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Fed Pract
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gaming
gambling
compulsive behaviors
ammunition
assault rifle
black jack
Boko Haram
bondage
child abuse
cocaine
Daech
drug paraphernalia
explosion
gun
human trafficking
ISIL
ISIS
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Islamic state
mixed martial arts
MMA
molestation
national rifle association
NRA
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pedophilia
poker
porn
pornography
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recreational drug
sex slave rings
slot machine
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Texas hold 'em
UFC
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bunges
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butt
butt fuck
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buttfucked
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cock sucker
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A peer-reviewed clinical journal serving healthcare professionals working with the Department of Veterans Affairs, the Department of Defense, and the Public Health Service.

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How to manage heartburn cost-effectively after PPI failure

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TOPLINE:

A decision-support model for managing patients with heartburn in whom proton pump inhibitor (PPI) therapy fails suggests that endoscopy with ambulatory reflux monitoring is the optimal cost-effective approach, matching therapy to phenotype.

METHODOLOGY:

  • Researchers compared the cost-effectiveness over 1 year of four strategies for managing patients in whom empirical PPI treatment failed.
  • Strategies were PPI optimization without diagnostic testing; endoscopy with PPI optimization to identify erosive reflux disease; endoscopy with PPI discontinuation when no erosive reflux disease was found; and combined endoscopy/ambulatory reflux monitoring and PPI discontinuation as appropriate for the phenotype (i.e., erosive disease, nonerosive disease, or functional heartburn).
  • All index testing was assumed to be done while patients were off PPI treatment.

TAKEAWAY:

  • PPI optimization without testing cost insurers $3,784 a year and patients $3,128 a year owing to health care expenses and lower work productivity associated with suboptimal symptom relief, resulting in a loss of 40 healthy days over the course of the year.
  • Endoscopy with PPI optimization lowered insurer costs by $1,020 a year and patient costs by $1,621 a year, compared with optimization without testing, and added 11 healthy days a year by identifying erosive reflux disease.
  • Endoscopy with PPI discontinuation added 11 healthy days a year by identifying patients without erosive reflux disease who did not need PPI therapy.
  • Endoscopy with ambulatory reflux monitoring and a trial of PPI discontinuation was the most effective strategy, optimizing phenotype-guided treatment, saving insurers $2,183 and patients $2,396 a year, and adding 22 healthy days a year.
  • The findings support recent clinical practice guidelines from the American Gastroenterological Association and the 

IN PRACTICE:

“[A]n algorithmic approach to comprehensively stratify erosive and non-erosive reflux disease from functional heartburn combined with a trial of PPI discontinuation for patients without erosive findings provides value to patients and insurers,” the authors wrote.

SOURCE:

Eric D. Shah, MD, MBA, division of gastroenterology and hepatology, Michigan Medicine, Ann Arbor, led the study, which was published online in Clinical Gastroenterology and Hepatology.

LIMITATIONS:

Centers may have limited capacity for routine ambulatory reflux monitoring or may not perform it at all. Single-center and older studies were used for model inputs when no other data were available.

DISCLOSURES:

The study had no specific funding. Dr. Shah is supported by a National Institutes of Health grant and disclosed that he has consulted for Salix, Mahana, Neuraxis, Phathom, Takeda, Ardelyx, Sanofi, and GI Supply. Other coauthors have consulted for pharmaceutical and/or biotech companies.
 

A version of this article appeared on Medscape.com.

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TOPLINE:

A decision-support model for managing patients with heartburn in whom proton pump inhibitor (PPI) therapy fails suggests that endoscopy with ambulatory reflux monitoring is the optimal cost-effective approach, matching therapy to phenotype.

METHODOLOGY:

  • Researchers compared the cost-effectiveness over 1 year of four strategies for managing patients in whom empirical PPI treatment failed.
  • Strategies were PPI optimization without diagnostic testing; endoscopy with PPI optimization to identify erosive reflux disease; endoscopy with PPI discontinuation when no erosive reflux disease was found; and combined endoscopy/ambulatory reflux monitoring and PPI discontinuation as appropriate for the phenotype (i.e., erosive disease, nonerosive disease, or functional heartburn).
  • All index testing was assumed to be done while patients were off PPI treatment.

TAKEAWAY:

  • PPI optimization without testing cost insurers $3,784 a year and patients $3,128 a year owing to health care expenses and lower work productivity associated with suboptimal symptom relief, resulting in a loss of 40 healthy days over the course of the year.
  • Endoscopy with PPI optimization lowered insurer costs by $1,020 a year and patient costs by $1,621 a year, compared with optimization without testing, and added 11 healthy days a year by identifying erosive reflux disease.
  • Endoscopy with PPI discontinuation added 11 healthy days a year by identifying patients without erosive reflux disease who did not need PPI therapy.
  • Endoscopy with ambulatory reflux monitoring and a trial of PPI discontinuation was the most effective strategy, optimizing phenotype-guided treatment, saving insurers $2,183 and patients $2,396 a year, and adding 22 healthy days a year.
  • The findings support recent clinical practice guidelines from the American Gastroenterological Association and the 

IN PRACTICE:

“[A]n algorithmic approach to comprehensively stratify erosive and non-erosive reflux disease from functional heartburn combined with a trial of PPI discontinuation for patients without erosive findings provides value to patients and insurers,” the authors wrote.

SOURCE:

Eric D. Shah, MD, MBA, division of gastroenterology and hepatology, Michigan Medicine, Ann Arbor, led the study, which was published online in Clinical Gastroenterology and Hepatology.

LIMITATIONS:

Centers may have limited capacity for routine ambulatory reflux monitoring or may not perform it at all. Single-center and older studies were used for model inputs when no other data were available.

DISCLOSURES:

The study had no specific funding. Dr. Shah is supported by a National Institutes of Health grant and disclosed that he has consulted for Salix, Mahana, Neuraxis, Phathom, Takeda, Ardelyx, Sanofi, and GI Supply. Other coauthors have consulted for pharmaceutical and/or biotech companies.
 

A version of this article appeared on Medscape.com.

 

TOPLINE:

A decision-support model for managing patients with heartburn in whom proton pump inhibitor (PPI) therapy fails suggests that endoscopy with ambulatory reflux monitoring is the optimal cost-effective approach, matching therapy to phenotype.

METHODOLOGY:

  • Researchers compared the cost-effectiveness over 1 year of four strategies for managing patients in whom empirical PPI treatment failed.
  • Strategies were PPI optimization without diagnostic testing; endoscopy with PPI optimization to identify erosive reflux disease; endoscopy with PPI discontinuation when no erosive reflux disease was found; and combined endoscopy/ambulatory reflux monitoring and PPI discontinuation as appropriate for the phenotype (i.e., erosive disease, nonerosive disease, or functional heartburn).
  • All index testing was assumed to be done while patients were off PPI treatment.

TAKEAWAY:

  • PPI optimization without testing cost insurers $3,784 a year and patients $3,128 a year owing to health care expenses and lower work productivity associated with suboptimal symptom relief, resulting in a loss of 40 healthy days over the course of the year.
  • Endoscopy with PPI optimization lowered insurer costs by $1,020 a year and patient costs by $1,621 a year, compared with optimization without testing, and added 11 healthy days a year by identifying erosive reflux disease.
  • Endoscopy with PPI discontinuation added 11 healthy days a year by identifying patients without erosive reflux disease who did not need PPI therapy.
  • Endoscopy with ambulatory reflux monitoring and a trial of PPI discontinuation was the most effective strategy, optimizing phenotype-guided treatment, saving insurers $2,183 and patients $2,396 a year, and adding 22 healthy days a year.
  • The findings support recent clinical practice guidelines from the American Gastroenterological Association and the 

IN PRACTICE:

“[A]n algorithmic approach to comprehensively stratify erosive and non-erosive reflux disease from functional heartburn combined with a trial of PPI discontinuation for patients without erosive findings provides value to patients and insurers,” the authors wrote.

SOURCE:

Eric D. Shah, MD, MBA, division of gastroenterology and hepatology, Michigan Medicine, Ann Arbor, led the study, which was published online in Clinical Gastroenterology and Hepatology.

LIMITATIONS:

Centers may have limited capacity for routine ambulatory reflux monitoring or may not perform it at all. Single-center and older studies were used for model inputs when no other data were available.

DISCLOSURES:

The study had no specific funding. Dr. Shah is supported by a National Institutes of Health grant and disclosed that he has consulted for Salix, Mahana, Neuraxis, Phathom, Takeda, Ardelyx, Sanofi, and GI Supply. Other coauthors have consulted for pharmaceutical and/or biotech companies.
 

A version of this article appeared on Medscape.com.

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Idiopathic Granulomatous Lobular Mastitis: A Mimicker of Inflammatory Breast Cancer

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Idiopathic granulomatous lobular mastitis (IGLM) is a rare, chronic inflammatory breast disease first described in 1972.1 IGLM usually affects women during reproductive years and has similar clinical features to breast cancer.2 Ultrasonography and mammography yield nonspecific results and cannot adequately differentiate between malignancy and inflammation.3 Magnetic resonance imaging (MRI) is known to be more sensitive in detecting lesions in dense breasts; however, it does not differentiate between granulomatous lesions and other disorders.4,5 Histopathology is the gold standard for diagnosis.1-12

Infectious and autoimmune causes of granulomatous mastitis must be excluded before establishing an IGLM diagnosis. The clinical quandary that remains is how to adequately manage the disease. Although there are no defined treatment guidelines, current literature has proposed a multimodal strategy.6,9 In this report, we describe a case of IGLM successfully treated with surgical excision after failed medical therapy.

Case Presentation

A 43-year-old gravida 5, para 4 White woman presented with a 2-week history of right breast tenderness, heaviness, warmth, and redness that was refractory to cephalexin and dicloxacillin. She had no personal or family history of breast cancer; never had breast surgery and breastfed all 4 children.

An examination of the right breast demonstrated erythema and an 8-cm tender mass in the right lower outer quadrant but no skin retraction or dimpling (Figure 1). The mammography, concerning for inflammatory breast cancer, was category BI-RADS 4 and demonstrated a suspicious right axillary lymph node (Figure 2).

A core needle breast biopsy revealed granulomatous mastitis (Figure 3A), without evidence of malignancy. Rheumatology and endocrinology excluded secondary causes of granulomatous mastitis (ie, sarcoidosis, tuberculosis, granulomatosis with polyangiitis, and other autoimmune conditions). A pituitary MRI to assess an elevated serum prolactin level showed no evidence of microadenoma.

After a prolonged course of 8 months of unsuccessful therapy with prednisone and methotrexate, the patient was referred for surgical excision. Culture and special stains (Gram stain, periodic acid-Schiff stain, acid-fast Bacillus culture, Fite stain, and Brown and Benn stain) of the breast tissue were negative for organisms (Figure 3B). Seven months after excision the patient was doing well and had no evidence of recurrence.

 

 

Discussion

IGLM is a rare, chronic benign inflammatory breast disease of unknown etiology and more commonly reported in individuals of Mediterranean descent.13 It is believed that hyperprolactinemia causing extravasation of fat and protein during milk letdown leads to lymphocyte and macrophage migration, resulting in a localized autoimmune response in the breast ducts.10,14

There are 2 types of granulomatous mastitis: idiopathic and specific. Infectious, autoimmune, and malignant causes of granulomatous mastitis (ie, tuberculosis, sarcoidosis, Corynebacterium spp, granulomatosis with polyangiitis, systemic lupus erythematosus, Behçet disease, ductal ectasia, or granulomatous reaction in a carcinoma) must be excluded prior to establishing an IGLM diagnosis, as these can be fatal if left untreated.15 The most frequent findings on ultrasound and mammography are hypoechoic masses and focal asymmetric densities, respectively.3,5 MRI has been proposed more for surveillance in patients with chronic IGLM.4,5 Histopathology—featuring lobular noncaseating granulomas with epithelioid histiocytes; and multinucleated giant cells in a background of neutrophils, lymphocytes, plasma cells, and eosinophils—is the gold standard for diagnosing IGLM.1-12

There are currently no universal treatment guidelines and management usually consists of observation, systemic and topical steroids, or surgery.3,13 Topical and injectable steroids have been effective in treating both initial and recurrent IGLM in patients who are unable to be treated with systemic steroids.16-18 Due to reported high recurrence rates with steroid tapers, adjunctive therapy with methotrexate, azathioprine, colchicine, and hydroxychloroquine have been proposed.1,3-6,10-12

Additionally, antibiotics are recommended only in the management of IGLM when microbial co-infection is concerning, such as with Corynebacterium spp.9,11,19-22 Histologically, this bacterium is distinct from IGLM and demonstrates granulomatous, neutrophilic inflammation within cystic spaces.19-21 Wide surgical excision with negative margins is the only definitive treatment to reduce recurrence and expedite recovery time.2,3,7-10 Notably, surgical excision has been associated with poor wound healing and occasional recurrence compared with medication alone.5,11

Although IGLM is normally a benign process, chronic disease has been related (without causality) to infiltrating breast carcinoma.4 A proposed theory for the development of malignancy suggests that chronic inflammation leading to free radical formation can result in cellular dysplasia and cancer.23

Conclusions

Fifty years after its first description, IGLM is still a poorly understood disease. There remains no consensus behind its etiology or management. In our case, we demonstrated a stepwise treatment progression, beginning with medical therapy before proceeding to surgical cure. Given concerns for poor wound healing and postsurgical infections, monitoring the response and recurrence to an initial trial of conservative medical treatment is not unreasonable. Because of possible risk for malignancy with chronic IGLM, patients should not delay surgical excision if their condition remains refractory to medical therapy alone.

References

1. Garcia-Rodiguez JA, Pattullo A. Idiopathic granulomatous mastitis: a mimicking disease in a pregnant woman: a case report. BMC Res Notes. 2013;6:95. doi.10.1186/1756-0500-6-95

2. Gurleyik G, Aktekin A, Aker F, Karagulle H, Saglamc A. Medical and surgical treatment of idiopathic granulomatous lobular mastitis: a benign inflammatory disease mimicking invasive carcinoma. J Breast Cancer. 2012;15(1):119-123. doi:10.4048/jbc.2012.15.1.119

3. Hovanessian Larsen LJ, Peyvandi B, Klipfel N, Grant E, Iyengar G. Granulomatous lobular mastitis: imaging, diagnosis, and treatment. AJR Am J Roentgenol. 2009;193(2):574-581. doi:10.2214/AJR.08.1528

4. Mazlan L, Suhaimi SN, Jasmin SJ, Latar NH, Adzman S, Muhammad R. Breast carcinoma occurring from chronic granulomatous mastitis. Malays J Med Sci. 2012;19(2):82-85.

5. Patel RA, Strickland P, Sankara IR, Pinkston G, Many W Jr, Rodriguez M. Idiopathic granulomatous mastitis: case reports and review of literature. J Gen Intern Med. 2010;25(3):270-273. doi:10.1007/s11606-009-1207-2

6. Akbulut S, Yilmaz D, Bakir S. Methotrexate in the management of idiopathic granulomatous mastitis: review of 108 published cases and report of four cases. Breast J. 2011;17(6):661-668. doi:10.1111/j.1524-4741.2011.01162.x

7. Ergin AB, Cristofanilli M, Daw H, Tahan G, Gong Y. Recurrent granulomatous mastitis mimicking inflammatory breast cancer. BMJ Case Rep. 2011;2011:bcr0720103156. doi:10.1136/bcr.07.2010.3156

8. Hladik M, Schoeller T, Ensat F, Wechselberger G. Idiopathic granulomatous mastitis: successful treatment by mastectomy and immediate breast reconstruction. J Plast Reconstr Aesthet Surg. 2011;64(12):1604-1607. doi:10.1016/j.bjps.2011.07.01

9. Hur SM, Cho DH, Lee SK, et al. Experience of treatment of patients with granulomatous lobular mastitis. J Korean Surg Soc. 2013;85(1):1-6. doi:10.4174/jkss.2013.85.1.

10. Kayahan M, Kadioglu H, Muslumanoglu M. Management of patients with granulomatous mastitis: analysis of 31 cases. Breast Care (Basel). 2012;7(3):226-230. doi:10.1159/000337758

11. Neel A, Hello M, Cottereau A, et al. Long-term outcome in idiopathic granulomatous mastitis: a western multicentre study. QJM. 2013;106(5):433-441. doi:10.1093/qjmed/hct040

12. Seo HR, Na KY, Yim HE, et al. Differential diagnosis in idiopathic granulomatous mastitis and tuberculous mastitis. J Breast Cancer. 2012;15(1):111-118. doi:10.4048/jbc.2012.15.1.111

13. Martinez-Ramos D, Simon-Monterde L, Suelves-Piqueres C, et al. Idiopathic granulomatous mastitis: a systematic review of 3060 patients. Breast J. 2019;25(6):1245-1250. doi:10.1111/tbj.13446

14. Lin CH, Hsu CW, Tsao TY, Chou J. Idiopathic granulomatous mastitis associated with risperidone-induced hyperprolactinemia. Diagn Pathol. 2012;7:2. doi:10.1186/1746-1596-7-2

15. Goulabchand R, Hafidi A, Van de Perre P, et al. Mastitis in autoimmune diseases: review of the literature, diagnostic pathway, and pathophysiological key players. J Clin Med. 2020;9(4):958. doi:10.3390/jcm9040958

16. Altintoprak F. Topical steroids to treat granulomatous mastitis: a case report. Korean J Intern Med. 2011;26(3):356-359. doi:10.3904/kjim.2011.26.3.356

17. Tang A, Dominguez DA, Edquilang JK, et al. Granulomatous mastitis: comparison of novel treatment of steroid injection and current management. J Surg Res. 2020;254:300-305. doi:10.1016/j.jss.2020.04.018

18. Toktas O, Toprak N. Treatment results of intralesional steroid injection and topical steroid administration in pregnant women with idiopathic granulomatous mastitis. Eur J Breast Health. 2021;17(3):283-287. doi:10.4274/ejbh.galenos.2021.2021-2-4

19. Bercot B, Kannengiesser C, Oudin C, et al. First description of NOD2 variant associated with defective neutrophil responses in a woman with granulomatous mastitis related to corynebacteria. J Clin Microbiol. 2009;47(9):3034-3037. doi:10.1128/JCM.00561-09

20. Renshaw AA, Derhagopian RP, Gould EW. Cystic neutrophilic granulomatous mastitis: an underappreciated pattern strongly associated with gram-positive bacilli. Am J Clin Pathol. 2011;136(3):424-427. doi:10.1309/AJCP1W9JBRYOQSNZ

21. Stary CM, Lee YS, Balfour J. Idiopathic granulomatous mastitis associated with corynebacterium sp. Infection. Hawaii Med J. 2011;70(5):99-101.

22. Taylor GB, Paviour SD, Musaad S, Jones WO, Holland DJ. A clinicopathological review of 34 cases of inflammatory breast disease showing an association between corynebacteria infection and granulomatous mastitis. Pathology. 2003;35(2):109-119.

23. Rakoff-Nahoum S. Why cancer and inflammation? Yale J Biol Med. 2006;79(3-4):123-130.

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Correspondence:  Benjamin F. Wilson (Benjamin.f.Wilson1.mil@ health.mil)

aCarrier Air Wing 3, Virginia Beach, Virginia

bExplosive Ordnance Disposal Expeditionary Support Unit 2, Virginia Beach, Virginia

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The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

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LCDR Benjamin F. Wilson, MD, MC (FS), USNa; LCDR John C. Chin, MD, MC (UMO), USN

Correspondence:  Benjamin F. Wilson (Benjamin.f.Wilson1.mil@ health.mil)

aCarrier Air Wing 3, Virginia Beach, Virginia

bExplosive Ordnance Disposal Expeditionary Support Unit 2, Virginia Beach, Virginia

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

No informed consent was obtained from the patient; patient identifiers were removed to protect the patient’s identity.

Author and Disclosure Information

LCDR Benjamin F. Wilson, MD, MC (FS), USNa; LCDR John C. Chin, MD, MC (UMO), USN

Correspondence:  Benjamin F. Wilson (Benjamin.f.Wilson1.mil@ health.mil)

aCarrier Air Wing 3, Virginia Beach, Virginia

bExplosive Ordnance Disposal Expeditionary Support Unit 2, Virginia Beach, Virginia

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

No informed consent was obtained from the patient; patient identifiers were removed to protect the patient’s identity.

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Idiopathic granulomatous lobular mastitis (IGLM) is a rare, chronic inflammatory breast disease first described in 1972.1 IGLM usually affects women during reproductive years and has similar clinical features to breast cancer.2 Ultrasonography and mammography yield nonspecific results and cannot adequately differentiate between malignancy and inflammation.3 Magnetic resonance imaging (MRI) is known to be more sensitive in detecting lesions in dense breasts; however, it does not differentiate between granulomatous lesions and other disorders.4,5 Histopathology is the gold standard for diagnosis.1-12

Infectious and autoimmune causes of granulomatous mastitis must be excluded before establishing an IGLM diagnosis. The clinical quandary that remains is how to adequately manage the disease. Although there are no defined treatment guidelines, current literature has proposed a multimodal strategy.6,9 In this report, we describe a case of IGLM successfully treated with surgical excision after failed medical therapy.

Case Presentation

A 43-year-old gravida 5, para 4 White woman presented with a 2-week history of right breast tenderness, heaviness, warmth, and redness that was refractory to cephalexin and dicloxacillin. She had no personal or family history of breast cancer; never had breast surgery and breastfed all 4 children.

An examination of the right breast demonstrated erythema and an 8-cm tender mass in the right lower outer quadrant but no skin retraction or dimpling (Figure 1). The mammography, concerning for inflammatory breast cancer, was category BI-RADS 4 and demonstrated a suspicious right axillary lymph node (Figure 2).

A core needle breast biopsy revealed granulomatous mastitis (Figure 3A), without evidence of malignancy. Rheumatology and endocrinology excluded secondary causes of granulomatous mastitis (ie, sarcoidosis, tuberculosis, granulomatosis with polyangiitis, and other autoimmune conditions). A pituitary MRI to assess an elevated serum prolactin level showed no evidence of microadenoma.

After a prolonged course of 8 months of unsuccessful therapy with prednisone and methotrexate, the patient was referred for surgical excision. Culture and special stains (Gram stain, periodic acid-Schiff stain, acid-fast Bacillus culture, Fite stain, and Brown and Benn stain) of the breast tissue were negative for organisms (Figure 3B). Seven months after excision the patient was doing well and had no evidence of recurrence.

 

 

Discussion

IGLM is a rare, chronic benign inflammatory breast disease of unknown etiology and more commonly reported in individuals of Mediterranean descent.13 It is believed that hyperprolactinemia causing extravasation of fat and protein during milk letdown leads to lymphocyte and macrophage migration, resulting in a localized autoimmune response in the breast ducts.10,14

There are 2 types of granulomatous mastitis: idiopathic and specific. Infectious, autoimmune, and malignant causes of granulomatous mastitis (ie, tuberculosis, sarcoidosis, Corynebacterium spp, granulomatosis with polyangiitis, systemic lupus erythematosus, Behçet disease, ductal ectasia, or granulomatous reaction in a carcinoma) must be excluded prior to establishing an IGLM diagnosis, as these can be fatal if left untreated.15 The most frequent findings on ultrasound and mammography are hypoechoic masses and focal asymmetric densities, respectively.3,5 MRI has been proposed more for surveillance in patients with chronic IGLM.4,5 Histopathology—featuring lobular noncaseating granulomas with epithelioid histiocytes; and multinucleated giant cells in a background of neutrophils, lymphocytes, plasma cells, and eosinophils—is the gold standard for diagnosing IGLM.1-12

There are currently no universal treatment guidelines and management usually consists of observation, systemic and topical steroids, or surgery.3,13 Topical and injectable steroids have been effective in treating both initial and recurrent IGLM in patients who are unable to be treated with systemic steroids.16-18 Due to reported high recurrence rates with steroid tapers, adjunctive therapy with methotrexate, azathioprine, colchicine, and hydroxychloroquine have been proposed.1,3-6,10-12

Additionally, antibiotics are recommended only in the management of IGLM when microbial co-infection is concerning, such as with Corynebacterium spp.9,11,19-22 Histologically, this bacterium is distinct from IGLM and demonstrates granulomatous, neutrophilic inflammation within cystic spaces.19-21 Wide surgical excision with negative margins is the only definitive treatment to reduce recurrence and expedite recovery time.2,3,7-10 Notably, surgical excision has been associated with poor wound healing and occasional recurrence compared with medication alone.5,11

Although IGLM is normally a benign process, chronic disease has been related (without causality) to infiltrating breast carcinoma.4 A proposed theory for the development of malignancy suggests that chronic inflammation leading to free radical formation can result in cellular dysplasia and cancer.23

Conclusions

Fifty years after its first description, IGLM is still a poorly understood disease. There remains no consensus behind its etiology or management. In our case, we demonstrated a stepwise treatment progression, beginning with medical therapy before proceeding to surgical cure. Given concerns for poor wound healing and postsurgical infections, monitoring the response and recurrence to an initial trial of conservative medical treatment is not unreasonable. Because of possible risk for malignancy with chronic IGLM, patients should not delay surgical excision if their condition remains refractory to medical therapy alone.

Idiopathic granulomatous lobular mastitis (IGLM) is a rare, chronic inflammatory breast disease first described in 1972.1 IGLM usually affects women during reproductive years and has similar clinical features to breast cancer.2 Ultrasonography and mammography yield nonspecific results and cannot adequately differentiate between malignancy and inflammation.3 Magnetic resonance imaging (MRI) is known to be more sensitive in detecting lesions in dense breasts; however, it does not differentiate between granulomatous lesions and other disorders.4,5 Histopathology is the gold standard for diagnosis.1-12

Infectious and autoimmune causes of granulomatous mastitis must be excluded before establishing an IGLM diagnosis. The clinical quandary that remains is how to adequately manage the disease. Although there are no defined treatment guidelines, current literature has proposed a multimodal strategy.6,9 In this report, we describe a case of IGLM successfully treated with surgical excision after failed medical therapy.

Case Presentation

A 43-year-old gravida 5, para 4 White woman presented with a 2-week history of right breast tenderness, heaviness, warmth, and redness that was refractory to cephalexin and dicloxacillin. She had no personal or family history of breast cancer; never had breast surgery and breastfed all 4 children.

An examination of the right breast demonstrated erythema and an 8-cm tender mass in the right lower outer quadrant but no skin retraction or dimpling (Figure 1). The mammography, concerning for inflammatory breast cancer, was category BI-RADS 4 and demonstrated a suspicious right axillary lymph node (Figure 2).

A core needle breast biopsy revealed granulomatous mastitis (Figure 3A), without evidence of malignancy. Rheumatology and endocrinology excluded secondary causes of granulomatous mastitis (ie, sarcoidosis, tuberculosis, granulomatosis with polyangiitis, and other autoimmune conditions). A pituitary MRI to assess an elevated serum prolactin level showed no evidence of microadenoma.

After a prolonged course of 8 months of unsuccessful therapy with prednisone and methotrexate, the patient was referred for surgical excision. Culture and special stains (Gram stain, periodic acid-Schiff stain, acid-fast Bacillus culture, Fite stain, and Brown and Benn stain) of the breast tissue were negative for organisms (Figure 3B). Seven months after excision the patient was doing well and had no evidence of recurrence.

 

 

Discussion

IGLM is a rare, chronic benign inflammatory breast disease of unknown etiology and more commonly reported in individuals of Mediterranean descent.13 It is believed that hyperprolactinemia causing extravasation of fat and protein during milk letdown leads to lymphocyte and macrophage migration, resulting in a localized autoimmune response in the breast ducts.10,14

There are 2 types of granulomatous mastitis: idiopathic and specific. Infectious, autoimmune, and malignant causes of granulomatous mastitis (ie, tuberculosis, sarcoidosis, Corynebacterium spp, granulomatosis with polyangiitis, systemic lupus erythematosus, Behçet disease, ductal ectasia, or granulomatous reaction in a carcinoma) must be excluded prior to establishing an IGLM diagnosis, as these can be fatal if left untreated.15 The most frequent findings on ultrasound and mammography are hypoechoic masses and focal asymmetric densities, respectively.3,5 MRI has been proposed more for surveillance in patients with chronic IGLM.4,5 Histopathology—featuring lobular noncaseating granulomas with epithelioid histiocytes; and multinucleated giant cells in a background of neutrophils, lymphocytes, plasma cells, and eosinophils—is the gold standard for diagnosing IGLM.1-12

There are currently no universal treatment guidelines and management usually consists of observation, systemic and topical steroids, or surgery.3,13 Topical and injectable steroids have been effective in treating both initial and recurrent IGLM in patients who are unable to be treated with systemic steroids.16-18 Due to reported high recurrence rates with steroid tapers, adjunctive therapy with methotrexate, azathioprine, colchicine, and hydroxychloroquine have been proposed.1,3-6,10-12

Additionally, antibiotics are recommended only in the management of IGLM when microbial co-infection is concerning, such as with Corynebacterium spp.9,11,19-22 Histologically, this bacterium is distinct from IGLM and demonstrates granulomatous, neutrophilic inflammation within cystic spaces.19-21 Wide surgical excision with negative margins is the only definitive treatment to reduce recurrence and expedite recovery time.2,3,7-10 Notably, surgical excision has been associated with poor wound healing and occasional recurrence compared with medication alone.5,11

Although IGLM is normally a benign process, chronic disease has been related (without causality) to infiltrating breast carcinoma.4 A proposed theory for the development of malignancy suggests that chronic inflammation leading to free radical formation can result in cellular dysplasia and cancer.23

Conclusions

Fifty years after its first description, IGLM is still a poorly understood disease. There remains no consensus behind its etiology or management. In our case, we demonstrated a stepwise treatment progression, beginning with medical therapy before proceeding to surgical cure. Given concerns for poor wound healing and postsurgical infections, monitoring the response and recurrence to an initial trial of conservative medical treatment is not unreasonable. Because of possible risk for malignancy with chronic IGLM, patients should not delay surgical excision if their condition remains refractory to medical therapy alone.

References

1. Garcia-Rodiguez JA, Pattullo A. Idiopathic granulomatous mastitis: a mimicking disease in a pregnant woman: a case report. BMC Res Notes. 2013;6:95. doi.10.1186/1756-0500-6-95

2. Gurleyik G, Aktekin A, Aker F, Karagulle H, Saglamc A. Medical and surgical treatment of idiopathic granulomatous lobular mastitis: a benign inflammatory disease mimicking invasive carcinoma. J Breast Cancer. 2012;15(1):119-123. doi:10.4048/jbc.2012.15.1.119

3. Hovanessian Larsen LJ, Peyvandi B, Klipfel N, Grant E, Iyengar G. Granulomatous lobular mastitis: imaging, diagnosis, and treatment. AJR Am J Roentgenol. 2009;193(2):574-581. doi:10.2214/AJR.08.1528

4. Mazlan L, Suhaimi SN, Jasmin SJ, Latar NH, Adzman S, Muhammad R. Breast carcinoma occurring from chronic granulomatous mastitis. Malays J Med Sci. 2012;19(2):82-85.

5. Patel RA, Strickland P, Sankara IR, Pinkston G, Many W Jr, Rodriguez M. Idiopathic granulomatous mastitis: case reports and review of literature. J Gen Intern Med. 2010;25(3):270-273. doi:10.1007/s11606-009-1207-2

6. Akbulut S, Yilmaz D, Bakir S. Methotrexate in the management of idiopathic granulomatous mastitis: review of 108 published cases and report of four cases. Breast J. 2011;17(6):661-668. doi:10.1111/j.1524-4741.2011.01162.x

7. Ergin AB, Cristofanilli M, Daw H, Tahan G, Gong Y. Recurrent granulomatous mastitis mimicking inflammatory breast cancer. BMJ Case Rep. 2011;2011:bcr0720103156. doi:10.1136/bcr.07.2010.3156

8. Hladik M, Schoeller T, Ensat F, Wechselberger G. Idiopathic granulomatous mastitis: successful treatment by mastectomy and immediate breast reconstruction. J Plast Reconstr Aesthet Surg. 2011;64(12):1604-1607. doi:10.1016/j.bjps.2011.07.01

9. Hur SM, Cho DH, Lee SK, et al. Experience of treatment of patients with granulomatous lobular mastitis. J Korean Surg Soc. 2013;85(1):1-6. doi:10.4174/jkss.2013.85.1.

10. Kayahan M, Kadioglu H, Muslumanoglu M. Management of patients with granulomatous mastitis: analysis of 31 cases. Breast Care (Basel). 2012;7(3):226-230. doi:10.1159/000337758

11. Neel A, Hello M, Cottereau A, et al. Long-term outcome in idiopathic granulomatous mastitis: a western multicentre study. QJM. 2013;106(5):433-441. doi:10.1093/qjmed/hct040

12. Seo HR, Na KY, Yim HE, et al. Differential diagnosis in idiopathic granulomatous mastitis and tuberculous mastitis. J Breast Cancer. 2012;15(1):111-118. doi:10.4048/jbc.2012.15.1.111

13. Martinez-Ramos D, Simon-Monterde L, Suelves-Piqueres C, et al. Idiopathic granulomatous mastitis: a systematic review of 3060 patients. Breast J. 2019;25(6):1245-1250. doi:10.1111/tbj.13446

14. Lin CH, Hsu CW, Tsao TY, Chou J. Idiopathic granulomatous mastitis associated with risperidone-induced hyperprolactinemia. Diagn Pathol. 2012;7:2. doi:10.1186/1746-1596-7-2

15. Goulabchand R, Hafidi A, Van de Perre P, et al. Mastitis in autoimmune diseases: review of the literature, diagnostic pathway, and pathophysiological key players. J Clin Med. 2020;9(4):958. doi:10.3390/jcm9040958

16. Altintoprak F. Topical steroids to treat granulomatous mastitis: a case report. Korean J Intern Med. 2011;26(3):356-359. doi:10.3904/kjim.2011.26.3.356

17. Tang A, Dominguez DA, Edquilang JK, et al. Granulomatous mastitis: comparison of novel treatment of steroid injection and current management. J Surg Res. 2020;254:300-305. doi:10.1016/j.jss.2020.04.018

18. Toktas O, Toprak N. Treatment results of intralesional steroid injection and topical steroid administration in pregnant women with idiopathic granulomatous mastitis. Eur J Breast Health. 2021;17(3):283-287. doi:10.4274/ejbh.galenos.2021.2021-2-4

19. Bercot B, Kannengiesser C, Oudin C, et al. First description of NOD2 variant associated with defective neutrophil responses in a woman with granulomatous mastitis related to corynebacteria. J Clin Microbiol. 2009;47(9):3034-3037. doi:10.1128/JCM.00561-09

20. Renshaw AA, Derhagopian RP, Gould EW. Cystic neutrophilic granulomatous mastitis: an underappreciated pattern strongly associated with gram-positive bacilli. Am J Clin Pathol. 2011;136(3):424-427. doi:10.1309/AJCP1W9JBRYOQSNZ

21. Stary CM, Lee YS, Balfour J. Idiopathic granulomatous mastitis associated with corynebacterium sp. Infection. Hawaii Med J. 2011;70(5):99-101.

22. Taylor GB, Paviour SD, Musaad S, Jones WO, Holland DJ. A clinicopathological review of 34 cases of inflammatory breast disease showing an association between corynebacteria infection and granulomatous mastitis. Pathology. 2003;35(2):109-119.

23. Rakoff-Nahoum S. Why cancer and inflammation? Yale J Biol Med. 2006;79(3-4):123-130.

References

1. Garcia-Rodiguez JA, Pattullo A. Idiopathic granulomatous mastitis: a mimicking disease in a pregnant woman: a case report. BMC Res Notes. 2013;6:95. doi.10.1186/1756-0500-6-95

2. Gurleyik G, Aktekin A, Aker F, Karagulle H, Saglamc A. Medical and surgical treatment of idiopathic granulomatous lobular mastitis: a benign inflammatory disease mimicking invasive carcinoma. J Breast Cancer. 2012;15(1):119-123. doi:10.4048/jbc.2012.15.1.119

3. Hovanessian Larsen LJ, Peyvandi B, Klipfel N, Grant E, Iyengar G. Granulomatous lobular mastitis: imaging, diagnosis, and treatment. AJR Am J Roentgenol. 2009;193(2):574-581. doi:10.2214/AJR.08.1528

4. Mazlan L, Suhaimi SN, Jasmin SJ, Latar NH, Adzman S, Muhammad R. Breast carcinoma occurring from chronic granulomatous mastitis. Malays J Med Sci. 2012;19(2):82-85.

5. Patel RA, Strickland P, Sankara IR, Pinkston G, Many W Jr, Rodriguez M. Idiopathic granulomatous mastitis: case reports and review of literature. J Gen Intern Med. 2010;25(3):270-273. doi:10.1007/s11606-009-1207-2

6. Akbulut S, Yilmaz D, Bakir S. Methotrexate in the management of idiopathic granulomatous mastitis: review of 108 published cases and report of four cases. Breast J. 2011;17(6):661-668. doi:10.1111/j.1524-4741.2011.01162.x

7. Ergin AB, Cristofanilli M, Daw H, Tahan G, Gong Y. Recurrent granulomatous mastitis mimicking inflammatory breast cancer. BMJ Case Rep. 2011;2011:bcr0720103156. doi:10.1136/bcr.07.2010.3156

8. Hladik M, Schoeller T, Ensat F, Wechselberger G. Idiopathic granulomatous mastitis: successful treatment by mastectomy and immediate breast reconstruction. J Plast Reconstr Aesthet Surg. 2011;64(12):1604-1607. doi:10.1016/j.bjps.2011.07.01

9. Hur SM, Cho DH, Lee SK, et al. Experience of treatment of patients with granulomatous lobular mastitis. J Korean Surg Soc. 2013;85(1):1-6. doi:10.4174/jkss.2013.85.1.

10. Kayahan M, Kadioglu H, Muslumanoglu M. Management of patients with granulomatous mastitis: analysis of 31 cases. Breast Care (Basel). 2012;7(3):226-230. doi:10.1159/000337758

11. Neel A, Hello M, Cottereau A, et al. Long-term outcome in idiopathic granulomatous mastitis: a western multicentre study. QJM. 2013;106(5):433-441. doi:10.1093/qjmed/hct040

12. Seo HR, Na KY, Yim HE, et al. Differential diagnosis in idiopathic granulomatous mastitis and tuberculous mastitis. J Breast Cancer. 2012;15(1):111-118. doi:10.4048/jbc.2012.15.1.111

13. Martinez-Ramos D, Simon-Monterde L, Suelves-Piqueres C, et al. Idiopathic granulomatous mastitis: a systematic review of 3060 patients. Breast J. 2019;25(6):1245-1250. doi:10.1111/tbj.13446

14. Lin CH, Hsu CW, Tsao TY, Chou J. Idiopathic granulomatous mastitis associated with risperidone-induced hyperprolactinemia. Diagn Pathol. 2012;7:2. doi:10.1186/1746-1596-7-2

15. Goulabchand R, Hafidi A, Van de Perre P, et al. Mastitis in autoimmune diseases: review of the literature, diagnostic pathway, and pathophysiological key players. J Clin Med. 2020;9(4):958. doi:10.3390/jcm9040958

16. Altintoprak F. Topical steroids to treat granulomatous mastitis: a case report. Korean J Intern Med. 2011;26(3):356-359. doi:10.3904/kjim.2011.26.3.356

17. Tang A, Dominguez DA, Edquilang JK, et al. Granulomatous mastitis: comparison of novel treatment of steroid injection and current management. J Surg Res. 2020;254:300-305. doi:10.1016/j.jss.2020.04.018

18. Toktas O, Toprak N. Treatment results of intralesional steroid injection and topical steroid administration in pregnant women with idiopathic granulomatous mastitis. Eur J Breast Health. 2021;17(3):283-287. doi:10.4274/ejbh.galenos.2021.2021-2-4

19. Bercot B, Kannengiesser C, Oudin C, et al. First description of NOD2 variant associated with defective neutrophil responses in a woman with granulomatous mastitis related to corynebacteria. J Clin Microbiol. 2009;47(9):3034-3037. doi:10.1128/JCM.00561-09

20. Renshaw AA, Derhagopian RP, Gould EW. Cystic neutrophilic granulomatous mastitis: an underappreciated pattern strongly associated with gram-positive bacilli. Am J Clin Pathol. 2011;136(3):424-427. doi:10.1309/AJCP1W9JBRYOQSNZ

21. Stary CM, Lee YS, Balfour J. Idiopathic granulomatous mastitis associated with corynebacterium sp. Infection. Hawaii Med J. 2011;70(5):99-101.

22. Taylor GB, Paviour SD, Musaad S, Jones WO, Holland DJ. A clinicopathological review of 34 cases of inflammatory breast disease showing an association between corynebacteria infection and granulomatous mastitis. Pathology. 2003;35(2):109-119.

23. Rakoff-Nahoum S. Why cancer and inflammation? Yale J Biol Med. 2006;79(3-4):123-130.

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Discussion

An interdisciplinary discussion regarding the diagnosis considered the clinical features of the patient along with the imaging characteristics. The histological examination demonstrating sarcomatoid features with the supporting immunohistochemistry that confirmed both mesenchymal and epithelioid presence and was used to make the diagnosis of pulmonary sarcomatoid carcinoma (PSC).

PSC is a very rare aggressive subtype of poorly differentiated non–small cell lung carcinoma (NSCLC). This tumor is clinically characterized by tumor cells with molecular, histological, and cytological properties of epithelial and mesenchymal tumors, distinguishing it from other types of NSCLC. PSC has a sarcoma-like differentiation (spindle and/or giant cell) or a component of sarcoma (malignant bone, cartilage, or skeletal muscle).1-5 The World Health Organization (WHO) has classified PSC based on morphological characteristics (Table).

The incidence of PSC ranges between 0.1% and 0.4% of all lung malignancies.1,4-7 PSC usually occurs in older men whose weight is moderate to heavy and who smoke. PSC appears to have an upper lobe predilection; also, these tumors tend to be bulky with invasive tendency, early recurrence, and systemic metastases. PSC frequently involves the adjacent lung, chest wall, diaphragm, pericardium, and other tissues.1-5 The source of the sarcoma component of the PSC remains uncertain. However, prior research suggests that it is associated with a clonal evolution that induces epidermal and mesenchymal tumor histological characteristics.1,8,9 The tumor cell epithelial-mesenchymal transition may induce transformation of the carcinoma component of PSC to into a sarcoma component. The epithelial-mesenchymal transition is associated with the PSC high risk for invasiveness and induces metastasis sites, such as the esophagus, colon, rectum, kidneys, and the common sites of NSCLC.

The most common symptoms include productive cough, chest congestion, and chest pain.1,7 In view of PSC’s clinical presentation and imaging, numerous differential diagnoses should be considered, such as sarcomatoid carcinomas, primary or secondary metastatic sarcomas, malignant melanoma, and pleural mesothelioma.6,10

The tumor is initially identified by a chest CT, confirmed by histology and immunohistochemistry. Several biomarkers are useful for diagnosis and classification of an undifferentiated neoplasm/tumor of uncertain origin. Those biomarkers help to understand the tumor pathobiology, to select the therapeutic regimen, and to predict the patient’s outcome. Although immunohistochemical staining of epithelial and mesenchymal markers can be helpful, a reliable diagnosis requires a precise histopathological examination. This is often difficult on small biopsy samples, such as fine-needle aspiration, as all the histological elements of PSC required to make the correct evaluation may not be present. Adequate sampling to generate a considerable number of histological slides is essential for an accurate diagnosis, which can be reached only with surgical resection.5

Due to rarity, rapid progression, short survival, and heterogeneous pathological qualities, PSC has been difficult to formulate treatment recommendations. Compared with other histological subtypes of NSCLC, PSC is more aggressive and has a poor prognosis. Survival time on average is about 13.3 months due to early metastasis, lower than other types of NSCLC. The greatest overall survival (OS) benefit has been shown with surgery in early-stage operable PSC, which remains the standard of care. Because most patients with PSC present in the advanced stage, they lose their opportunity for curative surgery. Auxiliary methods of treatment include radiotherapy and chemotherapy. Prior studies have shown that systemic chemotherapy efficacy has varied, some showing no OS benefit; others showing a modest benefit. It has also been noted that advanced-stage PSC has minimal response to chemotherapy. Further larger prospective studies are needed to outline the efficacy and role of systemic chemotherapy and other therapeutic agents, including targeted therapies and immunotherapy.1,4,11-13 However, two-thirds of patients are not sensitive to conventional chemotherapy. In comparison with other types of NSCLC, PSC carries a poor prognosis even in early-stage disease or if tumor metastasis is present. Therefore, further research on novel treatment options is needed to improve long-term survival.1,3-8

Conclusions

PSC is diagnostically challenging because it is rare and has an aggressive progression. Identification of this tumor requires knowledge of histological criteria to identify their subtypes. Immunohistochemistry has an important role in the classification and to rule out differential diagnoses, including metastatic spread. Nevertheless, a reliable diagnosis requires precise histopathological examination, reached with surgical resection. Therefore, a detailed history, physical examination, systematic investigation, and correlation with chest imaging are needed to avoid misdiagnosis.

Our case highlights the importance of keeping this rare, aggressive tumor as part of the differential diagnosis. In view of its natural history, heterogeneity, and low incidence, published cases of PSC are limited. Thus, further investigation could optimize rapid identification and treatment options.

References

1. Qin Z, Huang B, Yu G, Zheng Y, Zhao K. Gingival metastasis of a mediastinal pulmonary sarcomatoid carcinoma: a case report. J Cardiothorac Surg. 2019;14(1):161. Published 2019 Sep 9. doi:10.1186/s13019-019-0991-y

2. Travis WD, Brambilla E, Nicholson AG, et al; WHO Panel. The 2015 World Health Organization Classification of Lung Tumors: Impact of Genetic, Clinical and Radiologic Advances Since the 2004 Classification. J Thorac Oncol. 2015;10(9):1243-1260. doi:10.1097/JTO.0000000000000630

3. Yendamuri S, Caty L, Pine M, et al. Outcomes of sarcomatoid carcinoma of the lung: a Surveillance, Epidemiology, and End Results Database analysis. Surgery. 2012;152(3):397-402. doi:10.1016/j.surg.2012.05.007

4. Karim NA, Schuster J, Eldessouki I, et al. Pulmonary sarcomatoid carcinoma: University of Cincinnati experience. Oncotarget. 2017;9(3):4102-4108. Published 2017 Dec 18. doi:10.18632/oncotarget.23468

5. Weissferdt A. Pulmonary sarcomatoid carcinomas: a review. Adv Anat Pathol. 2018;25(5):304-313. doi:10.1097/PAP.0000000000000202

6. Roesel C, Terjung S, Weinreich G, et al. Sarcomatoid carcinoma of the lung: a rare histological subtype of non-small cell lung cancer with a poor prognosis even at earlier tumour stages. Interact Cardiovasc Thorac Surg. 2017;24(3):407-413. doi:10.1093/icvts/ivw392

7. Franks TJ, Galvin JR. Sarcomatoid carcinoma of the lung: histologic criteria and common lesions in the differential diagnosis. Arch Pathol Lab Med. 2010;134(1):49-54. doi:10.5858/2008-0547-RAR.1

8. Thomas VT, Hinson S, Konduri K. Epithelial-mesenchymal transition in pulmonary carcinosarcoma: case report and literature review. Ther Adv Med Oncol. 2012;4(1):31-37. doi:10.1177/1758834011421949

9. Chang YL, Wu CT, Shih JY, Lee YC. EGFR and p53 status of pulmonary pleomorphic carcinoma: implications for EGFR tyrosine kinase inhibitors therapy of an aggressive lung malignancy. Ann Surg Oncol. 2011;18(10):2952-2960. doi:10.1245/s10434-011-1621-7

10. Travis WD, Brambilla E, Burke AP, Marx A, Nicholson AG, eds. WHO Classification of Tumours of the Lung, Pleura, Thymus and Heart. 4th ed. International Agency for Research on Cancer; 2015:88-94.

11. Huang SY, Shen SJ, Li XY. Pulmonary sarcomatoid carcinoma: a clinicopathologic study and prognostic analysis of 51 cases. World J Surg Oncol. 2013;11:252. Published 2013 Oct 2. doi:10.1186/1477-7819-11-252

12. Pelosi G, Sonzogni A, De Pas T, et al. Review article: pulmonary sarcomatoid carcinomas: a practical overview. Int J Surg Pathol. 2010;18(2):103-120. doi:10.1177/1066896908330049

13. Lin F, Liu H. Immunohistochemistry in undifferentiated neoplasm/tumor of uncertain origin. Arch Pathol Lab Med. 2014;138(12):1583-1610. doi:10.5858/arpa.2014-0061-RA

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Mariela M. Rivera-Agosto, MDa; Onix Cantres-Fonseca, MDa; Luis E. Irizarry-Nievesa; William Rodríguez-Cintrón, MD, MACPa

Correspondence:  William Rodríguez-Cintrón  (william.rodriguez@va.gov)

aVeterans Affairs Caribbean Healthcare System, San Juan, Puerto Rico

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The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

The patient died before he could provide written consent and relatives were unavailable despite attempts. No personal identifiers were used to maintain the patient's privacy.

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Correspondence:  William Rodríguez-Cintrón  (william.rodriguez@va.gov)

aVeterans Affairs Caribbean Healthcare System, San Juan, Puerto Rico

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

The patient died before he could provide written consent and relatives were unavailable despite attempts. No personal identifiers were used to maintain the patient's privacy.

Author and Disclosure Information

Mariela M. Rivera-Agosto, MDa; Onix Cantres-Fonseca, MDa; Luis E. Irizarry-Nievesa; William Rodríguez-Cintrón, MD, MACPa

Correspondence:  William Rodríguez-Cintrón  (william.rodriguez@va.gov)

aVeterans Affairs Caribbean Healthcare System, San Juan, Puerto Rico

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

The patient died before he could provide written consent and relatives were unavailable despite attempts. No personal identifiers were used to maintain the patient's privacy.

Article PDF
Article PDF

Discussion

An interdisciplinary discussion regarding the diagnosis considered the clinical features of the patient along with the imaging characteristics. The histological examination demonstrating sarcomatoid features with the supporting immunohistochemistry that confirmed both mesenchymal and epithelioid presence and was used to make the diagnosis of pulmonary sarcomatoid carcinoma (PSC).

PSC is a very rare aggressive subtype of poorly differentiated non–small cell lung carcinoma (NSCLC). This tumor is clinically characterized by tumor cells with molecular, histological, and cytological properties of epithelial and mesenchymal tumors, distinguishing it from other types of NSCLC. PSC has a sarcoma-like differentiation (spindle and/or giant cell) or a component of sarcoma (malignant bone, cartilage, or skeletal muscle).1-5 The World Health Organization (WHO) has classified PSC based on morphological characteristics (Table).

The incidence of PSC ranges between 0.1% and 0.4% of all lung malignancies.1,4-7 PSC usually occurs in older men whose weight is moderate to heavy and who smoke. PSC appears to have an upper lobe predilection; also, these tumors tend to be bulky with invasive tendency, early recurrence, and systemic metastases. PSC frequently involves the adjacent lung, chest wall, diaphragm, pericardium, and other tissues.1-5 The source of the sarcoma component of the PSC remains uncertain. However, prior research suggests that it is associated with a clonal evolution that induces epidermal and mesenchymal tumor histological characteristics.1,8,9 The tumor cell epithelial-mesenchymal transition may induce transformation of the carcinoma component of PSC to into a sarcoma component. The epithelial-mesenchymal transition is associated with the PSC high risk for invasiveness and induces metastasis sites, such as the esophagus, colon, rectum, kidneys, and the common sites of NSCLC.

The most common symptoms include productive cough, chest congestion, and chest pain.1,7 In view of PSC’s clinical presentation and imaging, numerous differential diagnoses should be considered, such as sarcomatoid carcinomas, primary or secondary metastatic sarcomas, malignant melanoma, and pleural mesothelioma.6,10

The tumor is initially identified by a chest CT, confirmed by histology and immunohistochemistry. Several biomarkers are useful for diagnosis and classification of an undifferentiated neoplasm/tumor of uncertain origin. Those biomarkers help to understand the tumor pathobiology, to select the therapeutic regimen, and to predict the patient’s outcome. Although immunohistochemical staining of epithelial and mesenchymal markers can be helpful, a reliable diagnosis requires a precise histopathological examination. This is often difficult on small biopsy samples, such as fine-needle aspiration, as all the histological elements of PSC required to make the correct evaluation may not be present. Adequate sampling to generate a considerable number of histological slides is essential for an accurate diagnosis, which can be reached only with surgical resection.5

Due to rarity, rapid progression, short survival, and heterogeneous pathological qualities, PSC has been difficult to formulate treatment recommendations. Compared with other histological subtypes of NSCLC, PSC is more aggressive and has a poor prognosis. Survival time on average is about 13.3 months due to early metastasis, lower than other types of NSCLC. The greatest overall survival (OS) benefit has been shown with surgery in early-stage operable PSC, which remains the standard of care. Because most patients with PSC present in the advanced stage, they lose their opportunity for curative surgery. Auxiliary methods of treatment include radiotherapy and chemotherapy. Prior studies have shown that systemic chemotherapy efficacy has varied, some showing no OS benefit; others showing a modest benefit. It has also been noted that advanced-stage PSC has minimal response to chemotherapy. Further larger prospective studies are needed to outline the efficacy and role of systemic chemotherapy and other therapeutic agents, including targeted therapies and immunotherapy.1,4,11-13 However, two-thirds of patients are not sensitive to conventional chemotherapy. In comparison with other types of NSCLC, PSC carries a poor prognosis even in early-stage disease or if tumor metastasis is present. Therefore, further research on novel treatment options is needed to improve long-term survival.1,3-8

Conclusions

PSC is diagnostically challenging because it is rare and has an aggressive progression. Identification of this tumor requires knowledge of histological criteria to identify their subtypes. Immunohistochemistry has an important role in the classification and to rule out differential diagnoses, including metastatic spread. Nevertheless, a reliable diagnosis requires precise histopathological examination, reached with surgical resection. Therefore, a detailed history, physical examination, systematic investigation, and correlation with chest imaging are needed to avoid misdiagnosis.

Our case highlights the importance of keeping this rare, aggressive tumor as part of the differential diagnosis. In view of its natural history, heterogeneity, and low incidence, published cases of PSC are limited. Thus, further investigation could optimize rapid identification and treatment options.

Discussion

An interdisciplinary discussion regarding the diagnosis considered the clinical features of the patient along with the imaging characteristics. The histological examination demonstrating sarcomatoid features with the supporting immunohistochemistry that confirmed both mesenchymal and epithelioid presence and was used to make the diagnosis of pulmonary sarcomatoid carcinoma (PSC).

PSC is a very rare aggressive subtype of poorly differentiated non–small cell lung carcinoma (NSCLC). This tumor is clinically characterized by tumor cells with molecular, histological, and cytological properties of epithelial and mesenchymal tumors, distinguishing it from other types of NSCLC. PSC has a sarcoma-like differentiation (spindle and/or giant cell) or a component of sarcoma (malignant bone, cartilage, or skeletal muscle).1-5 The World Health Organization (WHO) has classified PSC based on morphological characteristics (Table).

The incidence of PSC ranges between 0.1% and 0.4% of all lung malignancies.1,4-7 PSC usually occurs in older men whose weight is moderate to heavy and who smoke. PSC appears to have an upper lobe predilection; also, these tumors tend to be bulky with invasive tendency, early recurrence, and systemic metastases. PSC frequently involves the adjacent lung, chest wall, diaphragm, pericardium, and other tissues.1-5 The source of the sarcoma component of the PSC remains uncertain. However, prior research suggests that it is associated with a clonal evolution that induces epidermal and mesenchymal tumor histological characteristics.1,8,9 The tumor cell epithelial-mesenchymal transition may induce transformation of the carcinoma component of PSC to into a sarcoma component. The epithelial-mesenchymal transition is associated with the PSC high risk for invasiveness and induces metastasis sites, such as the esophagus, colon, rectum, kidneys, and the common sites of NSCLC.

The most common symptoms include productive cough, chest congestion, and chest pain.1,7 In view of PSC’s clinical presentation and imaging, numerous differential diagnoses should be considered, such as sarcomatoid carcinomas, primary or secondary metastatic sarcomas, malignant melanoma, and pleural mesothelioma.6,10

The tumor is initially identified by a chest CT, confirmed by histology and immunohistochemistry. Several biomarkers are useful for diagnosis and classification of an undifferentiated neoplasm/tumor of uncertain origin. Those biomarkers help to understand the tumor pathobiology, to select the therapeutic regimen, and to predict the patient’s outcome. Although immunohistochemical staining of epithelial and mesenchymal markers can be helpful, a reliable diagnosis requires a precise histopathological examination. This is often difficult on small biopsy samples, such as fine-needle aspiration, as all the histological elements of PSC required to make the correct evaluation may not be present. Adequate sampling to generate a considerable number of histological slides is essential for an accurate diagnosis, which can be reached only with surgical resection.5

Due to rarity, rapid progression, short survival, and heterogeneous pathological qualities, PSC has been difficult to formulate treatment recommendations. Compared with other histological subtypes of NSCLC, PSC is more aggressive and has a poor prognosis. Survival time on average is about 13.3 months due to early metastasis, lower than other types of NSCLC. The greatest overall survival (OS) benefit has been shown with surgery in early-stage operable PSC, which remains the standard of care. Because most patients with PSC present in the advanced stage, they lose their opportunity for curative surgery. Auxiliary methods of treatment include radiotherapy and chemotherapy. Prior studies have shown that systemic chemotherapy efficacy has varied, some showing no OS benefit; others showing a modest benefit. It has also been noted that advanced-stage PSC has minimal response to chemotherapy. Further larger prospective studies are needed to outline the efficacy and role of systemic chemotherapy and other therapeutic agents, including targeted therapies and immunotherapy.1,4,11-13 However, two-thirds of patients are not sensitive to conventional chemotherapy. In comparison with other types of NSCLC, PSC carries a poor prognosis even in early-stage disease or if tumor metastasis is present. Therefore, further research on novel treatment options is needed to improve long-term survival.1,3-8

Conclusions

PSC is diagnostically challenging because it is rare and has an aggressive progression. Identification of this tumor requires knowledge of histological criteria to identify their subtypes. Immunohistochemistry has an important role in the classification and to rule out differential diagnoses, including metastatic spread. Nevertheless, a reliable diagnosis requires precise histopathological examination, reached with surgical resection. Therefore, a detailed history, physical examination, systematic investigation, and correlation with chest imaging are needed to avoid misdiagnosis.

Our case highlights the importance of keeping this rare, aggressive tumor as part of the differential diagnosis. In view of its natural history, heterogeneity, and low incidence, published cases of PSC are limited. Thus, further investigation could optimize rapid identification and treatment options.

References

1. Qin Z, Huang B, Yu G, Zheng Y, Zhao K. Gingival metastasis of a mediastinal pulmonary sarcomatoid carcinoma: a case report. J Cardiothorac Surg. 2019;14(1):161. Published 2019 Sep 9. doi:10.1186/s13019-019-0991-y

2. Travis WD, Brambilla E, Nicholson AG, et al; WHO Panel. The 2015 World Health Organization Classification of Lung Tumors: Impact of Genetic, Clinical and Radiologic Advances Since the 2004 Classification. J Thorac Oncol. 2015;10(9):1243-1260. doi:10.1097/JTO.0000000000000630

3. Yendamuri S, Caty L, Pine M, et al. Outcomes of sarcomatoid carcinoma of the lung: a Surveillance, Epidemiology, and End Results Database analysis. Surgery. 2012;152(3):397-402. doi:10.1016/j.surg.2012.05.007

4. Karim NA, Schuster J, Eldessouki I, et al. Pulmonary sarcomatoid carcinoma: University of Cincinnati experience. Oncotarget. 2017;9(3):4102-4108. Published 2017 Dec 18. doi:10.18632/oncotarget.23468

5. Weissferdt A. Pulmonary sarcomatoid carcinomas: a review. Adv Anat Pathol. 2018;25(5):304-313. doi:10.1097/PAP.0000000000000202

6. Roesel C, Terjung S, Weinreich G, et al. Sarcomatoid carcinoma of the lung: a rare histological subtype of non-small cell lung cancer with a poor prognosis even at earlier tumour stages. Interact Cardiovasc Thorac Surg. 2017;24(3):407-413. doi:10.1093/icvts/ivw392

7. Franks TJ, Galvin JR. Sarcomatoid carcinoma of the lung: histologic criteria and common lesions in the differential diagnosis. Arch Pathol Lab Med. 2010;134(1):49-54. doi:10.5858/2008-0547-RAR.1

8. Thomas VT, Hinson S, Konduri K. Epithelial-mesenchymal transition in pulmonary carcinosarcoma: case report and literature review. Ther Adv Med Oncol. 2012;4(1):31-37. doi:10.1177/1758834011421949

9. Chang YL, Wu CT, Shih JY, Lee YC. EGFR and p53 status of pulmonary pleomorphic carcinoma: implications for EGFR tyrosine kinase inhibitors therapy of an aggressive lung malignancy. Ann Surg Oncol. 2011;18(10):2952-2960. doi:10.1245/s10434-011-1621-7

10. Travis WD, Brambilla E, Burke AP, Marx A, Nicholson AG, eds. WHO Classification of Tumours of the Lung, Pleura, Thymus and Heart. 4th ed. International Agency for Research on Cancer; 2015:88-94.

11. Huang SY, Shen SJ, Li XY. Pulmonary sarcomatoid carcinoma: a clinicopathologic study and prognostic analysis of 51 cases. World J Surg Oncol. 2013;11:252. Published 2013 Oct 2. doi:10.1186/1477-7819-11-252

12. Pelosi G, Sonzogni A, De Pas T, et al. Review article: pulmonary sarcomatoid carcinomas: a practical overview. Int J Surg Pathol. 2010;18(2):103-120. doi:10.1177/1066896908330049

13. Lin F, Liu H. Immunohistochemistry in undifferentiated neoplasm/tumor of uncertain origin. Arch Pathol Lab Med. 2014;138(12):1583-1610. doi:10.5858/arpa.2014-0061-RA

References

1. Qin Z, Huang B, Yu G, Zheng Y, Zhao K. Gingival metastasis of a mediastinal pulmonary sarcomatoid carcinoma: a case report. J Cardiothorac Surg. 2019;14(1):161. Published 2019 Sep 9. doi:10.1186/s13019-019-0991-y

2. Travis WD, Brambilla E, Nicholson AG, et al; WHO Panel. The 2015 World Health Organization Classification of Lung Tumors: Impact of Genetic, Clinical and Radiologic Advances Since the 2004 Classification. J Thorac Oncol. 2015;10(9):1243-1260. doi:10.1097/JTO.0000000000000630

3. Yendamuri S, Caty L, Pine M, et al. Outcomes of sarcomatoid carcinoma of the lung: a Surveillance, Epidemiology, and End Results Database analysis. Surgery. 2012;152(3):397-402. doi:10.1016/j.surg.2012.05.007

4. Karim NA, Schuster J, Eldessouki I, et al. Pulmonary sarcomatoid carcinoma: University of Cincinnati experience. Oncotarget. 2017;9(3):4102-4108. Published 2017 Dec 18. doi:10.18632/oncotarget.23468

5. Weissferdt A. Pulmonary sarcomatoid carcinomas: a review. Adv Anat Pathol. 2018;25(5):304-313. doi:10.1097/PAP.0000000000000202

6. Roesel C, Terjung S, Weinreich G, et al. Sarcomatoid carcinoma of the lung: a rare histological subtype of non-small cell lung cancer with a poor prognosis even at earlier tumour stages. Interact Cardiovasc Thorac Surg. 2017;24(3):407-413. doi:10.1093/icvts/ivw392

7. Franks TJ, Galvin JR. Sarcomatoid carcinoma of the lung: histologic criteria and common lesions in the differential diagnosis. Arch Pathol Lab Med. 2010;134(1):49-54. doi:10.5858/2008-0547-RAR.1

8. Thomas VT, Hinson S, Konduri K. Epithelial-mesenchymal transition in pulmonary carcinosarcoma: case report and literature review. Ther Adv Med Oncol. 2012;4(1):31-37. doi:10.1177/1758834011421949

9. Chang YL, Wu CT, Shih JY, Lee YC. EGFR and p53 status of pulmonary pleomorphic carcinoma: implications for EGFR tyrosine kinase inhibitors therapy of an aggressive lung malignancy. Ann Surg Oncol. 2011;18(10):2952-2960. doi:10.1245/s10434-011-1621-7

10. Travis WD, Brambilla E, Burke AP, Marx A, Nicholson AG, eds. WHO Classification of Tumours of the Lung, Pleura, Thymus and Heart. 4th ed. International Agency for Research on Cancer; 2015:88-94.

11. Huang SY, Shen SJ, Li XY. Pulmonary sarcomatoid carcinoma: a clinicopathologic study and prognostic analysis of 51 cases. World J Surg Oncol. 2013;11:252. Published 2013 Oct 2. doi:10.1186/1477-7819-11-252

12. Pelosi G, Sonzogni A, De Pas T, et al. Review article: pulmonary sarcomatoid carcinomas: a practical overview. Int J Surg Pathol. 2010;18(2):103-120. doi:10.1177/1066896908330049

13. Lin F, Liu H. Immunohistochemistry in undifferentiated neoplasm/tumor of uncertain origin. Arch Pathol Lab Med. 2014;138(12):1583-1610. doi:10.5858/arpa.2014-0061-RA

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Supplements Are Not a Synonym for Safe: Suspected Liver Injury From Ashwagandha

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Many patients take herbals as alternative supplements to boost energy and mood. There are increasing reports of unintended adverse effects related to these supplements, particularly to the liver.1-3 A study by the Drug-Induced Liver Injury Network found that liver injury caused by herbals and dietary supplements has increased from 7% in 2004 to 20% in 2013.4

The supplement ashwagandha has become increasingly popular. Ashwagandha is extracted from the root of Withania somnifera (W somnifera). It is purported to have health benefits, such as improving men’s health and increasing strength, memory, and learning abilities while decreasing anxiety and counteracting chronic fatigue.5,6 W somnifera generally has been considered safe, though recently, a few case reports suggest that it may lead to a cholestatic pattern of injury.5-7

To date, the factors defining the population at risk for ashwagandha toxicity are unclear, and an understanding of how to diagnose drug-induced liver injury is still immature in clinical practice. The regulation and study of the herbal and dietary supplement industry remain challenging. While many so-called natural substances are well tolerated, others can have unanticipated and harmful adverse effects and drug interactions. Future research should not only identify potentially harmful substances, but also which patients may be at greatest risk.

Case Presentation

A 48-year-old man with a history of severe alcohol use disorder (AUD) complicated by fatty liver and withdrawal seizures and delirium tremens, hypertension, depression, and anxiety presented to the emergency department (ED) after 4 days of having jaundice, epigastric abdominal pain, dark urine, and pale stools. In the preceding months, he had increased his alcohol use to as many as 12 drinks daily due to depression. After experiencing a blackout, he stopped drinking 7 days before presenting to the ED. He felt withdrawal symptoms, including tremors, diaphoresis, abdominal pain, nausea, and vomiting. On the third day of withdrawals, he reported that he had started taking an over-the-counter testosterone-boosting supplement to increase his energy, which he referred to as TestBoost—a mix of 8 ingredients, including ashwagandha, eleuthero root, Hawthorn berry, longjack, ginseng root, mushroom extract, bindii, and horny goat weed. After taking the supplement for 2 days, he noticed that his urine darkened, his stools became paler, his abdominal pain worsened, and he became jaundiced. After 2 additional days without improvement, and still taking the supplement, he presented to the ED. He reported having no fever, chills, recent illness, chest pain, shortness of breath, melena, lower extremity swelling, recent travel, or any changes in medications.

 

 

The patient had a 100.1 °F temperature, 102 beats per minute pulse; 129/94 mm Hg blood pressure, 18 beats per minute respiratory rate, and 97% oxygen saturation on room air on admission. He was in no acute distress, though his examination was notable for generalized jaundice and scleral icterus. He was mildly tender to palpation in the epigastric and right upper quadrant region. He was alert and oriented without confusion. He did not have any asterixis or spider angiomas, though he had scattered bruises on his left flank and left calf. His laboratory results were notable for mildly elevated aspartate aminotransferase (AST), 58 U/L (reference range, 13-35); alanine transaminase (ALT), 49 U/L (reference range, 7-45); and alkaline phosphatase (ALP), 98 U/L (reference range 33-94); total bilirubin, 13.6 mg/dL (reference range, 0.2-1.0); direct bilirubin, 8.4 mg/dL (reference range, 0.2-1); and international normalized ratio (INR), 1.11 (reference range, 2-3). His white blood cell and platelet counts were not remarkable at 9790/μL (reference range, 4500-11,000) and 337,000/μL (reference range, 150,000-440,000), respectively. Abdominal ultrasound and computed tomography (CT) revealed fatty liver with contracted gallbladder and no biliary dilatation. Urine ethanol levels were negative. The gastrointestinal (GI) service was consulted and agreed that his cholestatic injury was nonobstructive and likely related to the ashwagandha component of his supplement. The recommendation was cessation with close outpatient follow-up.

The patient was not prescribed any additional medications, such as steroids or ursodiol. He ceased supplement use following hospitalization; but relapsed into alcohol use 1 month after his discharge. Within 3 weeks, his total bilirubin had improved to 2.87 mg/dL, though AST, ALT, and ALP worsened to 127 U/L, 152 U/L, and 140 U/L, respectively. According to the notes of his psychiatrist who saw him at the time the laboratory tests were drawn, he had remained sober since discharge. His acute hepatitis panel drawn on admission was negative, and he demonstrated immunity to hepatitis A and B. Urine toxicology was negative. Antinuclear antibody (ANA) test was negative 1 year prior to discharge. Epstein-Barr virus (EBV), cytomegalovirus (CMV), ANA, antismooth muscle antibody, and immunoglobulins were not checked as suspicion for these etiologies was low. The Roussel Uclaf Causality Assessment Method (RUCAM) score was calculated as 6 (+1 for timing, +2 for drop in total bilirubin, +1 for ethanol risk factor, 0 for no other drugs, 0 for rule out of other diseases, +2 for known hepatotoxicity, 0 no repeat administration) for this patient indicating probable adverse drug reaction liver injury (Tables 1 and 2). However, we acknowledge that CMV, EBV, and herpes simplex virus status were not tested.

The 8 ingredients contained in TestBoost aside from ashwagandha did not have any major known liver adverse effects per a major database of medications. The other ingredients include eleuthero root, Hawthorn berry (crataegus laevigata), longjack (eurycoma longifolla) root, American ginseng root (American panax ginseng—panax quinquefolius), and Cordyceps mycelium (mushroom) extract, bindii (Tribulus terrestris), and epimedium grandiflorum (horny goat weed).6 No assays were performed to confirm purity of the ingredients in the patient’s supplement container.

Alcoholic hepatitis is an important consideration in this patient with AUD, though the timing of symptoms with supplement use and the cholestatic injury pattern with normal INR seems more consistent with drug-induced injury. Viral, infectious, and obstructive etiologies also were investigated. Acute viral hepatitis was ruled out based on bloodwork. The normal hepatobiliary tree on both ultrasound and CT effectively ruled out acute cholecystitis, cholangitis, and choledocholithiasis and there was no further indication for magnetic resonance cholangiopancreatography. There was no hepatic vein clot suggestive of Budd-Chiari syndrome. Autoimmune hepatitis was thought to be unlikely given that the etiology of injury seemed cholestatic in nature. Given the timing of the liver injury relative to supplement use it is likely that ashwagandha was a causative factor of this patient’s liver injury overlaid on an already strained liver from increased alcohol abuse.

The patient did not follow up with the GI service as an outpatient. There are no reports that the patient continued using the testosterone booster. His bilirubin improved dramatically within 1.5 months while his liver enzymes peaked 3 weeks later, with ALT ≥ AST. During his next admission 3 months later, he had relapsed, and his liver enzymes had the classic 2:1 AST to ALT ratio.

 

 

Discussion

Generally, ashwagandha has been thought to be well tolerated and possibly hepatoprotective.7-10 However, recent studies suggest potential for hepatotoxicity, though without clear guidance about which patients are most at risk.5,11,12 A study by Inagaki and colleagues suggests the potential for dose-dependent mechanism of liver injury, and this is supported by in vitro CYP450 inhibition with high doses of W Somnifera extract.11,13 We hypothesize that there may be a multihit process that makes some patients more susceptible to supplement harm, particularly those with repeated exposures and with ongoing exposure to hepatic toxins, such as AUD.14 Supplements should be used with more caution in these individuals.

Additionally, although there are no validated guidelines to confirm the diagnosis of drug-induced liver injury (DILI) from a manufactured medication or herbal remedy, the Council for International Organizations of Medical Sciences (CIOMS) developed RUCAM, a set of diagnostic criteria for DILI, which can be used to determine the probability of DILI based on pattern of injury.15 Although not widely used in clinical practice, RUCAM can help identify the possibility of DILI outside of expert consensus.16 It seems to have better discriminative ability than the Maria and Victorino scale, also used to identify DILI.16,17 While there is no replacement for clinical judgment, these scales may aid in identifying potential causes of DILI. The National Institutes of Health also has a LiverTox online tool that can assist health care professionals in identifying potentially hepatotoxic substances.6

Conclusions

We present a patient with AUD who developed cholestatic liver injury after ashwagandha use. Crucial to the diagnostic process is quantifying the amount ingested before presentation and the presence of contaminants, which is currently difficult to quantify given the lack of mechanisms to test supplements expediently in this manner in the clinical setting, which also requires the patient to bring in the supplements directly. There is also a lack of regulation and uniformity in these products. A clinician may be inclined to measure ashwagandha serum levels; however, such a test is not available to our knowledge. Nonetheless, using clinical tools such as RUCAM and utilizing databases, such as LiverTox, may help clinicians identify and remove potentially unsafe supplements. While there are many possible synergies between current medical practice and herbal remedies, practitioners must take care to first do no harm, as outlined in our Hippocratic Oath.

References

1. Navarro VJ. Herbal and dietary supplement hepatotoxicity. Semin Liver Dis. 2009;29(4):373-382. doi:10.1055/s-0029-1240006

2. Suk KT, Kim DJ, Kim CH, et al. A prospective nationwide study of drug-induced liver injury in Korea. Am J Gastroenterol. 2012;107(9):1380-1387. doi:10.1038/ajg.2012.138

3. Shen T, Liu Y, Shang J, et al. Incidence and etiology of drug-induced liver injury in mainland China. Gastroenterology. 2019;156(8):2230-2241.e11. doi:10.1053/j.gastro.2019.02.002

4. Navarro VJ, Barnhart H, Bonkovsky HL, et al. Liver injury from herbals and dietary supplements in the U.S. Drug-Induced Liver Injury Network. Hepatology. 2014;60(4):1399-1408. doi:10.1002/hep.27317

5. Björnsson HK, Björnsson, Avula B, et al. (2020). Ashwagandha‐induced liver injury: a case series from Iceland and the US Drug‐Induced Liver Injury Network. Liver Int. 2020;40(4):825-829. doi:10.1111/liv.14393

6. National Institute of Diabetes and Digestive and Kidney Diseases. LiverTox: clinical and research information on drug-induced liver injury [internet]. Ashwagandha. Updated May 2, 2019. Accessed August 7, 2023. https://www.ncbi.nlm.nih.gov/books/NBK548536

7. Kumar G, Srivastava A, Sharma SK, Rao TD, Gupta YK. Efficacy and safety evaluation of Ayurvedic treatment (ashwagandha powder & Sidh Makardhwaj) in rheumatoid arthritis patients: a pilot prospective study. Indian J Med Res. 2015;141(1):100-106. doi:10.4103/0971-5916.154510

8. Kumar G, Srivastava A, Sharma SK, Gupta YK. Safety and efficacy evaluation of Ayurvedic treatment (arjuna powder and Arogyavardhini Vati) in dyslipidemia patients: a pilot prospective cohort clinical study. 2012;33(2):197-201. doi:10.4103/0974-8520.105238

9. Sultana N, Shimmi S, Parash MT, Akhtar J. Effects of ashwagandha (Withania somnifera) root extract on some serum liver marker enzymes (AST, ALT) in gentamicin intoxicated rats. J Bangladesh Soc Physiologist. 2012;7(1): 1-7. doi:10.3329/JBSP.V7I1.11152

10. Patel DP, Yan T, Kim D, et al. Withaferin A improves nonalcoholic steatohepatitis in mice. J Pharmacol Exp Ther. 2019;371(2):360-374. doi:10.1124/jpet.119.256792

11. Inagaki K, Mori N, Honda Y, Takaki S, Tsuji K, Chayama K. A case of drug-induced liver injury with prolonged severe intrahepatic cholestasis induced by ashwagandha. Kanzo. 2017;58(8):448-454. doi:10.2957/kanzo.58.448

12. Alali F, Hermez K, Ullah N. Acute hepatitis induced by a unique combination of herbal supplements. Am J Gastroenterol. 2018;113:S1661.

13. Sava J, Varghese A, Pandita N. Lack of the cytochrome P450 3A interaction of methanolic extract of Withania somnifera, Withaferin A, Withanolide A and Withanoside IV. J Pharm Negative Results. 2013;4(1):26.

14. Lee WM. Drug-induced hepatotoxicity. N Engl J Med. 2003;349(5):474-485. doi:10.1056/NEJMra021844.

15. Danan G, Benichou C. Causality assessment of adverse reactions to drugs-I. A novel method based on the conclusions of International Consensus Meeting: application to drug-induced liver injuries. J Clin Epidemiol. 1993;46:1323–1333. doi:10.1016/0895-4356(93)90101-6

16. Hayashi PH. Causality assessment in drug-induced liver injury. Semin Liver Dis. 2009;29(4):348-356. doi.10.1002/cld.615

17. Lucena MI, Camargo R, Andrade RJ, Perez-Sanchez CJ, Sanchez De La Cuesta F. Comparison of two clinical scales for causality assessment in hepatotoxicity. Hepatology. 2001;33(1):123-130. doi:10.1053/jhep.2001.20645

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Sondra Vazirani, MD, MPHa; Amit Kothari, MDa; Jeffrey Fujimoto, MD, MBAb; Mariana Gomez, MD, MBAb

Correspondence:  Sondra Vazirani  (sondra.vazirani@va.gov)

aVeterans Affairs Greater Los Angeles Healthcare System, California

bUniversity of California, Los Angeles

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

The patient gave verbal consent to Dr. Fujimoto. The patient would not return to hospital or accept an email to sign a paper consent. There is no identifiable patient information in this case report.

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Sondra Vazirani, MD, MPHa; Amit Kothari, MDa; Jeffrey Fujimoto, MD, MBAb; Mariana Gomez, MD, MBAb

Correspondence:  Sondra Vazirani  (sondra.vazirani@va.gov)

aVeterans Affairs Greater Los Angeles Healthcare System, California

bUniversity of California, Los Angeles

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

The patient gave verbal consent to Dr. Fujimoto. The patient would not return to hospital or accept an email to sign a paper consent. There is no identifiable patient information in this case report.

Author and Disclosure Information

Sondra Vazirani, MD, MPHa; Amit Kothari, MDa; Jeffrey Fujimoto, MD, MBAb; Mariana Gomez, MD, MBAb

Correspondence:  Sondra Vazirani  (sondra.vazirani@va.gov)

aVeterans Affairs Greater Los Angeles Healthcare System, California

bUniversity of California, Los Angeles

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

The patient gave verbal consent to Dr. Fujimoto. The patient would not return to hospital or accept an email to sign a paper consent. There is no identifiable patient information in this case report.

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Article PDF

Many patients take herbals as alternative supplements to boost energy and mood. There are increasing reports of unintended adverse effects related to these supplements, particularly to the liver.1-3 A study by the Drug-Induced Liver Injury Network found that liver injury caused by herbals and dietary supplements has increased from 7% in 2004 to 20% in 2013.4

The supplement ashwagandha has become increasingly popular. Ashwagandha is extracted from the root of Withania somnifera (W somnifera). It is purported to have health benefits, such as improving men’s health and increasing strength, memory, and learning abilities while decreasing anxiety and counteracting chronic fatigue.5,6 W somnifera generally has been considered safe, though recently, a few case reports suggest that it may lead to a cholestatic pattern of injury.5-7

To date, the factors defining the population at risk for ashwagandha toxicity are unclear, and an understanding of how to diagnose drug-induced liver injury is still immature in clinical practice. The regulation and study of the herbal and dietary supplement industry remain challenging. While many so-called natural substances are well tolerated, others can have unanticipated and harmful adverse effects and drug interactions. Future research should not only identify potentially harmful substances, but also which patients may be at greatest risk.

Case Presentation

A 48-year-old man with a history of severe alcohol use disorder (AUD) complicated by fatty liver and withdrawal seizures and delirium tremens, hypertension, depression, and anxiety presented to the emergency department (ED) after 4 days of having jaundice, epigastric abdominal pain, dark urine, and pale stools. In the preceding months, he had increased his alcohol use to as many as 12 drinks daily due to depression. After experiencing a blackout, he stopped drinking 7 days before presenting to the ED. He felt withdrawal symptoms, including tremors, diaphoresis, abdominal pain, nausea, and vomiting. On the third day of withdrawals, he reported that he had started taking an over-the-counter testosterone-boosting supplement to increase his energy, which he referred to as TestBoost—a mix of 8 ingredients, including ashwagandha, eleuthero root, Hawthorn berry, longjack, ginseng root, mushroom extract, bindii, and horny goat weed. After taking the supplement for 2 days, he noticed that his urine darkened, his stools became paler, his abdominal pain worsened, and he became jaundiced. After 2 additional days without improvement, and still taking the supplement, he presented to the ED. He reported having no fever, chills, recent illness, chest pain, shortness of breath, melena, lower extremity swelling, recent travel, or any changes in medications.

 

 

The patient had a 100.1 °F temperature, 102 beats per minute pulse; 129/94 mm Hg blood pressure, 18 beats per minute respiratory rate, and 97% oxygen saturation on room air on admission. He was in no acute distress, though his examination was notable for generalized jaundice and scleral icterus. He was mildly tender to palpation in the epigastric and right upper quadrant region. He was alert and oriented without confusion. He did not have any asterixis or spider angiomas, though he had scattered bruises on his left flank and left calf. His laboratory results were notable for mildly elevated aspartate aminotransferase (AST), 58 U/L (reference range, 13-35); alanine transaminase (ALT), 49 U/L (reference range, 7-45); and alkaline phosphatase (ALP), 98 U/L (reference range 33-94); total bilirubin, 13.6 mg/dL (reference range, 0.2-1.0); direct bilirubin, 8.4 mg/dL (reference range, 0.2-1); and international normalized ratio (INR), 1.11 (reference range, 2-3). His white blood cell and platelet counts were not remarkable at 9790/μL (reference range, 4500-11,000) and 337,000/μL (reference range, 150,000-440,000), respectively. Abdominal ultrasound and computed tomography (CT) revealed fatty liver with contracted gallbladder and no biliary dilatation. Urine ethanol levels were negative. The gastrointestinal (GI) service was consulted and agreed that his cholestatic injury was nonobstructive and likely related to the ashwagandha component of his supplement. The recommendation was cessation with close outpatient follow-up.

The patient was not prescribed any additional medications, such as steroids or ursodiol. He ceased supplement use following hospitalization; but relapsed into alcohol use 1 month after his discharge. Within 3 weeks, his total bilirubin had improved to 2.87 mg/dL, though AST, ALT, and ALP worsened to 127 U/L, 152 U/L, and 140 U/L, respectively. According to the notes of his psychiatrist who saw him at the time the laboratory tests were drawn, he had remained sober since discharge. His acute hepatitis panel drawn on admission was negative, and he demonstrated immunity to hepatitis A and B. Urine toxicology was negative. Antinuclear antibody (ANA) test was negative 1 year prior to discharge. Epstein-Barr virus (EBV), cytomegalovirus (CMV), ANA, antismooth muscle antibody, and immunoglobulins were not checked as suspicion for these etiologies was low. The Roussel Uclaf Causality Assessment Method (RUCAM) score was calculated as 6 (+1 for timing, +2 for drop in total bilirubin, +1 for ethanol risk factor, 0 for no other drugs, 0 for rule out of other diseases, +2 for known hepatotoxicity, 0 no repeat administration) for this patient indicating probable adverse drug reaction liver injury (Tables 1 and 2). However, we acknowledge that CMV, EBV, and herpes simplex virus status were not tested.

The 8 ingredients contained in TestBoost aside from ashwagandha did not have any major known liver adverse effects per a major database of medications. The other ingredients include eleuthero root, Hawthorn berry (crataegus laevigata), longjack (eurycoma longifolla) root, American ginseng root (American panax ginseng—panax quinquefolius), and Cordyceps mycelium (mushroom) extract, bindii (Tribulus terrestris), and epimedium grandiflorum (horny goat weed).6 No assays were performed to confirm purity of the ingredients in the patient’s supplement container.

Alcoholic hepatitis is an important consideration in this patient with AUD, though the timing of symptoms with supplement use and the cholestatic injury pattern with normal INR seems more consistent with drug-induced injury. Viral, infectious, and obstructive etiologies also were investigated. Acute viral hepatitis was ruled out based on bloodwork. The normal hepatobiliary tree on both ultrasound and CT effectively ruled out acute cholecystitis, cholangitis, and choledocholithiasis and there was no further indication for magnetic resonance cholangiopancreatography. There was no hepatic vein clot suggestive of Budd-Chiari syndrome. Autoimmune hepatitis was thought to be unlikely given that the etiology of injury seemed cholestatic in nature. Given the timing of the liver injury relative to supplement use it is likely that ashwagandha was a causative factor of this patient’s liver injury overlaid on an already strained liver from increased alcohol abuse.

The patient did not follow up with the GI service as an outpatient. There are no reports that the patient continued using the testosterone booster. His bilirubin improved dramatically within 1.5 months while his liver enzymes peaked 3 weeks later, with ALT ≥ AST. During his next admission 3 months later, he had relapsed, and his liver enzymes had the classic 2:1 AST to ALT ratio.

 

 

Discussion

Generally, ashwagandha has been thought to be well tolerated and possibly hepatoprotective.7-10 However, recent studies suggest potential for hepatotoxicity, though without clear guidance about which patients are most at risk.5,11,12 A study by Inagaki and colleagues suggests the potential for dose-dependent mechanism of liver injury, and this is supported by in vitro CYP450 inhibition with high doses of W Somnifera extract.11,13 We hypothesize that there may be a multihit process that makes some patients more susceptible to supplement harm, particularly those with repeated exposures and with ongoing exposure to hepatic toxins, such as AUD.14 Supplements should be used with more caution in these individuals.

Additionally, although there are no validated guidelines to confirm the diagnosis of drug-induced liver injury (DILI) from a manufactured medication or herbal remedy, the Council for International Organizations of Medical Sciences (CIOMS) developed RUCAM, a set of diagnostic criteria for DILI, which can be used to determine the probability of DILI based on pattern of injury.15 Although not widely used in clinical practice, RUCAM can help identify the possibility of DILI outside of expert consensus.16 It seems to have better discriminative ability than the Maria and Victorino scale, also used to identify DILI.16,17 While there is no replacement for clinical judgment, these scales may aid in identifying potential causes of DILI. The National Institutes of Health also has a LiverTox online tool that can assist health care professionals in identifying potentially hepatotoxic substances.6

Conclusions

We present a patient with AUD who developed cholestatic liver injury after ashwagandha use. Crucial to the diagnostic process is quantifying the amount ingested before presentation and the presence of contaminants, which is currently difficult to quantify given the lack of mechanisms to test supplements expediently in this manner in the clinical setting, which also requires the patient to bring in the supplements directly. There is also a lack of regulation and uniformity in these products. A clinician may be inclined to measure ashwagandha serum levels; however, such a test is not available to our knowledge. Nonetheless, using clinical tools such as RUCAM and utilizing databases, such as LiverTox, may help clinicians identify and remove potentially unsafe supplements. While there are many possible synergies between current medical practice and herbal remedies, practitioners must take care to first do no harm, as outlined in our Hippocratic Oath.

Many patients take herbals as alternative supplements to boost energy and mood. There are increasing reports of unintended adverse effects related to these supplements, particularly to the liver.1-3 A study by the Drug-Induced Liver Injury Network found that liver injury caused by herbals and dietary supplements has increased from 7% in 2004 to 20% in 2013.4

The supplement ashwagandha has become increasingly popular. Ashwagandha is extracted from the root of Withania somnifera (W somnifera). It is purported to have health benefits, such as improving men’s health and increasing strength, memory, and learning abilities while decreasing anxiety and counteracting chronic fatigue.5,6 W somnifera generally has been considered safe, though recently, a few case reports suggest that it may lead to a cholestatic pattern of injury.5-7

To date, the factors defining the population at risk for ashwagandha toxicity are unclear, and an understanding of how to diagnose drug-induced liver injury is still immature in clinical practice. The regulation and study of the herbal and dietary supplement industry remain challenging. While many so-called natural substances are well tolerated, others can have unanticipated and harmful adverse effects and drug interactions. Future research should not only identify potentially harmful substances, but also which patients may be at greatest risk.

Case Presentation

A 48-year-old man with a history of severe alcohol use disorder (AUD) complicated by fatty liver and withdrawal seizures and delirium tremens, hypertension, depression, and anxiety presented to the emergency department (ED) after 4 days of having jaundice, epigastric abdominal pain, dark urine, and pale stools. In the preceding months, he had increased his alcohol use to as many as 12 drinks daily due to depression. After experiencing a blackout, he stopped drinking 7 days before presenting to the ED. He felt withdrawal symptoms, including tremors, diaphoresis, abdominal pain, nausea, and vomiting. On the third day of withdrawals, he reported that he had started taking an over-the-counter testosterone-boosting supplement to increase his energy, which he referred to as TestBoost—a mix of 8 ingredients, including ashwagandha, eleuthero root, Hawthorn berry, longjack, ginseng root, mushroom extract, bindii, and horny goat weed. After taking the supplement for 2 days, he noticed that his urine darkened, his stools became paler, his abdominal pain worsened, and he became jaundiced. After 2 additional days without improvement, and still taking the supplement, he presented to the ED. He reported having no fever, chills, recent illness, chest pain, shortness of breath, melena, lower extremity swelling, recent travel, or any changes in medications.

 

 

The patient had a 100.1 °F temperature, 102 beats per minute pulse; 129/94 mm Hg blood pressure, 18 beats per minute respiratory rate, and 97% oxygen saturation on room air on admission. He was in no acute distress, though his examination was notable for generalized jaundice and scleral icterus. He was mildly tender to palpation in the epigastric and right upper quadrant region. He was alert and oriented without confusion. He did not have any asterixis or spider angiomas, though he had scattered bruises on his left flank and left calf. His laboratory results were notable for mildly elevated aspartate aminotransferase (AST), 58 U/L (reference range, 13-35); alanine transaminase (ALT), 49 U/L (reference range, 7-45); and alkaline phosphatase (ALP), 98 U/L (reference range 33-94); total bilirubin, 13.6 mg/dL (reference range, 0.2-1.0); direct bilirubin, 8.4 mg/dL (reference range, 0.2-1); and international normalized ratio (INR), 1.11 (reference range, 2-3). His white blood cell and platelet counts were not remarkable at 9790/μL (reference range, 4500-11,000) and 337,000/μL (reference range, 150,000-440,000), respectively. Abdominal ultrasound and computed tomography (CT) revealed fatty liver with contracted gallbladder and no biliary dilatation. Urine ethanol levels were negative. The gastrointestinal (GI) service was consulted and agreed that his cholestatic injury was nonobstructive and likely related to the ashwagandha component of his supplement. The recommendation was cessation with close outpatient follow-up.

The patient was not prescribed any additional medications, such as steroids or ursodiol. He ceased supplement use following hospitalization; but relapsed into alcohol use 1 month after his discharge. Within 3 weeks, his total bilirubin had improved to 2.87 mg/dL, though AST, ALT, and ALP worsened to 127 U/L, 152 U/L, and 140 U/L, respectively. According to the notes of his psychiatrist who saw him at the time the laboratory tests were drawn, he had remained sober since discharge. His acute hepatitis panel drawn on admission was negative, and he demonstrated immunity to hepatitis A and B. Urine toxicology was negative. Antinuclear antibody (ANA) test was negative 1 year prior to discharge. Epstein-Barr virus (EBV), cytomegalovirus (CMV), ANA, antismooth muscle antibody, and immunoglobulins were not checked as suspicion for these etiologies was low. The Roussel Uclaf Causality Assessment Method (RUCAM) score was calculated as 6 (+1 for timing, +2 for drop in total bilirubin, +1 for ethanol risk factor, 0 for no other drugs, 0 for rule out of other diseases, +2 for known hepatotoxicity, 0 no repeat administration) for this patient indicating probable adverse drug reaction liver injury (Tables 1 and 2). However, we acknowledge that CMV, EBV, and herpes simplex virus status were not tested.

The 8 ingredients contained in TestBoost aside from ashwagandha did not have any major known liver adverse effects per a major database of medications. The other ingredients include eleuthero root, Hawthorn berry (crataegus laevigata), longjack (eurycoma longifolla) root, American ginseng root (American panax ginseng—panax quinquefolius), and Cordyceps mycelium (mushroom) extract, bindii (Tribulus terrestris), and epimedium grandiflorum (horny goat weed).6 No assays were performed to confirm purity of the ingredients in the patient’s supplement container.

Alcoholic hepatitis is an important consideration in this patient with AUD, though the timing of symptoms with supplement use and the cholestatic injury pattern with normal INR seems more consistent with drug-induced injury. Viral, infectious, and obstructive etiologies also were investigated. Acute viral hepatitis was ruled out based on bloodwork. The normal hepatobiliary tree on both ultrasound and CT effectively ruled out acute cholecystitis, cholangitis, and choledocholithiasis and there was no further indication for magnetic resonance cholangiopancreatography. There was no hepatic vein clot suggestive of Budd-Chiari syndrome. Autoimmune hepatitis was thought to be unlikely given that the etiology of injury seemed cholestatic in nature. Given the timing of the liver injury relative to supplement use it is likely that ashwagandha was a causative factor of this patient’s liver injury overlaid on an already strained liver from increased alcohol abuse.

The patient did not follow up with the GI service as an outpatient. There are no reports that the patient continued using the testosterone booster. His bilirubin improved dramatically within 1.5 months while his liver enzymes peaked 3 weeks later, with ALT ≥ AST. During his next admission 3 months later, he had relapsed, and his liver enzymes had the classic 2:1 AST to ALT ratio.

 

 

Discussion

Generally, ashwagandha has been thought to be well tolerated and possibly hepatoprotective.7-10 However, recent studies suggest potential for hepatotoxicity, though without clear guidance about which patients are most at risk.5,11,12 A study by Inagaki and colleagues suggests the potential for dose-dependent mechanism of liver injury, and this is supported by in vitro CYP450 inhibition with high doses of W Somnifera extract.11,13 We hypothesize that there may be a multihit process that makes some patients more susceptible to supplement harm, particularly those with repeated exposures and with ongoing exposure to hepatic toxins, such as AUD.14 Supplements should be used with more caution in these individuals.

Additionally, although there are no validated guidelines to confirm the diagnosis of drug-induced liver injury (DILI) from a manufactured medication or herbal remedy, the Council for International Organizations of Medical Sciences (CIOMS) developed RUCAM, a set of diagnostic criteria for DILI, which can be used to determine the probability of DILI based on pattern of injury.15 Although not widely used in clinical practice, RUCAM can help identify the possibility of DILI outside of expert consensus.16 It seems to have better discriminative ability than the Maria and Victorino scale, also used to identify DILI.16,17 While there is no replacement for clinical judgment, these scales may aid in identifying potential causes of DILI. The National Institutes of Health also has a LiverTox online tool that can assist health care professionals in identifying potentially hepatotoxic substances.6

Conclusions

We present a patient with AUD who developed cholestatic liver injury after ashwagandha use. Crucial to the diagnostic process is quantifying the amount ingested before presentation and the presence of contaminants, which is currently difficult to quantify given the lack of mechanisms to test supplements expediently in this manner in the clinical setting, which also requires the patient to bring in the supplements directly. There is also a lack of regulation and uniformity in these products. A clinician may be inclined to measure ashwagandha serum levels; however, such a test is not available to our knowledge. Nonetheless, using clinical tools such as RUCAM and utilizing databases, such as LiverTox, may help clinicians identify and remove potentially unsafe supplements. While there are many possible synergies between current medical practice and herbal remedies, practitioners must take care to first do no harm, as outlined in our Hippocratic Oath.

References

1. Navarro VJ. Herbal and dietary supplement hepatotoxicity. Semin Liver Dis. 2009;29(4):373-382. doi:10.1055/s-0029-1240006

2. Suk KT, Kim DJ, Kim CH, et al. A prospective nationwide study of drug-induced liver injury in Korea. Am J Gastroenterol. 2012;107(9):1380-1387. doi:10.1038/ajg.2012.138

3. Shen T, Liu Y, Shang J, et al. Incidence and etiology of drug-induced liver injury in mainland China. Gastroenterology. 2019;156(8):2230-2241.e11. doi:10.1053/j.gastro.2019.02.002

4. Navarro VJ, Barnhart H, Bonkovsky HL, et al. Liver injury from herbals and dietary supplements in the U.S. Drug-Induced Liver Injury Network. Hepatology. 2014;60(4):1399-1408. doi:10.1002/hep.27317

5. Björnsson HK, Björnsson, Avula B, et al. (2020). Ashwagandha‐induced liver injury: a case series from Iceland and the US Drug‐Induced Liver Injury Network. Liver Int. 2020;40(4):825-829. doi:10.1111/liv.14393

6. National Institute of Diabetes and Digestive and Kidney Diseases. LiverTox: clinical and research information on drug-induced liver injury [internet]. Ashwagandha. Updated May 2, 2019. Accessed August 7, 2023. https://www.ncbi.nlm.nih.gov/books/NBK548536

7. Kumar G, Srivastava A, Sharma SK, Rao TD, Gupta YK. Efficacy and safety evaluation of Ayurvedic treatment (ashwagandha powder & Sidh Makardhwaj) in rheumatoid arthritis patients: a pilot prospective study. Indian J Med Res. 2015;141(1):100-106. doi:10.4103/0971-5916.154510

8. Kumar G, Srivastava A, Sharma SK, Gupta YK. Safety and efficacy evaluation of Ayurvedic treatment (arjuna powder and Arogyavardhini Vati) in dyslipidemia patients: a pilot prospective cohort clinical study. 2012;33(2):197-201. doi:10.4103/0974-8520.105238

9. Sultana N, Shimmi S, Parash MT, Akhtar J. Effects of ashwagandha (Withania somnifera) root extract on some serum liver marker enzymes (AST, ALT) in gentamicin intoxicated rats. J Bangladesh Soc Physiologist. 2012;7(1): 1-7. doi:10.3329/JBSP.V7I1.11152

10. Patel DP, Yan T, Kim D, et al. Withaferin A improves nonalcoholic steatohepatitis in mice. J Pharmacol Exp Ther. 2019;371(2):360-374. doi:10.1124/jpet.119.256792

11. Inagaki K, Mori N, Honda Y, Takaki S, Tsuji K, Chayama K. A case of drug-induced liver injury with prolonged severe intrahepatic cholestasis induced by ashwagandha. Kanzo. 2017;58(8):448-454. doi:10.2957/kanzo.58.448

12. Alali F, Hermez K, Ullah N. Acute hepatitis induced by a unique combination of herbal supplements. Am J Gastroenterol. 2018;113:S1661.

13. Sava J, Varghese A, Pandita N. Lack of the cytochrome P450 3A interaction of methanolic extract of Withania somnifera, Withaferin A, Withanolide A and Withanoside IV. J Pharm Negative Results. 2013;4(1):26.

14. Lee WM. Drug-induced hepatotoxicity. N Engl J Med. 2003;349(5):474-485. doi:10.1056/NEJMra021844.

15. Danan G, Benichou C. Causality assessment of adverse reactions to drugs-I. A novel method based on the conclusions of International Consensus Meeting: application to drug-induced liver injuries. J Clin Epidemiol. 1993;46:1323–1333. doi:10.1016/0895-4356(93)90101-6

16. Hayashi PH. Causality assessment in drug-induced liver injury. Semin Liver Dis. 2009;29(4):348-356. doi.10.1002/cld.615

17. Lucena MI, Camargo R, Andrade RJ, Perez-Sanchez CJ, Sanchez De La Cuesta F. Comparison of two clinical scales for causality assessment in hepatotoxicity. Hepatology. 2001;33(1):123-130. doi:10.1053/jhep.2001.20645

References

1. Navarro VJ. Herbal and dietary supplement hepatotoxicity. Semin Liver Dis. 2009;29(4):373-382. doi:10.1055/s-0029-1240006

2. Suk KT, Kim DJ, Kim CH, et al. A prospective nationwide study of drug-induced liver injury in Korea. Am J Gastroenterol. 2012;107(9):1380-1387. doi:10.1038/ajg.2012.138

3. Shen T, Liu Y, Shang J, et al. Incidence and etiology of drug-induced liver injury in mainland China. Gastroenterology. 2019;156(8):2230-2241.e11. doi:10.1053/j.gastro.2019.02.002

4. Navarro VJ, Barnhart H, Bonkovsky HL, et al. Liver injury from herbals and dietary supplements in the U.S. Drug-Induced Liver Injury Network. Hepatology. 2014;60(4):1399-1408. doi:10.1002/hep.27317

5. Björnsson HK, Björnsson, Avula B, et al. (2020). Ashwagandha‐induced liver injury: a case series from Iceland and the US Drug‐Induced Liver Injury Network. Liver Int. 2020;40(4):825-829. doi:10.1111/liv.14393

6. National Institute of Diabetes and Digestive and Kidney Diseases. LiverTox: clinical and research information on drug-induced liver injury [internet]. Ashwagandha. Updated May 2, 2019. Accessed August 7, 2023. https://www.ncbi.nlm.nih.gov/books/NBK548536

7. Kumar G, Srivastava A, Sharma SK, Rao TD, Gupta YK. Efficacy and safety evaluation of Ayurvedic treatment (ashwagandha powder & Sidh Makardhwaj) in rheumatoid arthritis patients: a pilot prospective study. Indian J Med Res. 2015;141(1):100-106. doi:10.4103/0971-5916.154510

8. Kumar G, Srivastava A, Sharma SK, Gupta YK. Safety and efficacy evaluation of Ayurvedic treatment (arjuna powder and Arogyavardhini Vati) in dyslipidemia patients: a pilot prospective cohort clinical study. 2012;33(2):197-201. doi:10.4103/0974-8520.105238

9. Sultana N, Shimmi S, Parash MT, Akhtar J. Effects of ashwagandha (Withania somnifera) root extract on some serum liver marker enzymes (AST, ALT) in gentamicin intoxicated rats. J Bangladesh Soc Physiologist. 2012;7(1): 1-7. doi:10.3329/JBSP.V7I1.11152

10. Patel DP, Yan T, Kim D, et al. Withaferin A improves nonalcoholic steatohepatitis in mice. J Pharmacol Exp Ther. 2019;371(2):360-374. doi:10.1124/jpet.119.256792

11. Inagaki K, Mori N, Honda Y, Takaki S, Tsuji K, Chayama K. A case of drug-induced liver injury with prolonged severe intrahepatic cholestasis induced by ashwagandha. Kanzo. 2017;58(8):448-454. doi:10.2957/kanzo.58.448

12. Alali F, Hermez K, Ullah N. Acute hepatitis induced by a unique combination of herbal supplements. Am J Gastroenterol. 2018;113:S1661.

13. Sava J, Varghese A, Pandita N. Lack of the cytochrome P450 3A interaction of methanolic extract of Withania somnifera, Withaferin A, Withanolide A and Withanoside IV. J Pharm Negative Results. 2013;4(1):26.

14. Lee WM. Drug-induced hepatotoxicity. N Engl J Med. 2003;349(5):474-485. doi:10.1056/NEJMra021844.

15. Danan G, Benichou C. Causality assessment of adverse reactions to drugs-I. A novel method based on the conclusions of International Consensus Meeting: application to drug-induced liver injuries. J Clin Epidemiol. 1993;46:1323–1333. doi:10.1016/0895-4356(93)90101-6

16. Hayashi PH. Causality assessment in drug-induced liver injury. Semin Liver Dis. 2009;29(4):348-356. doi.10.1002/cld.615

17. Lucena MI, Camargo R, Andrade RJ, Perez-Sanchez CJ, Sanchez De La Cuesta F. Comparison of two clinical scales for causality assessment in hepatotoxicity. Hepatology. 2001;33(1):123-130. doi:10.1053/jhep.2001.20645

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Implementation of an Automated Phone Call Distribution System in an Inpatient Pharmacy Setting

Article Type
Changed

Pharmacy call centers have been successfully implemented in outpatient and specialty pharmacy settings.1 A centralized pharmacy call center gives patients immediate access to a pharmacist who can view their health records to answer specific questions or fulfill medication renewal requests.2-4 Little literature exists to describe its use in an inpatient setting.

Inpatient pharmacies receive numerous calls from health care professionals and patients. Challenges related to phone calls in the inpatient pharmacy setting may include interruptions, distractions, low accountability, poor efficiency, lack of optimal resources, and staffing.5 An unequal distribution and lack of accountability may exist when answering phone calls for the inpatient pharmacy team, which may contribute to long hold times and call abandonment rates. Phone calls also may be directed inefficiently between clinical pharmacists (CPs) and pharmacy technicians. Team member time related to answering phone calls may not be captured or measured.

The Edward Hines, Jr. Veterans Affairs Hospital (EHJVAH) in Illinois offers primary, extended, and specialty care and is a tertiary care referral center. The facility operates 483 beds and serves 6 community-based outpatient clinics.

The pharmacy leadership team decided to evaluate accountability, efficiency, and resources related to phone calls through the implementation of an automated call distribution (ACD) phone system in the inpatient pharmacy setting and capture potential workload metrics (Table 1).

Implementation

A new inpatient pharmacy service phone line extension was implemented. Data used to report quality metrics were obtained from the Global Navigator (GNAV), an information system that records calls, tracks the performance of agents, and coordinates personnel scheduling. The effectiveness of the ACD system was evaluated by quality metric goals of mean speed to answer ≤ 30 seconds and mean abandonment rate ≤ 5%. This project was determined to be quality improvement and was not reviewed by the EHJVAH Institutional Review Board.

The ACD system was set up in December 2020. After a 1-month implementation period, metrics were reported to the inpatient pharmacy team and leadership. By January 2021, EHJVAH fully implemented an ACD phone system operated by inpatient pharmacy technicians and CPs. EHJVAH inpatient pharmacy includes CPs who practice without a scope of practice and board-certified pharmacy technicians in 3 shifts. The CPs and pharmacy technicians work in the central pharmacy (the main pharmacy and inpatient pharmacy vault) or are decentralized with responsibility for answering phone calls and making deliveries (pharmacy technicians).

The pharmacy leadership team decided to implement 1 phone line with 2 ACD splits. The first split was directed to pharmacy technicians and the second to CPs. The intention was to streamline calls to be directed to proper team members within the inpatient pharmacy. The CP line also was designed to back up the pharmacy technician line. These calls were equally distributed among staff based on a standard algorithm. The pharmacy greeting stated, “Thank you for contacting the inpatient pharmacy at Hines VA Hospital. For missing doses, unit stock requests, or to speak with a pharmacy technician, please press 1. For clinical questions, order verification, or to speak with a pharmacist, please press 2.” Each inpatient pharmacy team member had a unique system login.

Fourteen ACD phone stations were established in the main pharmacy and in decentralized locations for order verification. The stations were distributed across the pharmacy service to optimize workload, space, and resources.

 

 

Training and Communication

Before implementing the inpatient pharmacy ACD phone system, the CPs and pharmacy technicians received mandatory ACD training. After the training, pharmacy team members were required to sign off on the training document to indicate that they had completed the course. The pharmacy team was trained on the importance of staffing the phones continuously. As a 24-hour pharmacy service in the acute care setting, any call may be critical for patient care.

A hospital-wide memorandum was distributed via email to all unit managers and hospital staff to educate them on the new ACD phone system, which included a new phone line extension for the inpatient pharmacy. Additionally, the inpatient pharmacy team was trained on the proper way of communicating the ACD phone system process with the hospital staff. The inpatient pharmacy team was notified that there would be an educational period to explain the queue process to hospital staff. Occasionally, hospital staff believed they were speaking to an automated system and hung up before their call was answered. The inpatient pharmacy team was instructed to notify the hospital staff to stay on the line since their call would be answered in the order it was received. Once the inpatient pharmacy team received proper training and felt comfortable with the phone system, it was set up and integrated into the workflow.

Postimplementation Evaluation

Inpatient pharmacy ACD phone system data were collected for 2021. To evaluate the effectiveness of an ACD system, the pharmacy leadership team set up the following metrics and goals for inpatient CPs and inpatient pharmacy technicians for monthly call volume/abandonment rate, mean speed to answer, mean call volume by shift, and the mean abandonment rate by shift.

Inpatient CPs answered 24,075 calls with a mean call abandonment rate of 4.7%. and a mean 13.1 seconds to answer (Table 2). The highest call volume for inpatient CPs was during the first shift (8 AM to 4 PM) (Figure 1). The highest abandonment rate for inpatient CPs was during the third shift (midnight to 8 AM) (Figure 2).

Inpatient pharmacy technicians answered 27,655 calls with a mean call abandonment rate of 4.7%. and a mean 15.6 seconds to answer. Besides January 2021, the highest call volume for inpatient pharmacy technicians was during the first shift. The highest abandonment rate for inpatient pharmacy technicians was during the third shift.

Discussion

Since implementing the inpatient pharmacy ACD phone system in January 2021, there have been successes and challenges. The implementation increased accountability and efficiency when answering pharmacy phone calls. An ACD uses an algorithm that ensures equitable distribution of phone calls between CPs and pharmacy technicians. Through this algorithm, the pharmacy team is held more accountable when answering incoming calls. Distributing phone calls equally allows for optimization and balances the workload. The ACD phone system also improved efficiency when answering incoming calls. By incorporating splits when a patient or health care professional calls, ACD routes the question to the appropriate staff member. As a result, CPs spend less time answering questions meant for pharmacy technicians and instead can answer clinical or order verification questions more efficiently.

 

 

ACD data also allow pharmacy leadership to assess staffing needs, depending on the call volume. Based on ACD data, the busiest time of day was 8:00 AM to 4:00 PM. Based on this information, pharmacy leadership plans to staff more appropriately to have more pharmacy technicians working during the first shift to attend to phone calls.

The mean call abandonment rate was 4.7% for both CPs and pharmacy technicians, which met the ≤ 5% goal. The highest call abandonment rate was from midnight to 8 AM, though this shift also experienced the lowest call volume. This trend may be attributed to fewer pharmacy team members available to meet the demands of the overnight shift.

Pharmacy technicians handled a higher total call volume, which may be attributed to more phone calls related to missing doses or unit stock requests compared with clinical questions or order verifications. This information may be beneficial to identify opportunities to improve pharmacy operations.

The main challenges encountered in the ACD implementation process were hardware installation and communication with hospital staff about the changes in the inpatient pharmacy phone system. To implement the new inpatient pharmacy ACD phone system, previous telephones and hardware were removed and replaced. Initially, hardware and installation delays made it difficult for the ACD phone system to operate efficiently in the early months of its implementation. The inpatient pharmacy team depends on the telecommunications system and computers for their daily activities. Delays and issues with the hardware and ACD phone system made it more difficult to provide patient care.

Communication is a continuous challenge to ensure that hospital staff are notified of the new inpatient pharmacy ACD phone number. Over time, the understanding and use of the new ACD phone system have increased dramatically, but there are still opportunities to capture any misdirected calls. Informal feedback was obtained at pharmacy huddles and 1-on-1 discussions with pharmacy staff, and the opinions were mixed. Members of the pharmacy staff expressed that the ACD phone system set up an effective way to triage phone calls. Another positive comment was that the system created a means of accountability for pharmacy phone calls. Critical feedback included challenges with triaging phone calls to appropriate pharmacists, because calls are assigned based on an algorithm, whereas clinical coverage is determined by designated unit daily assignments.

Limitations

There are potential limitations to this quality improvement project. This phone system may not apply to all inpatient hospital pharmacy settings. Potential limitations for implementation at other institutions may include but are not limited to, differing pharmacy practice models (centralized vs decentralized), implementation costs, and internal resources.

Future Goals

To improve the quality of service provided to patients and other hospital staff, the pharmacy leadership team can use the data to ensure that inpatient pharmacy technician resources are being used effectively during times of day with the greatest number of incoming ACD calls. The ACD phone system helps determine whether current resources are being used most efficiently and if they are not, can help identify areas of improvement.

 

 

The pharmacy leadership team plans on using reports for pharmacy team members to monitor performance. Reports on individual agent activity capture workload; this may be used as a performance-related metric for future performance plans.

Conclusions

The inpatient pharmacy ACD phone system at EHJVAH is a promising application of available technology. The implementation of the ACD system improved accountability, efficiency, work distribution, and the allocation of resources in the inpatient pharmacy service. The ACD phone system has yielded positive performance metrics including mean speed to answer ≤ 30 seconds and abandonment rate ≤ 5% over 12 months after implementation. With time, users of the inpatient pharmacy ACD phone system will become more comfortable with the technology, thus further improving the patient health care quality.

References

1. Rim MH, Thomas KC, Chandramouli J, Barrus SA, Nickman NA. Implementation and quality assessment of a pharmacy services call center for outpatient pharmacies and specialty pharmacy services in an academic health system. Am J Health Syst Pharm. 2018;75(10):633-641. doi:10.2146/ajhp170319

2. Patterson BJ, Doucette WR, Urmie JM, McDonough RP. Exploring relationships among pharmacy service use, patronage motives, and patient satisfaction. J Am Pharm Assoc (2003). 2013;53(4):382-389. doi:10.1331/JAPhA.2013.12100

3. Walker DM, Sieck CJ, Menser T, Huerta TR, Scheck McAlearney A. Information technology to support patient engagement: where do we stand and where can we go?. J Am Med Inform Assoc. 2017;24(6):1088-1094. doi:10.1093/jamia/ocx043

4. Menichetti J, Libreri C, Lozza E, Graffigna G. Giving patients a starring role in their own care: a bibliometric analysis of the on-going literature debate. Health Expect. 2016;19(3):516-526. doi:10.1111/hex.12299

5. Raimbault M, Guérin A, Caron É, Lebel D, Bussières J-F. Identifying and reducing distractions and interruptions in a pharmacy department. Am J Health Syst Pharm. 2013;70(3):186-190. doi:10.2146/ajhp120344

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Samaneh Ghassemi, PharmDa; Freddy Tadros, PharmD, DPLAb; Elizabeth Stone, PharmDc; Joelle Farano, PharmD, MBAc

Correspondence:  Joelle Farano  (joelle.farano@va.gov)

aVeterans Affairs Center for Medication Safety (VA MedSAFE), Hines, Illinois

bUS Department of Veterans Affairs Great Lakes Consolidated Mail Outpatient Pharmacy and Veterans Affairs Emergency Pharmacy Service, Hines, Illinois

cEdward Hines Jr. Veterans Affairs Hospital, Hines, Illinois

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the US Government, or any of its agencies.

Ethics and consent

The Edward Hines Veterans Affairs Hospital Institutional Review Board (IRB) formally determined that this project was not considered research, and thus was exempt from IRB review.

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Samaneh Ghassemi, PharmDa; Freddy Tadros, PharmD, DPLAb; Elizabeth Stone, PharmDc; Joelle Farano, PharmD, MBAc

Correspondence:  Joelle Farano  (joelle.farano@va.gov)

aVeterans Affairs Center for Medication Safety (VA MedSAFE), Hines, Illinois

bUS Department of Veterans Affairs Great Lakes Consolidated Mail Outpatient Pharmacy and Veterans Affairs Emergency Pharmacy Service, Hines, Illinois

cEdward Hines Jr. Veterans Affairs Hospital, Hines, Illinois

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the US Government, or any of its agencies.

Ethics and consent

The Edward Hines Veterans Affairs Hospital Institutional Review Board (IRB) formally determined that this project was not considered research, and thus was exempt from IRB review.

Author and Disclosure Information

Samaneh Ghassemi, PharmDa; Freddy Tadros, PharmD, DPLAb; Elizabeth Stone, PharmDc; Joelle Farano, PharmD, MBAc

Correspondence:  Joelle Farano  (joelle.farano@va.gov)

aVeterans Affairs Center for Medication Safety (VA MedSAFE), Hines, Illinois

bUS Department of Veterans Affairs Great Lakes Consolidated Mail Outpatient Pharmacy and Veterans Affairs Emergency Pharmacy Service, Hines, Illinois

cEdward Hines Jr. Veterans Affairs Hospital, Hines, Illinois

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the US Government, or any of its agencies.

Ethics and consent

The Edward Hines Veterans Affairs Hospital Institutional Review Board (IRB) formally determined that this project was not considered research, and thus was exempt from IRB review.

Article PDF
Article PDF

Pharmacy call centers have been successfully implemented in outpatient and specialty pharmacy settings.1 A centralized pharmacy call center gives patients immediate access to a pharmacist who can view their health records to answer specific questions or fulfill medication renewal requests.2-4 Little literature exists to describe its use in an inpatient setting.

Inpatient pharmacies receive numerous calls from health care professionals and patients. Challenges related to phone calls in the inpatient pharmacy setting may include interruptions, distractions, low accountability, poor efficiency, lack of optimal resources, and staffing.5 An unequal distribution and lack of accountability may exist when answering phone calls for the inpatient pharmacy team, which may contribute to long hold times and call abandonment rates. Phone calls also may be directed inefficiently between clinical pharmacists (CPs) and pharmacy technicians. Team member time related to answering phone calls may not be captured or measured.

The Edward Hines, Jr. Veterans Affairs Hospital (EHJVAH) in Illinois offers primary, extended, and specialty care and is a tertiary care referral center. The facility operates 483 beds and serves 6 community-based outpatient clinics.

The pharmacy leadership team decided to evaluate accountability, efficiency, and resources related to phone calls through the implementation of an automated call distribution (ACD) phone system in the inpatient pharmacy setting and capture potential workload metrics (Table 1).

Implementation

A new inpatient pharmacy service phone line extension was implemented. Data used to report quality metrics were obtained from the Global Navigator (GNAV), an information system that records calls, tracks the performance of agents, and coordinates personnel scheduling. The effectiveness of the ACD system was evaluated by quality metric goals of mean speed to answer ≤ 30 seconds and mean abandonment rate ≤ 5%. This project was determined to be quality improvement and was not reviewed by the EHJVAH Institutional Review Board.

The ACD system was set up in December 2020. After a 1-month implementation period, metrics were reported to the inpatient pharmacy team and leadership. By January 2021, EHJVAH fully implemented an ACD phone system operated by inpatient pharmacy technicians and CPs. EHJVAH inpatient pharmacy includes CPs who practice without a scope of practice and board-certified pharmacy technicians in 3 shifts. The CPs and pharmacy technicians work in the central pharmacy (the main pharmacy and inpatient pharmacy vault) or are decentralized with responsibility for answering phone calls and making deliveries (pharmacy technicians).

The pharmacy leadership team decided to implement 1 phone line with 2 ACD splits. The first split was directed to pharmacy technicians and the second to CPs. The intention was to streamline calls to be directed to proper team members within the inpatient pharmacy. The CP line also was designed to back up the pharmacy technician line. These calls were equally distributed among staff based on a standard algorithm. The pharmacy greeting stated, “Thank you for contacting the inpatient pharmacy at Hines VA Hospital. For missing doses, unit stock requests, or to speak with a pharmacy technician, please press 1. For clinical questions, order verification, or to speak with a pharmacist, please press 2.” Each inpatient pharmacy team member had a unique system login.

Fourteen ACD phone stations were established in the main pharmacy and in decentralized locations for order verification. The stations were distributed across the pharmacy service to optimize workload, space, and resources.

 

 

Training and Communication

Before implementing the inpatient pharmacy ACD phone system, the CPs and pharmacy technicians received mandatory ACD training. After the training, pharmacy team members were required to sign off on the training document to indicate that they had completed the course. The pharmacy team was trained on the importance of staffing the phones continuously. As a 24-hour pharmacy service in the acute care setting, any call may be critical for patient care.

A hospital-wide memorandum was distributed via email to all unit managers and hospital staff to educate them on the new ACD phone system, which included a new phone line extension for the inpatient pharmacy. Additionally, the inpatient pharmacy team was trained on the proper way of communicating the ACD phone system process with the hospital staff. The inpatient pharmacy team was notified that there would be an educational period to explain the queue process to hospital staff. Occasionally, hospital staff believed they were speaking to an automated system and hung up before their call was answered. The inpatient pharmacy team was instructed to notify the hospital staff to stay on the line since their call would be answered in the order it was received. Once the inpatient pharmacy team received proper training and felt comfortable with the phone system, it was set up and integrated into the workflow.

Postimplementation Evaluation

Inpatient pharmacy ACD phone system data were collected for 2021. To evaluate the effectiveness of an ACD system, the pharmacy leadership team set up the following metrics and goals for inpatient CPs and inpatient pharmacy technicians for monthly call volume/abandonment rate, mean speed to answer, mean call volume by shift, and the mean abandonment rate by shift.

Inpatient CPs answered 24,075 calls with a mean call abandonment rate of 4.7%. and a mean 13.1 seconds to answer (Table 2). The highest call volume for inpatient CPs was during the first shift (8 AM to 4 PM) (Figure 1). The highest abandonment rate for inpatient CPs was during the third shift (midnight to 8 AM) (Figure 2).

Inpatient pharmacy technicians answered 27,655 calls with a mean call abandonment rate of 4.7%. and a mean 15.6 seconds to answer. Besides January 2021, the highest call volume for inpatient pharmacy technicians was during the first shift. The highest abandonment rate for inpatient pharmacy technicians was during the third shift.

Discussion

Since implementing the inpatient pharmacy ACD phone system in January 2021, there have been successes and challenges. The implementation increased accountability and efficiency when answering pharmacy phone calls. An ACD uses an algorithm that ensures equitable distribution of phone calls between CPs and pharmacy technicians. Through this algorithm, the pharmacy team is held more accountable when answering incoming calls. Distributing phone calls equally allows for optimization and balances the workload. The ACD phone system also improved efficiency when answering incoming calls. By incorporating splits when a patient or health care professional calls, ACD routes the question to the appropriate staff member. As a result, CPs spend less time answering questions meant for pharmacy technicians and instead can answer clinical or order verification questions more efficiently.

 

 

ACD data also allow pharmacy leadership to assess staffing needs, depending on the call volume. Based on ACD data, the busiest time of day was 8:00 AM to 4:00 PM. Based on this information, pharmacy leadership plans to staff more appropriately to have more pharmacy technicians working during the first shift to attend to phone calls.

The mean call abandonment rate was 4.7% for both CPs and pharmacy technicians, which met the ≤ 5% goal. The highest call abandonment rate was from midnight to 8 AM, though this shift also experienced the lowest call volume. This trend may be attributed to fewer pharmacy team members available to meet the demands of the overnight shift.

Pharmacy technicians handled a higher total call volume, which may be attributed to more phone calls related to missing doses or unit stock requests compared with clinical questions or order verifications. This information may be beneficial to identify opportunities to improve pharmacy operations.

The main challenges encountered in the ACD implementation process were hardware installation and communication with hospital staff about the changes in the inpatient pharmacy phone system. To implement the new inpatient pharmacy ACD phone system, previous telephones and hardware were removed and replaced. Initially, hardware and installation delays made it difficult for the ACD phone system to operate efficiently in the early months of its implementation. The inpatient pharmacy team depends on the telecommunications system and computers for their daily activities. Delays and issues with the hardware and ACD phone system made it more difficult to provide patient care.

Communication is a continuous challenge to ensure that hospital staff are notified of the new inpatient pharmacy ACD phone number. Over time, the understanding and use of the new ACD phone system have increased dramatically, but there are still opportunities to capture any misdirected calls. Informal feedback was obtained at pharmacy huddles and 1-on-1 discussions with pharmacy staff, and the opinions were mixed. Members of the pharmacy staff expressed that the ACD phone system set up an effective way to triage phone calls. Another positive comment was that the system created a means of accountability for pharmacy phone calls. Critical feedback included challenges with triaging phone calls to appropriate pharmacists, because calls are assigned based on an algorithm, whereas clinical coverage is determined by designated unit daily assignments.

Limitations

There are potential limitations to this quality improvement project. This phone system may not apply to all inpatient hospital pharmacy settings. Potential limitations for implementation at other institutions may include but are not limited to, differing pharmacy practice models (centralized vs decentralized), implementation costs, and internal resources.

Future Goals

To improve the quality of service provided to patients and other hospital staff, the pharmacy leadership team can use the data to ensure that inpatient pharmacy technician resources are being used effectively during times of day with the greatest number of incoming ACD calls. The ACD phone system helps determine whether current resources are being used most efficiently and if they are not, can help identify areas of improvement.

 

 

The pharmacy leadership team plans on using reports for pharmacy team members to monitor performance. Reports on individual agent activity capture workload; this may be used as a performance-related metric for future performance plans.

Conclusions

The inpatient pharmacy ACD phone system at EHJVAH is a promising application of available technology. The implementation of the ACD system improved accountability, efficiency, work distribution, and the allocation of resources in the inpatient pharmacy service. The ACD phone system has yielded positive performance metrics including mean speed to answer ≤ 30 seconds and abandonment rate ≤ 5% over 12 months after implementation. With time, users of the inpatient pharmacy ACD phone system will become more comfortable with the technology, thus further improving the patient health care quality.

Pharmacy call centers have been successfully implemented in outpatient and specialty pharmacy settings.1 A centralized pharmacy call center gives patients immediate access to a pharmacist who can view their health records to answer specific questions or fulfill medication renewal requests.2-4 Little literature exists to describe its use in an inpatient setting.

Inpatient pharmacies receive numerous calls from health care professionals and patients. Challenges related to phone calls in the inpatient pharmacy setting may include interruptions, distractions, low accountability, poor efficiency, lack of optimal resources, and staffing.5 An unequal distribution and lack of accountability may exist when answering phone calls for the inpatient pharmacy team, which may contribute to long hold times and call abandonment rates. Phone calls also may be directed inefficiently between clinical pharmacists (CPs) and pharmacy technicians. Team member time related to answering phone calls may not be captured or measured.

The Edward Hines, Jr. Veterans Affairs Hospital (EHJVAH) in Illinois offers primary, extended, and specialty care and is a tertiary care referral center. The facility operates 483 beds and serves 6 community-based outpatient clinics.

The pharmacy leadership team decided to evaluate accountability, efficiency, and resources related to phone calls through the implementation of an automated call distribution (ACD) phone system in the inpatient pharmacy setting and capture potential workload metrics (Table 1).

Implementation

A new inpatient pharmacy service phone line extension was implemented. Data used to report quality metrics were obtained from the Global Navigator (GNAV), an information system that records calls, tracks the performance of agents, and coordinates personnel scheduling. The effectiveness of the ACD system was evaluated by quality metric goals of mean speed to answer ≤ 30 seconds and mean abandonment rate ≤ 5%. This project was determined to be quality improvement and was not reviewed by the EHJVAH Institutional Review Board.

The ACD system was set up in December 2020. After a 1-month implementation period, metrics were reported to the inpatient pharmacy team and leadership. By January 2021, EHJVAH fully implemented an ACD phone system operated by inpatient pharmacy technicians and CPs. EHJVAH inpatient pharmacy includes CPs who practice without a scope of practice and board-certified pharmacy technicians in 3 shifts. The CPs and pharmacy technicians work in the central pharmacy (the main pharmacy and inpatient pharmacy vault) or are decentralized with responsibility for answering phone calls and making deliveries (pharmacy technicians).

The pharmacy leadership team decided to implement 1 phone line with 2 ACD splits. The first split was directed to pharmacy technicians and the second to CPs. The intention was to streamline calls to be directed to proper team members within the inpatient pharmacy. The CP line also was designed to back up the pharmacy technician line. These calls were equally distributed among staff based on a standard algorithm. The pharmacy greeting stated, “Thank you for contacting the inpatient pharmacy at Hines VA Hospital. For missing doses, unit stock requests, or to speak with a pharmacy technician, please press 1. For clinical questions, order verification, or to speak with a pharmacist, please press 2.” Each inpatient pharmacy team member had a unique system login.

Fourteen ACD phone stations were established in the main pharmacy and in decentralized locations for order verification. The stations were distributed across the pharmacy service to optimize workload, space, and resources.

 

 

Training and Communication

Before implementing the inpatient pharmacy ACD phone system, the CPs and pharmacy technicians received mandatory ACD training. After the training, pharmacy team members were required to sign off on the training document to indicate that they had completed the course. The pharmacy team was trained on the importance of staffing the phones continuously. As a 24-hour pharmacy service in the acute care setting, any call may be critical for patient care.

A hospital-wide memorandum was distributed via email to all unit managers and hospital staff to educate them on the new ACD phone system, which included a new phone line extension for the inpatient pharmacy. Additionally, the inpatient pharmacy team was trained on the proper way of communicating the ACD phone system process with the hospital staff. The inpatient pharmacy team was notified that there would be an educational period to explain the queue process to hospital staff. Occasionally, hospital staff believed they were speaking to an automated system and hung up before their call was answered. The inpatient pharmacy team was instructed to notify the hospital staff to stay on the line since their call would be answered in the order it was received. Once the inpatient pharmacy team received proper training and felt comfortable with the phone system, it was set up and integrated into the workflow.

Postimplementation Evaluation

Inpatient pharmacy ACD phone system data were collected for 2021. To evaluate the effectiveness of an ACD system, the pharmacy leadership team set up the following metrics and goals for inpatient CPs and inpatient pharmacy technicians for monthly call volume/abandonment rate, mean speed to answer, mean call volume by shift, and the mean abandonment rate by shift.

Inpatient CPs answered 24,075 calls with a mean call abandonment rate of 4.7%. and a mean 13.1 seconds to answer (Table 2). The highest call volume for inpatient CPs was during the first shift (8 AM to 4 PM) (Figure 1). The highest abandonment rate for inpatient CPs was during the third shift (midnight to 8 AM) (Figure 2).

Inpatient pharmacy technicians answered 27,655 calls with a mean call abandonment rate of 4.7%. and a mean 15.6 seconds to answer. Besides January 2021, the highest call volume for inpatient pharmacy technicians was during the first shift. The highest abandonment rate for inpatient pharmacy technicians was during the third shift.

Discussion

Since implementing the inpatient pharmacy ACD phone system in January 2021, there have been successes and challenges. The implementation increased accountability and efficiency when answering pharmacy phone calls. An ACD uses an algorithm that ensures equitable distribution of phone calls between CPs and pharmacy technicians. Through this algorithm, the pharmacy team is held more accountable when answering incoming calls. Distributing phone calls equally allows for optimization and balances the workload. The ACD phone system also improved efficiency when answering incoming calls. By incorporating splits when a patient or health care professional calls, ACD routes the question to the appropriate staff member. As a result, CPs spend less time answering questions meant for pharmacy technicians and instead can answer clinical or order verification questions more efficiently.

 

 

ACD data also allow pharmacy leadership to assess staffing needs, depending on the call volume. Based on ACD data, the busiest time of day was 8:00 AM to 4:00 PM. Based on this information, pharmacy leadership plans to staff more appropriately to have more pharmacy technicians working during the first shift to attend to phone calls.

The mean call abandonment rate was 4.7% for both CPs and pharmacy technicians, which met the ≤ 5% goal. The highest call abandonment rate was from midnight to 8 AM, though this shift also experienced the lowest call volume. This trend may be attributed to fewer pharmacy team members available to meet the demands of the overnight shift.

Pharmacy technicians handled a higher total call volume, which may be attributed to more phone calls related to missing doses or unit stock requests compared with clinical questions or order verifications. This information may be beneficial to identify opportunities to improve pharmacy operations.

The main challenges encountered in the ACD implementation process were hardware installation and communication with hospital staff about the changes in the inpatient pharmacy phone system. To implement the new inpatient pharmacy ACD phone system, previous telephones and hardware were removed and replaced. Initially, hardware and installation delays made it difficult for the ACD phone system to operate efficiently in the early months of its implementation. The inpatient pharmacy team depends on the telecommunications system and computers for their daily activities. Delays and issues with the hardware and ACD phone system made it more difficult to provide patient care.

Communication is a continuous challenge to ensure that hospital staff are notified of the new inpatient pharmacy ACD phone number. Over time, the understanding and use of the new ACD phone system have increased dramatically, but there are still opportunities to capture any misdirected calls. Informal feedback was obtained at pharmacy huddles and 1-on-1 discussions with pharmacy staff, and the opinions were mixed. Members of the pharmacy staff expressed that the ACD phone system set up an effective way to triage phone calls. Another positive comment was that the system created a means of accountability for pharmacy phone calls. Critical feedback included challenges with triaging phone calls to appropriate pharmacists, because calls are assigned based on an algorithm, whereas clinical coverage is determined by designated unit daily assignments.

Limitations

There are potential limitations to this quality improvement project. This phone system may not apply to all inpatient hospital pharmacy settings. Potential limitations for implementation at other institutions may include but are not limited to, differing pharmacy practice models (centralized vs decentralized), implementation costs, and internal resources.

Future Goals

To improve the quality of service provided to patients and other hospital staff, the pharmacy leadership team can use the data to ensure that inpatient pharmacy technician resources are being used effectively during times of day with the greatest number of incoming ACD calls. The ACD phone system helps determine whether current resources are being used most efficiently and if they are not, can help identify areas of improvement.

 

 

The pharmacy leadership team plans on using reports for pharmacy team members to monitor performance. Reports on individual agent activity capture workload; this may be used as a performance-related metric for future performance plans.

Conclusions

The inpatient pharmacy ACD phone system at EHJVAH is a promising application of available technology. The implementation of the ACD system improved accountability, efficiency, work distribution, and the allocation of resources in the inpatient pharmacy service. The ACD phone system has yielded positive performance metrics including mean speed to answer ≤ 30 seconds and abandonment rate ≤ 5% over 12 months after implementation. With time, users of the inpatient pharmacy ACD phone system will become more comfortable with the technology, thus further improving the patient health care quality.

References

1. Rim MH, Thomas KC, Chandramouli J, Barrus SA, Nickman NA. Implementation and quality assessment of a pharmacy services call center for outpatient pharmacies and specialty pharmacy services in an academic health system. Am J Health Syst Pharm. 2018;75(10):633-641. doi:10.2146/ajhp170319

2. Patterson BJ, Doucette WR, Urmie JM, McDonough RP. Exploring relationships among pharmacy service use, patronage motives, and patient satisfaction. J Am Pharm Assoc (2003). 2013;53(4):382-389. doi:10.1331/JAPhA.2013.12100

3. Walker DM, Sieck CJ, Menser T, Huerta TR, Scheck McAlearney A. Information technology to support patient engagement: where do we stand and where can we go?. J Am Med Inform Assoc. 2017;24(6):1088-1094. doi:10.1093/jamia/ocx043

4. Menichetti J, Libreri C, Lozza E, Graffigna G. Giving patients a starring role in their own care: a bibliometric analysis of the on-going literature debate. Health Expect. 2016;19(3):516-526. doi:10.1111/hex.12299

5. Raimbault M, Guérin A, Caron É, Lebel D, Bussières J-F. Identifying and reducing distractions and interruptions in a pharmacy department. Am J Health Syst Pharm. 2013;70(3):186-190. doi:10.2146/ajhp120344

References

1. Rim MH, Thomas KC, Chandramouli J, Barrus SA, Nickman NA. Implementation and quality assessment of a pharmacy services call center for outpatient pharmacies and specialty pharmacy services in an academic health system. Am J Health Syst Pharm. 2018;75(10):633-641. doi:10.2146/ajhp170319

2. Patterson BJ, Doucette WR, Urmie JM, McDonough RP. Exploring relationships among pharmacy service use, patronage motives, and patient satisfaction. J Am Pharm Assoc (2003). 2013;53(4):382-389. doi:10.1331/JAPhA.2013.12100

3. Walker DM, Sieck CJ, Menser T, Huerta TR, Scheck McAlearney A. Information technology to support patient engagement: where do we stand and where can we go?. J Am Med Inform Assoc. 2017;24(6):1088-1094. doi:10.1093/jamia/ocx043

4. Menichetti J, Libreri C, Lozza E, Graffigna G. Giving patients a starring role in their own care: a bibliometric analysis of the on-going literature debate. Health Expect. 2016;19(3):516-526. doi:10.1111/hex.12299

5. Raimbault M, Guérin A, Caron É, Lebel D, Bussières J-F. Identifying and reducing distractions and interruptions in a pharmacy department. Am J Health Syst Pharm. 2013;70(3):186-190. doi:10.2146/ajhp120344

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Using Active Surveillance to Identify Monoclonal Antibody Candidates Among COVID-19–Positive Veterans in the Atlanta VA Health Care System 

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Early in the COVID-19 pandemic, monoclonal antibody (Mab) therapy was the only outpatient therapy for patients with COVID-19 experiencing mild-to-moderate symptoms. The Blocking Viral Attachment and Cell Entry with SARS-CoV-2 Neutralizing Antibodies (BLAZE-1) and the REGN-COV2 (Regeneron) clinical trials found participants treated with Mab had a shorter duration of symptoms and fewer hospitalizations compared with those receiving placebo.1,2 Mab therapy was most efficacious early in the disease course, and the initial US Food and Drug Administration (FDA) Emergency Use Authorization (EUA) of Mab therapies required use within 10 days of symptom onset.3

The impact of the COVID-19 pandemic has been felt disproportionately among marginalized racial and ethnic groups in the US. The COVID-19 Associated Hospitalization Surveillance Network found that non-Hispanic Black persons have significantly higher rates of hospitalization and death by COVID-19 compared with White persons.4-7 However, marginalized groups are underrepresented in the receipt of therapeutic agents for COVID-19. From March 2020 through August 2021, the mean monthly Mab use among Black patients (2.8%) was lower compared with White patients (4.0%), and Black patients received Mab 22.4% less often than White patients.7

The Mab clinical trials BLAZE-1 and REGN-COV2 study populations consisted of > 80% White participants.1,2 Receipt of COVID-19 outpatient treatments may not align with the disease burden in marginalized racial and ethnic groups, leading to health disparities. Although not exhaustive, reasons for these disparities include patient, health care practitioner, and systems-level issues: patient awareness, trust, and engagement with the health care system; health care practitioner awareness and advocacy to pursue COVID-19 treatment for the patient; and health care capacity to provide the medication and service.7

Here, we describe a novel, quality improvement initiative at the Atlanta Veterans Affairs Health Care System (AVAHCS) in Georgia that paired a proactive laboratory-based surveillance strategy to identify and engage veterans for Mab. By centralizing the surveillance and outreach process, we sought to reduce barriers to the Mab referral process and optimize access to life-saving medication.

 

 

Implementation

AVAHCS serves a diverse population of more than 129,000 (50.8% non-Hispanic Black veterans, 37.5% White veterans, and 11.7% of other races) at a main medical campus and 18 surrounding community-based outpatient clinics. From December 28, 2020, to August 31, 2021, veterans with a positive COVID-19 nasopharyngeal polymerase chain reaction (PCR) test at AVAHCS were screened daily. A central Mab team consisting of infectious disease (ID) clinical pharmacists and physicians reviewed daily lists of positive laboratory results and identified high-risk individuals for Mab eligibility, using the FDA EUA inclusion criteria. Eligible patients were called by a Mab team member to discuss Mab treatment, provide anticipatory guidance, obtain verbal consent, and schedule the infusion. Conventional referrals from non-Mab team members (eg, primary care physicians) were also accepted into the screening process and underwent the same procedures and risk prioritization strategy as those identified by the Mab team.

Clinic resources allowed for 1 to 2 patients per day to be given Mab, increasing to a maximum of 5 patients per day during the COVID-19 Delta variant surge. We followed our best clinical judgment in prioritizing patient selection, and we aligned our practice with the standards of our affiliated partner, Emory University. In circumstances where patients who were Mab-eligible outnumbered infusion availability, patients were prioritized using the Veterans Health Administration (VHA) COVID-19 (VACO) Index for 30-day COVID-19 mortality.8 As COVID-19 variants developed resistance to the recommended Mab infusions, bamlanivimab, bamlanivimab-etesevimab, or casirivimab-imdevimab, local protocols adapted to EUA revisions. The Mab team also adopted FDA eligibility criteria revisions as they were available.9,10

We describe the outcomes of our centralized screening process for Mab therapy, as measured by screening, uptake, and time to receipt of Mab from screening. We also describe the demographic and clinical characteristics of Mab recipients. Clinical outcomes include postinfusion adverse events (AEs) at day 1 and day 7, emergency department (ED) visits, inpatient hospitalization, and death.

Results

The Mab team screened 2028 veterans who were COVID-19 positive between December 28, 2020, and August 31, 2021, and identified 289 veterans (14%) who met the EUA criteria. One hundred thirty-two veterans (46%) completed Mab infusion, and of the remaining 145 veterans, 124 (86%) declined treatment, and 21 (14%) veterans did not complete Mab infusion largely due to not keeping the appointment. The Mab team active surveillance strategy identified 101 of 132 infusion candidates (77%); 82% had outpatient Mab infusion.

The mean age of veterans who received Mab was 55 years (range, 29-90), and 75% of veterans were aged ≥ 65 years; most were male (84%) and 86 (65%) identified as non-Hispanic Black individuals (Table 1).

The most common medical comorbidities included 78 with hypertension (59%) and 49 with diabetes (37%). The mean VACO score was 7%; about two-thirds of patients were considered low risk for mortality. The median time from symptom onset to Mab infusion was 6 days and from positive COVID-19 test result to infusion was 2 days. Casirivimab-imdevimab was the most frequently used therapy, utilized by 100 veterans (76%) (Table 2).

Postinfusion AEs reported at day 1 and day 7 occurred for 38 veterans (29%) and 11 veterans (8%), respectively. Sixteen patients (12%) had postinfusion ED visit, and 12 patients (9%) required hospitalization. Eleven of the 12 hospitalized patients (92%) had worsening respiratory symptoms. No deaths occurred in the 132 patients who received Mab. 

 

 

Discussion

This novel initiative to optimize access to outpatient COVID-19 treatment demonstrated how the Mab team proactively screened and reached out to eligible veterans with COVID-19 promptly. This approach removed layers in the traditional referral process that could be barriers to accessing care. More than three-quarters of patients who received Mab were identified through this strategy, and the uptake was high at 46%. Conventional passive referrals were suboptimal for identifying candidates, which was also the case at a neighboring institution.

In an Emory University study, referrals to the Mab clinic were made through a traditional, decentralized referral system and resulted in a lower uptake of Mab treatment (4.6%).11 One of the key advantages of the AVAHCS program was that we were able to provide individual education about COVID-19 and counsel on the benefits and risks of therapy. Having a structured, telehealth follow-up plan provided additional reassurance and support to the patient. These personalized patient connections likely helped increase acceptance of the Mab therapy.

Our surveillance and outreach strategy had high uptake among Black patients (65%), which exceeded the proportion of AVAHCS Black veterans (54%).12 In the Emory study, just 30% of the participants were Black patients.11 In a study of bamlanivimab use in Chicago, Black individuals represented just 11% of the study population. White patients were more likely to receive bamlanivimab compared with others races, and the likelihood of receiving bamlanivimab was significantly worse for Black patients (odds ratio, 0.28) compared with White patients.13 These studies highlight the disparity in COVID-19 outpatient treatment that does not reflect the racial and minority group representation of the community at large.

Limitations

The VHA medication allocation system at times created a significant mismatch in supply and demand, which significantly limited the AVAHCS Mab program. VHA facilities nationwide with Mab programs received discrete allocations through the US Department of Health and Human Services via VHA pharmacy benefits management services. Despite our large catchment, AVAHCS was allocated 6 or fewer doses of Mab per week during the evaluated period.

Without formal national guidance in the early period of Mab, the AVAHCS Mab team conferred with Emory University Mab clinicians as well as at other VHA facilities in the country to develop an optimal approach to resource allocation. The Mab team considered all EUA criteria to be as inclusive as possible. However, during times of high demand, our utilitarian approach tried to identify the highest-risk patients who would benefit the most from Mab. The VACO index was validated in early 2021, which facilitated decision making when demand was greater than supply. One limitation of the VACO index is its exclusion of several original Mab EUA criteria, including weight, hypertension, and nonmalignancy-related immunosuppression, into its algorithm.3,8

Conclusions

Through proactive screening and direct outreach to patients, the AVAHCS was able to achieve timely administration of Mab infusion that was well within the initial EUA time frame of 10 days and comparable with the time frame in the REGN-COV2 and BLAZE-1 trials. Improving access to resources by changing the referral structure helped engage veterans who may have otherwise missed the time frame for Mab therapy. The experience of the Mab infusion program at the AVAHCS provided valuable insight into how a health care system could effectively screen a large population and distribute the limited resource of Mab therapy in a timely and proportionate fashion among its represented demographic groups.

Acknowledgments

The authors acknowledge the Veterans Health Administration VISN 7 Clinical Resource Hub and Tele Primary Care group for their support.

References

1. Chen P, Nirula A, Heller B, et al; BLAZE-1 Investigators. SARS-CoV-2 neutralizing antibody LY-CoV555 in outpatients with COVID-19. N Engl J Med. 2021;384(3):229-237. doi:10.1056/NEJMoa2029849

2. Weinreich DM, Sivapalasingam S, Norton T, et al; Trial Investigators. REGN-COV2, a neutralizing antibody cocktail, in outpatients with COVID-19. N Engl J Med. 2021;384(3):238-251. doi:10.1056/NEJMoa2035002

3. US Food and Drug Administration. Fact sheet for health care providers, emergency use authorization (EUA) of bamlanivimab and etesevimab. Accessed August 6, 2023. https://www.fda.gov/media/145802/download

4. Centers for Disease Control and Prevention. Coronavirus disease 2019 (COVID-19)-associated hospitalization surveillance network (COVID-net). Updated March 24, 2023. Accessed August 6, 2023. https://www.cdc.gov/coronavirus/2019-ncov/covid-data/covid-net/purpose-methods.html

5. Centers for Disease Control and Prevention, National Center for Health Statistics. Provisional COVID-19 deaths: distribution of deaths by race and Hispanic origin. Updated July 26, 2023. Accessed August 8, 2023. https://data.cdc.gov/NCHS/Provisional-COVID-19-Deaths-Distribution-of-Deaths/pj7m-y5uh

6. Price-Haywood EG, Burton J, Fort D, Seoane L. Hospitalization and mortality among Black patients and White patients with COVID-19. N Engl J Med. 2020;382(26):2534-2543. doi:10.1056NEJMsa2011686

7. Wiltz JL, Feehan AK, Mollinari AM, et al. Racial and ethnic disparities in receipt of medications for treatment of COVID-19 - United States, March 2020-August 2021. MMWR Morb Mortal Wkly Rep. 2022;71(3):96-102. doi:10.15585/mmwr.mm7103e1

8. King JT Jr, Yoon JS, Rentsch CT, et al. Development and validation of a 30-day mortality index based on pre-existing medical administrative data from 13,323 COVID-19 patients: the Veterans Health Administration COVID-19 (VACO) Index. PLoS One. 2020;15(11):e0241825. doi:10.1371/journal.pone.0241825

9. US Food and Drug Administration, Office of Media Affairs. Coronavirus (COVID-19) update: FDA revokes emergency use authorization for monoclonal antibody bamlanivimab. Accessed August 8, 2023. https://www.fda.gov/news-events/press-announcements/coronavirus-covid-19-update-fda-revokes-emergency-use-authorization-monoclonal-antibody-bamlanivimab

10. National Institutes of Health. Information on COVID-19 treatment, prevention and research. Accessed August 8, 2023. https://www.covid19treatmentguidelines.nih.gov

11. Anderson B, Smith Z, Edupuganti S, Yan X, Masi CM, Wu HM. Effect of monoclonal antibody treatment on clinical outcomes in ambulatory patients with coronavirus disease 2019. Open Forum Infect Dis. 2021;8(7):ofab315. Published 2021 Jun 12. doi:10.1093/ofid/ofab315

12. United States Census Bureau. Quick facts: DeKalb County, Georgia. Updated July 1, 2022. Accessed August 8, 2023. www.census.gov/quickfacts/dekalbcountygeorgia

13. Kumar R, Wu EL, Stosor V, et al. Real-world experience of bamlanivimab for coronavirus disease 2019 (COVID-19): a case-control study. Clin Infect Dis. 2022;74(1):24-31. doi:10.1093/cid/ciab305

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Author and Disclosure Information

Kathryn E. DeSilva, PharmDa; Alexander T. Paras, DO, MPHb; Tiffany A. Goolsby, PharmDa; Bonnie J. Chan, PharmDa;  Lauren H. Epstein, MDa,c; Nadine M. Harris, MDa,c; Emily J. Cartwright, MDa,c; Abeer Moanna, MDa,c; Nora T. Oliver, MD, MPHa,c

Correspondence:  Nora Oliver  (nora.oliver@va.gov)

aAtlanta Veterans Affairs Health Care System, Decatur, Georgia

bNebraska-Western Iowa Veterans Affairs Medical Center, Omaha

cEmory University School of Medicine, Atlanta, Georgia

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

This program was a quality improvement project and not subject to institutional review board review.

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Kathryn E. DeSilva, PharmDa; Alexander T. Paras, DO, MPHb; Tiffany A. Goolsby, PharmDa; Bonnie J. Chan, PharmDa;  Lauren H. Epstein, MDa,c; Nadine M. Harris, MDa,c; Emily J. Cartwright, MDa,c; Abeer Moanna, MDa,c; Nora T. Oliver, MD, MPHa,c

Correspondence:  Nora Oliver  (nora.oliver@va.gov)

aAtlanta Veterans Affairs Health Care System, Decatur, Georgia

bNebraska-Western Iowa Veterans Affairs Medical Center, Omaha

cEmory University School of Medicine, Atlanta, Georgia

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

This program was a quality improvement project and not subject to institutional review board review.

Author and Disclosure Information

Kathryn E. DeSilva, PharmDa; Alexander T. Paras, DO, MPHb; Tiffany A. Goolsby, PharmDa; Bonnie J. Chan, PharmDa;  Lauren H. Epstein, MDa,c; Nadine M. Harris, MDa,c; Emily J. Cartwright, MDa,c; Abeer Moanna, MDa,c; Nora T. Oliver, MD, MPHa,c

Correspondence:  Nora Oliver  (nora.oliver@va.gov)

aAtlanta Veterans Affairs Health Care System, Decatur, Georgia

bNebraska-Western Iowa Veterans Affairs Medical Center, Omaha

cEmory University School of Medicine, Atlanta, Georgia

Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

This program was a quality improvement project and not subject to institutional review board review.

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Early in the COVID-19 pandemic, monoclonal antibody (Mab) therapy was the only outpatient therapy for patients with COVID-19 experiencing mild-to-moderate symptoms. The Blocking Viral Attachment and Cell Entry with SARS-CoV-2 Neutralizing Antibodies (BLAZE-1) and the REGN-COV2 (Regeneron) clinical trials found participants treated with Mab had a shorter duration of symptoms and fewer hospitalizations compared with those receiving placebo.1,2 Mab therapy was most efficacious early in the disease course, and the initial US Food and Drug Administration (FDA) Emergency Use Authorization (EUA) of Mab therapies required use within 10 days of symptom onset.3

The impact of the COVID-19 pandemic has been felt disproportionately among marginalized racial and ethnic groups in the US. The COVID-19 Associated Hospitalization Surveillance Network found that non-Hispanic Black persons have significantly higher rates of hospitalization and death by COVID-19 compared with White persons.4-7 However, marginalized groups are underrepresented in the receipt of therapeutic agents for COVID-19. From March 2020 through August 2021, the mean monthly Mab use among Black patients (2.8%) was lower compared with White patients (4.0%), and Black patients received Mab 22.4% less often than White patients.7

The Mab clinical trials BLAZE-1 and REGN-COV2 study populations consisted of > 80% White participants.1,2 Receipt of COVID-19 outpatient treatments may not align with the disease burden in marginalized racial and ethnic groups, leading to health disparities. Although not exhaustive, reasons for these disparities include patient, health care practitioner, and systems-level issues: patient awareness, trust, and engagement with the health care system; health care practitioner awareness and advocacy to pursue COVID-19 treatment for the patient; and health care capacity to provide the medication and service.7

Here, we describe a novel, quality improvement initiative at the Atlanta Veterans Affairs Health Care System (AVAHCS) in Georgia that paired a proactive laboratory-based surveillance strategy to identify and engage veterans for Mab. By centralizing the surveillance and outreach process, we sought to reduce barriers to the Mab referral process and optimize access to life-saving medication.

 

 

Implementation

AVAHCS serves a diverse population of more than 129,000 (50.8% non-Hispanic Black veterans, 37.5% White veterans, and 11.7% of other races) at a main medical campus and 18 surrounding community-based outpatient clinics. From December 28, 2020, to August 31, 2021, veterans with a positive COVID-19 nasopharyngeal polymerase chain reaction (PCR) test at AVAHCS were screened daily. A central Mab team consisting of infectious disease (ID) clinical pharmacists and physicians reviewed daily lists of positive laboratory results and identified high-risk individuals for Mab eligibility, using the FDA EUA inclusion criteria. Eligible patients were called by a Mab team member to discuss Mab treatment, provide anticipatory guidance, obtain verbal consent, and schedule the infusion. Conventional referrals from non-Mab team members (eg, primary care physicians) were also accepted into the screening process and underwent the same procedures and risk prioritization strategy as those identified by the Mab team.

Clinic resources allowed for 1 to 2 patients per day to be given Mab, increasing to a maximum of 5 patients per day during the COVID-19 Delta variant surge. We followed our best clinical judgment in prioritizing patient selection, and we aligned our practice with the standards of our affiliated partner, Emory University. In circumstances where patients who were Mab-eligible outnumbered infusion availability, patients were prioritized using the Veterans Health Administration (VHA) COVID-19 (VACO) Index for 30-day COVID-19 mortality.8 As COVID-19 variants developed resistance to the recommended Mab infusions, bamlanivimab, bamlanivimab-etesevimab, or casirivimab-imdevimab, local protocols adapted to EUA revisions. The Mab team also adopted FDA eligibility criteria revisions as they were available.9,10

We describe the outcomes of our centralized screening process for Mab therapy, as measured by screening, uptake, and time to receipt of Mab from screening. We also describe the demographic and clinical characteristics of Mab recipients. Clinical outcomes include postinfusion adverse events (AEs) at day 1 and day 7, emergency department (ED) visits, inpatient hospitalization, and death.

Results

The Mab team screened 2028 veterans who were COVID-19 positive between December 28, 2020, and August 31, 2021, and identified 289 veterans (14%) who met the EUA criteria. One hundred thirty-two veterans (46%) completed Mab infusion, and of the remaining 145 veterans, 124 (86%) declined treatment, and 21 (14%) veterans did not complete Mab infusion largely due to not keeping the appointment. The Mab team active surveillance strategy identified 101 of 132 infusion candidates (77%); 82% had outpatient Mab infusion.

The mean age of veterans who received Mab was 55 years (range, 29-90), and 75% of veterans were aged ≥ 65 years; most were male (84%) and 86 (65%) identified as non-Hispanic Black individuals (Table 1).

The most common medical comorbidities included 78 with hypertension (59%) and 49 with diabetes (37%). The mean VACO score was 7%; about two-thirds of patients were considered low risk for mortality. The median time from symptom onset to Mab infusion was 6 days and from positive COVID-19 test result to infusion was 2 days. Casirivimab-imdevimab was the most frequently used therapy, utilized by 100 veterans (76%) (Table 2).

Postinfusion AEs reported at day 1 and day 7 occurred for 38 veterans (29%) and 11 veterans (8%), respectively. Sixteen patients (12%) had postinfusion ED visit, and 12 patients (9%) required hospitalization. Eleven of the 12 hospitalized patients (92%) had worsening respiratory symptoms. No deaths occurred in the 132 patients who received Mab. 

 

 

Discussion

This novel initiative to optimize access to outpatient COVID-19 treatment demonstrated how the Mab team proactively screened and reached out to eligible veterans with COVID-19 promptly. This approach removed layers in the traditional referral process that could be barriers to accessing care. More than three-quarters of patients who received Mab were identified through this strategy, and the uptake was high at 46%. Conventional passive referrals were suboptimal for identifying candidates, which was also the case at a neighboring institution.

In an Emory University study, referrals to the Mab clinic were made through a traditional, decentralized referral system and resulted in a lower uptake of Mab treatment (4.6%).11 One of the key advantages of the AVAHCS program was that we were able to provide individual education about COVID-19 and counsel on the benefits and risks of therapy. Having a structured, telehealth follow-up plan provided additional reassurance and support to the patient. These personalized patient connections likely helped increase acceptance of the Mab therapy.

Our surveillance and outreach strategy had high uptake among Black patients (65%), which exceeded the proportion of AVAHCS Black veterans (54%).12 In the Emory study, just 30% of the participants were Black patients.11 In a study of bamlanivimab use in Chicago, Black individuals represented just 11% of the study population. White patients were more likely to receive bamlanivimab compared with others races, and the likelihood of receiving bamlanivimab was significantly worse for Black patients (odds ratio, 0.28) compared with White patients.13 These studies highlight the disparity in COVID-19 outpatient treatment that does not reflect the racial and minority group representation of the community at large.

Limitations

The VHA medication allocation system at times created a significant mismatch in supply and demand, which significantly limited the AVAHCS Mab program. VHA facilities nationwide with Mab programs received discrete allocations through the US Department of Health and Human Services via VHA pharmacy benefits management services. Despite our large catchment, AVAHCS was allocated 6 or fewer doses of Mab per week during the evaluated period.

Without formal national guidance in the early period of Mab, the AVAHCS Mab team conferred with Emory University Mab clinicians as well as at other VHA facilities in the country to develop an optimal approach to resource allocation. The Mab team considered all EUA criteria to be as inclusive as possible. However, during times of high demand, our utilitarian approach tried to identify the highest-risk patients who would benefit the most from Mab. The VACO index was validated in early 2021, which facilitated decision making when demand was greater than supply. One limitation of the VACO index is its exclusion of several original Mab EUA criteria, including weight, hypertension, and nonmalignancy-related immunosuppression, into its algorithm.3,8

Conclusions

Through proactive screening and direct outreach to patients, the AVAHCS was able to achieve timely administration of Mab infusion that was well within the initial EUA time frame of 10 days and comparable with the time frame in the REGN-COV2 and BLAZE-1 trials. Improving access to resources by changing the referral structure helped engage veterans who may have otherwise missed the time frame for Mab therapy. The experience of the Mab infusion program at the AVAHCS provided valuable insight into how a health care system could effectively screen a large population and distribute the limited resource of Mab therapy in a timely and proportionate fashion among its represented demographic groups.

Acknowledgments

The authors acknowledge the Veterans Health Administration VISN 7 Clinical Resource Hub and Tele Primary Care group for their support.

Early in the COVID-19 pandemic, monoclonal antibody (Mab) therapy was the only outpatient therapy for patients with COVID-19 experiencing mild-to-moderate symptoms. The Blocking Viral Attachment and Cell Entry with SARS-CoV-2 Neutralizing Antibodies (BLAZE-1) and the REGN-COV2 (Regeneron) clinical trials found participants treated with Mab had a shorter duration of symptoms and fewer hospitalizations compared with those receiving placebo.1,2 Mab therapy was most efficacious early in the disease course, and the initial US Food and Drug Administration (FDA) Emergency Use Authorization (EUA) of Mab therapies required use within 10 days of symptom onset.3

The impact of the COVID-19 pandemic has been felt disproportionately among marginalized racial and ethnic groups in the US. The COVID-19 Associated Hospitalization Surveillance Network found that non-Hispanic Black persons have significantly higher rates of hospitalization and death by COVID-19 compared with White persons.4-7 However, marginalized groups are underrepresented in the receipt of therapeutic agents for COVID-19. From March 2020 through August 2021, the mean monthly Mab use among Black patients (2.8%) was lower compared with White patients (4.0%), and Black patients received Mab 22.4% less often than White patients.7

The Mab clinical trials BLAZE-1 and REGN-COV2 study populations consisted of > 80% White participants.1,2 Receipt of COVID-19 outpatient treatments may not align with the disease burden in marginalized racial and ethnic groups, leading to health disparities. Although not exhaustive, reasons for these disparities include patient, health care practitioner, and systems-level issues: patient awareness, trust, and engagement with the health care system; health care practitioner awareness and advocacy to pursue COVID-19 treatment for the patient; and health care capacity to provide the medication and service.7

Here, we describe a novel, quality improvement initiative at the Atlanta Veterans Affairs Health Care System (AVAHCS) in Georgia that paired a proactive laboratory-based surveillance strategy to identify and engage veterans for Mab. By centralizing the surveillance and outreach process, we sought to reduce barriers to the Mab referral process and optimize access to life-saving medication.

 

 

Implementation

AVAHCS serves a diverse population of more than 129,000 (50.8% non-Hispanic Black veterans, 37.5% White veterans, and 11.7% of other races) at a main medical campus and 18 surrounding community-based outpatient clinics. From December 28, 2020, to August 31, 2021, veterans with a positive COVID-19 nasopharyngeal polymerase chain reaction (PCR) test at AVAHCS were screened daily. A central Mab team consisting of infectious disease (ID) clinical pharmacists and physicians reviewed daily lists of positive laboratory results and identified high-risk individuals for Mab eligibility, using the FDA EUA inclusion criteria. Eligible patients were called by a Mab team member to discuss Mab treatment, provide anticipatory guidance, obtain verbal consent, and schedule the infusion. Conventional referrals from non-Mab team members (eg, primary care physicians) were also accepted into the screening process and underwent the same procedures and risk prioritization strategy as those identified by the Mab team.

Clinic resources allowed for 1 to 2 patients per day to be given Mab, increasing to a maximum of 5 patients per day during the COVID-19 Delta variant surge. We followed our best clinical judgment in prioritizing patient selection, and we aligned our practice with the standards of our affiliated partner, Emory University. In circumstances where patients who were Mab-eligible outnumbered infusion availability, patients were prioritized using the Veterans Health Administration (VHA) COVID-19 (VACO) Index for 30-day COVID-19 mortality.8 As COVID-19 variants developed resistance to the recommended Mab infusions, bamlanivimab, bamlanivimab-etesevimab, or casirivimab-imdevimab, local protocols adapted to EUA revisions. The Mab team also adopted FDA eligibility criteria revisions as they were available.9,10

We describe the outcomes of our centralized screening process for Mab therapy, as measured by screening, uptake, and time to receipt of Mab from screening. We also describe the demographic and clinical characteristics of Mab recipients. Clinical outcomes include postinfusion adverse events (AEs) at day 1 and day 7, emergency department (ED) visits, inpatient hospitalization, and death.

Results

The Mab team screened 2028 veterans who were COVID-19 positive between December 28, 2020, and August 31, 2021, and identified 289 veterans (14%) who met the EUA criteria. One hundred thirty-two veterans (46%) completed Mab infusion, and of the remaining 145 veterans, 124 (86%) declined treatment, and 21 (14%) veterans did not complete Mab infusion largely due to not keeping the appointment. The Mab team active surveillance strategy identified 101 of 132 infusion candidates (77%); 82% had outpatient Mab infusion.

The mean age of veterans who received Mab was 55 years (range, 29-90), and 75% of veterans were aged ≥ 65 years; most were male (84%) and 86 (65%) identified as non-Hispanic Black individuals (Table 1).

The most common medical comorbidities included 78 with hypertension (59%) and 49 with diabetes (37%). The mean VACO score was 7%; about two-thirds of patients were considered low risk for mortality. The median time from symptom onset to Mab infusion was 6 days and from positive COVID-19 test result to infusion was 2 days. Casirivimab-imdevimab was the most frequently used therapy, utilized by 100 veterans (76%) (Table 2).

Postinfusion AEs reported at day 1 and day 7 occurred for 38 veterans (29%) and 11 veterans (8%), respectively. Sixteen patients (12%) had postinfusion ED visit, and 12 patients (9%) required hospitalization. Eleven of the 12 hospitalized patients (92%) had worsening respiratory symptoms. No deaths occurred in the 132 patients who received Mab. 

 

 

Discussion

This novel initiative to optimize access to outpatient COVID-19 treatment demonstrated how the Mab team proactively screened and reached out to eligible veterans with COVID-19 promptly. This approach removed layers in the traditional referral process that could be barriers to accessing care. More than three-quarters of patients who received Mab were identified through this strategy, and the uptake was high at 46%. Conventional passive referrals were suboptimal for identifying candidates, which was also the case at a neighboring institution.

In an Emory University study, referrals to the Mab clinic were made through a traditional, decentralized referral system and resulted in a lower uptake of Mab treatment (4.6%).11 One of the key advantages of the AVAHCS program was that we were able to provide individual education about COVID-19 and counsel on the benefits and risks of therapy. Having a structured, telehealth follow-up plan provided additional reassurance and support to the patient. These personalized patient connections likely helped increase acceptance of the Mab therapy.

Our surveillance and outreach strategy had high uptake among Black patients (65%), which exceeded the proportion of AVAHCS Black veterans (54%).12 In the Emory study, just 30% of the participants were Black patients.11 In a study of bamlanivimab use in Chicago, Black individuals represented just 11% of the study population. White patients were more likely to receive bamlanivimab compared with others races, and the likelihood of receiving bamlanivimab was significantly worse for Black patients (odds ratio, 0.28) compared with White patients.13 These studies highlight the disparity in COVID-19 outpatient treatment that does not reflect the racial and minority group representation of the community at large.

Limitations

The VHA medication allocation system at times created a significant mismatch in supply and demand, which significantly limited the AVAHCS Mab program. VHA facilities nationwide with Mab programs received discrete allocations through the US Department of Health and Human Services via VHA pharmacy benefits management services. Despite our large catchment, AVAHCS was allocated 6 or fewer doses of Mab per week during the evaluated period.

Without formal national guidance in the early period of Mab, the AVAHCS Mab team conferred with Emory University Mab clinicians as well as at other VHA facilities in the country to develop an optimal approach to resource allocation. The Mab team considered all EUA criteria to be as inclusive as possible. However, during times of high demand, our utilitarian approach tried to identify the highest-risk patients who would benefit the most from Mab. The VACO index was validated in early 2021, which facilitated decision making when demand was greater than supply. One limitation of the VACO index is its exclusion of several original Mab EUA criteria, including weight, hypertension, and nonmalignancy-related immunosuppression, into its algorithm.3,8

Conclusions

Through proactive screening and direct outreach to patients, the AVAHCS was able to achieve timely administration of Mab infusion that was well within the initial EUA time frame of 10 days and comparable with the time frame in the REGN-COV2 and BLAZE-1 trials. Improving access to resources by changing the referral structure helped engage veterans who may have otherwise missed the time frame for Mab therapy. The experience of the Mab infusion program at the AVAHCS provided valuable insight into how a health care system could effectively screen a large population and distribute the limited resource of Mab therapy in a timely and proportionate fashion among its represented demographic groups.

Acknowledgments

The authors acknowledge the Veterans Health Administration VISN 7 Clinical Resource Hub and Tele Primary Care group for their support.

References

1. Chen P, Nirula A, Heller B, et al; BLAZE-1 Investigators. SARS-CoV-2 neutralizing antibody LY-CoV555 in outpatients with COVID-19. N Engl J Med. 2021;384(3):229-237. doi:10.1056/NEJMoa2029849

2. Weinreich DM, Sivapalasingam S, Norton T, et al; Trial Investigators. REGN-COV2, a neutralizing antibody cocktail, in outpatients with COVID-19. N Engl J Med. 2021;384(3):238-251. doi:10.1056/NEJMoa2035002

3. US Food and Drug Administration. Fact sheet for health care providers, emergency use authorization (EUA) of bamlanivimab and etesevimab. Accessed August 6, 2023. https://www.fda.gov/media/145802/download

4. Centers for Disease Control and Prevention. Coronavirus disease 2019 (COVID-19)-associated hospitalization surveillance network (COVID-net). Updated March 24, 2023. Accessed August 6, 2023. https://www.cdc.gov/coronavirus/2019-ncov/covid-data/covid-net/purpose-methods.html

5. Centers for Disease Control and Prevention, National Center for Health Statistics. Provisional COVID-19 deaths: distribution of deaths by race and Hispanic origin. Updated July 26, 2023. Accessed August 8, 2023. https://data.cdc.gov/NCHS/Provisional-COVID-19-Deaths-Distribution-of-Deaths/pj7m-y5uh

6. Price-Haywood EG, Burton J, Fort D, Seoane L. Hospitalization and mortality among Black patients and White patients with COVID-19. N Engl J Med. 2020;382(26):2534-2543. doi:10.1056NEJMsa2011686

7. Wiltz JL, Feehan AK, Mollinari AM, et al. Racial and ethnic disparities in receipt of medications for treatment of COVID-19 - United States, March 2020-August 2021. MMWR Morb Mortal Wkly Rep. 2022;71(3):96-102. doi:10.15585/mmwr.mm7103e1

8. King JT Jr, Yoon JS, Rentsch CT, et al. Development and validation of a 30-day mortality index based on pre-existing medical administrative data from 13,323 COVID-19 patients: the Veterans Health Administration COVID-19 (VACO) Index. PLoS One. 2020;15(11):e0241825. doi:10.1371/journal.pone.0241825

9. US Food and Drug Administration, Office of Media Affairs. Coronavirus (COVID-19) update: FDA revokes emergency use authorization for monoclonal antibody bamlanivimab. Accessed August 8, 2023. https://www.fda.gov/news-events/press-announcements/coronavirus-covid-19-update-fda-revokes-emergency-use-authorization-monoclonal-antibody-bamlanivimab

10. National Institutes of Health. Information on COVID-19 treatment, prevention and research. Accessed August 8, 2023. https://www.covid19treatmentguidelines.nih.gov

11. Anderson B, Smith Z, Edupuganti S, Yan X, Masi CM, Wu HM. Effect of monoclonal antibody treatment on clinical outcomes in ambulatory patients with coronavirus disease 2019. Open Forum Infect Dis. 2021;8(7):ofab315. Published 2021 Jun 12. doi:10.1093/ofid/ofab315

12. United States Census Bureau. Quick facts: DeKalb County, Georgia. Updated July 1, 2022. Accessed August 8, 2023. www.census.gov/quickfacts/dekalbcountygeorgia

13. Kumar R, Wu EL, Stosor V, et al. Real-world experience of bamlanivimab for coronavirus disease 2019 (COVID-19): a case-control study. Clin Infect Dis. 2022;74(1):24-31. doi:10.1093/cid/ciab305

References

1. Chen P, Nirula A, Heller B, et al; BLAZE-1 Investigators. SARS-CoV-2 neutralizing antibody LY-CoV555 in outpatients with COVID-19. N Engl J Med. 2021;384(3):229-237. doi:10.1056/NEJMoa2029849

2. Weinreich DM, Sivapalasingam S, Norton T, et al; Trial Investigators. REGN-COV2, a neutralizing antibody cocktail, in outpatients with COVID-19. N Engl J Med. 2021;384(3):238-251. doi:10.1056/NEJMoa2035002

3. US Food and Drug Administration. Fact sheet for health care providers, emergency use authorization (EUA) of bamlanivimab and etesevimab. Accessed August 6, 2023. https://www.fda.gov/media/145802/download

4. Centers for Disease Control and Prevention. Coronavirus disease 2019 (COVID-19)-associated hospitalization surveillance network (COVID-net). Updated March 24, 2023. Accessed August 6, 2023. https://www.cdc.gov/coronavirus/2019-ncov/covid-data/covid-net/purpose-methods.html

5. Centers for Disease Control and Prevention, National Center for Health Statistics. Provisional COVID-19 deaths: distribution of deaths by race and Hispanic origin. Updated July 26, 2023. Accessed August 8, 2023. https://data.cdc.gov/NCHS/Provisional-COVID-19-Deaths-Distribution-of-Deaths/pj7m-y5uh

6. Price-Haywood EG, Burton J, Fort D, Seoane L. Hospitalization and mortality among Black patients and White patients with COVID-19. N Engl J Med. 2020;382(26):2534-2543. doi:10.1056NEJMsa2011686

7. Wiltz JL, Feehan AK, Mollinari AM, et al. Racial and ethnic disparities in receipt of medications for treatment of COVID-19 - United States, March 2020-August 2021. MMWR Morb Mortal Wkly Rep. 2022;71(3):96-102. doi:10.15585/mmwr.mm7103e1

8. King JT Jr, Yoon JS, Rentsch CT, et al. Development and validation of a 30-day mortality index based on pre-existing medical administrative data from 13,323 COVID-19 patients: the Veterans Health Administration COVID-19 (VACO) Index. PLoS One. 2020;15(11):e0241825. doi:10.1371/journal.pone.0241825

9. US Food and Drug Administration, Office of Media Affairs. Coronavirus (COVID-19) update: FDA revokes emergency use authorization for monoclonal antibody bamlanivimab. Accessed August 8, 2023. https://www.fda.gov/news-events/press-announcements/coronavirus-covid-19-update-fda-revokes-emergency-use-authorization-monoclonal-antibody-bamlanivimab

10. National Institutes of Health. Information on COVID-19 treatment, prevention and research. Accessed August 8, 2023. https://www.covid19treatmentguidelines.nih.gov

11. Anderson B, Smith Z, Edupuganti S, Yan X, Masi CM, Wu HM. Effect of monoclonal antibody treatment on clinical outcomes in ambulatory patients with coronavirus disease 2019. Open Forum Infect Dis. 2021;8(7):ofab315. Published 2021 Jun 12. doi:10.1093/ofid/ofab315

12. United States Census Bureau. Quick facts: DeKalb County, Georgia. Updated July 1, 2022. Accessed August 8, 2023. www.census.gov/quickfacts/dekalbcountygeorgia

13. Kumar R, Wu EL, Stosor V, et al. Real-world experience of bamlanivimab for coronavirus disease 2019 (COVID-19): a case-control study. Clin Infect Dis. 2022;74(1):24-31. doi:10.1093/cid/ciab305

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Rifampin for Prosthetic Joint Infections: Lessons Learned Over 20 Years at a VA Medical Center

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Orthopedic implants are frequently used to repair fractures and replace joints. The number of total joint replacements is high, with > 1 million total hip (THA) and total knee (TKA) arthroplasties performed in the United States each year.1 While most joint arthroplasties are successful and significantly improve patient quality of life, a small proportion become infected.2 Prosthetic joint infection (PJI) causes substantial morbidity and mortality, particularly among older patients, and is difficult and costly to treat.3

The historic gold standard treatment for PJI is a 2-stage replacement, wherein the prosthesis is removed in one procedure and a new prosthesis is implanted in a second procedure after an extended course of antibiotics. This approach requires the patient to undergo 2 major procedures and spend considerable time without a functioning prosthesis, contributing to immobility and deconditioning. This option is difficult for frail or older patients and is associated with high medical costs.4

In 1998, a novel method of treatment known as debridement, antibiotics, and implant retention (DAIR) was evaluated in a small, randomized controlled trial.5 This study used a unique antimicrobial approach: the administration of ciprofloxacin plus either rifampin or placebo for 3 to 6 months, combined with a single surgical debridement. Eliminating a second surgical procedure and largely relying on oral antimicrobials reduces surgical risks and decreases costs.4 Current guidelines endorse DAIR with rifampin and a second antibiotic for patients diagnosed with PJI within about 30 days of prosthesis implantation who have a well-fixed implant without evidence of a sinus tract.6 Clinical trial data demonstrate that this approach is > 90% effective in patients with a well-fixed prosthesis and acute staphylococcal PJI.3,7

Thus far, clinical trials examining this approach have been small and did not include veterans who are typically older and have more comorbidities.8 The Minneapolis Veterans Affairs Health Care System (MVAHCS) infectious disease section has implemented the rifampin-based DAIR approach for orthopedic device-related infections since this approach was first described in 1998 but has not systematically evaluated its effectiveness or whether there are areas for improvement.

METHODS

We conducted a retrospective analysis of patients who underwent DAIR combined with a rifampin-containing regimen at the MVAHCS from January 1, 2001, through June 30, 2021. Inclusion required a diagnosis of orthopedic device-related infection and treatment with DAIR followed by antimicrobial therapy that included rifampin for 1 to 6 months. PJI was defined by meeting ≥ 1 of the following criteria: (1) isolation of the same microorganism from ≥ 2 cultures from joint aspirates or intraoperative tissue specimens; (2) purulence surrounding the prosthesis at the time of surgery; (3) acute inflammation consistent with infection on histopathological examination or periprosthetic tissue; or (4) presence of a sinus tract communicating with the prosthesis.

All cases of orthopedic device infection managed with DAIR and rifampin were included, regardless of implant stability, age of the implant at the time of symptom onset, presence of a sinus tract, or infecting microorganism. Exclusion criteria included patients who started or finished PJI treatment at another facility, were lost to follow-up, discontinued rifampin, died within 1 year of completing antibiotic therapy due to reasons unrelated to treatment failure, received rifampin for < 50% of their antimicrobial treatment course, had complete hardware removal, or had < 1 year between the completion of antimicrobial therapy and the time of data collection.

Management of DAIR procedures at the MVAHCS involves evaluating the fixation of the prosthesis, tissue sampling for microbiological analysis, and thorough debridement of infected tissue. Following debridement, a course of IV antibiotics is administered before initiating oral antibiotic therapy. To protect against resistance, rifampin is combined with another antibiotic typically from the fluoroquinolone, tetracycline, or cephalosporin class. Current guidelines suggest 3 and 6 months of oral antibiotics for prosthetic hip and knee infections, respectively.6

 

 

Treatment Outcomes

The primary outcome was treatment success, defined as meeting all of the following: (1) lack of clinical signs and symptoms of infection; (2) absence of radiological signs of loosening or infection within 1 year after the conclusion of treatment; and (3) absence of additional PJI treatment interventions for the prosthesis of concern within 1 year after completing the original antibiotic treatment.

Treatment failure was defined as meeting any of the following: (1) recurrence of PJI (original strain or different microorganism) within 1 year after the completion of antibiotic therapy; (2) death attributed to PJI anytime after the initial debridement; (3) removal of the prosthetic joint within 1 year after the completion of antibiotic therapy; or (4) long-term antibiotic use to suppress the PJI after the completion of the initial antibiotic therapy.

Statistical Analysis

Descriptive statistics were used to define the baseline characteristics of patients receiving rifampin therapy for orthopedic implant infections at the MVAHCS. Variables analyzed were age, sex, race and ethnicity, type of implant, age of implant, duration of symptoms, comorbidities (diabetes and rheumatoid arthritis), and presence of chronic infection. Patients were classified as having a chronic infection if they received previous infection treatment (antibiotics or surgery) for the orthopedic device in question. We created this category because patients with persistent infection after a medical or surgical attempt at treatment are likely to have a higher probability of treatment failure compared with those with no prior therapy. Charlson Comorbidity Index was calculated using clinical information present at the onset of infection.9 Fisher exact test was used to assess differences between categorical variables, and an independent t test was used to assess differences in continuous variables. P < .05 indicated statistical significance.

To assess the ability of a rifampin-based regimen to achieve a cure of PJI, we grouped participants into 2 categories: those with an intent to cure strategy and those without intent to cure based on documentation in the electronic health record (EHR). Participants who were prescribed rifampin with the documented goal of prosthesis retention with no further suppressive antibiotics were included in the intent-to-cure group, the primary focus of this study. Those excluded from the intent-to-cure group were given rifampin and another antibiotic, but there was a documented plan of either ongoing chronic suppression or eventual explantation; these participants were placed in the without-intent-to-cure group. Analysis of treatment success and failure was limited to the intent-to-cure group, whereas both groups were included for assessment of adverse effects (AEs) and treatment duration. This project was reviewed by the MVAHCS Institutional Review Board and determined to be a quality improvement initiative and to not meet the definition of research, and as such did not require review; it was reviewed and approved by the MVAHCS Research and Development Committee.

RESULTS

A total of 538 patients were identified who simultaneously received rifampin and another oral antibiotic between January 1, 2000, and June 30, 2021.

No orthopedic device infection was present in 400 patients, leaving 138 potential participants. Of these, 60 were excluded, leaving 78 patients with a diagnosed orthopedic implant infection treated with DAIR and a rifampin-containing antimicrobial regimen who were included in the study (Figure). Most were male (n = 69; 88%) with a median age of 65 years (Table). The mean (SD) Charlson Comorbidity Index was 2.2 (1.4); diabetes was the most common comorbidity (n = 29; 37%). Thirty-eight participants (49%) had an infected knee prosthesis and 29 (37%) had an infected hip prosthesis, accounting for 86% of all infections, while 8 participants (10%) had infected bone fixation devices and the remaining 3 (4%) had infected elbow or ankle implants. The debridement procedure was open for 73 patients (94%) vs arthroscopic for 5 (6%) (all osteosynthesis infections). Rifampin was initiated after debridement in all cases. The median (IQR) implant age was 1.3 months (0.6-30 months). Thirty participants (38%) had a chronic infection. The mean (SD) duration of infection-related symptoms before surgery was 7.6 (6.1) days.

 

 

Forty-two participants (54%) had Staphylococcus aureus and 31 participants (40%) had coagulase-negative staphylococci infections, while 11 gram-negative organisms (14%) and 6 gram-positive anaerobic cocci (8%) infections were noted. Cutibacterium acnes and Streptococcus agalactiae were each found in 3 participants (4% of), and diphtheroids (not further identified) was found on 2 participants (3%). Candida albicans was identified in a single participant (1%), along with coagulase-negative staphylococci, and 2 participants (3%) had no identified organisms. There were multiple organisms isolated from 20 patients (26%).

Fifty participants had clear documentation in their EHR that cure of infection was the goal, meeting the criteria for the intent-to-cure group. The remaining 28 participants were placed in the without-intent-to-cure group. Success and failure rates were only measured in the intent-to-cure group, as by definition the without-intent-to-cure group patients would meet the criteria for failure (removal of prosthesis or long-term antibiotic use). The without-intent-to-cure group had a higher median age than the intent-to-cure group (69 years vs 64 years, P = .24) and a higher proportion of male participants (96% vs 80%, P = .09). The median (IQR) implant age of 11 months (1.0-50.5) in the without-intent-to-cure group was also higher than the median implant age of 1 month (0.6-22.0) in the primary group (P = .22). In the without-intent-to-cure group, 19 participants (68%) had a chronic infection, compared with 11 (22%) in the intent-to-cure group (P < .001).

The mean (SD) Charlson Comorbidity Index in the without-intent-to-cure group was 2.5 (1.3) compared with 1.9 (1.4) in the intent-to-cure group (P = .09). There was no significant difference in the type of implant or microbiology of the infecting organism between the 2 groups, although it should be noted that in the intent-to-cure group, 48 patients (96%) had Staphylococcus aureus or coagulase-negative staphylococci isolated.

The median (IQR) dosage of rifampin was 600 mg (300-900). The secondary oral antibiotics used most often were 36 fluoroquinolones (46%) followed by 20 tetracyclines (26%), 6 cephalosporins (8%), and 6 penicillins (8%). Additionally, 6 participants (8%) received IV vancomycin, and 1 participant (1%) was given an oral antifungal in addition to a fluoroquinolone because cultures revealed bacterial and fungal growth. The median (IQR) duration of antimicrobial therapy was 3 months (1.4-3.0). The mean (SD) duration of antimicrobial therapy was 3.6 (2.4) months for TKA infections and 2.4 (0.9) months for THA infections.

Clinical Outcome

Forty-one intent-to-cure group participants (82%) experienced treatment success. We further subdivided the intent-to-cure group by implant age. Participants whose implant was < 2 months old had a success rate of 93%, whereas patients whose implant was older had a success rate of 65% (P = .02).

Secondary Outcomes

The median (IQR) duration of antimicrobial treatment was 3 months (1.4-3.0) for the 38 patients with TKA-related infections and 3 months (1.4-6.0) for the 29 patients with THA infections. AEs were recorded in 24 (31%) of all study participants. Of those with AEs, the average number reported per patient was 1.6. Diarrhea, gastric upset, and nausea were each reported 7 times, accounting for 87% of all recorded AEs. Five participants reported having a rash while on antibiotics, and 2 experienced dysgeusia. One participant reported developing a yeast infection and another experienced vaginitis.

 

 

DISCUSSION

Among patients with orthopedic implant infections treated with intent to cure using a rifampin-containing antibiotic regimen at the MVAHCS, 82% had clinical success. Although this is lower than the success rates reported in clinical trials, this is not entirely unexpected.5,7 In most clinical trials studying DAIR and rifampin for PJI, patients are excluded if they do not have an acute staphylococcal infection in the setting of a well-fixed prosthesis without evidence of a sinus tract. Such exclusion criteria were not present in our retrospective study, which was designed to evaluate the real-world practice patterns at this facility. The population at the US Department of Veterans Affairs (VA) is older, more frail, and with more comorbid conditions than populations in prior studies. It is possible that patients with characteristics that would have caused them to be excluded from a clinical trial would be less likely to receive rifampin therapy with the intent to cure. This is suggested by the significantly higher prevalence of chronic infections (68%) in the without-intent-to-cure group compared with 22% in the intent-to-cure group. However, there were reasonably high proportions of participants included in the intent-to-cure group who did have conditions that would have led to their exclusion from prior trials, such as chronic infection (22%) and implant age ≥ 2 months (40%).

When evaluating participants by the age of their implant, treatment success rose to 93% for patients with implants < 2 months old compared with 65% for patients with older implants. This suggests that participants with a newer implant or more recent infection have a greater likelihood of successful treatment, which is consistent with the results of previous clinical trials.5,10 Considering how difficult multiple surgeries can be for older adult patients with comorbidities, we suggest that DAIR with a rifampin-containing regimen be considered as the primary treatment option for early PJIs at the MVAHCS. We also note inconsistent adherence to IDSA treatment guidelines on rifampin therapy, in that patients without intent to cure were prescribed a regimen including rifampin. This may reflect appropriate variability in the care of individual patients but may also offer an opportunity to change processes to improve care.

Limitations

Our analysis has limitations. As with any retrospective study evaluating the efficacy of a specific antibiotic, we were not able to attribute specific outcomes to the antibiotic of interest. Since the choice of antibiotics was left to the treating health care practitioner, therapy was not standardized, and because this was a retrospective study, causal relationships could not be inferred. Our analysis was also limited by the lack of intent to cure in 28 participants (36%), which could be an indication of practitioner bias in therapy selection or characteristic differences between the 2 groups. We looked for signs of infection failure 1 year after the completion of antimicrobial therapy, but longer follow-up could have led to higher rates of failure. Also, while participants’ infections were considered cured if they never sought further medical care for the infection at the MVAHCS, it is possible that patients could have sought care at another facility. We note that 9 patients were excluded because they were unable to complete a treatment course due to rifampin AEs, meaning that the success rates reported here reflect the success that may be expected if a patient can tolerate and complete a rifampin-based regimen. This study was conducted in a single VA hospital and may not be generalizable to nonveterans or veterans seeking care at other facilities.

Conclusions

DAIR followed by a short course of IV antibiotics and an oral regimen including rifampin and another antimicrobial is a reasonable option for veterans with acute staphylococcal orthopedic device infections at the MVAHCS. Patients with a well-placed prosthesis and an acute infection seem especially well suited for this treatment, and treatment with intent to cure should be pursued in patients who meet the criteria for rifampin therapy.

Acknowledgments

We thank Erik Stensgard, PharmD, for assistance in compiling the list of patients receiving rifampin and another antimicrobial.

References

1. Maradit Kremers H, Larson DR, Crowson CS, et al. Prevalence of total hip and knee replacement in the United States. J Bone Joint Surg Am. 2015;97(17):1386-1397. doi:10.2106/JBJS.N.01141

2. Kapadia BH, Berg RA, Daley JA, Fritz J, Bhave A, Mont MA. Periprosthetic joint infection. Lancet. 2016;387(10016):386-394. doi:10.1016/S0140-6736(14)61798-0

3. Zhan C, Kaczmarek R, Loyo-Berrios N, Sangl J, Bright RA. Incidence and short-term outcomes of primary and revision hip replacement in the United States. J Bone Joint Surg Am. 2007;89(3):526-533. doi:10.2106/JBJS.F.00952

4. Fisman DN, Reilly DT, Karchmer AW, Goldie SJ. Clinical effectiveness and cost-effectiveness of 2 management strategies for infected total hip arthroplasty in the elderly. Clin Infect Dis. 2001;32(3):419-430. doi:10.1086/318502

5. Zimmerli W, Widmer AF, Blatter M, Frei R, Ochsner PE. Role of rifampin for treatment of orthopedic implant-related staphylococcal infections: a randomized controlled trial. Foreign-Body Infection (FBI) Study Group. JAMA. 1998;279(19):1537-1541. doi:10.1001/jama.279.19.1537

6. Osmon DR, Berbari EF, Berendt AR, et al. Diagnosis and management of prosthetic joint infection: clinical practice guidelines by the Infectious Diseases Society of America. Clin Infect Dis. 2013;56(1):e1-e25. doi:10.1093/cid/cis803

7. Lora-Tamayo J, Euba G, Cobo J, et al. Short- versus long-duration levofloxacin plus rifampicin for acute staphylococcal prosthetic joint infection managed with implant retention: a randomised clinical trial. Int J Antimicrob Agents. 2016;48(3):310-316. doi:10.1016/j.ijantimicag.2016.05.021

8. Agha Z, Lofgren RP, VanRuiswyk JV, Layde PM. Are patients at Veterans Affairs medical centers sicker? A comparative analysis of health status and medical resource use. Arch Intern Med. 2000;160(21):3252-3257. doi:10.1001/archinte.160.21.3252

9. Charlson ME, Pompei P, Ales KL, MacKenzie CR. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis. 1987;40(5):373-383. doi:10.1016/0021-9681(87)90171-8

10. Vilchez F, Martínez-Pastor JC, García-Ramiro S, et al. Outcome and predictors of treatment failure in early post-surgical prosthetic joint infections due to Staphylococcus aureus treated with debridement. Clin Microbiol Infect. 2011;17(3):439-444. doi:10.1111/j.1469-0691.2010.03244.x

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Solana Cushinga,b; Dimitri Drekonja, MD, MSb,c

Correspondence:  Dimitri Drekonja  (drek0002@umn.edu)

aMacalester College, St. Paul, Minnesota

bMinneapolis Veterans Affairs Health Care System, Minnesota

cUniversity of Minnesota Medical School, Minneapolis



Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

This project was reviewed by the Minneapolis VA Healthcare System (MVAHCS) Institutional Review Board and determined to be a quality improvement initiative and to not meet the definition of research, and as such did not require review from the Institutional Review Board. It was reviewed and approved by the MVAHCS Research and Development Committee.

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Author and Disclosure Information

Solana Cushinga,b; Dimitri Drekonja, MD, MSb,c

Correspondence:  Dimitri Drekonja  (drek0002@umn.edu)

aMacalester College, St. Paul, Minnesota

bMinneapolis Veterans Affairs Health Care System, Minnesota

cUniversity of Minnesota Medical School, Minneapolis



Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

This project was reviewed by the Minneapolis VA Healthcare System (MVAHCS) Institutional Review Board and determined to be a quality improvement initiative and to not meet the definition of research, and as such did not require review from the Institutional Review Board. It was reviewed and approved by the MVAHCS Research and Development Committee.

Author and Disclosure Information

Solana Cushinga,b; Dimitri Drekonja, MD, MSb,c

Correspondence:  Dimitri Drekonja  (drek0002@umn.edu)

aMacalester College, St. Paul, Minnesota

bMinneapolis Veterans Affairs Health Care System, Minnesota

cUniversity of Minnesota Medical School, Minneapolis



Author disclosures

The authors report no actual or potential conflicts of interest or outside sources of funding with regard to this article.

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the U.S. Government, or any of its agencies. This article may discuss unlabeled or investigational use of certain drugs. Please review the complete prescribing information for specific drugs or drug combinations—including indications, contraindications, warnings, and adverse effects—before administering pharmacologic therapy to patients.

Ethics and consent

This project was reviewed by the Minneapolis VA Healthcare System (MVAHCS) Institutional Review Board and determined to be a quality improvement initiative and to not meet the definition of research, and as such did not require review from the Institutional Review Board. It was reviewed and approved by the MVAHCS Research and Development Committee.

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Article PDF

Orthopedic implants are frequently used to repair fractures and replace joints. The number of total joint replacements is high, with > 1 million total hip (THA) and total knee (TKA) arthroplasties performed in the United States each year.1 While most joint arthroplasties are successful and significantly improve patient quality of life, a small proportion become infected.2 Prosthetic joint infection (PJI) causes substantial morbidity and mortality, particularly among older patients, and is difficult and costly to treat.3

The historic gold standard treatment for PJI is a 2-stage replacement, wherein the prosthesis is removed in one procedure and a new prosthesis is implanted in a second procedure after an extended course of antibiotics. This approach requires the patient to undergo 2 major procedures and spend considerable time without a functioning prosthesis, contributing to immobility and deconditioning. This option is difficult for frail or older patients and is associated with high medical costs.4

In 1998, a novel method of treatment known as debridement, antibiotics, and implant retention (DAIR) was evaluated in a small, randomized controlled trial.5 This study used a unique antimicrobial approach: the administration of ciprofloxacin plus either rifampin or placebo for 3 to 6 months, combined with a single surgical debridement. Eliminating a second surgical procedure and largely relying on oral antimicrobials reduces surgical risks and decreases costs.4 Current guidelines endorse DAIR with rifampin and a second antibiotic for patients diagnosed with PJI within about 30 days of prosthesis implantation who have a well-fixed implant without evidence of a sinus tract.6 Clinical trial data demonstrate that this approach is > 90% effective in patients with a well-fixed prosthesis and acute staphylococcal PJI.3,7

Thus far, clinical trials examining this approach have been small and did not include veterans who are typically older and have more comorbidities.8 The Minneapolis Veterans Affairs Health Care System (MVAHCS) infectious disease section has implemented the rifampin-based DAIR approach for orthopedic device-related infections since this approach was first described in 1998 but has not systematically evaluated its effectiveness or whether there are areas for improvement.

METHODS

We conducted a retrospective analysis of patients who underwent DAIR combined with a rifampin-containing regimen at the MVAHCS from January 1, 2001, through June 30, 2021. Inclusion required a diagnosis of orthopedic device-related infection and treatment with DAIR followed by antimicrobial therapy that included rifampin for 1 to 6 months. PJI was defined by meeting ≥ 1 of the following criteria: (1) isolation of the same microorganism from ≥ 2 cultures from joint aspirates or intraoperative tissue specimens; (2) purulence surrounding the prosthesis at the time of surgery; (3) acute inflammation consistent with infection on histopathological examination or periprosthetic tissue; or (4) presence of a sinus tract communicating with the prosthesis.

All cases of orthopedic device infection managed with DAIR and rifampin were included, regardless of implant stability, age of the implant at the time of symptom onset, presence of a sinus tract, or infecting microorganism. Exclusion criteria included patients who started or finished PJI treatment at another facility, were lost to follow-up, discontinued rifampin, died within 1 year of completing antibiotic therapy due to reasons unrelated to treatment failure, received rifampin for < 50% of their antimicrobial treatment course, had complete hardware removal, or had < 1 year between the completion of antimicrobial therapy and the time of data collection.

Management of DAIR procedures at the MVAHCS involves evaluating the fixation of the prosthesis, tissue sampling for microbiological analysis, and thorough debridement of infected tissue. Following debridement, a course of IV antibiotics is administered before initiating oral antibiotic therapy. To protect against resistance, rifampin is combined with another antibiotic typically from the fluoroquinolone, tetracycline, or cephalosporin class. Current guidelines suggest 3 and 6 months of oral antibiotics for prosthetic hip and knee infections, respectively.6

 

 

Treatment Outcomes

The primary outcome was treatment success, defined as meeting all of the following: (1) lack of clinical signs and symptoms of infection; (2) absence of radiological signs of loosening or infection within 1 year after the conclusion of treatment; and (3) absence of additional PJI treatment interventions for the prosthesis of concern within 1 year after completing the original antibiotic treatment.

Treatment failure was defined as meeting any of the following: (1) recurrence of PJI (original strain or different microorganism) within 1 year after the completion of antibiotic therapy; (2) death attributed to PJI anytime after the initial debridement; (3) removal of the prosthetic joint within 1 year after the completion of antibiotic therapy; or (4) long-term antibiotic use to suppress the PJI after the completion of the initial antibiotic therapy.

Statistical Analysis

Descriptive statistics were used to define the baseline characteristics of patients receiving rifampin therapy for orthopedic implant infections at the MVAHCS. Variables analyzed were age, sex, race and ethnicity, type of implant, age of implant, duration of symptoms, comorbidities (diabetes and rheumatoid arthritis), and presence of chronic infection. Patients were classified as having a chronic infection if they received previous infection treatment (antibiotics or surgery) for the orthopedic device in question. We created this category because patients with persistent infection after a medical or surgical attempt at treatment are likely to have a higher probability of treatment failure compared with those with no prior therapy. Charlson Comorbidity Index was calculated using clinical information present at the onset of infection.9 Fisher exact test was used to assess differences between categorical variables, and an independent t test was used to assess differences in continuous variables. P < .05 indicated statistical significance.

To assess the ability of a rifampin-based regimen to achieve a cure of PJI, we grouped participants into 2 categories: those with an intent to cure strategy and those without intent to cure based on documentation in the electronic health record (EHR). Participants who were prescribed rifampin with the documented goal of prosthesis retention with no further suppressive antibiotics were included in the intent-to-cure group, the primary focus of this study. Those excluded from the intent-to-cure group were given rifampin and another antibiotic, but there was a documented plan of either ongoing chronic suppression or eventual explantation; these participants were placed in the without-intent-to-cure group. Analysis of treatment success and failure was limited to the intent-to-cure group, whereas both groups were included for assessment of adverse effects (AEs) and treatment duration. This project was reviewed by the MVAHCS Institutional Review Board and determined to be a quality improvement initiative and to not meet the definition of research, and as such did not require review; it was reviewed and approved by the MVAHCS Research and Development Committee.

RESULTS

A total of 538 patients were identified who simultaneously received rifampin and another oral antibiotic between January 1, 2000, and June 30, 2021.

No orthopedic device infection was present in 400 patients, leaving 138 potential participants. Of these, 60 were excluded, leaving 78 patients with a diagnosed orthopedic implant infection treated with DAIR and a rifampin-containing antimicrobial regimen who were included in the study (Figure). Most were male (n = 69; 88%) with a median age of 65 years (Table). The mean (SD) Charlson Comorbidity Index was 2.2 (1.4); diabetes was the most common comorbidity (n = 29; 37%). Thirty-eight participants (49%) had an infected knee prosthesis and 29 (37%) had an infected hip prosthesis, accounting for 86% of all infections, while 8 participants (10%) had infected bone fixation devices and the remaining 3 (4%) had infected elbow or ankle implants. The debridement procedure was open for 73 patients (94%) vs arthroscopic for 5 (6%) (all osteosynthesis infections). Rifampin was initiated after debridement in all cases. The median (IQR) implant age was 1.3 months (0.6-30 months). Thirty participants (38%) had a chronic infection. The mean (SD) duration of infection-related symptoms before surgery was 7.6 (6.1) days.

 

 

Forty-two participants (54%) had Staphylococcus aureus and 31 participants (40%) had coagulase-negative staphylococci infections, while 11 gram-negative organisms (14%) and 6 gram-positive anaerobic cocci (8%) infections were noted. Cutibacterium acnes and Streptococcus agalactiae were each found in 3 participants (4% of), and diphtheroids (not further identified) was found on 2 participants (3%). Candida albicans was identified in a single participant (1%), along with coagulase-negative staphylococci, and 2 participants (3%) had no identified organisms. There were multiple organisms isolated from 20 patients (26%).

Fifty participants had clear documentation in their EHR that cure of infection was the goal, meeting the criteria for the intent-to-cure group. The remaining 28 participants were placed in the without-intent-to-cure group. Success and failure rates were only measured in the intent-to-cure group, as by definition the without-intent-to-cure group patients would meet the criteria for failure (removal of prosthesis or long-term antibiotic use). The without-intent-to-cure group had a higher median age than the intent-to-cure group (69 years vs 64 years, P = .24) and a higher proportion of male participants (96% vs 80%, P = .09). The median (IQR) implant age of 11 months (1.0-50.5) in the without-intent-to-cure group was also higher than the median implant age of 1 month (0.6-22.0) in the primary group (P = .22). In the without-intent-to-cure group, 19 participants (68%) had a chronic infection, compared with 11 (22%) in the intent-to-cure group (P < .001).

The mean (SD) Charlson Comorbidity Index in the without-intent-to-cure group was 2.5 (1.3) compared with 1.9 (1.4) in the intent-to-cure group (P = .09). There was no significant difference in the type of implant or microbiology of the infecting organism between the 2 groups, although it should be noted that in the intent-to-cure group, 48 patients (96%) had Staphylococcus aureus or coagulase-negative staphylococci isolated.

The median (IQR) dosage of rifampin was 600 mg (300-900). The secondary oral antibiotics used most often were 36 fluoroquinolones (46%) followed by 20 tetracyclines (26%), 6 cephalosporins (8%), and 6 penicillins (8%). Additionally, 6 participants (8%) received IV vancomycin, and 1 participant (1%) was given an oral antifungal in addition to a fluoroquinolone because cultures revealed bacterial and fungal growth. The median (IQR) duration of antimicrobial therapy was 3 months (1.4-3.0). The mean (SD) duration of antimicrobial therapy was 3.6 (2.4) months for TKA infections and 2.4 (0.9) months for THA infections.

Clinical Outcome

Forty-one intent-to-cure group participants (82%) experienced treatment success. We further subdivided the intent-to-cure group by implant age. Participants whose implant was < 2 months old had a success rate of 93%, whereas patients whose implant was older had a success rate of 65% (P = .02).

Secondary Outcomes

The median (IQR) duration of antimicrobial treatment was 3 months (1.4-3.0) for the 38 patients with TKA-related infections and 3 months (1.4-6.0) for the 29 patients with THA infections. AEs were recorded in 24 (31%) of all study participants. Of those with AEs, the average number reported per patient was 1.6. Diarrhea, gastric upset, and nausea were each reported 7 times, accounting for 87% of all recorded AEs. Five participants reported having a rash while on antibiotics, and 2 experienced dysgeusia. One participant reported developing a yeast infection and another experienced vaginitis.

 

 

DISCUSSION

Among patients with orthopedic implant infections treated with intent to cure using a rifampin-containing antibiotic regimen at the MVAHCS, 82% had clinical success. Although this is lower than the success rates reported in clinical trials, this is not entirely unexpected.5,7 In most clinical trials studying DAIR and rifampin for PJI, patients are excluded if they do not have an acute staphylococcal infection in the setting of a well-fixed prosthesis without evidence of a sinus tract. Such exclusion criteria were not present in our retrospective study, which was designed to evaluate the real-world practice patterns at this facility. The population at the US Department of Veterans Affairs (VA) is older, more frail, and with more comorbid conditions than populations in prior studies. It is possible that patients with characteristics that would have caused them to be excluded from a clinical trial would be less likely to receive rifampin therapy with the intent to cure. This is suggested by the significantly higher prevalence of chronic infections (68%) in the without-intent-to-cure group compared with 22% in the intent-to-cure group. However, there were reasonably high proportions of participants included in the intent-to-cure group who did have conditions that would have led to their exclusion from prior trials, such as chronic infection (22%) and implant age ≥ 2 months (40%).

When evaluating participants by the age of their implant, treatment success rose to 93% for patients with implants < 2 months old compared with 65% for patients with older implants. This suggests that participants with a newer implant or more recent infection have a greater likelihood of successful treatment, which is consistent with the results of previous clinical trials.5,10 Considering how difficult multiple surgeries can be for older adult patients with comorbidities, we suggest that DAIR with a rifampin-containing regimen be considered as the primary treatment option for early PJIs at the MVAHCS. We also note inconsistent adherence to IDSA treatment guidelines on rifampin therapy, in that patients without intent to cure were prescribed a regimen including rifampin. This may reflect appropriate variability in the care of individual patients but may also offer an opportunity to change processes to improve care.

Limitations

Our analysis has limitations. As with any retrospective study evaluating the efficacy of a specific antibiotic, we were not able to attribute specific outcomes to the antibiotic of interest. Since the choice of antibiotics was left to the treating health care practitioner, therapy was not standardized, and because this was a retrospective study, causal relationships could not be inferred. Our analysis was also limited by the lack of intent to cure in 28 participants (36%), which could be an indication of practitioner bias in therapy selection or characteristic differences between the 2 groups. We looked for signs of infection failure 1 year after the completion of antimicrobial therapy, but longer follow-up could have led to higher rates of failure. Also, while participants’ infections were considered cured if they never sought further medical care for the infection at the MVAHCS, it is possible that patients could have sought care at another facility. We note that 9 patients were excluded because they were unable to complete a treatment course due to rifampin AEs, meaning that the success rates reported here reflect the success that may be expected if a patient can tolerate and complete a rifampin-based regimen. This study was conducted in a single VA hospital and may not be generalizable to nonveterans or veterans seeking care at other facilities.

Conclusions

DAIR followed by a short course of IV antibiotics and an oral regimen including rifampin and another antimicrobial is a reasonable option for veterans with acute staphylococcal orthopedic device infections at the MVAHCS. Patients with a well-placed prosthesis and an acute infection seem especially well suited for this treatment, and treatment with intent to cure should be pursued in patients who meet the criteria for rifampin therapy.

Acknowledgments

We thank Erik Stensgard, PharmD, for assistance in compiling the list of patients receiving rifampin and another antimicrobial.

Orthopedic implants are frequently used to repair fractures and replace joints. The number of total joint replacements is high, with > 1 million total hip (THA) and total knee (TKA) arthroplasties performed in the United States each year.1 While most joint arthroplasties are successful and significantly improve patient quality of life, a small proportion become infected.2 Prosthetic joint infection (PJI) causes substantial morbidity and mortality, particularly among older patients, and is difficult and costly to treat.3

The historic gold standard treatment for PJI is a 2-stage replacement, wherein the prosthesis is removed in one procedure and a new prosthesis is implanted in a second procedure after an extended course of antibiotics. This approach requires the patient to undergo 2 major procedures and spend considerable time without a functioning prosthesis, contributing to immobility and deconditioning. This option is difficult for frail or older patients and is associated with high medical costs.4

In 1998, a novel method of treatment known as debridement, antibiotics, and implant retention (DAIR) was evaluated in a small, randomized controlled trial.5 This study used a unique antimicrobial approach: the administration of ciprofloxacin plus either rifampin or placebo for 3 to 6 months, combined with a single surgical debridement. Eliminating a second surgical procedure and largely relying on oral antimicrobials reduces surgical risks and decreases costs.4 Current guidelines endorse DAIR with rifampin and a second antibiotic for patients diagnosed with PJI within about 30 days of prosthesis implantation who have a well-fixed implant without evidence of a sinus tract.6 Clinical trial data demonstrate that this approach is > 90% effective in patients with a well-fixed prosthesis and acute staphylococcal PJI.3,7

Thus far, clinical trials examining this approach have been small and did not include veterans who are typically older and have more comorbidities.8 The Minneapolis Veterans Affairs Health Care System (MVAHCS) infectious disease section has implemented the rifampin-based DAIR approach for orthopedic device-related infections since this approach was first described in 1998 but has not systematically evaluated its effectiveness or whether there are areas for improvement.

METHODS

We conducted a retrospective analysis of patients who underwent DAIR combined with a rifampin-containing regimen at the MVAHCS from January 1, 2001, through June 30, 2021. Inclusion required a diagnosis of orthopedic device-related infection and treatment with DAIR followed by antimicrobial therapy that included rifampin for 1 to 6 months. PJI was defined by meeting ≥ 1 of the following criteria: (1) isolation of the same microorganism from ≥ 2 cultures from joint aspirates or intraoperative tissue specimens; (2) purulence surrounding the prosthesis at the time of surgery; (3) acute inflammation consistent with infection on histopathological examination or periprosthetic tissue; or (4) presence of a sinus tract communicating with the prosthesis.

All cases of orthopedic device infection managed with DAIR and rifampin were included, regardless of implant stability, age of the implant at the time of symptom onset, presence of a sinus tract, or infecting microorganism. Exclusion criteria included patients who started or finished PJI treatment at another facility, were lost to follow-up, discontinued rifampin, died within 1 year of completing antibiotic therapy due to reasons unrelated to treatment failure, received rifampin for < 50% of their antimicrobial treatment course, had complete hardware removal, or had < 1 year between the completion of antimicrobial therapy and the time of data collection.

Management of DAIR procedures at the MVAHCS involves evaluating the fixation of the prosthesis, tissue sampling for microbiological analysis, and thorough debridement of infected tissue. Following debridement, a course of IV antibiotics is administered before initiating oral antibiotic therapy. To protect against resistance, rifampin is combined with another antibiotic typically from the fluoroquinolone, tetracycline, or cephalosporin class. Current guidelines suggest 3 and 6 months of oral antibiotics for prosthetic hip and knee infections, respectively.6

 

 

Treatment Outcomes

The primary outcome was treatment success, defined as meeting all of the following: (1) lack of clinical signs and symptoms of infection; (2) absence of radiological signs of loosening or infection within 1 year after the conclusion of treatment; and (3) absence of additional PJI treatment interventions for the prosthesis of concern within 1 year after completing the original antibiotic treatment.

Treatment failure was defined as meeting any of the following: (1) recurrence of PJI (original strain or different microorganism) within 1 year after the completion of antibiotic therapy; (2) death attributed to PJI anytime after the initial debridement; (3) removal of the prosthetic joint within 1 year after the completion of antibiotic therapy; or (4) long-term antibiotic use to suppress the PJI after the completion of the initial antibiotic therapy.

Statistical Analysis

Descriptive statistics were used to define the baseline characteristics of patients receiving rifampin therapy for orthopedic implant infections at the MVAHCS. Variables analyzed were age, sex, race and ethnicity, type of implant, age of implant, duration of symptoms, comorbidities (diabetes and rheumatoid arthritis), and presence of chronic infection. Patients were classified as having a chronic infection if they received previous infection treatment (antibiotics or surgery) for the orthopedic device in question. We created this category because patients with persistent infection after a medical or surgical attempt at treatment are likely to have a higher probability of treatment failure compared with those with no prior therapy. Charlson Comorbidity Index was calculated using clinical information present at the onset of infection.9 Fisher exact test was used to assess differences between categorical variables, and an independent t test was used to assess differences in continuous variables. P < .05 indicated statistical significance.

To assess the ability of a rifampin-based regimen to achieve a cure of PJI, we grouped participants into 2 categories: those with an intent to cure strategy and those without intent to cure based on documentation in the electronic health record (EHR). Participants who were prescribed rifampin with the documented goal of prosthesis retention with no further suppressive antibiotics were included in the intent-to-cure group, the primary focus of this study. Those excluded from the intent-to-cure group were given rifampin and another antibiotic, but there was a documented plan of either ongoing chronic suppression or eventual explantation; these participants were placed in the without-intent-to-cure group. Analysis of treatment success and failure was limited to the intent-to-cure group, whereas both groups were included for assessment of adverse effects (AEs) and treatment duration. This project was reviewed by the MVAHCS Institutional Review Board and determined to be a quality improvement initiative and to not meet the definition of research, and as such did not require review; it was reviewed and approved by the MVAHCS Research and Development Committee.

RESULTS

A total of 538 patients were identified who simultaneously received rifampin and another oral antibiotic between January 1, 2000, and June 30, 2021.

No orthopedic device infection was present in 400 patients, leaving 138 potential participants. Of these, 60 were excluded, leaving 78 patients with a diagnosed orthopedic implant infection treated with DAIR and a rifampin-containing antimicrobial regimen who were included in the study (Figure). Most were male (n = 69; 88%) with a median age of 65 years (Table). The mean (SD) Charlson Comorbidity Index was 2.2 (1.4); diabetes was the most common comorbidity (n = 29; 37%). Thirty-eight participants (49%) had an infected knee prosthesis and 29 (37%) had an infected hip prosthesis, accounting for 86% of all infections, while 8 participants (10%) had infected bone fixation devices and the remaining 3 (4%) had infected elbow or ankle implants. The debridement procedure was open for 73 patients (94%) vs arthroscopic for 5 (6%) (all osteosynthesis infections). Rifampin was initiated after debridement in all cases. The median (IQR) implant age was 1.3 months (0.6-30 months). Thirty participants (38%) had a chronic infection. The mean (SD) duration of infection-related symptoms before surgery was 7.6 (6.1) days.

 

 

Forty-two participants (54%) had Staphylococcus aureus and 31 participants (40%) had coagulase-negative staphylococci infections, while 11 gram-negative organisms (14%) and 6 gram-positive anaerobic cocci (8%) infections were noted. Cutibacterium acnes and Streptococcus agalactiae were each found in 3 participants (4% of), and diphtheroids (not further identified) was found on 2 participants (3%). Candida albicans was identified in a single participant (1%), along with coagulase-negative staphylococci, and 2 participants (3%) had no identified organisms. There were multiple organisms isolated from 20 patients (26%).

Fifty participants had clear documentation in their EHR that cure of infection was the goal, meeting the criteria for the intent-to-cure group. The remaining 28 participants were placed in the without-intent-to-cure group. Success and failure rates were only measured in the intent-to-cure group, as by definition the without-intent-to-cure group patients would meet the criteria for failure (removal of prosthesis or long-term antibiotic use). The without-intent-to-cure group had a higher median age than the intent-to-cure group (69 years vs 64 years, P = .24) and a higher proportion of male participants (96% vs 80%, P = .09). The median (IQR) implant age of 11 months (1.0-50.5) in the without-intent-to-cure group was also higher than the median implant age of 1 month (0.6-22.0) in the primary group (P = .22). In the without-intent-to-cure group, 19 participants (68%) had a chronic infection, compared with 11 (22%) in the intent-to-cure group (P < .001).

The mean (SD) Charlson Comorbidity Index in the without-intent-to-cure group was 2.5 (1.3) compared with 1.9 (1.4) in the intent-to-cure group (P = .09). There was no significant difference in the type of implant or microbiology of the infecting organism between the 2 groups, although it should be noted that in the intent-to-cure group, 48 patients (96%) had Staphylococcus aureus or coagulase-negative staphylococci isolated.

The median (IQR) dosage of rifampin was 600 mg (300-900). The secondary oral antibiotics used most often were 36 fluoroquinolones (46%) followed by 20 tetracyclines (26%), 6 cephalosporins (8%), and 6 penicillins (8%). Additionally, 6 participants (8%) received IV vancomycin, and 1 participant (1%) was given an oral antifungal in addition to a fluoroquinolone because cultures revealed bacterial and fungal growth. The median (IQR) duration of antimicrobial therapy was 3 months (1.4-3.0). The mean (SD) duration of antimicrobial therapy was 3.6 (2.4) months for TKA infections and 2.4 (0.9) months for THA infections.

Clinical Outcome

Forty-one intent-to-cure group participants (82%) experienced treatment success. We further subdivided the intent-to-cure group by implant age. Participants whose implant was < 2 months old had a success rate of 93%, whereas patients whose implant was older had a success rate of 65% (P = .02).

Secondary Outcomes

The median (IQR) duration of antimicrobial treatment was 3 months (1.4-3.0) for the 38 patients with TKA-related infections and 3 months (1.4-6.0) for the 29 patients with THA infections. AEs were recorded in 24 (31%) of all study participants. Of those with AEs, the average number reported per patient was 1.6. Diarrhea, gastric upset, and nausea were each reported 7 times, accounting for 87% of all recorded AEs. Five participants reported having a rash while on antibiotics, and 2 experienced dysgeusia. One participant reported developing a yeast infection and another experienced vaginitis.

 

 

DISCUSSION

Among patients with orthopedic implant infections treated with intent to cure using a rifampin-containing antibiotic regimen at the MVAHCS, 82% had clinical success. Although this is lower than the success rates reported in clinical trials, this is not entirely unexpected.5,7 In most clinical trials studying DAIR and rifampin for PJI, patients are excluded if they do not have an acute staphylococcal infection in the setting of a well-fixed prosthesis without evidence of a sinus tract. Such exclusion criteria were not present in our retrospective study, which was designed to evaluate the real-world practice patterns at this facility. The population at the US Department of Veterans Affairs (VA) is older, more frail, and with more comorbid conditions than populations in prior studies. It is possible that patients with characteristics that would have caused them to be excluded from a clinical trial would be less likely to receive rifampin therapy with the intent to cure. This is suggested by the significantly higher prevalence of chronic infections (68%) in the without-intent-to-cure group compared with 22% in the intent-to-cure group. However, there were reasonably high proportions of participants included in the intent-to-cure group who did have conditions that would have led to their exclusion from prior trials, such as chronic infection (22%) and implant age ≥ 2 months (40%).

When evaluating participants by the age of their implant, treatment success rose to 93% for patients with implants < 2 months old compared with 65% for patients with older implants. This suggests that participants with a newer implant or more recent infection have a greater likelihood of successful treatment, which is consistent with the results of previous clinical trials.5,10 Considering how difficult multiple surgeries can be for older adult patients with comorbidities, we suggest that DAIR with a rifampin-containing regimen be considered as the primary treatment option for early PJIs at the MVAHCS. We also note inconsistent adherence to IDSA treatment guidelines on rifampin therapy, in that patients without intent to cure were prescribed a regimen including rifampin. This may reflect appropriate variability in the care of individual patients but may also offer an opportunity to change processes to improve care.

Limitations

Our analysis has limitations. As with any retrospective study evaluating the efficacy of a specific antibiotic, we were not able to attribute specific outcomes to the antibiotic of interest. Since the choice of antibiotics was left to the treating health care practitioner, therapy was not standardized, and because this was a retrospective study, causal relationships could not be inferred. Our analysis was also limited by the lack of intent to cure in 28 participants (36%), which could be an indication of practitioner bias in therapy selection or characteristic differences between the 2 groups. We looked for signs of infection failure 1 year after the completion of antimicrobial therapy, but longer follow-up could have led to higher rates of failure. Also, while participants’ infections were considered cured if they never sought further medical care for the infection at the MVAHCS, it is possible that patients could have sought care at another facility. We note that 9 patients were excluded because they were unable to complete a treatment course due to rifampin AEs, meaning that the success rates reported here reflect the success that may be expected if a patient can tolerate and complete a rifampin-based regimen. This study was conducted in a single VA hospital and may not be generalizable to nonveterans or veterans seeking care at other facilities.

Conclusions

DAIR followed by a short course of IV antibiotics and an oral regimen including rifampin and another antimicrobial is a reasonable option for veterans with acute staphylococcal orthopedic device infections at the MVAHCS. Patients with a well-placed prosthesis and an acute infection seem especially well suited for this treatment, and treatment with intent to cure should be pursued in patients who meet the criteria for rifampin therapy.

Acknowledgments

We thank Erik Stensgard, PharmD, for assistance in compiling the list of patients receiving rifampin and another antimicrobial.

References

1. Maradit Kremers H, Larson DR, Crowson CS, et al. Prevalence of total hip and knee replacement in the United States. J Bone Joint Surg Am. 2015;97(17):1386-1397. doi:10.2106/JBJS.N.01141

2. Kapadia BH, Berg RA, Daley JA, Fritz J, Bhave A, Mont MA. Periprosthetic joint infection. Lancet. 2016;387(10016):386-394. doi:10.1016/S0140-6736(14)61798-0

3. Zhan C, Kaczmarek R, Loyo-Berrios N, Sangl J, Bright RA. Incidence and short-term outcomes of primary and revision hip replacement in the United States. J Bone Joint Surg Am. 2007;89(3):526-533. doi:10.2106/JBJS.F.00952

4. Fisman DN, Reilly DT, Karchmer AW, Goldie SJ. Clinical effectiveness and cost-effectiveness of 2 management strategies for infected total hip arthroplasty in the elderly. Clin Infect Dis. 2001;32(3):419-430. doi:10.1086/318502

5. Zimmerli W, Widmer AF, Blatter M, Frei R, Ochsner PE. Role of rifampin for treatment of orthopedic implant-related staphylococcal infections: a randomized controlled trial. Foreign-Body Infection (FBI) Study Group. JAMA. 1998;279(19):1537-1541. doi:10.1001/jama.279.19.1537

6. Osmon DR, Berbari EF, Berendt AR, et al. Diagnosis and management of prosthetic joint infection: clinical practice guidelines by the Infectious Diseases Society of America. Clin Infect Dis. 2013;56(1):e1-e25. doi:10.1093/cid/cis803

7. Lora-Tamayo J, Euba G, Cobo J, et al. Short- versus long-duration levofloxacin plus rifampicin for acute staphylococcal prosthetic joint infection managed with implant retention: a randomised clinical trial. Int J Antimicrob Agents. 2016;48(3):310-316. doi:10.1016/j.ijantimicag.2016.05.021

8. Agha Z, Lofgren RP, VanRuiswyk JV, Layde PM. Are patients at Veterans Affairs medical centers sicker? A comparative analysis of health status and medical resource use. Arch Intern Med. 2000;160(21):3252-3257. doi:10.1001/archinte.160.21.3252

9. Charlson ME, Pompei P, Ales KL, MacKenzie CR. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis. 1987;40(5):373-383. doi:10.1016/0021-9681(87)90171-8

10. Vilchez F, Martínez-Pastor JC, García-Ramiro S, et al. Outcome and predictors of treatment failure in early post-surgical prosthetic joint infections due to Staphylococcus aureus treated with debridement. Clin Microbiol Infect. 2011;17(3):439-444. doi:10.1111/j.1469-0691.2010.03244.x

References

1. Maradit Kremers H, Larson DR, Crowson CS, et al. Prevalence of total hip and knee replacement in the United States. J Bone Joint Surg Am. 2015;97(17):1386-1397. doi:10.2106/JBJS.N.01141

2. Kapadia BH, Berg RA, Daley JA, Fritz J, Bhave A, Mont MA. Periprosthetic joint infection. Lancet. 2016;387(10016):386-394. doi:10.1016/S0140-6736(14)61798-0

3. Zhan C, Kaczmarek R, Loyo-Berrios N, Sangl J, Bright RA. Incidence and short-term outcomes of primary and revision hip replacement in the United States. J Bone Joint Surg Am. 2007;89(3):526-533. doi:10.2106/JBJS.F.00952

4. Fisman DN, Reilly DT, Karchmer AW, Goldie SJ. Clinical effectiveness and cost-effectiveness of 2 management strategies for infected total hip arthroplasty in the elderly. Clin Infect Dis. 2001;32(3):419-430. doi:10.1086/318502

5. Zimmerli W, Widmer AF, Blatter M, Frei R, Ochsner PE. Role of rifampin for treatment of orthopedic implant-related staphylococcal infections: a randomized controlled trial. Foreign-Body Infection (FBI) Study Group. JAMA. 1998;279(19):1537-1541. doi:10.1001/jama.279.19.1537

6. Osmon DR, Berbari EF, Berendt AR, et al. Diagnosis and management of prosthetic joint infection: clinical practice guidelines by the Infectious Diseases Society of America. Clin Infect Dis. 2013;56(1):e1-e25. doi:10.1093/cid/cis803

7. Lora-Tamayo J, Euba G, Cobo J, et al. Short- versus long-duration levofloxacin plus rifampicin for acute staphylococcal prosthetic joint infection managed with implant retention: a randomised clinical trial. Int J Antimicrob Agents. 2016;48(3):310-316. doi:10.1016/j.ijantimicag.2016.05.021

8. Agha Z, Lofgren RP, VanRuiswyk JV, Layde PM. Are patients at Veterans Affairs medical centers sicker? A comparative analysis of health status and medical resource use. Arch Intern Med. 2000;160(21):3252-3257. doi:10.1001/archinte.160.21.3252

9. Charlson ME, Pompei P, Ales KL, MacKenzie CR. A new method of classifying prognostic comorbidity in longitudinal studies: development and validation. J Chronic Dis. 1987;40(5):373-383. doi:10.1016/0021-9681(87)90171-8

10. Vilchez F, Martínez-Pastor JC, García-Ramiro S, et al. Outcome and predictors of treatment failure in early post-surgical prosthetic joint infections due to Staphylococcus aureus treated with debridement. Clin Microbiol Infect. 2011;17(3):439-444. doi:10.1111/j.1469-0691.2010.03244.x

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Salute to Service Dogs

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The psychological and moral comfort of a presence at once humble and understanding—this is the greatest benefit that the dog has bestowed upon man. Percy Bysshe Shelley

Ever since their domestication about 20,000 years ago, dogs have been cherished for their indomitable and generous spirit, ability to assist humans in myriad ways, and unconditional love. August heralds National Dog Month, and September honors the loyal companionship and dedicated work of service dogs so valuable to service members and veterans.

The nature of their special training to perform specific tasks for the safety and well-being of veterans distinguishes service dogs from pets or emotional support animals. Most of us recognize the happiness and meaning animals bring to our lives. What we may not appreciate is the impressive contribution service dogs make to the health and rehabilitation of those who have served their country. Veteran patients with neurologic conditions such as seizures know the difference a service dog trained to warn them of an emerging seizure makes for their freedom of movement and peace of mind. Veterans with diabetes have described times when their service dogs sought help before they realized their blood sugar was dangerously low.

Patients, friends, and neighbors who have been paired with service dogs describe ways their new companion helped them transition from a life in which even surviving was a struggle to one of holistic thriving. A Vietnam veteran neighbor with a significant tremor due to Parkinson disease benefitted from the ability of his dog to fetch and bring, retrieve, and carry. His dog has learned to hold essential items still, which would otherwise be too shaky in human hands, enabling the veteran to open his closet door and dress independently each morning. One veteran classmate avoided all forms of public transportation due to memories of a traumatic mobile-based mass evacuation she assisted with during her military service. She dreaded her long, inconvenient daily drive back and forth to work. She was then partnered with a large dog breed that was trained to stand a short distance from her to protect her sense of space and open air. The dog would stretch out his body to claim more space for her among crowds. This veteran started to ride the bus to campus each morning and appreciated the interaction with other riders as well as the saved travel time, mileage, gasoline expense, and parking stress.

A veteran brought his sweet retriever to the neighborhood weekly “Paws-itive Reading” program for children in the local public library. When MW’s daughter was busy reading to his furry friend, the veteran shared that for at least 5 years after his combat tours, he rarely left his window-shuttered home. His dog’s steady comfort re-established his ability to participate in his community. He now generously shares his dog’s patient affection with children learning to read.

MW recently witnessed the profound and protective presence of a service dog in comforting a veteran during a posttraumatic stress disorder (PTSD)–related crisis. The service dog offered a lean and reassuring paw pressure on the veteran’s shoulder if he was reexperiencing trauma. The dog’s steady breathing and familiar warmth helped to reorient their human companion to the safety of his present physical surroundings. Bearing witness to the dog’s trained interaction with the veteran left MW speechless. The trust between them was therapeutic in a way that transcended her ability to articulate what she experienced. This compelled MW to investigate whether this was a rare relationship or whether there was existing data on the impact of trained service dogs and PTSD.

Service dog placement with veterans with PTSD has been shown to have a positive influence on both physiological (arousal-related functioning and cortisol awakening response) and psychosocial well-being, including decreased isolation and increased physical activity.1,2 Veterans with PTSD paired with service dogs showed significantly fewer PTSD-related symptoms, better sleep quality, and improved well-being, compared with those with just a pet.3 A recent meta-analysis revealed that veteran partnerships with a service dog had a clinically meaningful, significant, and large effect on PTSD severity scores (P < .001).2 The mechanism for impact is thought to be not only the dog’s working role but also the transcendent loyalty of the canine-veteran bond.

Many accredited dog training programs describe a certain reciprocity to the dog-human relationship. Some use rescue puppies to give the dogs a new life and purpose. Dogs who have undergone challenges often need patience, time, safe relationships, and trustworthy new experiences to maximize their potential. Reciprocally, trained service dogs have the potential to foster access to these same emotional, relational, existential, and physical safety needs for veterans exposed to trauma.

Recent legislation has made progress in recognizing the role of service dogs for veterans and improving access. The Puppies Assisting Wounded Servicemembers (PAWS) for Veterans Therapy Act (38 USC §1705, 1714) was passed in 2021. The PAWS Act implemented a policy and 5-year pilot program to connect trained canines to eligible veterans diagnosed with PTSD as an element of an integrative health program, regardless of whether the veteran has a mobility impairment. The PAWS Act gives federal funding to accredited dog training organizations to help pair eligible veterans with service dogs by covering veteran travel expenses for the training, training program participation, and relevant veterinary expenses. The bipartisan Service Dogs Assisting Veterans Act (SAVES) Act was introduced this summer to award grants to nonprofit organizations Assistance Dog International has accredited to help these groups provide service dogs to veterans.

The US Department of Veterans Affairs (VA) has made strides in welcoming service dogs. Trained service dogs of all breeds under the control of a human companion are now allowed in VA facilities other than in areas where safety and infection control standards would be compromised (ie, sterile equipment rooms).4 A prescribing clinician can now evaluate eligible veterans to determine their ability, resources, and goals for having a service dog.5 An assessment of the veteran’s ability to care for a dog and education on expectations for the partnership is critical to success and animal welfare. Those veterans approved for a service dog are then referred to accredited agencies. The VA Veterinary Health Insurance Benefit includes aspects of coverage for the veteran to attend service dog training, veterinary wellness (preventive care, immunizations, dental cleanings, certain prescriptions, etc), and care for the dog’s illnesses when treatment enables the dog to perform duties in service to the veteran.6

The productive purpose and friendship of a service dog become a formidable force in a veteran’s life. Veterans spent an average of 82% of their time with service dogs (assessed via Bluetooth proximity between collar and smartphone).7 Human partners of veterans with service dogs may experience improved quality of life and relationship functioning with the inclusion of a service dog in the family unit.8 Veterans depict increased community engagement, social connectedness, and personal confidence as a result of the canine companionship.9,10 Veterans with service dogs often speak of the ways the dog’s presence transformed their lives and many speak of the dog literally saving their lives.11 Meta-analyses showed improved mental health treatment engagement, medication adherence, and decreased suicidality.2,12

A story was recently shared with us about the compassion and competence of VA staff in a perioperative unit. A veteran was scheduled for a life-altering surgery and yet was anxious about entering the room for his scheduled pre-anesthesia check-in, knowing his service dog could not accompany him through the entire procedure. The staff recognized that the veteran was increasingly nervous and even started to question whether he would stay for the scheduled procedure they deemed would benefit his health. The perioperative team then proactively worked together to safely walk the veteran through the preparation processes in a sterile setting while keeping the dog within sight of the veteran. They then ensured that the veteran’s service dog was by his side early in the recovery room so that the veteran woke to wags and licks. In these months of canine recognition, we honor the ways the VA has fostered companionship and courage in veterans’ lives through the inclusion of service dogs in so many aspects of their care and life.

References

1. Rodriguez KE, Bryce CI, Granger DA, O’Haire ME. The effect of a service dog on salivary cortisol awakening response in a military population with posttraumatic stress disorder (PTSD). Psychoneuroendocrinology. 2018;98:202-210. doi:10.1016/j.psyneuen.2018.04.026

2. Leighton SC, Nieforth LO, O’Haire ME. Assistance dogs for military veterans with PTSD: A systematic review, meta-analysis, and meta-synthesis. PloS One. 2022;17(9):e0274960. doi:10.1371/journal.pone.0274960

3. Van Houtert EAE, Rodenburg TB, Vermetten E, Endenburg N. The impact of service dogs on military veterans and (ex) first aid responders with post-traumatic stress disorder. Front Psychiatry. 2022;13:834291. doi:10.3389/fpsyt.2022.834291

4. VHA Directive 1188(1). Animals on Veterans Health Administration (VHA) Property. Veterans Health Administration. August 26, 2015. Amended April 25, 2019. https://www.va.gov/vhapublications/ViewPublication.asp?pub_ID=3138

5. Veteran Affairs Rehabilitation and Prosthetic Services. Service Dog Veterinary Health Benefit. US Department of Veterans Affairs. Updated September 19, 2019. Accessed August 21, 2023. https://www.prosthetics.va.gov/serviceandguidedogs.asp

6. Service Dog Veterinary Health Insurance (VHIB) Benefit Rules. US Department of Veterans Affairs Rehabilitation and Prosthetic Services. Updated December 2022. Accessed August 21, 2023. https://www.prosthetics.va.gov/factsheet/PSAS-FactSheet-ServiceDogs.pdf

7. Jensen CL, Rodriguez KE, MacLean EL, Abdul Wahab AH, Sabbaghi A, O’Haire ME. Characterizing veteran and PTSD service dog teams: exploring potential mechanisms of symptom change and canine predictors of efficacy. PloS One. 2022;17(7):e0269186. doi:10.1371/journal.pone.0269186

8. McCall CE, Rodriguez KE, Wadsworth SMM, Meis LA, O’Haire ME. “A Part of Our Family”? Effects of psychiatric service dogs on quality of life and relationship functioning in military-connected couples. Mil Behav Health. 2020;8(4):410-423. doi:10.1080/21635781.2020.1825243

9. Krause-Parello CA, Sarni S, Padden E. Military veterans and canine assistance for post-traumatic stress disorder: a narrative review of the literature. Nurse Educ Today. 2016;47:43-50. doi:10.1016/j.nedt.2016.04.020

10. Van Houtert EAE, Endenburg N, Wijnker JJ, Rodenburg B, Vermetten E. The study of service dogs for veterans with post-traumatic stress disorder: a scoping literature review. Eur J Psychotraumatol. 2018;9(suppl 3):1503523. doi:10.1080/20008198.2018.1503523

11. Sherman M, Hutchinson AD, Bowen H, Iannos M, Van Hooff M. Effectiveness of Operation K9 assistance dogs on suicidality in Australian veterans with PTSD: a 12-month mixed-methods follow-up study. Int J Environ Res Public Health. 2023;20(4):3607. Published 2023 Feb 17. doi:10.3390/ijerph20043607

12. Richerson JT, Saunders GH, Skelton K, et al. A randomized trial of differential effectiveness of service dog pairing to improve quality of life for veterans with PTSD. Office of Research and Development, Veterans Health Administration. 2020:186. https://www.research.va.gov/REPORT-Study-of-Costs-and-Benefits-Associated-with-the-Use-of-Service-Dogs-Monograph1.pdf

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Correspondence:  Meaghann Weaver (meaghann.weaver@ va.gov) 

aUS Department of Veterans Affairs National Ethics Center

bUniversity of Nebraska Medical Center, Omaha

cEditor-in-Chief

dUniversity of New Mexico School of Medicine, Albuquerque

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The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the US Government, or any of its agencies.

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aUS Department of Veterans Affairs National Ethics Center

bUniversity of Nebraska Medical Center, Omaha

cEditor-in-Chief

dUniversity of New Mexico School of Medicine, Albuquerque

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the US Government, or any of its agencies.

Author and Disclosure Information

Meaghann Weaver, MD, PhD, MPHa,b; Cynthia Geppert, MD, MA, MPH, MSBE, DPSc,d

Correspondence:  Meaghann Weaver (meaghann.weaver@ va.gov) 

aUS Department of Veterans Affairs National Ethics Center

bUniversity of Nebraska Medical Center, Omaha

cEditor-in-Chief

dUniversity of New Mexico School of Medicine, Albuquerque

Disclaimer

The opinions expressed herein are those of the authors and do not necessarily reflect those of Federal Practitioner, Frontline Medical Communications Inc., the US Government, or any of its agencies.

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The psychological and moral comfort of a presence at once humble and understanding—this is the greatest benefit that the dog has bestowed upon man. Percy Bysshe Shelley

Ever since their domestication about 20,000 years ago, dogs have been cherished for their indomitable and generous spirit, ability to assist humans in myriad ways, and unconditional love. August heralds National Dog Month, and September honors the loyal companionship and dedicated work of service dogs so valuable to service members and veterans.

The nature of their special training to perform specific tasks for the safety and well-being of veterans distinguishes service dogs from pets or emotional support animals. Most of us recognize the happiness and meaning animals bring to our lives. What we may not appreciate is the impressive contribution service dogs make to the health and rehabilitation of those who have served their country. Veteran patients with neurologic conditions such as seizures know the difference a service dog trained to warn them of an emerging seizure makes for their freedom of movement and peace of mind. Veterans with diabetes have described times when their service dogs sought help before they realized their blood sugar was dangerously low.

Patients, friends, and neighbors who have been paired with service dogs describe ways their new companion helped them transition from a life in which even surviving was a struggle to one of holistic thriving. A Vietnam veteran neighbor with a significant tremor due to Parkinson disease benefitted from the ability of his dog to fetch and bring, retrieve, and carry. His dog has learned to hold essential items still, which would otherwise be too shaky in human hands, enabling the veteran to open his closet door and dress independently each morning. One veteran classmate avoided all forms of public transportation due to memories of a traumatic mobile-based mass evacuation she assisted with during her military service. She dreaded her long, inconvenient daily drive back and forth to work. She was then partnered with a large dog breed that was trained to stand a short distance from her to protect her sense of space and open air. The dog would stretch out his body to claim more space for her among crowds. This veteran started to ride the bus to campus each morning and appreciated the interaction with other riders as well as the saved travel time, mileage, gasoline expense, and parking stress.

A veteran brought his sweet retriever to the neighborhood weekly “Paws-itive Reading” program for children in the local public library. When MW’s daughter was busy reading to his furry friend, the veteran shared that for at least 5 years after his combat tours, he rarely left his window-shuttered home. His dog’s steady comfort re-established his ability to participate in his community. He now generously shares his dog’s patient affection with children learning to read.

MW recently witnessed the profound and protective presence of a service dog in comforting a veteran during a posttraumatic stress disorder (PTSD)–related crisis. The service dog offered a lean and reassuring paw pressure on the veteran’s shoulder if he was reexperiencing trauma. The dog’s steady breathing and familiar warmth helped to reorient their human companion to the safety of his present physical surroundings. Bearing witness to the dog’s trained interaction with the veteran left MW speechless. The trust between them was therapeutic in a way that transcended her ability to articulate what she experienced. This compelled MW to investigate whether this was a rare relationship or whether there was existing data on the impact of trained service dogs and PTSD.

Service dog placement with veterans with PTSD has been shown to have a positive influence on both physiological (arousal-related functioning and cortisol awakening response) and psychosocial well-being, including decreased isolation and increased physical activity.1,2 Veterans with PTSD paired with service dogs showed significantly fewer PTSD-related symptoms, better sleep quality, and improved well-being, compared with those with just a pet.3 A recent meta-analysis revealed that veteran partnerships with a service dog had a clinically meaningful, significant, and large effect on PTSD severity scores (P < .001).2 The mechanism for impact is thought to be not only the dog’s working role but also the transcendent loyalty of the canine-veteran bond.

Many accredited dog training programs describe a certain reciprocity to the dog-human relationship. Some use rescue puppies to give the dogs a new life and purpose. Dogs who have undergone challenges often need patience, time, safe relationships, and trustworthy new experiences to maximize their potential. Reciprocally, trained service dogs have the potential to foster access to these same emotional, relational, existential, and physical safety needs for veterans exposed to trauma.

Recent legislation has made progress in recognizing the role of service dogs for veterans and improving access. The Puppies Assisting Wounded Servicemembers (PAWS) for Veterans Therapy Act (38 USC §1705, 1714) was passed in 2021. The PAWS Act implemented a policy and 5-year pilot program to connect trained canines to eligible veterans diagnosed with PTSD as an element of an integrative health program, regardless of whether the veteran has a mobility impairment. The PAWS Act gives federal funding to accredited dog training organizations to help pair eligible veterans with service dogs by covering veteran travel expenses for the training, training program participation, and relevant veterinary expenses. The bipartisan Service Dogs Assisting Veterans Act (SAVES) Act was introduced this summer to award grants to nonprofit organizations Assistance Dog International has accredited to help these groups provide service dogs to veterans.

The US Department of Veterans Affairs (VA) has made strides in welcoming service dogs. Trained service dogs of all breeds under the control of a human companion are now allowed in VA facilities other than in areas where safety and infection control standards would be compromised (ie, sterile equipment rooms).4 A prescribing clinician can now evaluate eligible veterans to determine their ability, resources, and goals for having a service dog.5 An assessment of the veteran’s ability to care for a dog and education on expectations for the partnership is critical to success and animal welfare. Those veterans approved for a service dog are then referred to accredited agencies. The VA Veterinary Health Insurance Benefit includes aspects of coverage for the veteran to attend service dog training, veterinary wellness (preventive care, immunizations, dental cleanings, certain prescriptions, etc), and care for the dog’s illnesses when treatment enables the dog to perform duties in service to the veteran.6

The productive purpose and friendship of a service dog become a formidable force in a veteran’s life. Veterans spent an average of 82% of their time with service dogs (assessed via Bluetooth proximity between collar and smartphone).7 Human partners of veterans with service dogs may experience improved quality of life and relationship functioning with the inclusion of a service dog in the family unit.8 Veterans depict increased community engagement, social connectedness, and personal confidence as a result of the canine companionship.9,10 Veterans with service dogs often speak of the ways the dog’s presence transformed their lives and many speak of the dog literally saving their lives.11 Meta-analyses showed improved mental health treatment engagement, medication adherence, and decreased suicidality.2,12

A story was recently shared with us about the compassion and competence of VA staff in a perioperative unit. A veteran was scheduled for a life-altering surgery and yet was anxious about entering the room for his scheduled pre-anesthesia check-in, knowing his service dog could not accompany him through the entire procedure. The staff recognized that the veteran was increasingly nervous and even started to question whether he would stay for the scheduled procedure they deemed would benefit his health. The perioperative team then proactively worked together to safely walk the veteran through the preparation processes in a sterile setting while keeping the dog within sight of the veteran. They then ensured that the veteran’s service dog was by his side early in the recovery room so that the veteran woke to wags and licks. In these months of canine recognition, we honor the ways the VA has fostered companionship and courage in veterans’ lives through the inclusion of service dogs in so many aspects of their care and life.

The psychological and moral comfort of a presence at once humble and understanding—this is the greatest benefit that the dog has bestowed upon man. Percy Bysshe Shelley

Ever since their domestication about 20,000 years ago, dogs have been cherished for their indomitable and generous spirit, ability to assist humans in myriad ways, and unconditional love. August heralds National Dog Month, and September honors the loyal companionship and dedicated work of service dogs so valuable to service members and veterans.

The nature of their special training to perform specific tasks for the safety and well-being of veterans distinguishes service dogs from pets or emotional support animals. Most of us recognize the happiness and meaning animals bring to our lives. What we may not appreciate is the impressive contribution service dogs make to the health and rehabilitation of those who have served their country. Veteran patients with neurologic conditions such as seizures know the difference a service dog trained to warn them of an emerging seizure makes for their freedom of movement and peace of mind. Veterans with diabetes have described times when their service dogs sought help before they realized their blood sugar was dangerously low.

Patients, friends, and neighbors who have been paired with service dogs describe ways their new companion helped them transition from a life in which even surviving was a struggle to one of holistic thriving. A Vietnam veteran neighbor with a significant tremor due to Parkinson disease benefitted from the ability of his dog to fetch and bring, retrieve, and carry. His dog has learned to hold essential items still, which would otherwise be too shaky in human hands, enabling the veteran to open his closet door and dress independently each morning. One veteran classmate avoided all forms of public transportation due to memories of a traumatic mobile-based mass evacuation she assisted with during her military service. She dreaded her long, inconvenient daily drive back and forth to work. She was then partnered with a large dog breed that was trained to stand a short distance from her to protect her sense of space and open air. The dog would stretch out his body to claim more space for her among crowds. This veteran started to ride the bus to campus each morning and appreciated the interaction with other riders as well as the saved travel time, mileage, gasoline expense, and parking stress.

A veteran brought his sweet retriever to the neighborhood weekly “Paws-itive Reading” program for children in the local public library. When MW’s daughter was busy reading to his furry friend, the veteran shared that for at least 5 years after his combat tours, he rarely left his window-shuttered home. His dog’s steady comfort re-established his ability to participate in his community. He now generously shares his dog’s patient affection with children learning to read.

MW recently witnessed the profound and protective presence of a service dog in comforting a veteran during a posttraumatic stress disorder (PTSD)–related crisis. The service dog offered a lean and reassuring paw pressure on the veteran’s shoulder if he was reexperiencing trauma. The dog’s steady breathing and familiar warmth helped to reorient their human companion to the safety of his present physical surroundings. Bearing witness to the dog’s trained interaction with the veteran left MW speechless. The trust between them was therapeutic in a way that transcended her ability to articulate what she experienced. This compelled MW to investigate whether this was a rare relationship or whether there was existing data on the impact of trained service dogs and PTSD.

Service dog placement with veterans with PTSD has been shown to have a positive influence on both physiological (arousal-related functioning and cortisol awakening response) and psychosocial well-being, including decreased isolation and increased physical activity.1,2 Veterans with PTSD paired with service dogs showed significantly fewer PTSD-related symptoms, better sleep quality, and improved well-being, compared with those with just a pet.3 A recent meta-analysis revealed that veteran partnerships with a service dog had a clinically meaningful, significant, and large effect on PTSD severity scores (P < .001).2 The mechanism for impact is thought to be not only the dog’s working role but also the transcendent loyalty of the canine-veteran bond.

Many accredited dog training programs describe a certain reciprocity to the dog-human relationship. Some use rescue puppies to give the dogs a new life and purpose. Dogs who have undergone challenges often need patience, time, safe relationships, and trustworthy new experiences to maximize their potential. Reciprocally, trained service dogs have the potential to foster access to these same emotional, relational, existential, and physical safety needs for veterans exposed to trauma.

Recent legislation has made progress in recognizing the role of service dogs for veterans and improving access. The Puppies Assisting Wounded Servicemembers (PAWS) for Veterans Therapy Act (38 USC §1705, 1714) was passed in 2021. The PAWS Act implemented a policy and 5-year pilot program to connect trained canines to eligible veterans diagnosed with PTSD as an element of an integrative health program, regardless of whether the veteran has a mobility impairment. The PAWS Act gives federal funding to accredited dog training organizations to help pair eligible veterans with service dogs by covering veteran travel expenses for the training, training program participation, and relevant veterinary expenses. The bipartisan Service Dogs Assisting Veterans Act (SAVES) Act was introduced this summer to award grants to nonprofit organizations Assistance Dog International has accredited to help these groups provide service dogs to veterans.

The US Department of Veterans Affairs (VA) has made strides in welcoming service dogs. Trained service dogs of all breeds under the control of a human companion are now allowed in VA facilities other than in areas where safety and infection control standards would be compromised (ie, sterile equipment rooms).4 A prescribing clinician can now evaluate eligible veterans to determine their ability, resources, and goals for having a service dog.5 An assessment of the veteran’s ability to care for a dog and education on expectations for the partnership is critical to success and animal welfare. Those veterans approved for a service dog are then referred to accredited agencies. The VA Veterinary Health Insurance Benefit includes aspects of coverage for the veteran to attend service dog training, veterinary wellness (preventive care, immunizations, dental cleanings, certain prescriptions, etc), and care for the dog’s illnesses when treatment enables the dog to perform duties in service to the veteran.6

The productive purpose and friendship of a service dog become a formidable force in a veteran’s life. Veterans spent an average of 82% of their time with service dogs (assessed via Bluetooth proximity between collar and smartphone).7 Human partners of veterans with service dogs may experience improved quality of life and relationship functioning with the inclusion of a service dog in the family unit.8 Veterans depict increased community engagement, social connectedness, and personal confidence as a result of the canine companionship.9,10 Veterans with service dogs often speak of the ways the dog’s presence transformed their lives and many speak of the dog literally saving their lives.11 Meta-analyses showed improved mental health treatment engagement, medication adherence, and decreased suicidality.2,12

A story was recently shared with us about the compassion and competence of VA staff in a perioperative unit. A veteran was scheduled for a life-altering surgery and yet was anxious about entering the room for his scheduled pre-anesthesia check-in, knowing his service dog could not accompany him through the entire procedure. The staff recognized that the veteran was increasingly nervous and even started to question whether he would stay for the scheduled procedure they deemed would benefit his health. The perioperative team then proactively worked together to safely walk the veteran through the preparation processes in a sterile setting while keeping the dog within sight of the veteran. They then ensured that the veteran’s service dog was by his side early in the recovery room so that the veteran woke to wags and licks. In these months of canine recognition, we honor the ways the VA has fostered companionship and courage in veterans’ lives through the inclusion of service dogs in so many aspects of their care and life.

References

1. Rodriguez KE, Bryce CI, Granger DA, O’Haire ME. The effect of a service dog on salivary cortisol awakening response in a military population with posttraumatic stress disorder (PTSD). Psychoneuroendocrinology. 2018;98:202-210. doi:10.1016/j.psyneuen.2018.04.026

2. Leighton SC, Nieforth LO, O’Haire ME. Assistance dogs for military veterans with PTSD: A systematic review, meta-analysis, and meta-synthesis. PloS One. 2022;17(9):e0274960. doi:10.1371/journal.pone.0274960

3. Van Houtert EAE, Rodenburg TB, Vermetten E, Endenburg N. The impact of service dogs on military veterans and (ex) first aid responders with post-traumatic stress disorder. Front Psychiatry. 2022;13:834291. doi:10.3389/fpsyt.2022.834291

4. VHA Directive 1188(1). Animals on Veterans Health Administration (VHA) Property. Veterans Health Administration. August 26, 2015. Amended April 25, 2019. https://www.va.gov/vhapublications/ViewPublication.asp?pub_ID=3138

5. Veteran Affairs Rehabilitation and Prosthetic Services. Service Dog Veterinary Health Benefit. US Department of Veterans Affairs. Updated September 19, 2019. Accessed August 21, 2023. https://www.prosthetics.va.gov/serviceandguidedogs.asp

6. Service Dog Veterinary Health Insurance (VHIB) Benefit Rules. US Department of Veterans Affairs Rehabilitation and Prosthetic Services. Updated December 2022. Accessed August 21, 2023. https://www.prosthetics.va.gov/factsheet/PSAS-FactSheet-ServiceDogs.pdf

7. Jensen CL, Rodriguez KE, MacLean EL, Abdul Wahab AH, Sabbaghi A, O’Haire ME. Characterizing veteran and PTSD service dog teams: exploring potential mechanisms of symptom change and canine predictors of efficacy. PloS One. 2022;17(7):e0269186. doi:10.1371/journal.pone.0269186

8. McCall CE, Rodriguez KE, Wadsworth SMM, Meis LA, O’Haire ME. “A Part of Our Family”? Effects of psychiatric service dogs on quality of life and relationship functioning in military-connected couples. Mil Behav Health. 2020;8(4):410-423. doi:10.1080/21635781.2020.1825243

9. Krause-Parello CA, Sarni S, Padden E. Military veterans and canine assistance for post-traumatic stress disorder: a narrative review of the literature. Nurse Educ Today. 2016;47:43-50. doi:10.1016/j.nedt.2016.04.020

10. Van Houtert EAE, Endenburg N, Wijnker JJ, Rodenburg B, Vermetten E. The study of service dogs for veterans with post-traumatic stress disorder: a scoping literature review. Eur J Psychotraumatol. 2018;9(suppl 3):1503523. doi:10.1080/20008198.2018.1503523

11. Sherman M, Hutchinson AD, Bowen H, Iannos M, Van Hooff M. Effectiveness of Operation K9 assistance dogs on suicidality in Australian veterans with PTSD: a 12-month mixed-methods follow-up study. Int J Environ Res Public Health. 2023;20(4):3607. Published 2023 Feb 17. doi:10.3390/ijerph20043607

12. Richerson JT, Saunders GH, Skelton K, et al. A randomized trial of differential effectiveness of service dog pairing to improve quality of life for veterans with PTSD. Office of Research and Development, Veterans Health Administration. 2020:186. https://www.research.va.gov/REPORT-Study-of-Costs-and-Benefits-Associated-with-the-Use-of-Service-Dogs-Monograph1.pdf

References

1. Rodriguez KE, Bryce CI, Granger DA, O’Haire ME. The effect of a service dog on salivary cortisol awakening response in a military population with posttraumatic stress disorder (PTSD). Psychoneuroendocrinology. 2018;98:202-210. doi:10.1016/j.psyneuen.2018.04.026

2. Leighton SC, Nieforth LO, O’Haire ME. Assistance dogs for military veterans with PTSD: A systematic review, meta-analysis, and meta-synthesis. PloS One. 2022;17(9):e0274960. doi:10.1371/journal.pone.0274960

3. Van Houtert EAE, Rodenburg TB, Vermetten E, Endenburg N. The impact of service dogs on military veterans and (ex) first aid responders with post-traumatic stress disorder. Front Psychiatry. 2022;13:834291. doi:10.3389/fpsyt.2022.834291

4. VHA Directive 1188(1). Animals on Veterans Health Administration (VHA) Property. Veterans Health Administration. August 26, 2015. Amended April 25, 2019. https://www.va.gov/vhapublications/ViewPublication.asp?pub_ID=3138

5. Veteran Affairs Rehabilitation and Prosthetic Services. Service Dog Veterinary Health Benefit. US Department of Veterans Affairs. Updated September 19, 2019. Accessed August 21, 2023. https://www.prosthetics.va.gov/serviceandguidedogs.asp

6. Service Dog Veterinary Health Insurance (VHIB) Benefit Rules. US Department of Veterans Affairs Rehabilitation and Prosthetic Services. Updated December 2022. Accessed August 21, 2023. https://www.prosthetics.va.gov/factsheet/PSAS-FactSheet-ServiceDogs.pdf

7. Jensen CL, Rodriguez KE, MacLean EL, Abdul Wahab AH, Sabbaghi A, O’Haire ME. Characterizing veteran and PTSD service dog teams: exploring potential mechanisms of symptom change and canine predictors of efficacy. PloS One. 2022;17(7):e0269186. doi:10.1371/journal.pone.0269186

8. McCall CE, Rodriguez KE, Wadsworth SMM, Meis LA, O’Haire ME. “A Part of Our Family”? Effects of psychiatric service dogs on quality of life and relationship functioning in military-connected couples. Mil Behav Health. 2020;8(4):410-423. doi:10.1080/21635781.2020.1825243

9. Krause-Parello CA, Sarni S, Padden E. Military veterans and canine assistance for post-traumatic stress disorder: a narrative review of the literature. Nurse Educ Today. 2016;47:43-50. doi:10.1016/j.nedt.2016.04.020

10. Van Houtert EAE, Endenburg N, Wijnker JJ, Rodenburg B, Vermetten E. The study of service dogs for veterans with post-traumatic stress disorder: a scoping literature review. Eur J Psychotraumatol. 2018;9(suppl 3):1503523. doi:10.1080/20008198.2018.1503523

11. Sherman M, Hutchinson AD, Bowen H, Iannos M, Van Hooff M. Effectiveness of Operation K9 assistance dogs on suicidality in Australian veterans with PTSD: a 12-month mixed-methods follow-up study. Int J Environ Res Public Health. 2023;20(4):3607. Published 2023 Feb 17. doi:10.3390/ijerph20043607

12. Richerson JT, Saunders GH, Skelton K, et al. A randomized trial of differential effectiveness of service dog pairing to improve quality of life for veterans with PTSD. Office of Research and Development, Veterans Health Administration. 2020:186. https://www.research.va.gov/REPORT-Study-of-Costs-and-Benefits-Associated-with-the-Use-of-Service-Dogs-Monograph1.pdf

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Survey: Lack of awareness hampers cancer prevention efforts

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Fear and a lack of health-related knowledge pose significant barriers to preventative cancer care access and effectiveness, recent survey data from The Harris Poll suggests.

The survey, commissioned by Bayer U.S. to identify patient behaviors and care barriers, indicates that more than one in four adults in the United States (27%) would rather not know if they have cancer, and nearly a third (31%) – particularly younger patients aged 18-44 years – avoid going to the doctor because they are afraid of what they might learn.

Similarly, 26% of 2,079 respondents said that fear and anxiety are the main reasons why they don’t make or keep doctor appointments. Those with lower household income and education levels, those with children under age 18 years, and Hispanic adults were most likely to cite this reason.

Almost half (up to 49%) lacked knowledge about certain cancers and risk factors.

For example, 48% of respondents were unaware that breast density affects breast cancer risk and diagnosis, and 38% said they were not very knowledgeable about breast cancer.

Regarding prostate cancer, 49% were unaware that race impacts risk and 49% said they were not knowledgeable about the disease.

The survey highlighted a lack of trust in treatments and health care processes among most adults, especially those with lower income and education levels. Overall, 53% said they have little or no trust in treatments developed by pharmaceutical companies, and 31% said they have little or no trust in medical tests, test results, and other medical processes.

The findings of the survey, which was conducted online June 6-8, 2023, among U.S. adults aged 18 years and older, underscore the need to better educate individuals about cancer risk factors and the benefits of preventative care.

“The increase of fear and anxiety, heightened by a lack of education and in some cases trust barriers, creates an environment where people may not access basic preventative care to ensure early diagnosis,” Sebastian Guth, president of Bayer U.S. and Pharmaceuticals North America, stated in a press release. “This is compounded by the fact that around 27.4 million people of all ages (8.3%) don’t have access to health insurance.

“Companies like Bayer have a responsibility to provide resources that increase health education on the importance of understanding disease risks, early disease screenings, and preventative health care,” Mr. Guth added, noting that the company is partnering with multiple patient advocacy groups to increase trust, awareness, and knowledge “to help individuals understand the resources available to them and their risks for a specific disease.”

Public health initiatives have had mixed results with respect to changing patient behaviors over time, but Breast Cancer Awareness Month (BCAM) in October of each year is a stand-out initiative that could serve as a model for other patient education initiatives, according to a 2022 study.

The Google trends analysis showed that from 2012 to 2021, BCAM was associated with improved public awareness of breast cancer, whereas Lung Cancer Awareness Month and Prostate Cancer Awareness Month had no impact on lung and prostate cancer awareness, respectively, over time, reported Yoshita Nishimura, MD, of Okayama University Graduate School of Medicine, Dentistry, and Pharmaceutical Sciences in Japan, and Jared D. Acoba, MD, of the University of Hawaii, Honolulu.

Dr. Nishimura and Dr. Acoba concluded that the success of BCAM, which was launched in 1985 and is now led by the National Breast Cancer Foundation, is likely a result of “the effective involvement of non-medical industries, influencers affected by breast cancer, and an awareness symbol.”

As for the role of physicians in raising awareness and increasing knowledge at the patient level, various guidelines focus on assessing patient needs and readiness to learn, communicating clearly, and identifying barriers, such as a lack of support and low health literacy.

An American Society of Clinical Oncology consensus guideline for physician-patient communication, for example, provides guidance on core communication skills that apply across the continuum of care, as well as specific topics to address, such as patient goals, treatment options, and support systems – all with an eye toward using “effective communication to optimize the patient-clinician relationship, patient and clinician well-being and family well-being.”

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Fear and a lack of health-related knowledge pose significant barriers to preventative cancer care access and effectiveness, recent survey data from The Harris Poll suggests.

The survey, commissioned by Bayer U.S. to identify patient behaviors and care barriers, indicates that more than one in four adults in the United States (27%) would rather not know if they have cancer, and nearly a third (31%) – particularly younger patients aged 18-44 years – avoid going to the doctor because they are afraid of what they might learn.

Similarly, 26% of 2,079 respondents said that fear and anxiety are the main reasons why they don’t make or keep doctor appointments. Those with lower household income and education levels, those with children under age 18 years, and Hispanic adults were most likely to cite this reason.

Almost half (up to 49%) lacked knowledge about certain cancers and risk factors.

For example, 48% of respondents were unaware that breast density affects breast cancer risk and diagnosis, and 38% said they were not very knowledgeable about breast cancer.

Regarding prostate cancer, 49% were unaware that race impacts risk and 49% said they were not knowledgeable about the disease.

The survey highlighted a lack of trust in treatments and health care processes among most adults, especially those with lower income and education levels. Overall, 53% said they have little or no trust in treatments developed by pharmaceutical companies, and 31% said they have little or no trust in medical tests, test results, and other medical processes.

The findings of the survey, which was conducted online June 6-8, 2023, among U.S. adults aged 18 years and older, underscore the need to better educate individuals about cancer risk factors and the benefits of preventative care.

“The increase of fear and anxiety, heightened by a lack of education and in some cases trust barriers, creates an environment where people may not access basic preventative care to ensure early diagnosis,” Sebastian Guth, president of Bayer U.S. and Pharmaceuticals North America, stated in a press release. “This is compounded by the fact that around 27.4 million people of all ages (8.3%) don’t have access to health insurance.

“Companies like Bayer have a responsibility to provide resources that increase health education on the importance of understanding disease risks, early disease screenings, and preventative health care,” Mr. Guth added, noting that the company is partnering with multiple patient advocacy groups to increase trust, awareness, and knowledge “to help individuals understand the resources available to them and their risks for a specific disease.”

Public health initiatives have had mixed results with respect to changing patient behaviors over time, but Breast Cancer Awareness Month (BCAM) in October of each year is a stand-out initiative that could serve as a model for other patient education initiatives, according to a 2022 study.

The Google trends analysis showed that from 2012 to 2021, BCAM was associated with improved public awareness of breast cancer, whereas Lung Cancer Awareness Month and Prostate Cancer Awareness Month had no impact on lung and prostate cancer awareness, respectively, over time, reported Yoshita Nishimura, MD, of Okayama University Graduate School of Medicine, Dentistry, and Pharmaceutical Sciences in Japan, and Jared D. Acoba, MD, of the University of Hawaii, Honolulu.

Dr. Nishimura and Dr. Acoba concluded that the success of BCAM, which was launched in 1985 and is now led by the National Breast Cancer Foundation, is likely a result of “the effective involvement of non-medical industries, influencers affected by breast cancer, and an awareness symbol.”

As for the role of physicians in raising awareness and increasing knowledge at the patient level, various guidelines focus on assessing patient needs and readiness to learn, communicating clearly, and identifying barriers, such as a lack of support and low health literacy.

An American Society of Clinical Oncology consensus guideline for physician-patient communication, for example, provides guidance on core communication skills that apply across the continuum of care, as well as specific topics to address, such as patient goals, treatment options, and support systems – all with an eye toward using “effective communication to optimize the patient-clinician relationship, patient and clinician well-being and family well-being.”

Fear and a lack of health-related knowledge pose significant barriers to preventative cancer care access and effectiveness, recent survey data from The Harris Poll suggests.

The survey, commissioned by Bayer U.S. to identify patient behaviors and care barriers, indicates that more than one in four adults in the United States (27%) would rather not know if they have cancer, and nearly a third (31%) – particularly younger patients aged 18-44 years – avoid going to the doctor because they are afraid of what they might learn.

Similarly, 26% of 2,079 respondents said that fear and anxiety are the main reasons why they don’t make or keep doctor appointments. Those with lower household income and education levels, those with children under age 18 years, and Hispanic adults were most likely to cite this reason.

Almost half (up to 49%) lacked knowledge about certain cancers and risk factors.

For example, 48% of respondents were unaware that breast density affects breast cancer risk and diagnosis, and 38% said they were not very knowledgeable about breast cancer.

Regarding prostate cancer, 49% were unaware that race impacts risk and 49% said they were not knowledgeable about the disease.

The survey highlighted a lack of trust in treatments and health care processes among most adults, especially those with lower income and education levels. Overall, 53% said they have little or no trust in treatments developed by pharmaceutical companies, and 31% said they have little or no trust in medical tests, test results, and other medical processes.

The findings of the survey, which was conducted online June 6-8, 2023, among U.S. adults aged 18 years and older, underscore the need to better educate individuals about cancer risk factors and the benefits of preventative care.

“The increase of fear and anxiety, heightened by a lack of education and in some cases trust barriers, creates an environment where people may not access basic preventative care to ensure early diagnosis,” Sebastian Guth, president of Bayer U.S. and Pharmaceuticals North America, stated in a press release. “This is compounded by the fact that around 27.4 million people of all ages (8.3%) don’t have access to health insurance.

“Companies like Bayer have a responsibility to provide resources that increase health education on the importance of understanding disease risks, early disease screenings, and preventative health care,” Mr. Guth added, noting that the company is partnering with multiple patient advocacy groups to increase trust, awareness, and knowledge “to help individuals understand the resources available to them and their risks for a specific disease.”

Public health initiatives have had mixed results with respect to changing patient behaviors over time, but Breast Cancer Awareness Month (BCAM) in October of each year is a stand-out initiative that could serve as a model for other patient education initiatives, according to a 2022 study.

The Google trends analysis showed that from 2012 to 2021, BCAM was associated with improved public awareness of breast cancer, whereas Lung Cancer Awareness Month and Prostate Cancer Awareness Month had no impact on lung and prostate cancer awareness, respectively, over time, reported Yoshita Nishimura, MD, of Okayama University Graduate School of Medicine, Dentistry, and Pharmaceutical Sciences in Japan, and Jared D. Acoba, MD, of the University of Hawaii, Honolulu.

Dr. Nishimura and Dr. Acoba concluded that the success of BCAM, which was launched in 1985 and is now led by the National Breast Cancer Foundation, is likely a result of “the effective involvement of non-medical industries, influencers affected by breast cancer, and an awareness symbol.”

As for the role of physicians in raising awareness and increasing knowledge at the patient level, various guidelines focus on assessing patient needs and readiness to learn, communicating clearly, and identifying barriers, such as a lack of support and low health literacy.

An American Society of Clinical Oncology consensus guideline for physician-patient communication, for example, provides guidance on core communication skills that apply across the continuum of care, as well as specific topics to address, such as patient goals, treatment options, and support systems – all with an eye toward using “effective communication to optimize the patient-clinician relationship, patient and clinician well-being and family well-being.”

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Prostate cancer screening guidelines: To PSA or not to PSA

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In the United States this year, approximately 288,300 men will be newly diagnosed with prostate cancer and about 34,700 men will die from this disease. It is the second leading cause of cancer in men, and one out of every eight men will be diagnosed with this cancer at some point in their lives.

Dr. Linda Girgis

As primary care physicians, a large part of our role is to prevent or detect cancers early. Patients look to us for this guidance. However, prostate cancer screening has long been a controversial issue. Earlier this year, the American Urological Association along with the Society of Urologic Oncology published updated guidelines.

Clear recommendations that come from this set of guidelines that are relevant to primary care physicians include:

  • using PSA as the screening test of choice.
  • repeating PSA in patients with newly elevated results before moving on to other test.
  • offering PSA screening every 2-4 years in patients aged 50-69 years.
  • offering baseline screening in those between 45-50 years of age.

In high-risk patients, screening can be initiated at 40-45 years of age. All of these recommendations come with the caveat that we give the patient all the pros and cons and leave it up to their “values and preferences.”

The guidelines make recommendations regarding PSA screening and biopsy standards. These guidelines are very specific in their recommendations; however, the question about whether to do PSA screening in the first place is left open to debate. While shared decision-making is important with any testing, it is more difficult with prostate cancer screening. Patients need to understand that there are possible adverse events that can result because of an elevated PSA, such as unneeded biopsies that may come with complications.

The authors of this set of guidelines suggest that physicians talk to patients more often about the benefits of the screening than they do about the negative consequences. This assumes that a negative biopsy result is an unnecessary test, which is not a fair assessment. Negative test results can provide useful clinical information. While a PSA result may lead to a biopsy that could have possibly been avoided, we don’t have any better screening tests available. Missing a prostate cancer that could have been detected by PSA screening is also very harmful. Deciding whether to do PSA screening for any given patient then becomes a difficult question.

More research into biomarkers to detect prostate cancer is needed, as suggested by the guideline authors. As primary care doctors, we’re the first ones to order these tests and make decisions regarding the results. While we may not be the ones to do the biopsies, we do need to know when to refer the patients to specialists or when we can just repeat the test.

Population health is often the benchmark used when looking at screening guidelines. But in the primary care setting, we are responsible for individual patients. Applying guidelines that take whole populations into consideration often doesn’t translate well to single patients. We do need to make them responsible for their own health care decisions but, at the same time, we need to offer them some guidance. If the guidelines are clear, this is easy. When they suggest giving patients all the pros and cons and letting them make their own decision, this is hard. Some of them want us to tell them what to do.

Additionally, patients in the primary care setting develop close relationships with their physicians. They are not an elevated PSA test or a negative biopsy result. They have concerns and fears. When they are high risk, the advice is easy. Keeping in mind that prostate cancer is the second leading cause of cancer in men in the United States, we should have clear screening guidelines, such as we do with mammograms in women. Yes, shared decision-making is important, but we also need to know the answer when our patients ask us whether or not they should have a PSA test done.
 

Dr. Girgis practices family medicine in South River, N.J., and is a clinical assistant professor of family medicine at Robert Wood Johnson Medical School, New Brunswick, N.J.

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In the United States this year, approximately 288,300 men will be newly diagnosed with prostate cancer and about 34,700 men will die from this disease. It is the second leading cause of cancer in men, and one out of every eight men will be diagnosed with this cancer at some point in their lives.

Dr. Linda Girgis

As primary care physicians, a large part of our role is to prevent or detect cancers early. Patients look to us for this guidance. However, prostate cancer screening has long been a controversial issue. Earlier this year, the American Urological Association along with the Society of Urologic Oncology published updated guidelines.

Clear recommendations that come from this set of guidelines that are relevant to primary care physicians include:

  • using PSA as the screening test of choice.
  • repeating PSA in patients with newly elevated results before moving on to other test.
  • offering PSA screening every 2-4 years in patients aged 50-69 years.
  • offering baseline screening in those between 45-50 years of age.

In high-risk patients, screening can be initiated at 40-45 years of age. All of these recommendations come with the caveat that we give the patient all the pros and cons and leave it up to their “values and preferences.”

The guidelines make recommendations regarding PSA screening and biopsy standards. These guidelines are very specific in their recommendations; however, the question about whether to do PSA screening in the first place is left open to debate. While shared decision-making is important with any testing, it is more difficult with prostate cancer screening. Patients need to understand that there are possible adverse events that can result because of an elevated PSA, such as unneeded biopsies that may come with complications.

The authors of this set of guidelines suggest that physicians talk to patients more often about the benefits of the screening than they do about the negative consequences. This assumes that a negative biopsy result is an unnecessary test, which is not a fair assessment. Negative test results can provide useful clinical information. While a PSA result may lead to a biopsy that could have possibly been avoided, we don’t have any better screening tests available. Missing a prostate cancer that could have been detected by PSA screening is also very harmful. Deciding whether to do PSA screening for any given patient then becomes a difficult question.

More research into biomarkers to detect prostate cancer is needed, as suggested by the guideline authors. As primary care doctors, we’re the first ones to order these tests and make decisions regarding the results. While we may not be the ones to do the biopsies, we do need to know when to refer the patients to specialists or when we can just repeat the test.

Population health is often the benchmark used when looking at screening guidelines. But in the primary care setting, we are responsible for individual patients. Applying guidelines that take whole populations into consideration often doesn’t translate well to single patients. We do need to make them responsible for their own health care decisions but, at the same time, we need to offer them some guidance. If the guidelines are clear, this is easy. When they suggest giving patients all the pros and cons and letting them make their own decision, this is hard. Some of them want us to tell them what to do.

Additionally, patients in the primary care setting develop close relationships with their physicians. They are not an elevated PSA test or a negative biopsy result. They have concerns and fears. When they are high risk, the advice is easy. Keeping in mind that prostate cancer is the second leading cause of cancer in men in the United States, we should have clear screening guidelines, such as we do with mammograms in women. Yes, shared decision-making is important, but we also need to know the answer when our patients ask us whether or not they should have a PSA test done.
 

Dr. Girgis practices family medicine in South River, N.J., and is a clinical assistant professor of family medicine at Robert Wood Johnson Medical School, New Brunswick, N.J.

In the United States this year, approximately 288,300 men will be newly diagnosed with prostate cancer and about 34,700 men will die from this disease. It is the second leading cause of cancer in men, and one out of every eight men will be diagnosed with this cancer at some point in their lives.

Dr. Linda Girgis

As primary care physicians, a large part of our role is to prevent or detect cancers early. Patients look to us for this guidance. However, prostate cancer screening has long been a controversial issue. Earlier this year, the American Urological Association along with the Society of Urologic Oncology published updated guidelines.

Clear recommendations that come from this set of guidelines that are relevant to primary care physicians include:

  • using PSA as the screening test of choice.
  • repeating PSA in patients with newly elevated results before moving on to other test.
  • offering PSA screening every 2-4 years in patients aged 50-69 years.
  • offering baseline screening in those between 45-50 years of age.

In high-risk patients, screening can be initiated at 40-45 years of age. All of these recommendations come with the caveat that we give the patient all the pros and cons and leave it up to their “values and preferences.”

The guidelines make recommendations regarding PSA screening and biopsy standards. These guidelines are very specific in their recommendations; however, the question about whether to do PSA screening in the first place is left open to debate. While shared decision-making is important with any testing, it is more difficult with prostate cancer screening. Patients need to understand that there are possible adverse events that can result because of an elevated PSA, such as unneeded biopsies that may come with complications.

The authors of this set of guidelines suggest that physicians talk to patients more often about the benefits of the screening than they do about the negative consequences. This assumes that a negative biopsy result is an unnecessary test, which is not a fair assessment. Negative test results can provide useful clinical information. While a PSA result may lead to a biopsy that could have possibly been avoided, we don’t have any better screening tests available. Missing a prostate cancer that could have been detected by PSA screening is also very harmful. Deciding whether to do PSA screening for any given patient then becomes a difficult question.

More research into biomarkers to detect prostate cancer is needed, as suggested by the guideline authors. As primary care doctors, we’re the first ones to order these tests and make decisions regarding the results. While we may not be the ones to do the biopsies, we do need to know when to refer the patients to specialists or when we can just repeat the test.

Population health is often the benchmark used when looking at screening guidelines. But in the primary care setting, we are responsible for individual patients. Applying guidelines that take whole populations into consideration often doesn’t translate well to single patients. We do need to make them responsible for their own health care decisions but, at the same time, we need to offer them some guidance. If the guidelines are clear, this is easy. When they suggest giving patients all the pros and cons and letting them make their own decision, this is hard. Some of them want us to tell them what to do.

Additionally, patients in the primary care setting develop close relationships with their physicians. They are not an elevated PSA test or a negative biopsy result. They have concerns and fears. When they are high risk, the advice is easy. Keeping in mind that prostate cancer is the second leading cause of cancer in men in the United States, we should have clear screening guidelines, such as we do with mammograms in women. Yes, shared decision-making is important, but we also need to know the answer when our patients ask us whether or not they should have a PSA test done.
 

Dr. Girgis practices family medicine in South River, N.J., and is a clinical assistant professor of family medicine at Robert Wood Johnson Medical School, New Brunswick, N.J.

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