impact on daytime alertness and function. Chronic insomnia, on the other hand, lasts ≥1 month and has substantial impact on daytime alertness and attention, cognitive function, depressed and anxious mood, and focused performance (Box).1
Medications used to treat insomnia include FDA-approved drugs such as eszopiclone and zolpidem and off-label agents such as mirtazapine and trazodone. The cognitive, behavioral, and other nonpharmacologic therapies described below can be effective options, either alone or in combination with medication.
One in 10 adults in industrialized nations experiences chronic insomnia. Women are affected twice as often as men, with higher rates also reported in older patients and those in lower socioeconomic groups.
Among adults with chronic insomnia, 35% to 45% have psychiatric comorbidities, such as anxiety or mood disorders, and 15% have primary insomnia—sleep disturbance with no identifiable cause, which traditional medical literature described as conditioned or psychophysiologic insomnia.
In the remaining cases, chronic insomnia is associated with:
- medical and sleep disorders (restless legs syndrome, periodic leg movements of sleep, and sleep apnea)
- general medical disorders, particularly those that cause pain
- use of medications that disrupt normal CNS sleep mechanisms.
Source: Reference 1
Assessing insomnia
Start by performing a thorough assessment and history. I have described this process in previous reviews,1,2 as has Neubauer in Current Psychiatry.3
Before initiating therapy for insomnia, assess and address the following:
- significant ongoing depression, mania, hypomania, generalized anxiety, panic, or obsessive-compulsive symptoms that impact sleep
- primary medical disorders of sleep, including restless legs syndrome, increased motor activity during sleep such as periodic leg movements of sleep, and the snoring/snorting of sleep apnea
- prescribed or self-administered medications or substances that can disrupt sleep, such as alcohol, caffeine, stimulants, corticosteroids, or beta blockers.
Recommended nondrug therapies
In 2006, the Standards of Practice Committee of the American Academy of Sleep Medicine (AASM) updated a comprehensive literature review of psychological and behavioral treatments of primary and secondary insomnia. On the basis of this peer-reviewed, graded evidence, the AASM recommended:
- stimulus control therapy
- relaxation training
- cognitive-behavioral therapy for insomnia (CBTi).4
The AASM also offered guidelines for sleep restriction therapy, multi-component therapy without cognitive therapy, paradoxical intention, and biofeedback. Evidence for sleep hygiene, imaging training, or cognitive therapy alone was insufficient, and the AASM neither recommended nor excluded these methods. Psychological and behavioral interventions were considered effective for treating insomnia in older adults and patients withdrawing from hypnotics.
Stimulus control therapy. Bootzin et al5 first evaluated stimulus control therapy for conditioned insomnia (subsequently identified as primary insomnia). This therapy’s goal is to interrupt the conditioned activation that occurs at bedtime. Patients are instructed to:
- go to bed when sleepy
- remain in bed for no more than 10 minutes (20 minutes if elderly) without sleeping
- if unable to sleep, get up, do something boring, and return to bed only when sleepy
- repeat getting up and returning as frequently as necessary until sleep onset.
For the first 2 weeks of stimulus control therapy, patients are required to self-monitor their sleep behaviors using a sleep diary. Stimulus control therapy is beneficial for primary insomnia and insomnia related to anxious preoccupation. About 70% of patients with conditioned insomnia will improve using stimulus control therapy,4 but it is not clear whether the primary effective intervention is:
- patients dissociating conditioned responses at bedtime, or
- the inevitable sleep restriction caused by getting out of bed.
Relaxation training. Progressive muscle relaxation is a common behavioral treatment of insomnia. Patients learn to tense and then relax individual muscles, beginning at the feet or head and working their way up or down the body. Patients are taught the difference between tension and relaxation to facilitate a relaxation response at bedtime. Another method is the body scanning technique, in which the patient “talks” to each body part, telling it to “relax… relax… relax.”
Relaxation training is predicated on the belief that insomnia is caused by somatized tension and psychophysiologic arousal. The greatest challenge to effective relaxation training is that patients need extensive daytime practice before they can bring the method to the bedroom.
Remind patients that “practice makes perfect.” Therapists often instruct patients to start practicing their relaxation method during the day while self-monitoring by sleep diary and restricting time in bed at night.2
CBTi is the most extensively investigated nonpharmacologic therapy for insomnia.6 It has been used to effectively manage comorbid insomnia in patients with psychiatric disorders,7,8 such as depression,9 generalized anxiety,10 and alcohol dependence,11 as well as those with breast cancer,12 traumatic brain injury,13 and fibromyalgia.14 Age does not appear to be a limitation; research trials show the technique is effective in elderly patients.15
CBTi incorporates cognitive strategies and behavioral interventions to improve sleep quality. Patient self-monitoring with sleep diaries and worksheets is essential.
CBTi commonly is provided in 5 to 8 sessions over 8 to 12 weeks, although studies have described abbreviated practices that used 2 sessions16 and CBTi delivered over the Internet.17 Highly trained clinical psychologists are at the forefront of therapy, but counselors and nurses in primary care settings have administered CBTi.18 For primary insomnia, CBTi is superior in efficacy to pharmacotherapy:
- as initial treatment19
- for long-term management4
- in assisting discontinuation of hypnotic medication.20
CASE CONTINUED: An effective approach
You refer Ms. H to a clinical psychologist who specializes in CBTi. Ms. H begins self-monitoring with a sleep diary and has 5 CBTi sessions over 8 weeks. Initial interventions reduce time in bed from 9 hours to 7 hours per night. Ms. H learns simple relaxation methods that she practices for 2 weeks before attempting to use them to sleep. The psychologist addresses her dysfunctional beliefs about sleep.
During the last 2 weeks of therapy, Ms. H’s sleep diary reveals a sleep efficiency of 92% and improvements in well being, energy, and perceived work efficiency. At a 3-month booster visit, Ms. H has sustained these gains in sleep and daytime function.
Implementing nondrug therapy
I recommend the following steps when offering psychological and behavioral treatment of chronic insomnia, such as CBTi.
Initial visit. Determine whether your patient needs treatment for depressive or anxiety symptoms. Assess the need for polysomnography. Does the patient have a history of an urge to move the legs (restless legs syndrome), increased kicking behavior at night (periodic leg movements of sleep), or loud, disruptive snoring (obstructive sleep apnea)? It is often helpful to have patients think back to when they were consistently sleeping well to identify factors that might be exacerbating poor sleep.
Session 1 (Week 0). Teach patients about normal sleep, how it changes over the life cycle, and common dysfunctional beliefs and behaviors that worsen sleep. Tell patients that every morning when they wake up they should complete a sleep diary (Table 1); you can download a sample sleep diary by visiting this article on CurrentPsychiatry.com.
Table 1
Insomnia: What to document on a sleep diary
Daytime fatigue |
Minutes spent napping |
Medication use |
Time the patient first tried to fall asleep |
How long it took to fall asleep |
How many times the patient woke up |
Final waking time |
Hours slept |
Sleep quality rating |
How refreshed the patient feels on awakening |
Session 2 (Week 1). Review the sleep diary. Address infractions of sleep hygiene, such as working until bedtime, using caffeine or alcohol in the evening, excessive smoking, or eating in bed. Discuss and specify mutual therapeutic goals for:
- minutes to sleep onset
- minutes of nighttime wakefulness
- number of awakenings
- improvements in sleep efficiency, morning refreshment/alertness, and daytime functioning.
Therapeutic intervention: Instruct patients to reduce their total time in bed (TIB) to their estimated total sleep time, unless they report <6 hours. Insomnia patients commonly overestimate their amount of wakefulness. Because research indicates daytime performance is adversely affected when sleep falls below 6 hours per night,21 I initially limit TIB to 6 hours and further restrict TIB in future sessions as needed to improve sleep efficiency.
Session 3 (Week 2). Review the sleep diary, and calculate the average time to sleep onset and sleep efficiency (divide total minutes of reported sleep by the total minutes spent in bed). Typical goals include an average onset of 10 to 20 minutes and an average efficiency of >90%.
Therapeutic intervention: If sleep efficiency falls below 80%, further restrict TIB by 15 minutes; if sleep efficiency is >90%, increase TIB by 15 minutes (no TIB change is needed with efficiencies between 80% and 90%). Identify dysfunctional beliefs about sleep, and provide strategies to interrupt cognitive overactivation—the pressured “talking to oneself” in hopes of falling asleep.
Session 4 (Week 3). Review the sleep diary, and calculate the average time to sleep onset and sleep efficiency. Increase or decrease TIB based on sleep efficiency as described above. Determine if the patient has dysfunctional beliefs regarding sleep.
Therapeutic intervention: Reframe the patient’s dysfunctional beliefs/concepts by comparing sleep diary entries with dysfunctional beliefs (Table 2). Remind patients about strategies to address cognitive overactivation, and have them practice daily to apply the appropriate reframe response from Table 2 that improves sleep. Review progressive muscular relaxation to address somatized tension and arousal, but instruct patients to practice relaxation only during the day at this point.
Table 2
Correcting patients’ dysfunctional sleep beliefs/concepts
Belief/concept | Reframe responses |
---|---|
‘I need 8 hours sleep per night’ | 1. Nightly sleep need varies among individuals from 5 to 9 hours, particularly with aging 2. Employed adults sleep 6.5 to 7 hours per workweek night 3. For the ‘average’ person, it takes <6 hours of sleep to reduce performance |
‘If I don’t sleep, I can’t _____ (work, socialize, take care of the kids, etc.) or ‘If I don’t sleep tonight, I won’t be able to ____’ | 1. Every day one-third of Americans sleep <6.5 hours and yet work, socialize, and live their lives 2. ‘You told me that on ____ you had a terrible night, yet you did ____ (that presentation, meeting, activity with family, etc.)’ |
‘If I don’t sleep, I feel _____’ | Explore situations where the person has felt tired, irritable, angry, anxious, etc. independent from lack of sleep |
‘If X happens, I won’t sleep’ | Explore situations where X or something like it happened, yet sleep occurred |
‘I don’t sleep at all’ | 1. Explore whether a bed partner reports the patient was sleeping or snoring when the person was convinced he or she was awake 2. Tell patients that if they remain in bed for >30 minutes, it is likely they slept, particularly if anxious or frustrated (older depressed patients may be an exception) 3. Teach patients that ‘don’t at all’ statements often represent an excessive focus on wakefulness, and that self-monitoring by sleep diary is helpful |
Session 5 (Week 4). Review the sleep diary. Adjust TIB as necessary. Emphasize the patient’s mastery of dysfunctional beliefs, and highlight progress on the sleep diary. Spend much of this session helping patients improve their relaxation practice and preparing them to bring it to bedtime.
Therapeutic intervention: Tell the patient to apply the relaxation training to bedtime and nocturnal awakenings.
Session 6 (Week 6). Review the sleep diary. Emphasize progress. Address any problem areas regarding dysfunctional beliefs, maladaptive behaviors, or relaxation methods.
Therapeutic intervention: Prepare patients to maintain sleep gains on their own.
Session 7 (Week 8). Review the sleep diary. Have patients identify areas of mastery. Discuss scenarios that might be expected to result in a temporary return of insomnia—such as difficulties with work or home life, stress of job change, or medical illness—and strategies they could apply to improve sleep. Such strategies might include a “safety net” of a sedative/hypnotic agent to use after ≥2 nights of poor sleep.
‘Booster’ session. Three months later, schedule a booster session to determine whether the patient has maintained mastery of improved sleep. Patients who are doing well often cancel this session because they are satisfied with their progress.
Related resource
- American Academy of Sleep Medicine. www.aasmnet.org.
Drug brand names
- Amitriptyline • Elavil, Endep
- Eszopiclone • Lunesta
- Mirtazapine • Remeron
- Quetiapine • Seroquel
- Sertraline • Zoloft
- Trazodone • Desyrel
- Zolpidem • Ambien
Disclosure
Dr. Becker receives research/grant support from sanofi-aventis and is a speaker for Sepracor Inc. and Takeda Pharmaceutical.
Ms. H, age 53, has a 20-year history of recurrent major depressive disorder. She seeks treatment for insomnia; her primary complaint is that “no medicine has really ever helped me to sleep for very long.” She reports that every night she experiences a 2-hour sleep onset delay and an average of 5 awakenings that last 10 to 60 minutes each. Her mood is stable.
After failed trials of zolpidem, mirtazapine, amitriptyline, and sertraline plus trazodone, she improves with quetiapine, 50 mg at bedtime, plus sertraline, 150 mg at bedtime. Unfortunately, over the next 6 months Ms. H gains 20 pounds and her physician becomes concerned about her fasting serum glucose levels, which suggest borderline diabetes.
After Ms. H discontinues quetiapine, onset and maintenance insomnia remain clinically significant. Polysomnography reveals moderately loud snoring, a normal respiratory disturbance index of 4.5 per hour, no periodic leg movements of sleep, 32-minute sleep onset, total sleep time of 389 minutes (6.5 hours), and a sleep efficiency of 72%. Ms. H estimates that it took her 120 minutes to fall asleep and that she slept only 270 minutes (4.5 hours) of the 540 minutes (9 hours) in bed. The sleep specialist recommends cognitive-behavioral therapy for insomnia.
For some chronic insomnia patients—such as Ms. H—pharmacotherapy is ineffective or causes intolerable side effects. In any year, >50% of adults in the general population report experiencing difficulty falling asleep, staying asleep, early awakening, or poorly restorative sleep, but these symptoms are usually time-limited and have only a small impact on daytime alertness and function. Chronic insomnia, on the other hand, lasts ≥1 month and has substantial impact on daytime alertness and attention, cognitive function, depressed and anxious mood, and focused performance (Box).1
Medications used to treat insomnia include FDA-approved drugs such as eszopiclone and zolpidem and off-label agents such as mirtazapine and trazodone. The cognitive, behavioral, and other nonpharmacologic therapies described below can be effective options, either alone or in combination with medication.
One in 10 adults in industrialized nations experiences chronic insomnia. Women are affected twice as often as men, with higher rates also reported in older patients and those in lower socioeconomic groups.
Among adults with chronic insomnia, 35% to 45% have psychiatric comorbidities, such as anxiety or mood disorders, and 15% have primary insomnia—sleep disturbance with no identifiable cause, which traditional medical literature described as conditioned or psychophysiologic insomnia.
In the remaining cases, chronic insomnia is associated with:
- medical and sleep disorders (restless legs syndrome, periodic leg movements of sleep, and sleep apnea)
- general medical disorders, particularly those that cause pain
- use of medications that disrupt normal CNS sleep mechanisms.
Source: Reference 1
Assessing insomnia
Start by performing a thorough assessment and history. I have described this process in previous reviews,1,2 as has Neubauer in Current Psychiatry.3
Before initiating therapy for insomnia, assess and address the following:
- significant ongoing depression, mania, hypomania, generalized anxiety, panic, or obsessive-compulsive symptoms that impact sleep
- primary medical disorders of sleep, including restless legs syndrome, increased motor activity during sleep such as periodic leg movements of sleep, and the snoring/snorting of sleep apnea
- prescribed or self-administered medications or substances that can disrupt sleep, such as alcohol, caffeine, stimulants, corticosteroids, or beta blockers.
Recommended nondrug therapies
In 2006, the Standards of Practice Committee of the American Academy of Sleep Medicine (AASM) updated a comprehensive literature review of psychological and behavioral treatments of primary and secondary insomnia. On the basis of this peer-reviewed, graded evidence, the AASM recommended:
- stimulus control therapy
- relaxation training
- cognitive-behavioral therapy for insomnia (CBTi).4
The AASM also offered guidelines for sleep restriction therapy, multi-component therapy without cognitive therapy, paradoxical intention, and biofeedback. Evidence for sleep hygiene, imaging training, or cognitive therapy alone was insufficient, and the AASM neither recommended nor excluded these methods. Psychological and behavioral interventions were considered effective for treating insomnia in older adults and patients withdrawing from hypnotics.
Stimulus control therapy. Bootzin et al5 first evaluated stimulus control therapy for conditioned insomnia (subsequently identified as primary insomnia). This therapy’s goal is to interrupt the conditioned activation that occurs at bedtime. Patients are instructed to:
- go to bed when sleepy
- remain in bed for no more than 10 minutes (20 minutes if elderly) without sleeping
- if unable to sleep, get up, do something boring, and return to bed only when sleepy
- repeat getting up and returning as frequently as necessary until sleep onset.
For the first 2 weeks of stimulus control therapy, patients are required to self-monitor their sleep behaviors using a sleep diary. Stimulus control therapy is beneficial for primary insomnia and insomnia related to anxious preoccupation. About 70% of patients with conditioned insomnia will improve using stimulus control therapy,4 but it is not clear whether the primary effective intervention is:
- patients dissociating conditioned responses at bedtime, or
- the inevitable sleep restriction caused by getting out of bed.
Relaxation training. Progressive muscle relaxation is a common behavioral treatment of insomnia. Patients learn to tense and then relax individual muscles, beginning at the feet or head and working their way up or down the body. Patients are taught the difference between tension and relaxation to facilitate a relaxation response at bedtime. Another method is the body scanning technique, in which the patient “talks” to each body part, telling it to “relax… relax… relax.”
Relaxation training is predicated on the belief that insomnia is caused by somatized tension and psychophysiologic arousal. The greatest challenge to effective relaxation training is that patients need extensive daytime practice before they can bring the method to the bedroom.
Remind patients that “practice makes perfect.” Therapists often instruct patients to start practicing their relaxation method during the day while self-monitoring by sleep diary and restricting time in bed at night.2
CBTi is the most extensively investigated nonpharmacologic therapy for insomnia.6 It has been used to effectively manage comorbid insomnia in patients with psychiatric disorders,7,8 such as depression,9 generalized anxiety,10 and alcohol dependence,11 as well as those with breast cancer,12 traumatic brain injury,13 and fibromyalgia.14 Age does not appear to be a limitation; research trials show the technique is effective in elderly patients.15
CBTi incorporates cognitive strategies and behavioral interventions to improve sleep quality. Patient self-monitoring with sleep diaries and worksheets is essential.
CBTi commonly is provided in 5 to 8 sessions over 8 to 12 weeks, although studies have described abbreviated practices that used 2 sessions16 and CBTi delivered over the Internet.17 Highly trained clinical psychologists are at the forefront of therapy, but counselors and nurses in primary care settings have administered CBTi.18 For primary insomnia, CBTi is superior in efficacy to pharmacotherapy:
- as initial treatment19
- for long-term management4
- in assisting discontinuation of hypnotic medication.20
CASE CONTINUED: An effective approach
You refer Ms. H to a clinical psychologist who specializes in CBTi. Ms. H begins self-monitoring with a sleep diary and has 5 CBTi sessions over 8 weeks. Initial interventions reduce time in bed from 9 hours to 7 hours per night. Ms. H learns simple relaxation methods that she practices for 2 weeks before attempting to use them to sleep. The psychologist addresses her dysfunctional beliefs about sleep.
During the last 2 weeks of therapy, Ms. H’s sleep diary reveals a sleep efficiency of 92% and improvements in well being, energy, and perceived work efficiency. At a 3-month booster visit, Ms. H has sustained these gains in sleep and daytime function.
Implementing nondrug therapy
I recommend the following steps when offering psychological and behavioral treatment of chronic insomnia, such as CBTi.
Initial visit. Determine whether your patient needs treatment for depressive or anxiety symptoms. Assess the need for polysomnography. Does the patient have a history of an urge to move the legs (restless legs syndrome), increased kicking behavior at night (periodic leg movements of sleep), or loud, disruptive snoring (obstructive sleep apnea)? It is often helpful to have patients think back to when they were consistently sleeping well to identify factors that might be exacerbating poor sleep.
Session 1 (Week 0). Teach patients about normal sleep, how it changes over the life cycle, and common dysfunctional beliefs and behaviors that worsen sleep. Tell patients that every morning when they wake up they should complete a sleep diary (Table 1); you can download a sample sleep diary by visiting this article on CurrentPsychiatry.com.
Table 1
Insomnia: What to document on a sleep diary
Daytime fatigue |
Minutes spent napping |
Medication use |
Time the patient first tried to fall asleep |
How long it took to fall asleep |
How many times the patient woke up |
Final waking time |
Hours slept |
Sleep quality rating |
How refreshed the patient feels on awakening |
Session 2 (Week 1). Review the sleep diary. Address infractions of sleep hygiene, such as working until bedtime, using caffeine or alcohol in the evening, excessive smoking, or eating in bed. Discuss and specify mutual therapeutic goals for:
- minutes to sleep onset
- minutes of nighttime wakefulness
- number of awakenings
- improvements in sleep efficiency, morning refreshment/alertness, and daytime functioning.
Therapeutic intervention: Instruct patients to reduce their total time in bed (TIB) to their estimated total sleep time, unless they report <6 hours. Insomnia patients commonly overestimate their amount of wakefulness. Because research indicates daytime performance is adversely affected when sleep falls below 6 hours per night,21 I initially limit TIB to 6 hours and further restrict TIB in future sessions as needed to improve sleep efficiency.
Session 3 (Week 2). Review the sleep diary, and calculate the average time to sleep onset and sleep efficiency (divide total minutes of reported sleep by the total minutes spent in bed). Typical goals include an average onset of 10 to 20 minutes and an average efficiency of >90%.
Therapeutic intervention: If sleep efficiency falls below 80%, further restrict TIB by 15 minutes; if sleep efficiency is >90%, increase TIB by 15 minutes (no TIB change is needed with efficiencies between 80% and 90%). Identify dysfunctional beliefs about sleep, and provide strategies to interrupt cognitive overactivation—the pressured “talking to oneself” in hopes of falling asleep.
Session 4 (Week 3). Review the sleep diary, and calculate the average time to sleep onset and sleep efficiency. Increase or decrease TIB based on sleep efficiency as described above. Determine if the patient has dysfunctional beliefs regarding sleep.
Therapeutic intervention: Reframe the patient’s dysfunctional beliefs/concepts by comparing sleep diary entries with dysfunctional beliefs (Table 2). Remind patients about strategies to address cognitive overactivation, and have them practice daily to apply the appropriate reframe response from Table 2 that improves sleep. Review progressive muscular relaxation to address somatized tension and arousal, but instruct patients to practice relaxation only during the day at this point.
Table 2
Correcting patients’ dysfunctional sleep beliefs/concepts
Belief/concept | Reframe responses |
---|---|
‘I need 8 hours sleep per night’ | 1. Nightly sleep need varies among individuals from 5 to 9 hours, particularly with aging 2. Employed adults sleep 6.5 to 7 hours per workweek night 3. For the ‘average’ person, it takes <6 hours of sleep to reduce performance |
‘If I don’t sleep, I can’t _____ (work, socialize, take care of the kids, etc.) or ‘If I don’t sleep tonight, I won’t be able to ____’ | 1. Every day one-third of Americans sleep <6.5 hours and yet work, socialize, and live their lives 2. ‘You told me that on ____ you had a terrible night, yet you did ____ (that presentation, meeting, activity with family, etc.)’ |
‘If I don’t sleep, I feel _____’ | Explore situations where the person has felt tired, irritable, angry, anxious, etc. independent from lack of sleep |
‘If X happens, I won’t sleep’ | Explore situations where X or something like it happened, yet sleep occurred |
‘I don’t sleep at all’ | 1. Explore whether a bed partner reports the patient was sleeping or snoring when the person was convinced he or she was awake 2. Tell patients that if they remain in bed for >30 minutes, it is likely they slept, particularly if anxious or frustrated (older depressed patients may be an exception) 3. Teach patients that ‘don’t at all’ statements often represent an excessive focus on wakefulness, and that self-monitoring by sleep diary is helpful |
Session 5 (Week 4). Review the sleep diary. Adjust TIB as necessary. Emphasize the patient’s mastery of dysfunctional beliefs, and highlight progress on the sleep diary. Spend much of this session helping patients improve their relaxation practice and preparing them to bring it to bedtime.
Therapeutic intervention: Tell the patient to apply the relaxation training to bedtime and nocturnal awakenings.
Session 6 (Week 6). Review the sleep diary. Emphasize progress. Address any problem areas regarding dysfunctional beliefs, maladaptive behaviors, or relaxation methods.
Therapeutic intervention: Prepare patients to maintain sleep gains on their own.
Session 7 (Week 8). Review the sleep diary. Have patients identify areas of mastery. Discuss scenarios that might be expected to result in a temporary return of insomnia—such as difficulties with work or home life, stress of job change, or medical illness—and strategies they could apply to improve sleep. Such strategies might include a “safety net” of a sedative/hypnotic agent to use after ≥2 nights of poor sleep.
‘Booster’ session. Three months later, schedule a booster session to determine whether the patient has maintained mastery of improved sleep. Patients who are doing well often cancel this session because they are satisfied with their progress.
Related resource
- American Academy of Sleep Medicine. www.aasmnet.org.
Drug brand names
- Amitriptyline • Elavil, Endep
- Eszopiclone • Lunesta
- Mirtazapine • Remeron
- Quetiapine • Seroquel
- Sertraline • Zoloft
- Trazodone • Desyrel
- Zolpidem • Ambien
Disclosure
Dr. Becker receives research/grant support from sanofi-aventis and is a speaker for Sepracor Inc. and Takeda Pharmaceutical.
1. Becker PM. Insomnia: prevalence, impact, pathogenesis, differential diagnosis, and evaluation. Psychiatr Clin North Am 2006;29(4):855-70.
2. Becker PM. Pharmacologic and nonpharmacologic treatments of insomnia. Neurol Clin 2005;23(4):1149-63.
3. Neubauer DN. Treatment resistant-insomnia: ask yourself 8 questions. Current Psychiatry 2007;6(12):46-54.
4. Morgenthaler T, Kramer M, Alessi C, et al. American Academy of Sleep Medicine. Practice parameters for the psychological and behavioral treatment of insomnia: an update. An American Academy of Sleep Medicine report. Sleep 2006;29(11):1415-9.
5. Bootzin RR, Perlis ML. Nonpharmacologic treatments of insomnia. J Clin Psychiatry 1992;53(suppl):37-41.
6. Morin CM, Bootzin RR, Buysse DJ, et al. Psychological and behavioral treatment of insomnia: update of the recent evidence (1998-2004). Sleep 2006;29(11):1398-414.
7. Smith MT, Huang MI, Manber R. Cognitive behavior therapy for chronic insomnia occurring within the context of medical and psychiatric disorders. Clin Psychol Rev 2005;25(5):559-92.
8. Dopke CA, Lehner RK, Wells AM. Cognitive-behavioral group therapy for insomnia in individuals with serious mental illnesses: a preliminary evaluation. Psychiatr Rehabil J 2004;27(3):235-42.
9. Carney CE, Segal ZV, Edinger JD, Krystal AD. A comparison of rates of residual insomnia symptoms following pharmacotherapy or cognitive-behavioral therapy for major depressive disorder. J Clin Psychiatry 2007;68(2):254-60.
10. Bélanger L, Morin CM, Langlois F, Ladouceur R. Insomnia and generalized anxiety disorder: effects of cognitive behavior therapy for GAD on insomnia symptoms. J Anxiety Disord 2004;18(4):561-71.
11. Currie SR, Clark S, Hodgins DC, El-Guebaly N. Randomized controlled trial of brief cognitive-behavioural interventions for insomnia in recovering alcoholics. Addiction 2004;99(9):1121-32.
12. Epstein DR, Dirksen SR. Randomized trial of a cognitive-behavioral intervention for insomnia in breast cancer survivors. Oncol Nurs Forum 2007;34(5):E51-9.
13. Ouellet MC, Morin CM. Efficacy of cognitive-behavioral therapy for insomnia associated with traumatic brain injury: a single-case experimental design. Arch Phys Med Rehabil 2007;88(12):1581-92.
14. Edinger JD, Wohlgemuth WK, Krystal AD, Rice JR. Behavioral insomnia therapy for fibromyalgia patients: a randomized clinical trial. Arch Intern Med 2005;165(21):2527-35.
15. Irwin MR, Cole JC, Nicassio PM. Comparative meta-analysis of behavioral interventions for insomnia and their efficacy in middle-aged adults and in older adults 55+ years of age. Health Psychol 2006;25(1):3-14.
16. Edinger JD, Wohlgemuth WK, Radtke RA, et al. Dose-response effects of cognitive-behavioral insomnia therapy: a randomized clinical trial. Sleep 2007;30(2):203-12.
17. Ström L, Pettersson R, Andersson G. Internet-based treatment for insomnia: a controlled evaluation. J Consult Clin Psychol 2004;72(1):113-20.
18. Espie CA, MacMahon KM, Kelly HL, et al. Randomized clinical effectiveness trial of nurse-administered small-group cognitive behavior therapy for persistent insomnia in general practice. Sleep 2007;30(5):574-84.
19. Jacobs GD, Pace-Schott EF, Stickgold R, Otto MW. Cognitive behavior therapy and pharmacotherapy for insomnia: a randomized controlled trial and direct comparison. Arch Intern Med 2004;164(17):1888-96.
20. Morin CM, Bélanger L, Bastien C, Vallières A. Long-term outcome after discontinuation of benzodiazepines for insomnia: a survival analysis of relapse. Behav Res Ther 2005;43(1):1-14.
21. Lim J, Dinges DF. Sleep deprivation and vigilant attention. Ann N Y Acad Sci 2008;1129:305-22.
1. Becker PM. Insomnia: prevalence, impact, pathogenesis, differential diagnosis, and evaluation. Psychiatr Clin North Am 2006;29(4):855-70.
2. Becker PM. Pharmacologic and nonpharmacologic treatments of insomnia. Neurol Clin 2005;23(4):1149-63.
3. Neubauer DN. Treatment resistant-insomnia: ask yourself 8 questions. Current Psychiatry 2007;6(12):46-54.
4. Morgenthaler T, Kramer M, Alessi C, et al. American Academy of Sleep Medicine. Practice parameters for the psychological and behavioral treatment of insomnia: an update. An American Academy of Sleep Medicine report. Sleep 2006;29(11):1415-9.
5. Bootzin RR, Perlis ML. Nonpharmacologic treatments of insomnia. J Clin Psychiatry 1992;53(suppl):37-41.
6. Morin CM, Bootzin RR, Buysse DJ, et al. Psychological and behavioral treatment of insomnia: update of the recent evidence (1998-2004). Sleep 2006;29(11):1398-414.
7. Smith MT, Huang MI, Manber R. Cognitive behavior therapy for chronic insomnia occurring within the context of medical and psychiatric disorders. Clin Psychol Rev 2005;25(5):559-92.
8. Dopke CA, Lehner RK, Wells AM. Cognitive-behavioral group therapy for insomnia in individuals with serious mental illnesses: a preliminary evaluation. Psychiatr Rehabil J 2004;27(3):235-42.
9. Carney CE, Segal ZV, Edinger JD, Krystal AD. A comparison of rates of residual insomnia symptoms following pharmacotherapy or cognitive-behavioral therapy for major depressive disorder. J Clin Psychiatry 2007;68(2):254-60.
10. Bélanger L, Morin CM, Langlois F, Ladouceur R. Insomnia and generalized anxiety disorder: effects of cognitive behavior therapy for GAD on insomnia symptoms. J Anxiety Disord 2004;18(4):561-71.
11. Currie SR, Clark S, Hodgins DC, El-Guebaly N. Randomized controlled trial of brief cognitive-behavioural interventions for insomnia in recovering alcoholics. Addiction 2004;99(9):1121-32.
12. Epstein DR, Dirksen SR. Randomized trial of a cognitive-behavioral intervention for insomnia in breast cancer survivors. Oncol Nurs Forum 2007;34(5):E51-9.
13. Ouellet MC, Morin CM. Efficacy of cognitive-behavioral therapy for insomnia associated with traumatic brain injury: a single-case experimental design. Arch Phys Med Rehabil 2007;88(12):1581-92.
14. Edinger JD, Wohlgemuth WK, Krystal AD, Rice JR. Behavioral insomnia therapy for fibromyalgia patients: a randomized clinical trial. Arch Intern Med 2005;165(21):2527-35.
15. Irwin MR, Cole JC, Nicassio PM. Comparative meta-analysis of behavioral interventions for insomnia and their efficacy in middle-aged adults and in older adults 55+ years of age. Health Psychol 2006;25(1):3-14.
16. Edinger JD, Wohlgemuth WK, Radtke RA, et al. Dose-response effects of cognitive-behavioral insomnia therapy: a randomized clinical trial. Sleep 2007;30(2):203-12.
17. Ström L, Pettersson R, Andersson G. Internet-based treatment for insomnia: a controlled evaluation. J Consult Clin Psychol 2004;72(1):113-20.
18. Espie CA, MacMahon KM, Kelly HL, et al. Randomized clinical effectiveness trial of nurse-administered small-group cognitive behavior therapy for persistent insomnia in general practice. Sleep 2007;30(5):574-84.
19. Jacobs GD, Pace-Schott EF, Stickgold R, Otto MW. Cognitive behavior therapy and pharmacotherapy for insomnia: a randomized controlled trial and direct comparison. Arch Intern Med 2004;164(17):1888-96.
20. Morin CM, Bélanger L, Bastien C, Vallières A. Long-term outcome after discontinuation of benzodiazepines for insomnia: a survival analysis of relapse. Behav Res Ther 2005;43(1):1-14.
21. Lim J, Dinges DF. Sleep deprivation and vigilant attention. Ann N Y Acad Sci 2008;1129:305-22.
Most effective first-line therapy for T-PLL
Washington, DC—Alemtuzumab is the most effective first-line therapy for T-cell prolymphocytic leukemia (T-PLL), according to a presentation at the Peripheral T-cell Lymphoma Forum.
Alemtuzumab is effective when administered alone or in combination with purine analogs, should be administered intravenously as opposed to subcutaneously, and is also effective as a second-line therapy in T-PLL, said Claire Dearden, MD, FRCP, FRCPATH, of The Royal Marsden Hospital.
Dr Dearden also recommended that T-PLL patients be considered for allogeneic stem cell transplant versus autologous stem cell transplant during first remission after alemtuzumab treatment to ensure long-term survival. Once patients relapse, she said, there is no second chance for transplant.
Dr Dearden discussed results she and her colleagues observed in T-PLL patients treated with alemtuzumab in the last 10 years. Some patients were previously untreated, and others underwent chemotherapy prior to receiving alemtuzumab.
In 38 previously treated patients, 62% achieved a complete response (CR). When 16 untreated patients received alemtuzumab intravenously, 88% achieved a CR. In comparison, 11% of patients achieved a CR after subcutaneous administration. This group was rescued with intravenous administration and pentastatin.
These results suggest that alemtuzumab should be administered intravenously rather than subcutaneously to achieve substantial efficacy. The use of intravenous alemtuzumab resulted in survival greater than 2 years.
Dr Dearden also communicated results in 26 T-PLL patients who received stem cell transplant following response to alemtuzumab. Fifteen patients received autograft, and 11 received allograft.
Fifty-five percent of patients who received allograft are still alive, as are 40% of patients who received autograft. Allografted patients also have a lower relapse rate than autografted patients, at 27% vs 53%, respectively. However, the rate of transplant-related mortality is higher in allografted patients, at 27% vs 14%, respectively.
Dr Dearden pointed out that allogeneic stem cell transplant is usually an attractive option. However, because patients with T-PLL tend to belong to an older age group, the procedure often involves a high morbidity and mortality rate.
Dr Dearden also discussed the cytogenetics that uniquely characterize T-PLL. She observed that 75% of cases have the same break point on chromosome 14. These include the inversion (14)(q11q32), the translocation t(14;14)(q11;q32), and the translocation t(X;14)(q28;q11).
Other recurrent changes involve chromosome 8, where 8 translocations have been noted. Significant molecular abnormalities also include the expression of ATM on 11q23, MTCP1 on Xq28, and TCL1a on 14q32.
The oncogene products, most commonly TCL1a, form stabilizing complexes with Akt. They activate Akt by complexing and inducing phosphorylation, downregulating pro-apoptotic control, and ensuring proliferation and survival of the T-PLL cell.
There is also an enrichment of deregulated genes on chromosome 8. NBS1 stimulates the Akt pathway. The gene UPD causes a loss of tumor suppressor gene regulation. ANK-1 is involved in motility and may explain the skin lesions and peritoneal involvement observed in T-PLL.
Dr Dearden suggested that many chromosomal and genetic abnormalities lead to a common upregulation of Akt. Therefore, using Akt or HSP 90 inhibitors may be viable approaches to future treatment.
The Peripheral T-cell Lymphoma Forum took place September 18-20.
Washington, DC—Alemtuzumab is the most effective first-line therapy for T-cell prolymphocytic leukemia (T-PLL), according to a presentation at the Peripheral T-cell Lymphoma Forum.
Alemtuzumab is effective when administered alone or in combination with purine analogs, should be administered intravenously as opposed to subcutaneously, and is also effective as a second-line therapy in T-PLL, said Claire Dearden, MD, FRCP, FRCPATH, of The Royal Marsden Hospital.
Dr Dearden also recommended that T-PLL patients be considered for allogeneic stem cell transplant versus autologous stem cell transplant during first remission after alemtuzumab treatment to ensure long-term survival. Once patients relapse, she said, there is no second chance for transplant.
Dr Dearden discussed results she and her colleagues observed in T-PLL patients treated with alemtuzumab in the last 10 years. Some patients were previously untreated, and others underwent chemotherapy prior to receiving alemtuzumab.
In 38 previously treated patients, 62% achieved a complete response (CR). When 16 untreated patients received alemtuzumab intravenously, 88% achieved a CR. In comparison, 11% of patients achieved a CR after subcutaneous administration. This group was rescued with intravenous administration and pentastatin.
These results suggest that alemtuzumab should be administered intravenously rather than subcutaneously to achieve substantial efficacy. The use of intravenous alemtuzumab resulted in survival greater than 2 years.
Dr Dearden also communicated results in 26 T-PLL patients who received stem cell transplant following response to alemtuzumab. Fifteen patients received autograft, and 11 received allograft.
Fifty-five percent of patients who received allograft are still alive, as are 40% of patients who received autograft. Allografted patients also have a lower relapse rate than autografted patients, at 27% vs 53%, respectively. However, the rate of transplant-related mortality is higher in allografted patients, at 27% vs 14%, respectively.
Dr Dearden pointed out that allogeneic stem cell transplant is usually an attractive option. However, because patients with T-PLL tend to belong to an older age group, the procedure often involves a high morbidity and mortality rate.
Dr Dearden also discussed the cytogenetics that uniquely characterize T-PLL. She observed that 75% of cases have the same break point on chromosome 14. These include the inversion (14)(q11q32), the translocation t(14;14)(q11;q32), and the translocation t(X;14)(q28;q11).
Other recurrent changes involve chromosome 8, where 8 translocations have been noted. Significant molecular abnormalities also include the expression of ATM on 11q23, MTCP1 on Xq28, and TCL1a on 14q32.
The oncogene products, most commonly TCL1a, form stabilizing complexes with Akt. They activate Akt by complexing and inducing phosphorylation, downregulating pro-apoptotic control, and ensuring proliferation and survival of the T-PLL cell.
There is also an enrichment of deregulated genes on chromosome 8. NBS1 stimulates the Akt pathway. The gene UPD causes a loss of tumor suppressor gene regulation. ANK-1 is involved in motility and may explain the skin lesions and peritoneal involvement observed in T-PLL.
Dr Dearden suggested that many chromosomal and genetic abnormalities lead to a common upregulation of Akt. Therefore, using Akt or HSP 90 inhibitors may be viable approaches to future treatment.
The Peripheral T-cell Lymphoma Forum took place September 18-20.
Washington, DC—Alemtuzumab is the most effective first-line therapy for T-cell prolymphocytic leukemia (T-PLL), according to a presentation at the Peripheral T-cell Lymphoma Forum.
Alemtuzumab is effective when administered alone or in combination with purine analogs, should be administered intravenously as opposed to subcutaneously, and is also effective as a second-line therapy in T-PLL, said Claire Dearden, MD, FRCP, FRCPATH, of The Royal Marsden Hospital.
Dr Dearden also recommended that T-PLL patients be considered for allogeneic stem cell transplant versus autologous stem cell transplant during first remission after alemtuzumab treatment to ensure long-term survival. Once patients relapse, she said, there is no second chance for transplant.
Dr Dearden discussed results she and her colleagues observed in T-PLL patients treated with alemtuzumab in the last 10 years. Some patients were previously untreated, and others underwent chemotherapy prior to receiving alemtuzumab.
In 38 previously treated patients, 62% achieved a complete response (CR). When 16 untreated patients received alemtuzumab intravenously, 88% achieved a CR. In comparison, 11% of patients achieved a CR after subcutaneous administration. This group was rescued with intravenous administration and pentastatin.
These results suggest that alemtuzumab should be administered intravenously rather than subcutaneously to achieve substantial efficacy. The use of intravenous alemtuzumab resulted in survival greater than 2 years.
Dr Dearden also communicated results in 26 T-PLL patients who received stem cell transplant following response to alemtuzumab. Fifteen patients received autograft, and 11 received allograft.
Fifty-five percent of patients who received allograft are still alive, as are 40% of patients who received autograft. Allografted patients also have a lower relapse rate than autografted patients, at 27% vs 53%, respectively. However, the rate of transplant-related mortality is higher in allografted patients, at 27% vs 14%, respectively.
Dr Dearden pointed out that allogeneic stem cell transplant is usually an attractive option. However, because patients with T-PLL tend to belong to an older age group, the procedure often involves a high morbidity and mortality rate.
Dr Dearden also discussed the cytogenetics that uniquely characterize T-PLL. She observed that 75% of cases have the same break point on chromosome 14. These include the inversion (14)(q11q32), the translocation t(14;14)(q11;q32), and the translocation t(X;14)(q28;q11).
Other recurrent changes involve chromosome 8, where 8 translocations have been noted. Significant molecular abnormalities also include the expression of ATM on 11q23, MTCP1 on Xq28, and TCL1a on 14q32.
The oncogene products, most commonly TCL1a, form stabilizing complexes with Akt. They activate Akt by complexing and inducing phosphorylation, downregulating pro-apoptotic control, and ensuring proliferation and survival of the T-PLL cell.
There is also an enrichment of deregulated genes on chromosome 8. NBS1 stimulates the Akt pathway. The gene UPD causes a loss of tumor suppressor gene regulation. ANK-1 is involved in motility and may explain the skin lesions and peritoneal involvement observed in T-PLL.
Dr Dearden suggested that many chromosomal and genetic abnormalities lead to a common upregulation of Akt. Therefore, using Akt or HSP 90 inhibitors may be viable approaches to future treatment.
The Peripheral T-cell Lymphoma Forum took place September 18-20.