The Happiness Factor

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The Happiness Factor

HM groups are built—in part—on the theory of work-life balance. But what about work-work balance?

A study published this spring found that faculty physicians at academic medical centers might be more satisfied if they spend at least one day per week on the part of their job that is most meaningful to them (Arch Intern Med, 2009;169(10):990-995).

“The notion of ‘job fit’ is clearly important,” says Noah Harris, MD, FHM, a hospitalist at Presbyterian Hospital in Albuquerque, N.M., and a member of SHM’s Career Satisfaction Task Force. “Since most physicians are drawn to medicine for the notion of patient care, the other activities may be troublesome for many of us.”

To improve employees’ job satisfaction, Dr. Harris and Chad Whelan, MD, FHM, chair of SHM’s career task force, suggest HM leaders do the following:

  • Understand what your group has to offer. Let physicians explore parts of the practice unfamiliar to them—and if they find something they have a passion for, encourage it.
  • Identify hospitalists who are at risk for burnout and guide them to potential opportunities. Be proactive before dissatisfaction sets in.
  • Don’t push people into leadership roles they don’t want. Some people want clinical posts, while others want to be medical directors who meet with administration daily.
  • Recognize the importance of flexibility. As HM groups evolve, there are chances to offer new schedules or build in new clinical and nonclinical initiatives.
  • Support staff members via mentoring and professional development to make them feel as if they’re doing work they want to do.

“A common mistake, though, is to simply pay people a stipend for doing more,” says Dr. Whelan, associate professor of medicine and director of the division of hospital medicine at Loyola University Chicago Stritch School of Medicine. “If their professional time is already fully taken with other activities, a stipend will not provide time to appropriately pursue those meaningful activities.”

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HM groups are built—in part—on the theory of work-life balance. But what about work-work balance?

A study published this spring found that faculty physicians at academic medical centers might be more satisfied if they spend at least one day per week on the part of their job that is most meaningful to them (Arch Intern Med, 2009;169(10):990-995).

“The notion of ‘job fit’ is clearly important,” says Noah Harris, MD, FHM, a hospitalist at Presbyterian Hospital in Albuquerque, N.M., and a member of SHM’s Career Satisfaction Task Force. “Since most physicians are drawn to medicine for the notion of patient care, the other activities may be troublesome for many of us.”

To improve employees’ job satisfaction, Dr. Harris and Chad Whelan, MD, FHM, chair of SHM’s career task force, suggest HM leaders do the following:

  • Understand what your group has to offer. Let physicians explore parts of the practice unfamiliar to them—and if they find something they have a passion for, encourage it.
  • Identify hospitalists who are at risk for burnout and guide them to potential opportunities. Be proactive before dissatisfaction sets in.
  • Don’t push people into leadership roles they don’t want. Some people want clinical posts, while others want to be medical directors who meet with administration daily.
  • Recognize the importance of flexibility. As HM groups evolve, there are chances to offer new schedules or build in new clinical and nonclinical initiatives.
  • Support staff members via mentoring and professional development to make them feel as if they’re doing work they want to do.

“A common mistake, though, is to simply pay people a stipend for doing more,” says Dr. Whelan, associate professor of medicine and director of the division of hospital medicine at Loyola University Chicago Stritch School of Medicine. “If their professional time is already fully taken with other activities, a stipend will not provide time to appropriately pursue those meaningful activities.”

HM groups are built—in part—on the theory of work-life balance. But what about work-work balance?

A study published this spring found that faculty physicians at academic medical centers might be more satisfied if they spend at least one day per week on the part of their job that is most meaningful to them (Arch Intern Med, 2009;169(10):990-995).

“The notion of ‘job fit’ is clearly important,” says Noah Harris, MD, FHM, a hospitalist at Presbyterian Hospital in Albuquerque, N.M., and a member of SHM’s Career Satisfaction Task Force. “Since most physicians are drawn to medicine for the notion of patient care, the other activities may be troublesome for many of us.”

To improve employees’ job satisfaction, Dr. Harris and Chad Whelan, MD, FHM, chair of SHM’s career task force, suggest HM leaders do the following:

  • Understand what your group has to offer. Let physicians explore parts of the practice unfamiliar to them—and if they find something they have a passion for, encourage it.
  • Identify hospitalists who are at risk for burnout and guide them to potential opportunities. Be proactive before dissatisfaction sets in.
  • Don’t push people into leadership roles they don’t want. Some people want clinical posts, while others want to be medical directors who meet with administration daily.
  • Recognize the importance of flexibility. As HM groups evolve, there are chances to offer new schedules or build in new clinical and nonclinical initiatives.
  • Support staff members via mentoring and professional development to make them feel as if they’re doing work they want to do.

“A common mistake, though, is to simply pay people a stipend for doing more,” says Dr. Whelan, associate professor of medicine and director of the division of hospital medicine at Loyola University Chicago Stritch School of Medicine. “If their professional time is already fully taken with other activities, a stipend will not provide time to appropriately pursue those meaningful activities.”

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Antibiotics for MDR Pathogens

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Antibiotic considerations in the treatment of multidrug‐resistant (MDR) pathogens: A case‐based review

Case 1

A 53‐year‐old woman with a history of hemodialysis‐dependent end‐stage renal disease presents with left lower extremity pain and redness for the past 3 days. On physical examination, her temperature is 102.3F. Erythema, induration, and warmth are noted over her left lower leg and foot. Her history is remarkable for a line‐related bloodstream infection due to methicillin‐resistant Staphylococcus aureus (MRSA) 4 weeks ago. The infected line was removed and replaced with a right‐sided subclavian catheter. You note that the new line site is clean, not erythematous, and not tender. In the emergency department, the patient receives a dose of vancomycin for presumed MRSA cellulitis. Your patient wants to know if there are alternative agents for her infection so she does not require hospitalization.

Unfortunately, MRSA has become commonplace to the hospital setting. Among intensive care units in 2003, 64.4% of healthcare‐associated Staphylococcus aureus infections were caused by MRSA, compared with only 35.9% in 1992; a 3.1% increase per year.1, 2 Increased MRSA rates are not without consequence; a recent review suggests that MRSA infections kill nearly 19,000 hospitalized American patients annually.3 Of note, MRSA infection rates have also increased among previously healthy individuals. These community‐associated isolates (CA‐MRSA) often manifest as pyogenic skin and soft‐tissue infections (SSTIs). In a recent multicenter study, CA‐MRSA accounted for 59% of SSTIs among patients presenting to emergency rooms in the United States.4 In cases of SSTI, oral agents such as clindamycin, doxycycline, and trimethoprim‐sulfamethoxazole have proven successful. For invasive MRSA, vancomycin is still considered the standard treatment; however, several alternatives have emerged in recent years. The advantages and disadvantages of linezolid, daptomycin, tigecycline, and dalbavancin in the treatment of MRSA are described below.

Linezolid

Linezolid (Zyvox), an oxazolidinone approved in 2000, has been touted for its oral bioavailability, twice‐daily dosing, gram‐positive coverage, and unique mechanism of action. Like several other antimicrobials, linezolid inhibits bacterial protein synthesis. The drug binds to the 50S ribosomal subunit near its site of interaction with the 30S subunit, preventing formation of the 70S initiation complex.5 This site of action on the 50S subunit is unique to linezolid; as a result, cross‐resistance between linezolid and other antimicrobials that act at the 50S subunit (eg, chloramphenicol, macrolides, aminoglycosides, and tetracycline) does not occur.6

The oxazolidinones have excellent bacteriostatic activity against all pathogenic gram‐positive bacteria. The U.S. Food and Drug Administration (FDA) approved linezolid for the treatment of serious infections due to vancomycin‐resistant enterococci (VRE), including bacteremia, complicated skin and soft‐tissue infections (cSSTIs) due to Staphylococcus aureus (including MRSA), and nosocomial pneumonia due to Staphylococcus aureus (including MRSA) or penicillin‐susceptible Streptococcus pneumoniae (Table 1).

FDA‐Approved Indications, Limitations, and Side Effects of Newer Antibiotics
Activity Agent FDA‐Approved Indications Limitations in Use Side Effects
  • Abbreviations: cSSTI, complicated skin and soft‐tissue infection; FDA, U.S. Food and Drug Administration; MRSA, methicillin‐resistant Staphylococcus aureus; MSSA, methicillin‐susceptible Staphylococcus aureus; SSTI, skin and soft‐tissue infection; UTI, urinary tract infection; VRE, vancomycin‐resistant enterococci; SSI, surgical site infection.

  • Administration via central catheter advised to minimize side effects.69

  • The coadministration of quinupristin‐dalfopristin with medications that prolong the QTc interval and are also metabolized by the cytochrome P450‐34A system should be avoided.69

  • Concomitant use of a selective serotonin reuptake inhibitor or adrenergic agent is cautioned.

  • Early phase II and phase III trials suggest that dalbavancin is very well tolerated. The occurrence of nausea, diarrhea, and constipation was not significant when compared to rates of these symptoms among patients receiving linezolid or vancomycin.20, 21 Of concern: the long half‐life of the drug may dictate prolong supportive care for patients who develop serious adverse or allergic reactions.

  • Colistin‐associated neurotoxicity presents in many forms ranging from paresthesias to apnea. Risk factors for developing neurotoxicity include hypoxia and the coadministration of muscle‐relaxants, narcotics, sedatives, and corticosteroids.

  • While inhaled delivery decreases the nephrotoxicity and neurotoxicity of colistin, this method may provoke bronchospasm.

  • For example, appendicitis, pancreatitis, cholecystitis, or peritonitis.

Gram‐positive Daptomycin cSSTIs; MSSA/MRSA bacteremia; MSSA/MRSA endocarditis Not indicated for pneumonia (inhibited by pulmonary surfactant) Reversible myopathy may be exacerbated by use with other medications
Quinupristin‐dalfopristin Vancomycin‐resistant E. faecium; group A streptococci or MSSA cSSTIs Myalgias and arthralgias; infusion site reaction;* thrombophlebitis;* liver enzyme elevation; inhibition of cytochrome p450 34a
Linezolid Serious infections due to VRE; MSSA/MRSA cSSTIs; MSSA/MRSA nosocomial pneumonia; pneumonia due to penicillin‐sensitive S. pneumoniae Not indicated for catheter‐related bloodstream infections or catheter site infections Myelosuppression; serotonin syndrome; tyramine reaction; peripheral neuropathy; optic neuropathy
Dalbavancin Approval pending for cSSTIs Not indicated for pneumonia bone and joint infection Unknown
Gram‐negative Colistin Gram‐negative bacteria that have demonstrated sensitivity to the drug Not indicated for Proteus spp, Providencia spp, or Serratia spp Acute tubular necrosis; neurotoxicity; bronchospasm
Gram‐positive and Gram‐negative Ertapenem Complicated intraabdominal infections#; cSSTIs; acute pelvic infections; complicated UTIs; community‐acquired pneumonia; prophylaxis of SSI following colorectal surgery in adult patients Not indicated for Pseudomonas, Acinetobacter, S. maltophilia Cross‐reactivity with penicillin; cross‐reactivity with cephalosporins; caution use if history of seizures
Doripenem Complicated intraabdominal infections# and complicated UTIs, including pyelonephritis Cross‐reactivity with penicillin; cross‐reactivity with cephalosporins; caution use if history of seizures
Tigecycline cSSTIs (including those due to MRSA) complicated intraabdominal infections# Nausea and vomiting; tooth discoloration in children

In retrospective analyses of SSTIs due to MRSA, linezolid was as effective as vancomycin, resulting in higher clinical cure rates and shorter hospitalizations.7 As a result, linezolid has established a role in the treatment of community‐acquired MRSA SSTIs. Evidence limited to case reports and case series suggest that linezolid may also have a role in the treatment of bone and joint infections. In these cases, linezolid was often used because treatment with other agents had failed, the administration of other antibiotics was not indicated due to resistance patterns, the patient refused intravenous therapy, or the patient did not tolerate vancomycin. When such conditions exist, linezolid may be a consideration in cases of osteomyelitis or prosthetic joint infection.8

Potential side effects of linezolid may limit its use, especially for patients who require prolonged therapy (Table 1). Of note, as a reversible, relatively weak nonselective inhibitor of monoamine oxidase, linezolid may interact with adrenergic and serotonergic agents. Concomitant of a serotonin agent such as a selective serotonin‐reuptake inhibitor (SSRI) and linezolid should be approached with caution. Subsequent serotonin syndrome is characterized by autonomic dysfunction (eg, diaphoresis, tachycardia, hypertension) and neuromuscular hyperactivity (eg, muscle rigidity, clonus, hyperreflexia). Though infrequent, cases of reversible myelosuppression have been reported with linezolid use.9 Patients who will receive this drug for more than 2 weeks should be monitored for myelosuppression with a weekly complete blood count. Isolated reports suggest that the prolonged administration of linezolid (>28 days) may be associated with peripheral neuropathy and optic neuropathy. While prompt discontinuation of the drug often results in resolution of symptoms, peripheral or optic nerve injury can be permanent. The mechanism of injury is unclear, though mitochondrial toxicity is suspected.10

Daptomycin

Daptomycin (Cubicin), a cyclic lipopeptide, was discovered in the early 1980s, but skeletal muscle toxicity led to the discontinuation of early clinical trials. When a change from twice‐daily to once‐daily dosing in 2003 resulted in fewer adverse events, the FDA approved daptomycin to treat complicated skin and skin‐structure infections.11 Daptomycin binds to the cell membrane via a calcium‐dependent process, eventually disrupting the cell membrane potential. The bactericidal effect is limited to gram‐positive organisms.12

Daptomycin is effective against almost all gram‐positive organisms including methicillin‐susceptible Staphylococcus aureus (MSSA), MRSA, and VRE.12 As a result, it has FDA approval for the treatment of cSSTIs. While beta‐lactams remain the standard of care for MSSA bacteremia, daptomycin has FDA approval for bloodstream infections and right‐sided endocarditis due to MSSA or MRSA (Table 1).13 Daptomycin has poor penetration into alveolar fluid14 and is inhibited by pulmonary surfactants; as a consequence, it is not indicated for patients with pneumonia.15

Of note, daptomycin is mainly excreted via the kidneys and should be dose‐adjusted for patients with a creatinine clearance <30 mL/minute. A reversible myopathy may occur with daptomycin, requiring intermittent monitoring of creatinine kinase if prolonged use is anticipated. Caution should be used with the coadministration of medications that can also cause a myopathy, such as statins.

Tigecycline

Tigecycline (Tygacil) was approved for use by the FDA in 2005. The first in a class of new tetracycline analogs, the glycylcyclines, tigecycline is notable for its activity against several multidrug‐resistant (MDR) organisms, including MRSA, VRE, and Enterobacteriaceae carrying extended‐spectrum beta‐lactamases (ESBL). Tigecycline impairs bacterial protein synthesis by binding to the 30S ribosomal subunit. Due to steric hindrance from an N‐alkyl‐glycylamido group at position 9, tigecycline cannot be removed by most bacterial efflux mechanisms.16

Tigecycline has been approved for the therapy of cSSTIs, including those due to MSSA and MRSA. In a pooled analysis of 2 international, multicenter, phase III randomized, double‐blind trials, tigecycline was not inferior to vancomycin plus aztreonam in the treatment of cSSTIs. Of note, MRSA eradication rates were similar between patients treated with tigecycline and vancomycin plus aztreonam (78.1% and 75.8%, respectively).17

Dalbavancin

Dalbavancin (Zeven), a new, semisynthetic lipoglycopeptide, was approved by the FDA in late 2007; however, it has not been cleared for marketing. Though dalbavancin is derived from teicoplanin, its lipophilic anchor to the bacterial cell membrane makes the drug more potent than its predecessor. Dalbavancin interferes with bacterial cell wall synthesis by binding to the C‐terminal D‐alanyl‐D alanine of the growing peptidoglycan chains.18 Enhanced pharmacokinetic properties of dalbavancin (half‐life 149‐250 hours) allow it to be dosed once‐weekly, a novel concept in antimicrobial use.19

Like other glycopeptides, dalbavancin maintains in vitro activity against most gram‐positive aerobic organisms, including MRSA and penicillin‐susceptible and penicillin‐resistant strains of Streptococcus pneumoniae. Notably, when compared to vancomycin in vitro, the agent is more active against Enterococcus faecium and Enterococcus faecalis isolates. In a recent phase III double‐blind trial, dalbavancin was compared to linezolid for the treatment of cSSTIs. Dalbavancin was not inferior to linezolid (clinical success rate 90% vs. 92%). Of note, 51% of study patients with SSTI had infection due to MRSA. Microbiological response to dalbavancin paralleled the clinical success rate; MRSA eradication rates after dalbavancin and linezolid were 91% and 89%, respectively.20

Given its once‐weekly dosing, dalbavancin may be an attractive agent in the outpatient treatment of gram‐positive bacteremia. In a phase II study, dalbavancin administered as a single 1‐g dose, followed by a 500‐mg dose 1 week later, was comparable to 14 days of vancomycin for the treatment of catheter‐related bloodstream infections (CRBSI) due to coagulase‐negative staphylococci or S. aureus (including MRSA).21 Phase III studies are underway. At present, there is no evidence to support the use of dalbavancin for the treatment of pneumonia or bone and joint infections.

Despite the administration of vancomycin, the patient continues to experience fever and chills. Blood cultures drawn in the emergency department are now growing Enterococcus species. You review the patient's medical record and notice that she was colonized with VRE on a prior admission. You consider the antibiotic options for serious infections due to VRE.

Though rates of VRE have remained fairly stable in recent years,22 the pathogen continues to present a challenge to hospital epidemiologists. A national survey in 2004 suggested that nearly 30% of enterococci in U.S. intensive care units display vancomycin resistance.1 Additional U.S. surveillance data reveals that VRE accounts for 10% to 26% of enterococci hospital‐wide.23, 24 In 2005, a meta‐analysis noted that bloodstream infections due to VRE resulted in higher mortality rates than those due to vancomycin‐susceptible enterococci.25 This discrepancy is most evident among neutropenia patients.26 Unfortunately, the options for the treatment of serious infections due to VRE are limited. The advantages and disadvantages of linezolid, quinupristin‐dalfopristin, tigecycline, and daptomycin in the treatment for VRE are discussed below.

Linezolid

Currently, linezolid is the only oral drug that is FDA‐approved for the treatment of infections due to VRE, including bacteremia. Notably, linezolid therapy resulted in the cure of 77% of 22 cases of vancomycin‐resistant enterococcal endocarditis.27 Current guidelines by the Infectious Disease Society of America (IDSA) support the use of linezolid in cases of endocarditis due to ampicillin‐resistant and vancomycin‐resistant Enterococcus faecium.28 Unfortunately, recent reports highlight the emergence of linezolid‐resistant VRE,29 suggesting use of this drug should be limited to circumstances in which other alternatives do not exist.

Quinupristin‐Dalfopristin

Quinupristin‐dalfopristin (Synercid) was approved by the FDA in 1999. It is used in the treatment of infections caused by gram‐positive organisms and is a combination of 2 semisynthetic pristinamycin derivatives. They diffuse into bacteria and bind to different areas on the 50S ribosomal subunit, thereby inhibiting protein synthesis. Individually, quinupristin and dalfopristin are bacteriostatic but together they are bactericidal.30

Quinupristin‐dalfopristin has activity against Staphylococcus aureus (including MRSA), Streptococcus pneumoniae, gram‐positive anaerobes, and vancomycin‐sensitive and resistant Enterococcus faecium. It has little activity against Enterococcus faecalis.31 FDA‐approved uses of quinupristin‐dalfopristin are limited, but include the treatment of serious infections caused by vancomycin‐resistant E. faecium (VREF).32 In a study of 396 patients with VREF the clinical success rate of quinupristin‐dalfopristin was 73.6%.33 The drug also has FDA approval for the use in cSSTIs due to group A streptococci or MSSA.32 The use of this agent is limited due to its toxicity profile. In cases of serious VRE‐related infection, quinupristin‐dalfopristin is often only utilized if linezolid cannot be tolerated.

Daptomycin

In vitro studies suggest that daptomycin is active against enterococci, including vancomycin‐resistant isolates.34 However, clinical data on the use of this agent in the treatment of infections due to VRE are lacking. FDA approval for the use of daptomycin in cSSTI included the treatment of 45 patients infected with Enterococcus faecalis.13 In addition, several reports have detailed the successful treatment of VRE bloodstream infections with daptomycin,35, 36 including a case series of VRE endocarditis.37 To determine the role of this agent in the treatment of invasive infections due to VRE, further study is needed.

You decide to discontinue vancomycin and administer linezolid. The patient's vascular catheter is removed; catheter‐tip cultures grow >1000 colonies of VRE. Blood cultures the following day are negative and a new catheter is placed. You ask the patient to continue oral linezolid to complete a 2‐week course. A review of her medication list reveals that she is not taking SSRIs or monoamine oxidase inhibitors (MAOIs).

While linezolid has retained its FDA indication for VRE bacteremia, empiric use in suspected cases of CRBSI or catheter site infection is not advised. In an open‐label trial among seriously ill patients with intravascular catheter‐related infections, linezolid use was associated with a higher mortality when compared to vancomycin/oxacillin. Interestingly, mortality among linezolid‐treated patients included those with CRBSI due to gram‐negative pathogens, due to both gram‐negative and gram‐positive pathogens, or due to an identifiable pathogen; mortality rates did not differ among patients with gram‐positive infections only.38

Case 2

A 27‐year‐old male with a history of T10 paraplegia following a motor vehicle accident presents with abdominal pain, fever, and chills. He notes that he experiences these symptoms when he has a urinary tract infection (UTI), a frequent complication of his chronic indwelling suprapubic catheter. You review his medical record and notice that he has had prior UTIs with multiple gram‐negative rods over the past 2 years, including MDR Pseudomonas and Acinetobacter. When his urine culture grows >100,000 colonies of gram‐negative rods, you initiate meropenem and consider the options for treatment of these MDR pathogens.

According to national U.S. surveillance in 2001, 22% of Pseudomonas aeruginosa were resistant to imipenem, an increase of 32% from 1997.39 More alarming is the recent development of MDR P. aeruginosa, a pathogen resistant not only to the beta‐lactams (including the carbapenems) but to the fluoroquinolones and aminoglycosides as well.40 MDR P. aeruginosa is virulent, and has been associated with higher rates of mortality, longer hospital stays, and greater cost.41

Already equipped with intrinsic resistance to the aminopenicillins and first‐generation and second‐generation cephalosporins, A. baumannii has gained recent notoriety with acquired resistance to beta‐lactams, aminoglycosides, fluoroquinolones, and tetracyclines. Most notably, carbapenem‐resistant A. baumannii has emerged due to enzymes capable of hydrolyzing imipenem. Like MDR P. aeruginosa, MDR A. baumannii infection has led to longer hospital stays42 and increased patient mortality43 when compared to infections with more susceptible strains.

Therapeutic options for these MDR gram‐negative pathogens remain limited, but the advent of doripenem and the return of colistin may play a role in treatment. The use of these 2 agents and tigecycline in the treatment of MDR P. aeruginosa and/or A. baumannii are described below.

Doripenem

In October 2007, the FDA approved the use of doripenem (Doribax), a much‐anticipated carbapenem. In structure, doripenem resembles meropenem and does not require a renal dehydropeptidase I inhibitor (eg, cilastatin).44 Similar to other beta‐lactams, doripenem binds to penicillin‐binding proteins (PBPs), inhibiting PBP‐directed cell wall synthesis.

Like imipenem and meropenem, doripenem has broad‐spectrum antimicrobial activity. It demonstrates in vitro activity against most gram‐positive pathogens including MSSA and ampicillin‐sensitive enterococci. Doripenem also has in vitro activity against most gram‐negative pathogens (including ESBL‐producing Enterobacteriaceae) and most anaerobes, including Bacteriodes fragilis. Most notably, when compared to other carbapenems, doripenem has demonstrated better in vitro activity against Pseudomonas aeruginosa.45 However, clinical implications of this in vitro activity are unclear.

When compared to meropenem or levofloxacin for the treatment of complicated UTIs, doripenem is an effective alternative. Clinical response rates among affected patients were 95% to 96% with doripenem, 89% with meropenem, and 90% with levofloxacin.46, 47 Doripenem was not inferior to meropenem in patients with serious lower respiratory tract infections, and comparable to imipenem‐cilastin and pipercillin‐tazobactam for the treatment of nosocomial or ventilator‐associated pneumonia (VAP).48, 49 Finally, for the treatment of complicated intraabdominal infections, doripenem was not inferior to meropenem; both drugs achieved microbiologic cure rates of >84%.50

Currently, doripenem is FDA‐approved for the treatment of complicated intraabdominal infections (eg, appendicitis, pancreatitis, cholecystitis, peritonitis) and complicated lower UTIs or pyelonephritis (Table 1). Given its expanded spectrum of activity, use of doripenem should be limited to circumstances in which a MDR pathogen is highly suspected or confirmed.

Colistin

Colistin (Coly‐Mycin M) falls within the family of polymyxin antibiotics, which were discovered in 1947. Colistin has been available for almost 50 years for the treatment of infections caused by gram‐negative bacteria, including Pseudomonas spp. However, early use of colistin was associated with significant nephrotoxicity. Its use decreased markedly with the advent of new antibiotics that had the same antimicrobial spectrum and a better side effect profile. With the emergence of MDR gram‐negative bacteria, colistin has returned to limited clinical use.51 As a polymyxin, colistin is a cell membrane detergent. It disrupts the cell membrane, causing leakage of bacterial cell content and ultimately cell death.52

Colistin has bactericidal activity against most gram‐negative bacteria including Acinetobacter spp, and members of the family Enterobacteriaceae (eg, Klebsiella spp, Escherichia coli, Enterobacter spp), including those producing ESBLs.53 Colistin is not active against several predominant gram‐negative pathogens including Proteus spp, Providencia spp, or Serratia spp (Table 1).

In 2007, several studies suggested that colistin monotherapy was effective for patients with VAP due to MDR P. aeruginosa or A. baumannii isolate.54, 55 A third trial that year suggested that colistin may have a role in the treatment of MDR P. aeruginosa among neutropenic patients. In that study, infected patients receiving colistin monotherapy experienced higher rates of clinical and microbiologic response than those receiving other antipseudomonal agents (eg, beta‐lactams or fluoroquinolones if active against the isolate).56 While uncontrolled studies suggest that the use of colistin in combination with other antimicrobials (including carbapenems, ampicillin‐sulbactam, aminoglycosides, and rifampin) may have some success in the treatment of VAP due to MDR A. baumannii,57, 58 further trials are needed.

Currently, colistin has FDA approval only for the treatment of acute infections due to gram‐negative bacteria that have demonstrated susceptibility to the drug and is therefore administered on a case by case basis. Although it has been used via the inhalation route to treat infections in cystic fibrosis patients, colistin does not have FDA approval for this indication.

Tigecycline

Tigecycline is approved for the treatment of complicated intraabdominal infections based on the results of 2 international, multicenter, phase III, randomized, double‐blind trials. In this pooled analysis, tigecycline was as effective and as safe as imipenem/cilastatin. Notably, study patients were not severely ill (baseline APACHE II score of 6.0).59 FDA approval suggests tigecycline use be focused on intraabdominal infections due to members of the family Enterobacteriaceae (eg, Klebsiella spp, Escherichia coli, Enterobacter spp), including those producing ESBLs, vancomycin‐sensitive enterococci, and/or MSSA. Notably, tigecycline lacks significant in vitro activity against Pseudomonas spp, Proteus spp, or Providencia spp. It has demonstrated in vitro activity against MDR strains of Acinetobacter spp (Table 1).

Given its bacteriostatic activity, tigecycline's effectiveness in the treatment bacteremia is unclear.

In addition, as no published studies have addressed its activity among seriously ill patients, tigecycline is considered a second‐line or third‐line agent for SSTI and complicated intraabdominal infections. Evidence for use of tigecycline for the treatment of UTIs is lacking and, as a rule, its use should be limited to scenarios in which alternatives for the proven or suspected pathogens do not exist.

The urine isolate is identified as Escherichia coli. You review the susceptibility profile and determine that this isolate is an ESBL‐producing strain. In addition, the patient's isolate demonstrates resistance to the fluoroquinolones and trimethoprim‐sulfamethoxazole. You consider other options for treatment of this ESBL‐producing E. coli.

According to national surveillance data, more than 20% of Klebsiella isolates in U.S. intensive care units produced ESBLs in 2003, a 47% increase when compared to 1998.39 Bloodstream infections due to ESBL‐producing isolates have led to increased length of hospital stay,60, 61 increased hospital costs,4 improper antibiotic use,5 and, most notably, increased mortality.61‐63 Of concern, ESBLs have been demonstrated within community Enterobacteriaceae isolates, most notably due to CTX‐M beta‐lactamase production among E. coli. In addition to ESBL production, these community E. coli isolates tend to express fluoroquinolone and trimethoprim‐sulfamethoxazole resistance.64 Carbapenems remain the mainstay of therapy for serious infections due to ESBL‐producing organisms. The once‐daily dosing of ertapenem makes this agent an attractive alternative for outpatient management.

Ertapenem

Ertapenem (Invanz) obtained FDA approval for use in the United States in 2001 and in the European Union in 2002.65 Similar to doripenem, ertapenem blocks cell wall synthesis by binding to specific penicillin‐binding proteins (PBPs).

Ertapenem has activity against numerous gram‐positive and gram‐negative bacteria as well as some anaerobic microorganisms. The FDA‐approved indications include complicated intraabdominal infections, cSSTIs, acute pelvic infections, complicated UTIs, and community‐acquired pneumonias (Table 1).66 Of note, in contrast to other carabapenems, ertapenem does not have activity against Pseudomonas aeruginosa or Acinetobacter spp.67

Ertapenem is approved as a single daily dose of 1 g and can be administered intravenously or intramuscularly. Changes in dosing must also be considered for critically ill patients. When administered to patients with VAP, ertapenem achieved a lower maximum concentration and area under the curve.68 In such patients, it is recommended that the dosage interval be decreased or that a continuous infusion of ertapenem be administered.

The patient's symptoms improve on meropenem. A peripherally‐inserted central catheter is placed for the administration of intravenous antibiotics at home. You prescribe ertapenem (1 g/day) for the remainder of a 14‐day course.

Conclusions

MDR bacteria continue to present a clinical challenge to hospitalists. Proper treatment of patients infected with these organisms is necessary, as inappropriate antibiotic use for MDR bacterial infections has been associated with longer hospital stays, greater cost, and, in some cases, increased mortality. Unfortunately, antibiotic production and development has declined steadily in the past 25 years. To minimize the rate of antimicrobial resistance, physicians must take care to prescribe antibiotics appropriately. While these promising new agents for resistant gram‐positive and gram‐negative infections may aid in battling MDR infections, these antibiotics must be used judiciously to maintain their clinical utility. Hospitalists will continue to play an important role in ensuring that hospitalized patients receive the most effective antimicrobial therapy to both treat the infection and prevent the development of resistance.

References
  1. National Nosocomial Infections Surveillance System. National Nosocomial Infections Surveillance (NNIS) System Report, data summary from January 1992 through June 2004, issued October 2004.Am J Infect Control.2004;32:470485.
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  28. Baddour LM,Wilson WR,Bayer AS, et al.Infective endocarditis: diagnosis, antimicrobial therapy, and management of complications: a statement for healthcare professionals from the Committee on Rheumatic Fever, Endocarditis, and Kawasaki Disease, Council on Cardiovascular Disease in the Young, and the Councils on Clinical Cardiology, Stroke, and Cardiovascular Surgery and Anesthesia, American Heart Association: endorsed by the Infectious Diseases Society of America.Circulation.2005;111(23):e394e434.
  29. Herrero IA,Issa NC,Patel R.Nosocomial spread of linezolid‐resistant, vancomycin‐resistant Enterococcus faecium.N Engl J Med.2002;346:867869.
  30. Schweiger ES,Weinberg JM.Novel antibacterial agents for skin and skin structure infections.J Am Acad Dermatol.2004;50(3):331340.
  31. Lentino JR,Narita M,Yu L.New antimicrobial agents as therapy for resistant gram‐positive cocci.Eur J Clin Microbiol Infect Dis.2008;27(1):315.
  32. Eliopoulos GM.Quinupristin‐dalfopristin and linezolid: evidence and opinion.Clin Infect Dis.2003;36(4):473481.
  33. Moellering Rc,Linden PK,Reinhardt J,Blumberg EA,Bompart F,Talbot GH.The efficacy and safety of quinupristin/dalfopristin for the treatment of infections caused by vancomycin‐resistant Enterococcus faecium. Synercid Emergency‐Use Study Group.J Antimicrob Chemother.1999:44(2):251261.
  34. Pfaller MA,Sader HS,Jones RN.Evaluation of the in vitro activity of daptomycin against 19615 clinical isolates of gram‐positive cocci collected in North American hospitals (2002‐2005).Diagn Microbiol Infect Dis.2007;57(4):459465.
  35. Poutsiaka DD,Skiffington S,Miller KB,Hadley S,Snydman DR.Daptomycin in the treatment of vancomycin‐resistant Enterococcus faecium bacteremia in neutropenic patients.J Infect.2007;54(6):567571.
  36. Kvirikadze N,Suseno M,Vescio T,Kaminer L,Singh K.Daptomycin for the treatment of vancomycin resistant Enterococcus faecium bacteremia.Scand J Infect Dis.2006;38:290292.
  37. Segreti JA,Crank CW,Finney MS.Daptomycin for the treatment of gram‐positive bacteremia and infective endocarditis: a retrospective case series of 31 patients.Pharmacotherapy.2006;26(3):347352.
  38. Pfizer Pharmacia and Upjohn Company. United States Pharmacopeia. Zyvox. Available at: http://media.pfizer.com/files/products/uspi_zyvox.pdf. Accessed April 2009.
  39. NNIS System. National Nosocomial Infections Surveillance (NNIS) System Report, data summary from January 1992 through June 2003, issued August 2003.Am J Infect Control.2003;31(8):481498.
  40. McGowan JE.Resistance in nonfermenting gram‐negative bacteria: multidrug resistance to the maximum.Am J Med.2006;119:S29S36.
  41. Carmeli Y,Troillet N,Eliopoulos G, et al.Emergence of antibiotic‐resistant Pseudomonas aeruginosa: comparison of risks associated with different antipseudomonal agents.Antimicrob Agents Chemother.1999;43(6):13791382.
  42. Sunenshine RH,Wright MO,Maragakis LL, et al.Multidrug‐resistant Acinetobacter infection mortality rate and length of hospitalization.Emerg Infect Dis.2007;13:97103.
  43. Wareham DW,Bean DC,Khanna P, et al.Bloodstream infections due to Acinetobacter spp: epidemiology, risk factors, and impact of multi‐drug resistance.Eur J Clin Microbiol Infect Dis.2008;27(7):607612.
  44. Jones RN,Huynh HK,Biedenbach DJ,Fritsche TR,Sader HS.Doripenem (S‐4661), a novel carbapenem: comparative activity against contemporary pathogens including bactericidal action and preliminary in vitro methods evaluation.J Antimicrob Chemother.2004;54:144154.
  45. Fritsche TR,Stilwell MG,Jones RN.Antimicrobial activity of doripenem (S‐4661): a global surveillance report.Clin Microbiol Infect.2005;11:974984.
  46. Naber K,Redman R,Kotey P, et al.Intravenous therapy with. doripenem versus levofloxacin with an option for oral step‐down therapy in the treatment of complicated urinary tract infections and pyelonephritis. 17th European Congress of Clinical Microbiology and Infectious Diseases and the 25th International Congress of Chemotherapy. Munich, Germany. March 31‐April 3, 2007. Abstract no. 833 plus poster.
  47. Cunha BA.New uses for older antibiotics: nitrofurantoin, amikacin, colistin, polymyxin B, doxycyline, and minocycline revisited.Med Clin North Am.2006;90(6):10891107.
  48. R'ea‐Neto A,Niederman M,Lobo SM, et al.Efficacy and safety of doripenem versus piperacillin/tazobactam in nosocomial pneumonia: a randomized, open‐label, multicenter study.Curr Med Res Opin.2008;24(7):21132126.
  49. Chastre J,Wunderink R,Prokocimer P, et al.Efficacy and safety of intravenous infusion of doripenem versus imipenem in ventilator‐associated pneumonia: a multicenter, randomized study.Crit Care Med.2008;36(4):10891096.
  50. Lucasti C,Jasovich A,Umeh O, et al.Efficacy and tolerability of IV doripenem versus meropenem in adults with complicated intra‐abdominal infection: a phase III, prospective, multicenter, randomized, double‐blind, noninferiority study.Clin Ther.2008;30(5):868883.
  51. Li J,Nation RL,Milne RW,Turnidge JD,Coulthard K.Evaluation of colistin as an agent against multi‐resistant Gram‐negative bacteria.Int J Antimicrob Agents.2005;25(1):1125.
  52. Cunha BA.New uses for older antibiotics: nitrofurantoin, amikacin, colistin, polymyxin B, doxycycline, and minocycline revisited.Med Clin North Am.2006;90(6):10891107.
  53. Falagas ME,Kasiakou SK.Colistin: the revival of polymyxins for the management of multidrug‐resistant gram‐negative bacterial infections.Clin Infect Dis.2005;40(9):13331341.
  54. Rios FG,Luna CM,Maskin B, et al.Ventilator‐associated pneumonia (VAP) due to susceptible only to colistin microorganisms.Eur Respir J.2007;30(2):307313.
  55. Kallel H,Hergafi L,Bahloul M, et al.Safety and efficacy of colistin compared with imipenem in the treatment of ventilator‐associated pneumonia: a matched case‐control study.Intensive Care Med.2007;33(7):11621167.
  56. Hachem RY,Chemaly RF,Ahmar CA, et al.Colistin is effective in treatment of infections caused by multidrug‐resistant Pseudomonas aeruginosa in cancer patients.Antimicrob Agents Chemother.2007;51(6):19051911.
  57. Kasiakou SK,Michalpoulos A,Soteriades ES,Samonis G,Sermaides GJ,Falagas ME.Combination therapy with intravenous colistin for management of infections due to multidrug‐resistant gram‐negative bacteria in patients without cystic fibrosis.Antimicrob Agents Chemother.2005;49:31363146.
  58. Petrosillo N,Chinello P,Proietti MF, et al.Combined colistin and rifampicin therapy for carbapenem‐resistant Acinetobacter baumannii infections: clinical outcome and adverse events.Clin Microbiol Infect.2005;11:682683.
  59. Babinchak T,Ellis‐Grosse E,Dartois N, et al.The efficacy and safety of tigecycline for the treatment of complicated intra‐abdominal infections: analysis of pooled clinical trial data.Clin Infect Dis.2005;41(suppl 5):S354S367.
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Article PDF
Issue
Journal of Hospital Medicine - 4(6)
Page Number
E8-E15
Legacy Keywords
colistin, dalbavancin, daptomycin, doripenem, ertapenem, linezolid, multidrug‐resistant, quinupristin‐dalfopristin, tigecycline
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Article PDF

Case 1

A 53‐year‐old woman with a history of hemodialysis‐dependent end‐stage renal disease presents with left lower extremity pain and redness for the past 3 days. On physical examination, her temperature is 102.3F. Erythema, induration, and warmth are noted over her left lower leg and foot. Her history is remarkable for a line‐related bloodstream infection due to methicillin‐resistant Staphylococcus aureus (MRSA) 4 weeks ago. The infected line was removed and replaced with a right‐sided subclavian catheter. You note that the new line site is clean, not erythematous, and not tender. In the emergency department, the patient receives a dose of vancomycin for presumed MRSA cellulitis. Your patient wants to know if there are alternative agents for her infection so she does not require hospitalization.

Unfortunately, MRSA has become commonplace to the hospital setting. Among intensive care units in 2003, 64.4% of healthcare‐associated Staphylococcus aureus infections were caused by MRSA, compared with only 35.9% in 1992; a 3.1% increase per year.1, 2 Increased MRSA rates are not without consequence; a recent review suggests that MRSA infections kill nearly 19,000 hospitalized American patients annually.3 Of note, MRSA infection rates have also increased among previously healthy individuals. These community‐associated isolates (CA‐MRSA) often manifest as pyogenic skin and soft‐tissue infections (SSTIs). In a recent multicenter study, CA‐MRSA accounted for 59% of SSTIs among patients presenting to emergency rooms in the United States.4 In cases of SSTI, oral agents such as clindamycin, doxycycline, and trimethoprim‐sulfamethoxazole have proven successful. For invasive MRSA, vancomycin is still considered the standard treatment; however, several alternatives have emerged in recent years. The advantages and disadvantages of linezolid, daptomycin, tigecycline, and dalbavancin in the treatment of MRSA are described below.

Linezolid

Linezolid (Zyvox), an oxazolidinone approved in 2000, has been touted for its oral bioavailability, twice‐daily dosing, gram‐positive coverage, and unique mechanism of action. Like several other antimicrobials, linezolid inhibits bacterial protein synthesis. The drug binds to the 50S ribosomal subunit near its site of interaction with the 30S subunit, preventing formation of the 70S initiation complex.5 This site of action on the 50S subunit is unique to linezolid; as a result, cross‐resistance between linezolid and other antimicrobials that act at the 50S subunit (eg, chloramphenicol, macrolides, aminoglycosides, and tetracycline) does not occur.6

The oxazolidinones have excellent bacteriostatic activity against all pathogenic gram‐positive bacteria. The U.S. Food and Drug Administration (FDA) approved linezolid for the treatment of serious infections due to vancomycin‐resistant enterococci (VRE), including bacteremia, complicated skin and soft‐tissue infections (cSSTIs) due to Staphylococcus aureus (including MRSA), and nosocomial pneumonia due to Staphylococcus aureus (including MRSA) or penicillin‐susceptible Streptococcus pneumoniae (Table 1).

FDA‐Approved Indications, Limitations, and Side Effects of Newer Antibiotics
Activity Agent FDA‐Approved Indications Limitations in Use Side Effects
  • Abbreviations: cSSTI, complicated skin and soft‐tissue infection; FDA, U.S. Food and Drug Administration; MRSA, methicillin‐resistant Staphylococcus aureus; MSSA, methicillin‐susceptible Staphylococcus aureus; SSTI, skin and soft‐tissue infection; UTI, urinary tract infection; VRE, vancomycin‐resistant enterococci; SSI, surgical site infection.

  • Administration via central catheter advised to minimize side effects.69

  • The coadministration of quinupristin‐dalfopristin with medications that prolong the QTc interval and are also metabolized by the cytochrome P450‐34A system should be avoided.69

  • Concomitant use of a selective serotonin reuptake inhibitor or adrenergic agent is cautioned.

  • Early phase II and phase III trials suggest that dalbavancin is very well tolerated. The occurrence of nausea, diarrhea, and constipation was not significant when compared to rates of these symptoms among patients receiving linezolid or vancomycin.20, 21 Of concern: the long half‐life of the drug may dictate prolong supportive care for patients who develop serious adverse or allergic reactions.

  • Colistin‐associated neurotoxicity presents in many forms ranging from paresthesias to apnea. Risk factors for developing neurotoxicity include hypoxia and the coadministration of muscle‐relaxants, narcotics, sedatives, and corticosteroids.

  • While inhaled delivery decreases the nephrotoxicity and neurotoxicity of colistin, this method may provoke bronchospasm.

  • For example, appendicitis, pancreatitis, cholecystitis, or peritonitis.

Gram‐positive Daptomycin cSSTIs; MSSA/MRSA bacteremia; MSSA/MRSA endocarditis Not indicated for pneumonia (inhibited by pulmonary surfactant) Reversible myopathy may be exacerbated by use with other medications
Quinupristin‐dalfopristin Vancomycin‐resistant E. faecium; group A streptococci or MSSA cSSTIs Myalgias and arthralgias; infusion site reaction;* thrombophlebitis;* liver enzyme elevation; inhibition of cytochrome p450 34a
Linezolid Serious infections due to VRE; MSSA/MRSA cSSTIs; MSSA/MRSA nosocomial pneumonia; pneumonia due to penicillin‐sensitive S. pneumoniae Not indicated for catheter‐related bloodstream infections or catheter site infections Myelosuppression; serotonin syndrome; tyramine reaction; peripheral neuropathy; optic neuropathy
Dalbavancin Approval pending for cSSTIs Not indicated for pneumonia bone and joint infection Unknown
Gram‐negative Colistin Gram‐negative bacteria that have demonstrated sensitivity to the drug Not indicated for Proteus spp, Providencia spp, or Serratia spp Acute tubular necrosis; neurotoxicity; bronchospasm
Gram‐positive and Gram‐negative Ertapenem Complicated intraabdominal infections#; cSSTIs; acute pelvic infections; complicated UTIs; community‐acquired pneumonia; prophylaxis of SSI following colorectal surgery in adult patients Not indicated for Pseudomonas, Acinetobacter, S. maltophilia Cross‐reactivity with penicillin; cross‐reactivity with cephalosporins; caution use if history of seizures
Doripenem Complicated intraabdominal infections# and complicated UTIs, including pyelonephritis Cross‐reactivity with penicillin; cross‐reactivity with cephalosporins; caution use if history of seizures
Tigecycline cSSTIs (including those due to MRSA) complicated intraabdominal infections# Nausea and vomiting; tooth discoloration in children

In retrospective analyses of SSTIs due to MRSA, linezolid was as effective as vancomycin, resulting in higher clinical cure rates and shorter hospitalizations.7 As a result, linezolid has established a role in the treatment of community‐acquired MRSA SSTIs. Evidence limited to case reports and case series suggest that linezolid may also have a role in the treatment of bone and joint infections. In these cases, linezolid was often used because treatment with other agents had failed, the administration of other antibiotics was not indicated due to resistance patterns, the patient refused intravenous therapy, or the patient did not tolerate vancomycin. When such conditions exist, linezolid may be a consideration in cases of osteomyelitis or prosthetic joint infection.8

Potential side effects of linezolid may limit its use, especially for patients who require prolonged therapy (Table 1). Of note, as a reversible, relatively weak nonselective inhibitor of monoamine oxidase, linezolid may interact with adrenergic and serotonergic agents. Concomitant of a serotonin agent such as a selective serotonin‐reuptake inhibitor (SSRI) and linezolid should be approached with caution. Subsequent serotonin syndrome is characterized by autonomic dysfunction (eg, diaphoresis, tachycardia, hypertension) and neuromuscular hyperactivity (eg, muscle rigidity, clonus, hyperreflexia). Though infrequent, cases of reversible myelosuppression have been reported with linezolid use.9 Patients who will receive this drug for more than 2 weeks should be monitored for myelosuppression with a weekly complete blood count. Isolated reports suggest that the prolonged administration of linezolid (>28 days) may be associated with peripheral neuropathy and optic neuropathy. While prompt discontinuation of the drug often results in resolution of symptoms, peripheral or optic nerve injury can be permanent. The mechanism of injury is unclear, though mitochondrial toxicity is suspected.10

Daptomycin

Daptomycin (Cubicin), a cyclic lipopeptide, was discovered in the early 1980s, but skeletal muscle toxicity led to the discontinuation of early clinical trials. When a change from twice‐daily to once‐daily dosing in 2003 resulted in fewer adverse events, the FDA approved daptomycin to treat complicated skin and skin‐structure infections.11 Daptomycin binds to the cell membrane via a calcium‐dependent process, eventually disrupting the cell membrane potential. The bactericidal effect is limited to gram‐positive organisms.12

Daptomycin is effective against almost all gram‐positive organisms including methicillin‐susceptible Staphylococcus aureus (MSSA), MRSA, and VRE.12 As a result, it has FDA approval for the treatment of cSSTIs. While beta‐lactams remain the standard of care for MSSA bacteremia, daptomycin has FDA approval for bloodstream infections and right‐sided endocarditis due to MSSA or MRSA (Table 1).13 Daptomycin has poor penetration into alveolar fluid14 and is inhibited by pulmonary surfactants; as a consequence, it is not indicated for patients with pneumonia.15

Of note, daptomycin is mainly excreted via the kidneys and should be dose‐adjusted for patients with a creatinine clearance <30 mL/minute. A reversible myopathy may occur with daptomycin, requiring intermittent monitoring of creatinine kinase if prolonged use is anticipated. Caution should be used with the coadministration of medications that can also cause a myopathy, such as statins.

Tigecycline

Tigecycline (Tygacil) was approved for use by the FDA in 2005. The first in a class of new tetracycline analogs, the glycylcyclines, tigecycline is notable for its activity against several multidrug‐resistant (MDR) organisms, including MRSA, VRE, and Enterobacteriaceae carrying extended‐spectrum beta‐lactamases (ESBL). Tigecycline impairs bacterial protein synthesis by binding to the 30S ribosomal subunit. Due to steric hindrance from an N‐alkyl‐glycylamido group at position 9, tigecycline cannot be removed by most bacterial efflux mechanisms.16

Tigecycline has been approved for the therapy of cSSTIs, including those due to MSSA and MRSA. In a pooled analysis of 2 international, multicenter, phase III randomized, double‐blind trials, tigecycline was not inferior to vancomycin plus aztreonam in the treatment of cSSTIs. Of note, MRSA eradication rates were similar between patients treated with tigecycline and vancomycin plus aztreonam (78.1% and 75.8%, respectively).17

Dalbavancin

Dalbavancin (Zeven), a new, semisynthetic lipoglycopeptide, was approved by the FDA in late 2007; however, it has not been cleared for marketing. Though dalbavancin is derived from teicoplanin, its lipophilic anchor to the bacterial cell membrane makes the drug more potent than its predecessor. Dalbavancin interferes with bacterial cell wall synthesis by binding to the C‐terminal D‐alanyl‐D alanine of the growing peptidoglycan chains.18 Enhanced pharmacokinetic properties of dalbavancin (half‐life 149‐250 hours) allow it to be dosed once‐weekly, a novel concept in antimicrobial use.19

Like other glycopeptides, dalbavancin maintains in vitro activity against most gram‐positive aerobic organisms, including MRSA and penicillin‐susceptible and penicillin‐resistant strains of Streptococcus pneumoniae. Notably, when compared to vancomycin in vitro, the agent is more active against Enterococcus faecium and Enterococcus faecalis isolates. In a recent phase III double‐blind trial, dalbavancin was compared to linezolid for the treatment of cSSTIs. Dalbavancin was not inferior to linezolid (clinical success rate 90% vs. 92%). Of note, 51% of study patients with SSTI had infection due to MRSA. Microbiological response to dalbavancin paralleled the clinical success rate; MRSA eradication rates after dalbavancin and linezolid were 91% and 89%, respectively.20

Given its once‐weekly dosing, dalbavancin may be an attractive agent in the outpatient treatment of gram‐positive bacteremia. In a phase II study, dalbavancin administered as a single 1‐g dose, followed by a 500‐mg dose 1 week later, was comparable to 14 days of vancomycin for the treatment of catheter‐related bloodstream infections (CRBSI) due to coagulase‐negative staphylococci or S. aureus (including MRSA).21 Phase III studies are underway. At present, there is no evidence to support the use of dalbavancin for the treatment of pneumonia or bone and joint infections.

Despite the administration of vancomycin, the patient continues to experience fever and chills. Blood cultures drawn in the emergency department are now growing Enterococcus species. You review the patient's medical record and notice that she was colonized with VRE on a prior admission. You consider the antibiotic options for serious infections due to VRE.

Though rates of VRE have remained fairly stable in recent years,22 the pathogen continues to present a challenge to hospital epidemiologists. A national survey in 2004 suggested that nearly 30% of enterococci in U.S. intensive care units display vancomycin resistance.1 Additional U.S. surveillance data reveals that VRE accounts for 10% to 26% of enterococci hospital‐wide.23, 24 In 2005, a meta‐analysis noted that bloodstream infections due to VRE resulted in higher mortality rates than those due to vancomycin‐susceptible enterococci.25 This discrepancy is most evident among neutropenia patients.26 Unfortunately, the options for the treatment of serious infections due to VRE are limited. The advantages and disadvantages of linezolid, quinupristin‐dalfopristin, tigecycline, and daptomycin in the treatment for VRE are discussed below.

Linezolid

Currently, linezolid is the only oral drug that is FDA‐approved for the treatment of infections due to VRE, including bacteremia. Notably, linezolid therapy resulted in the cure of 77% of 22 cases of vancomycin‐resistant enterococcal endocarditis.27 Current guidelines by the Infectious Disease Society of America (IDSA) support the use of linezolid in cases of endocarditis due to ampicillin‐resistant and vancomycin‐resistant Enterococcus faecium.28 Unfortunately, recent reports highlight the emergence of linezolid‐resistant VRE,29 suggesting use of this drug should be limited to circumstances in which other alternatives do not exist.

Quinupristin‐Dalfopristin

Quinupristin‐dalfopristin (Synercid) was approved by the FDA in 1999. It is used in the treatment of infections caused by gram‐positive organisms and is a combination of 2 semisynthetic pristinamycin derivatives. They diffuse into bacteria and bind to different areas on the 50S ribosomal subunit, thereby inhibiting protein synthesis. Individually, quinupristin and dalfopristin are bacteriostatic but together they are bactericidal.30

Quinupristin‐dalfopristin has activity against Staphylococcus aureus (including MRSA), Streptococcus pneumoniae, gram‐positive anaerobes, and vancomycin‐sensitive and resistant Enterococcus faecium. It has little activity against Enterococcus faecalis.31 FDA‐approved uses of quinupristin‐dalfopristin are limited, but include the treatment of serious infections caused by vancomycin‐resistant E. faecium (VREF).32 In a study of 396 patients with VREF the clinical success rate of quinupristin‐dalfopristin was 73.6%.33 The drug also has FDA approval for the use in cSSTIs due to group A streptococci or MSSA.32 The use of this agent is limited due to its toxicity profile. In cases of serious VRE‐related infection, quinupristin‐dalfopristin is often only utilized if linezolid cannot be tolerated.

Daptomycin

In vitro studies suggest that daptomycin is active against enterococci, including vancomycin‐resistant isolates.34 However, clinical data on the use of this agent in the treatment of infections due to VRE are lacking. FDA approval for the use of daptomycin in cSSTI included the treatment of 45 patients infected with Enterococcus faecalis.13 In addition, several reports have detailed the successful treatment of VRE bloodstream infections with daptomycin,35, 36 including a case series of VRE endocarditis.37 To determine the role of this agent in the treatment of invasive infections due to VRE, further study is needed.

You decide to discontinue vancomycin and administer linezolid. The patient's vascular catheter is removed; catheter‐tip cultures grow >1000 colonies of VRE. Blood cultures the following day are negative and a new catheter is placed. You ask the patient to continue oral linezolid to complete a 2‐week course. A review of her medication list reveals that she is not taking SSRIs or monoamine oxidase inhibitors (MAOIs).

While linezolid has retained its FDA indication for VRE bacteremia, empiric use in suspected cases of CRBSI or catheter site infection is not advised. In an open‐label trial among seriously ill patients with intravascular catheter‐related infections, linezolid use was associated with a higher mortality when compared to vancomycin/oxacillin. Interestingly, mortality among linezolid‐treated patients included those with CRBSI due to gram‐negative pathogens, due to both gram‐negative and gram‐positive pathogens, or due to an identifiable pathogen; mortality rates did not differ among patients with gram‐positive infections only.38

Case 2

A 27‐year‐old male with a history of T10 paraplegia following a motor vehicle accident presents with abdominal pain, fever, and chills. He notes that he experiences these symptoms when he has a urinary tract infection (UTI), a frequent complication of his chronic indwelling suprapubic catheter. You review his medical record and notice that he has had prior UTIs with multiple gram‐negative rods over the past 2 years, including MDR Pseudomonas and Acinetobacter. When his urine culture grows >100,000 colonies of gram‐negative rods, you initiate meropenem and consider the options for treatment of these MDR pathogens.

According to national U.S. surveillance in 2001, 22% of Pseudomonas aeruginosa were resistant to imipenem, an increase of 32% from 1997.39 More alarming is the recent development of MDR P. aeruginosa, a pathogen resistant not only to the beta‐lactams (including the carbapenems) but to the fluoroquinolones and aminoglycosides as well.40 MDR P. aeruginosa is virulent, and has been associated with higher rates of mortality, longer hospital stays, and greater cost.41

Already equipped with intrinsic resistance to the aminopenicillins and first‐generation and second‐generation cephalosporins, A. baumannii has gained recent notoriety with acquired resistance to beta‐lactams, aminoglycosides, fluoroquinolones, and tetracyclines. Most notably, carbapenem‐resistant A. baumannii has emerged due to enzymes capable of hydrolyzing imipenem. Like MDR P. aeruginosa, MDR A. baumannii infection has led to longer hospital stays42 and increased patient mortality43 when compared to infections with more susceptible strains.

Therapeutic options for these MDR gram‐negative pathogens remain limited, but the advent of doripenem and the return of colistin may play a role in treatment. The use of these 2 agents and tigecycline in the treatment of MDR P. aeruginosa and/or A. baumannii are described below.

Doripenem

In October 2007, the FDA approved the use of doripenem (Doribax), a much‐anticipated carbapenem. In structure, doripenem resembles meropenem and does not require a renal dehydropeptidase I inhibitor (eg, cilastatin).44 Similar to other beta‐lactams, doripenem binds to penicillin‐binding proteins (PBPs), inhibiting PBP‐directed cell wall synthesis.

Like imipenem and meropenem, doripenem has broad‐spectrum antimicrobial activity. It demonstrates in vitro activity against most gram‐positive pathogens including MSSA and ampicillin‐sensitive enterococci. Doripenem also has in vitro activity against most gram‐negative pathogens (including ESBL‐producing Enterobacteriaceae) and most anaerobes, including Bacteriodes fragilis. Most notably, when compared to other carbapenems, doripenem has demonstrated better in vitro activity against Pseudomonas aeruginosa.45 However, clinical implications of this in vitro activity are unclear.

When compared to meropenem or levofloxacin for the treatment of complicated UTIs, doripenem is an effective alternative. Clinical response rates among affected patients were 95% to 96% with doripenem, 89% with meropenem, and 90% with levofloxacin.46, 47 Doripenem was not inferior to meropenem in patients with serious lower respiratory tract infections, and comparable to imipenem‐cilastin and pipercillin‐tazobactam for the treatment of nosocomial or ventilator‐associated pneumonia (VAP).48, 49 Finally, for the treatment of complicated intraabdominal infections, doripenem was not inferior to meropenem; both drugs achieved microbiologic cure rates of >84%.50

Currently, doripenem is FDA‐approved for the treatment of complicated intraabdominal infections (eg, appendicitis, pancreatitis, cholecystitis, peritonitis) and complicated lower UTIs or pyelonephritis (Table 1). Given its expanded spectrum of activity, use of doripenem should be limited to circumstances in which a MDR pathogen is highly suspected or confirmed.

Colistin

Colistin (Coly‐Mycin M) falls within the family of polymyxin antibiotics, which were discovered in 1947. Colistin has been available for almost 50 years for the treatment of infections caused by gram‐negative bacteria, including Pseudomonas spp. However, early use of colistin was associated with significant nephrotoxicity. Its use decreased markedly with the advent of new antibiotics that had the same antimicrobial spectrum and a better side effect profile. With the emergence of MDR gram‐negative bacteria, colistin has returned to limited clinical use.51 As a polymyxin, colistin is a cell membrane detergent. It disrupts the cell membrane, causing leakage of bacterial cell content and ultimately cell death.52

Colistin has bactericidal activity against most gram‐negative bacteria including Acinetobacter spp, and members of the family Enterobacteriaceae (eg, Klebsiella spp, Escherichia coli, Enterobacter spp), including those producing ESBLs.53 Colistin is not active against several predominant gram‐negative pathogens including Proteus spp, Providencia spp, or Serratia spp (Table 1).

In 2007, several studies suggested that colistin monotherapy was effective for patients with VAP due to MDR P. aeruginosa or A. baumannii isolate.54, 55 A third trial that year suggested that colistin may have a role in the treatment of MDR P. aeruginosa among neutropenic patients. In that study, infected patients receiving colistin monotherapy experienced higher rates of clinical and microbiologic response than those receiving other antipseudomonal agents (eg, beta‐lactams or fluoroquinolones if active against the isolate).56 While uncontrolled studies suggest that the use of colistin in combination with other antimicrobials (including carbapenems, ampicillin‐sulbactam, aminoglycosides, and rifampin) may have some success in the treatment of VAP due to MDR A. baumannii,57, 58 further trials are needed.

Currently, colistin has FDA approval only for the treatment of acute infections due to gram‐negative bacteria that have demonstrated susceptibility to the drug and is therefore administered on a case by case basis. Although it has been used via the inhalation route to treat infections in cystic fibrosis patients, colistin does not have FDA approval for this indication.

Tigecycline

Tigecycline is approved for the treatment of complicated intraabdominal infections based on the results of 2 international, multicenter, phase III, randomized, double‐blind trials. In this pooled analysis, tigecycline was as effective and as safe as imipenem/cilastatin. Notably, study patients were not severely ill (baseline APACHE II score of 6.0).59 FDA approval suggests tigecycline use be focused on intraabdominal infections due to members of the family Enterobacteriaceae (eg, Klebsiella spp, Escherichia coli, Enterobacter spp), including those producing ESBLs, vancomycin‐sensitive enterococci, and/or MSSA. Notably, tigecycline lacks significant in vitro activity against Pseudomonas spp, Proteus spp, or Providencia spp. It has demonstrated in vitro activity against MDR strains of Acinetobacter spp (Table 1).

Given its bacteriostatic activity, tigecycline's effectiveness in the treatment bacteremia is unclear.

In addition, as no published studies have addressed its activity among seriously ill patients, tigecycline is considered a second‐line or third‐line agent for SSTI and complicated intraabdominal infections. Evidence for use of tigecycline for the treatment of UTIs is lacking and, as a rule, its use should be limited to scenarios in which alternatives for the proven or suspected pathogens do not exist.

The urine isolate is identified as Escherichia coli. You review the susceptibility profile and determine that this isolate is an ESBL‐producing strain. In addition, the patient's isolate demonstrates resistance to the fluoroquinolones and trimethoprim‐sulfamethoxazole. You consider other options for treatment of this ESBL‐producing E. coli.

According to national surveillance data, more than 20% of Klebsiella isolates in U.S. intensive care units produced ESBLs in 2003, a 47% increase when compared to 1998.39 Bloodstream infections due to ESBL‐producing isolates have led to increased length of hospital stay,60, 61 increased hospital costs,4 improper antibiotic use,5 and, most notably, increased mortality.61‐63 Of concern, ESBLs have been demonstrated within community Enterobacteriaceae isolates, most notably due to CTX‐M beta‐lactamase production among E. coli. In addition to ESBL production, these community E. coli isolates tend to express fluoroquinolone and trimethoprim‐sulfamethoxazole resistance.64 Carbapenems remain the mainstay of therapy for serious infections due to ESBL‐producing organisms. The once‐daily dosing of ertapenem makes this agent an attractive alternative for outpatient management.

Ertapenem

Ertapenem (Invanz) obtained FDA approval for use in the United States in 2001 and in the European Union in 2002.65 Similar to doripenem, ertapenem blocks cell wall synthesis by binding to specific penicillin‐binding proteins (PBPs).

Ertapenem has activity against numerous gram‐positive and gram‐negative bacteria as well as some anaerobic microorganisms. The FDA‐approved indications include complicated intraabdominal infections, cSSTIs, acute pelvic infections, complicated UTIs, and community‐acquired pneumonias (Table 1).66 Of note, in contrast to other carabapenems, ertapenem does not have activity against Pseudomonas aeruginosa or Acinetobacter spp.67

Ertapenem is approved as a single daily dose of 1 g and can be administered intravenously or intramuscularly. Changes in dosing must also be considered for critically ill patients. When administered to patients with VAP, ertapenem achieved a lower maximum concentration and area under the curve.68 In such patients, it is recommended that the dosage interval be decreased or that a continuous infusion of ertapenem be administered.

The patient's symptoms improve on meropenem. A peripherally‐inserted central catheter is placed for the administration of intravenous antibiotics at home. You prescribe ertapenem (1 g/day) for the remainder of a 14‐day course.

Conclusions

MDR bacteria continue to present a clinical challenge to hospitalists. Proper treatment of patients infected with these organisms is necessary, as inappropriate antibiotic use for MDR bacterial infections has been associated with longer hospital stays, greater cost, and, in some cases, increased mortality. Unfortunately, antibiotic production and development has declined steadily in the past 25 years. To minimize the rate of antimicrobial resistance, physicians must take care to prescribe antibiotics appropriately. While these promising new agents for resistant gram‐positive and gram‐negative infections may aid in battling MDR infections, these antibiotics must be used judiciously to maintain their clinical utility. Hospitalists will continue to play an important role in ensuring that hospitalized patients receive the most effective antimicrobial therapy to both treat the infection and prevent the development of resistance.

Case 1

A 53‐year‐old woman with a history of hemodialysis‐dependent end‐stage renal disease presents with left lower extremity pain and redness for the past 3 days. On physical examination, her temperature is 102.3F. Erythema, induration, and warmth are noted over her left lower leg and foot. Her history is remarkable for a line‐related bloodstream infection due to methicillin‐resistant Staphylococcus aureus (MRSA) 4 weeks ago. The infected line was removed and replaced with a right‐sided subclavian catheter. You note that the new line site is clean, not erythematous, and not tender. In the emergency department, the patient receives a dose of vancomycin for presumed MRSA cellulitis. Your patient wants to know if there are alternative agents for her infection so she does not require hospitalization.

Unfortunately, MRSA has become commonplace to the hospital setting. Among intensive care units in 2003, 64.4% of healthcare‐associated Staphylococcus aureus infections were caused by MRSA, compared with only 35.9% in 1992; a 3.1% increase per year.1, 2 Increased MRSA rates are not without consequence; a recent review suggests that MRSA infections kill nearly 19,000 hospitalized American patients annually.3 Of note, MRSA infection rates have also increased among previously healthy individuals. These community‐associated isolates (CA‐MRSA) often manifest as pyogenic skin and soft‐tissue infections (SSTIs). In a recent multicenter study, CA‐MRSA accounted for 59% of SSTIs among patients presenting to emergency rooms in the United States.4 In cases of SSTI, oral agents such as clindamycin, doxycycline, and trimethoprim‐sulfamethoxazole have proven successful. For invasive MRSA, vancomycin is still considered the standard treatment; however, several alternatives have emerged in recent years. The advantages and disadvantages of linezolid, daptomycin, tigecycline, and dalbavancin in the treatment of MRSA are described below.

Linezolid

Linezolid (Zyvox), an oxazolidinone approved in 2000, has been touted for its oral bioavailability, twice‐daily dosing, gram‐positive coverage, and unique mechanism of action. Like several other antimicrobials, linezolid inhibits bacterial protein synthesis. The drug binds to the 50S ribosomal subunit near its site of interaction with the 30S subunit, preventing formation of the 70S initiation complex.5 This site of action on the 50S subunit is unique to linezolid; as a result, cross‐resistance between linezolid and other antimicrobials that act at the 50S subunit (eg, chloramphenicol, macrolides, aminoglycosides, and tetracycline) does not occur.6

The oxazolidinones have excellent bacteriostatic activity against all pathogenic gram‐positive bacteria. The U.S. Food and Drug Administration (FDA) approved linezolid for the treatment of serious infections due to vancomycin‐resistant enterococci (VRE), including bacteremia, complicated skin and soft‐tissue infections (cSSTIs) due to Staphylococcus aureus (including MRSA), and nosocomial pneumonia due to Staphylococcus aureus (including MRSA) or penicillin‐susceptible Streptococcus pneumoniae (Table 1).

FDA‐Approved Indications, Limitations, and Side Effects of Newer Antibiotics
Activity Agent FDA‐Approved Indications Limitations in Use Side Effects
  • Abbreviations: cSSTI, complicated skin and soft‐tissue infection; FDA, U.S. Food and Drug Administration; MRSA, methicillin‐resistant Staphylococcus aureus; MSSA, methicillin‐susceptible Staphylococcus aureus; SSTI, skin and soft‐tissue infection; UTI, urinary tract infection; VRE, vancomycin‐resistant enterococci; SSI, surgical site infection.

  • Administration via central catheter advised to minimize side effects.69

  • The coadministration of quinupristin‐dalfopristin with medications that prolong the QTc interval and are also metabolized by the cytochrome P450‐34A system should be avoided.69

  • Concomitant use of a selective serotonin reuptake inhibitor or adrenergic agent is cautioned.

  • Early phase II and phase III trials suggest that dalbavancin is very well tolerated. The occurrence of nausea, diarrhea, and constipation was not significant when compared to rates of these symptoms among patients receiving linezolid or vancomycin.20, 21 Of concern: the long half‐life of the drug may dictate prolong supportive care for patients who develop serious adverse or allergic reactions.

  • Colistin‐associated neurotoxicity presents in many forms ranging from paresthesias to apnea. Risk factors for developing neurotoxicity include hypoxia and the coadministration of muscle‐relaxants, narcotics, sedatives, and corticosteroids.

  • While inhaled delivery decreases the nephrotoxicity and neurotoxicity of colistin, this method may provoke bronchospasm.

  • For example, appendicitis, pancreatitis, cholecystitis, or peritonitis.

Gram‐positive Daptomycin cSSTIs; MSSA/MRSA bacteremia; MSSA/MRSA endocarditis Not indicated for pneumonia (inhibited by pulmonary surfactant) Reversible myopathy may be exacerbated by use with other medications
Quinupristin‐dalfopristin Vancomycin‐resistant E. faecium; group A streptococci or MSSA cSSTIs Myalgias and arthralgias; infusion site reaction;* thrombophlebitis;* liver enzyme elevation; inhibition of cytochrome p450 34a
Linezolid Serious infections due to VRE; MSSA/MRSA cSSTIs; MSSA/MRSA nosocomial pneumonia; pneumonia due to penicillin‐sensitive S. pneumoniae Not indicated for catheter‐related bloodstream infections or catheter site infections Myelosuppression; serotonin syndrome; tyramine reaction; peripheral neuropathy; optic neuropathy
Dalbavancin Approval pending for cSSTIs Not indicated for pneumonia bone and joint infection Unknown
Gram‐negative Colistin Gram‐negative bacteria that have demonstrated sensitivity to the drug Not indicated for Proteus spp, Providencia spp, or Serratia spp Acute tubular necrosis; neurotoxicity; bronchospasm
Gram‐positive and Gram‐negative Ertapenem Complicated intraabdominal infections#; cSSTIs; acute pelvic infections; complicated UTIs; community‐acquired pneumonia; prophylaxis of SSI following colorectal surgery in adult patients Not indicated for Pseudomonas, Acinetobacter, S. maltophilia Cross‐reactivity with penicillin; cross‐reactivity with cephalosporins; caution use if history of seizures
Doripenem Complicated intraabdominal infections# and complicated UTIs, including pyelonephritis Cross‐reactivity with penicillin; cross‐reactivity with cephalosporins; caution use if history of seizures
Tigecycline cSSTIs (including those due to MRSA) complicated intraabdominal infections# Nausea and vomiting; tooth discoloration in children

In retrospective analyses of SSTIs due to MRSA, linezolid was as effective as vancomycin, resulting in higher clinical cure rates and shorter hospitalizations.7 As a result, linezolid has established a role in the treatment of community‐acquired MRSA SSTIs. Evidence limited to case reports and case series suggest that linezolid may also have a role in the treatment of bone and joint infections. In these cases, linezolid was often used because treatment with other agents had failed, the administration of other antibiotics was not indicated due to resistance patterns, the patient refused intravenous therapy, or the patient did not tolerate vancomycin. When such conditions exist, linezolid may be a consideration in cases of osteomyelitis or prosthetic joint infection.8

Potential side effects of linezolid may limit its use, especially for patients who require prolonged therapy (Table 1). Of note, as a reversible, relatively weak nonselective inhibitor of monoamine oxidase, linezolid may interact with adrenergic and serotonergic agents. Concomitant of a serotonin agent such as a selective serotonin‐reuptake inhibitor (SSRI) and linezolid should be approached with caution. Subsequent serotonin syndrome is characterized by autonomic dysfunction (eg, diaphoresis, tachycardia, hypertension) and neuromuscular hyperactivity (eg, muscle rigidity, clonus, hyperreflexia). Though infrequent, cases of reversible myelosuppression have been reported with linezolid use.9 Patients who will receive this drug for more than 2 weeks should be monitored for myelosuppression with a weekly complete blood count. Isolated reports suggest that the prolonged administration of linezolid (>28 days) may be associated with peripheral neuropathy and optic neuropathy. While prompt discontinuation of the drug often results in resolution of symptoms, peripheral or optic nerve injury can be permanent. The mechanism of injury is unclear, though mitochondrial toxicity is suspected.10

Daptomycin

Daptomycin (Cubicin), a cyclic lipopeptide, was discovered in the early 1980s, but skeletal muscle toxicity led to the discontinuation of early clinical trials. When a change from twice‐daily to once‐daily dosing in 2003 resulted in fewer adverse events, the FDA approved daptomycin to treat complicated skin and skin‐structure infections.11 Daptomycin binds to the cell membrane via a calcium‐dependent process, eventually disrupting the cell membrane potential. The bactericidal effect is limited to gram‐positive organisms.12

Daptomycin is effective against almost all gram‐positive organisms including methicillin‐susceptible Staphylococcus aureus (MSSA), MRSA, and VRE.12 As a result, it has FDA approval for the treatment of cSSTIs. While beta‐lactams remain the standard of care for MSSA bacteremia, daptomycin has FDA approval for bloodstream infections and right‐sided endocarditis due to MSSA or MRSA (Table 1).13 Daptomycin has poor penetration into alveolar fluid14 and is inhibited by pulmonary surfactants; as a consequence, it is not indicated for patients with pneumonia.15

Of note, daptomycin is mainly excreted via the kidneys and should be dose‐adjusted for patients with a creatinine clearance <30 mL/minute. A reversible myopathy may occur with daptomycin, requiring intermittent monitoring of creatinine kinase if prolonged use is anticipated. Caution should be used with the coadministration of medications that can also cause a myopathy, such as statins.

Tigecycline

Tigecycline (Tygacil) was approved for use by the FDA in 2005. The first in a class of new tetracycline analogs, the glycylcyclines, tigecycline is notable for its activity against several multidrug‐resistant (MDR) organisms, including MRSA, VRE, and Enterobacteriaceae carrying extended‐spectrum beta‐lactamases (ESBL). Tigecycline impairs bacterial protein synthesis by binding to the 30S ribosomal subunit. Due to steric hindrance from an N‐alkyl‐glycylamido group at position 9, tigecycline cannot be removed by most bacterial efflux mechanisms.16

Tigecycline has been approved for the therapy of cSSTIs, including those due to MSSA and MRSA. In a pooled analysis of 2 international, multicenter, phase III randomized, double‐blind trials, tigecycline was not inferior to vancomycin plus aztreonam in the treatment of cSSTIs. Of note, MRSA eradication rates were similar between patients treated with tigecycline and vancomycin plus aztreonam (78.1% and 75.8%, respectively).17

Dalbavancin

Dalbavancin (Zeven), a new, semisynthetic lipoglycopeptide, was approved by the FDA in late 2007; however, it has not been cleared for marketing. Though dalbavancin is derived from teicoplanin, its lipophilic anchor to the bacterial cell membrane makes the drug more potent than its predecessor. Dalbavancin interferes with bacterial cell wall synthesis by binding to the C‐terminal D‐alanyl‐D alanine of the growing peptidoglycan chains.18 Enhanced pharmacokinetic properties of dalbavancin (half‐life 149‐250 hours) allow it to be dosed once‐weekly, a novel concept in antimicrobial use.19

Like other glycopeptides, dalbavancin maintains in vitro activity against most gram‐positive aerobic organisms, including MRSA and penicillin‐susceptible and penicillin‐resistant strains of Streptococcus pneumoniae. Notably, when compared to vancomycin in vitro, the agent is more active against Enterococcus faecium and Enterococcus faecalis isolates. In a recent phase III double‐blind trial, dalbavancin was compared to linezolid for the treatment of cSSTIs. Dalbavancin was not inferior to linezolid (clinical success rate 90% vs. 92%). Of note, 51% of study patients with SSTI had infection due to MRSA. Microbiological response to dalbavancin paralleled the clinical success rate; MRSA eradication rates after dalbavancin and linezolid were 91% and 89%, respectively.20

Given its once‐weekly dosing, dalbavancin may be an attractive agent in the outpatient treatment of gram‐positive bacteremia. In a phase II study, dalbavancin administered as a single 1‐g dose, followed by a 500‐mg dose 1 week later, was comparable to 14 days of vancomycin for the treatment of catheter‐related bloodstream infections (CRBSI) due to coagulase‐negative staphylococci or S. aureus (including MRSA).21 Phase III studies are underway. At present, there is no evidence to support the use of dalbavancin for the treatment of pneumonia or bone and joint infections.

Despite the administration of vancomycin, the patient continues to experience fever and chills. Blood cultures drawn in the emergency department are now growing Enterococcus species. You review the patient's medical record and notice that she was colonized with VRE on a prior admission. You consider the antibiotic options for serious infections due to VRE.

Though rates of VRE have remained fairly stable in recent years,22 the pathogen continues to present a challenge to hospital epidemiologists. A national survey in 2004 suggested that nearly 30% of enterococci in U.S. intensive care units display vancomycin resistance.1 Additional U.S. surveillance data reveals that VRE accounts for 10% to 26% of enterococci hospital‐wide.23, 24 In 2005, a meta‐analysis noted that bloodstream infections due to VRE resulted in higher mortality rates than those due to vancomycin‐susceptible enterococci.25 This discrepancy is most evident among neutropenia patients.26 Unfortunately, the options for the treatment of serious infections due to VRE are limited. The advantages and disadvantages of linezolid, quinupristin‐dalfopristin, tigecycline, and daptomycin in the treatment for VRE are discussed below.

Linezolid

Currently, linezolid is the only oral drug that is FDA‐approved for the treatment of infections due to VRE, including bacteremia. Notably, linezolid therapy resulted in the cure of 77% of 22 cases of vancomycin‐resistant enterococcal endocarditis.27 Current guidelines by the Infectious Disease Society of America (IDSA) support the use of linezolid in cases of endocarditis due to ampicillin‐resistant and vancomycin‐resistant Enterococcus faecium.28 Unfortunately, recent reports highlight the emergence of linezolid‐resistant VRE,29 suggesting use of this drug should be limited to circumstances in which other alternatives do not exist.

Quinupristin‐Dalfopristin

Quinupristin‐dalfopristin (Synercid) was approved by the FDA in 1999. It is used in the treatment of infections caused by gram‐positive organisms and is a combination of 2 semisynthetic pristinamycin derivatives. They diffuse into bacteria and bind to different areas on the 50S ribosomal subunit, thereby inhibiting protein synthesis. Individually, quinupristin and dalfopristin are bacteriostatic but together they are bactericidal.30

Quinupristin‐dalfopristin has activity against Staphylococcus aureus (including MRSA), Streptococcus pneumoniae, gram‐positive anaerobes, and vancomycin‐sensitive and resistant Enterococcus faecium. It has little activity against Enterococcus faecalis.31 FDA‐approved uses of quinupristin‐dalfopristin are limited, but include the treatment of serious infections caused by vancomycin‐resistant E. faecium (VREF).32 In a study of 396 patients with VREF the clinical success rate of quinupristin‐dalfopristin was 73.6%.33 The drug also has FDA approval for the use in cSSTIs due to group A streptococci or MSSA.32 The use of this agent is limited due to its toxicity profile. In cases of serious VRE‐related infection, quinupristin‐dalfopristin is often only utilized if linezolid cannot be tolerated.

Daptomycin

In vitro studies suggest that daptomycin is active against enterococci, including vancomycin‐resistant isolates.34 However, clinical data on the use of this agent in the treatment of infections due to VRE are lacking. FDA approval for the use of daptomycin in cSSTI included the treatment of 45 patients infected with Enterococcus faecalis.13 In addition, several reports have detailed the successful treatment of VRE bloodstream infections with daptomycin,35, 36 including a case series of VRE endocarditis.37 To determine the role of this agent in the treatment of invasive infections due to VRE, further study is needed.

You decide to discontinue vancomycin and administer linezolid. The patient's vascular catheter is removed; catheter‐tip cultures grow >1000 colonies of VRE. Blood cultures the following day are negative and a new catheter is placed. You ask the patient to continue oral linezolid to complete a 2‐week course. A review of her medication list reveals that she is not taking SSRIs or monoamine oxidase inhibitors (MAOIs).

While linezolid has retained its FDA indication for VRE bacteremia, empiric use in suspected cases of CRBSI or catheter site infection is not advised. In an open‐label trial among seriously ill patients with intravascular catheter‐related infections, linezolid use was associated with a higher mortality when compared to vancomycin/oxacillin. Interestingly, mortality among linezolid‐treated patients included those with CRBSI due to gram‐negative pathogens, due to both gram‐negative and gram‐positive pathogens, or due to an identifiable pathogen; mortality rates did not differ among patients with gram‐positive infections only.38

Case 2

A 27‐year‐old male with a history of T10 paraplegia following a motor vehicle accident presents with abdominal pain, fever, and chills. He notes that he experiences these symptoms when he has a urinary tract infection (UTI), a frequent complication of his chronic indwelling suprapubic catheter. You review his medical record and notice that he has had prior UTIs with multiple gram‐negative rods over the past 2 years, including MDR Pseudomonas and Acinetobacter. When his urine culture grows >100,000 colonies of gram‐negative rods, you initiate meropenem and consider the options for treatment of these MDR pathogens.

According to national U.S. surveillance in 2001, 22% of Pseudomonas aeruginosa were resistant to imipenem, an increase of 32% from 1997.39 More alarming is the recent development of MDR P. aeruginosa, a pathogen resistant not only to the beta‐lactams (including the carbapenems) but to the fluoroquinolones and aminoglycosides as well.40 MDR P. aeruginosa is virulent, and has been associated with higher rates of mortality, longer hospital stays, and greater cost.41

Already equipped with intrinsic resistance to the aminopenicillins and first‐generation and second‐generation cephalosporins, A. baumannii has gained recent notoriety with acquired resistance to beta‐lactams, aminoglycosides, fluoroquinolones, and tetracyclines. Most notably, carbapenem‐resistant A. baumannii has emerged due to enzymes capable of hydrolyzing imipenem. Like MDR P. aeruginosa, MDR A. baumannii infection has led to longer hospital stays42 and increased patient mortality43 when compared to infections with more susceptible strains.

Therapeutic options for these MDR gram‐negative pathogens remain limited, but the advent of doripenem and the return of colistin may play a role in treatment. The use of these 2 agents and tigecycline in the treatment of MDR P. aeruginosa and/or A. baumannii are described below.

Doripenem

In October 2007, the FDA approved the use of doripenem (Doribax), a much‐anticipated carbapenem. In structure, doripenem resembles meropenem and does not require a renal dehydropeptidase I inhibitor (eg, cilastatin).44 Similar to other beta‐lactams, doripenem binds to penicillin‐binding proteins (PBPs), inhibiting PBP‐directed cell wall synthesis.

Like imipenem and meropenem, doripenem has broad‐spectrum antimicrobial activity. It demonstrates in vitro activity against most gram‐positive pathogens including MSSA and ampicillin‐sensitive enterococci. Doripenem also has in vitro activity against most gram‐negative pathogens (including ESBL‐producing Enterobacteriaceae) and most anaerobes, including Bacteriodes fragilis. Most notably, when compared to other carbapenems, doripenem has demonstrated better in vitro activity against Pseudomonas aeruginosa.45 However, clinical implications of this in vitro activity are unclear.

When compared to meropenem or levofloxacin for the treatment of complicated UTIs, doripenem is an effective alternative. Clinical response rates among affected patients were 95% to 96% with doripenem, 89% with meropenem, and 90% with levofloxacin.46, 47 Doripenem was not inferior to meropenem in patients with serious lower respiratory tract infections, and comparable to imipenem‐cilastin and pipercillin‐tazobactam for the treatment of nosocomial or ventilator‐associated pneumonia (VAP).48, 49 Finally, for the treatment of complicated intraabdominal infections, doripenem was not inferior to meropenem; both drugs achieved microbiologic cure rates of >84%.50

Currently, doripenem is FDA‐approved for the treatment of complicated intraabdominal infections (eg, appendicitis, pancreatitis, cholecystitis, peritonitis) and complicated lower UTIs or pyelonephritis (Table 1). Given its expanded spectrum of activity, use of doripenem should be limited to circumstances in which a MDR pathogen is highly suspected or confirmed.

Colistin

Colistin (Coly‐Mycin M) falls within the family of polymyxin antibiotics, which were discovered in 1947. Colistin has been available for almost 50 years for the treatment of infections caused by gram‐negative bacteria, including Pseudomonas spp. However, early use of colistin was associated with significant nephrotoxicity. Its use decreased markedly with the advent of new antibiotics that had the same antimicrobial spectrum and a better side effect profile. With the emergence of MDR gram‐negative bacteria, colistin has returned to limited clinical use.51 As a polymyxin, colistin is a cell membrane detergent. It disrupts the cell membrane, causing leakage of bacterial cell content and ultimately cell death.52

Colistin has bactericidal activity against most gram‐negative bacteria including Acinetobacter spp, and members of the family Enterobacteriaceae (eg, Klebsiella spp, Escherichia coli, Enterobacter spp), including those producing ESBLs.53 Colistin is not active against several predominant gram‐negative pathogens including Proteus spp, Providencia spp, or Serratia spp (Table 1).

In 2007, several studies suggested that colistin monotherapy was effective for patients with VAP due to MDR P. aeruginosa or A. baumannii isolate.54, 55 A third trial that year suggested that colistin may have a role in the treatment of MDR P. aeruginosa among neutropenic patients. In that study, infected patients receiving colistin monotherapy experienced higher rates of clinical and microbiologic response than those receiving other antipseudomonal agents (eg, beta‐lactams or fluoroquinolones if active against the isolate).56 While uncontrolled studies suggest that the use of colistin in combination with other antimicrobials (including carbapenems, ampicillin‐sulbactam, aminoglycosides, and rifampin) may have some success in the treatment of VAP due to MDR A. baumannii,57, 58 further trials are needed.

Currently, colistin has FDA approval only for the treatment of acute infections due to gram‐negative bacteria that have demonstrated susceptibility to the drug and is therefore administered on a case by case basis. Although it has been used via the inhalation route to treat infections in cystic fibrosis patients, colistin does not have FDA approval for this indication.

Tigecycline

Tigecycline is approved for the treatment of complicated intraabdominal infections based on the results of 2 international, multicenter, phase III, randomized, double‐blind trials. In this pooled analysis, tigecycline was as effective and as safe as imipenem/cilastatin. Notably, study patients were not severely ill (baseline APACHE II score of 6.0).59 FDA approval suggests tigecycline use be focused on intraabdominal infections due to members of the family Enterobacteriaceae (eg, Klebsiella spp, Escherichia coli, Enterobacter spp), including those producing ESBLs, vancomycin‐sensitive enterococci, and/or MSSA. Notably, tigecycline lacks significant in vitro activity against Pseudomonas spp, Proteus spp, or Providencia spp. It has demonstrated in vitro activity against MDR strains of Acinetobacter spp (Table 1).

Given its bacteriostatic activity, tigecycline's effectiveness in the treatment bacteremia is unclear.

In addition, as no published studies have addressed its activity among seriously ill patients, tigecycline is considered a second‐line or third‐line agent for SSTI and complicated intraabdominal infections. Evidence for use of tigecycline for the treatment of UTIs is lacking and, as a rule, its use should be limited to scenarios in which alternatives for the proven or suspected pathogens do not exist.

The urine isolate is identified as Escherichia coli. You review the susceptibility profile and determine that this isolate is an ESBL‐producing strain. In addition, the patient's isolate demonstrates resistance to the fluoroquinolones and trimethoprim‐sulfamethoxazole. You consider other options for treatment of this ESBL‐producing E. coli.

According to national surveillance data, more than 20% of Klebsiella isolates in U.S. intensive care units produced ESBLs in 2003, a 47% increase when compared to 1998.39 Bloodstream infections due to ESBL‐producing isolates have led to increased length of hospital stay,60, 61 increased hospital costs,4 improper antibiotic use,5 and, most notably, increased mortality.61‐63 Of concern, ESBLs have been demonstrated within community Enterobacteriaceae isolates, most notably due to CTX‐M beta‐lactamase production among E. coli. In addition to ESBL production, these community E. coli isolates tend to express fluoroquinolone and trimethoprim‐sulfamethoxazole resistance.64 Carbapenems remain the mainstay of therapy for serious infections due to ESBL‐producing organisms. The once‐daily dosing of ertapenem makes this agent an attractive alternative for outpatient management.

Ertapenem

Ertapenem (Invanz) obtained FDA approval for use in the United States in 2001 and in the European Union in 2002.65 Similar to doripenem, ertapenem blocks cell wall synthesis by binding to specific penicillin‐binding proteins (PBPs).

Ertapenem has activity against numerous gram‐positive and gram‐negative bacteria as well as some anaerobic microorganisms. The FDA‐approved indications include complicated intraabdominal infections, cSSTIs, acute pelvic infections, complicated UTIs, and community‐acquired pneumonias (Table 1).66 Of note, in contrast to other carabapenems, ertapenem does not have activity against Pseudomonas aeruginosa or Acinetobacter spp.67

Ertapenem is approved as a single daily dose of 1 g and can be administered intravenously or intramuscularly. Changes in dosing must also be considered for critically ill patients. When administered to patients with VAP, ertapenem achieved a lower maximum concentration and area under the curve.68 In such patients, it is recommended that the dosage interval be decreased or that a continuous infusion of ertapenem be administered.

The patient's symptoms improve on meropenem. A peripherally‐inserted central catheter is placed for the administration of intravenous antibiotics at home. You prescribe ertapenem (1 g/day) for the remainder of a 14‐day course.

Conclusions

MDR bacteria continue to present a clinical challenge to hospitalists. Proper treatment of patients infected with these organisms is necessary, as inappropriate antibiotic use for MDR bacterial infections has been associated with longer hospital stays, greater cost, and, in some cases, increased mortality. Unfortunately, antibiotic production and development has declined steadily in the past 25 years. To minimize the rate of antimicrobial resistance, physicians must take care to prescribe antibiotics appropriately. While these promising new agents for resistant gram‐positive and gram‐negative infections may aid in battling MDR infections, these antibiotics must be used judiciously to maintain their clinical utility. Hospitalists will continue to play an important role in ensuring that hospitalized patients receive the most effective antimicrobial therapy to both treat the infection and prevent the development of resistance.

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References
  1. National Nosocomial Infections Surveillance System. National Nosocomial Infections Surveillance (NNIS) System Report, data summary from January 1992 through June 2004, issued October 2004.Am J Infect Control.2004;32:470485.
  2. Klevens RM,Edwards JR,Tenover FC,McDonald LC,Horan T,Gaynes R.Changes in the epidemiology of methicillin‐resistant Staphylococcus aureus in intensive care units in US hospitals, 1992‐2003.Clin Infect Dis.2006;42:389391.
  3. Klevens RM,Morrison MA,Nadle J, et al.Invasive methicillin‐resistant Staphylococcus aureus infections in the United States.JAMA.2007;298:17631771.
  4. King MD,Humphrey BJ,Wang YF,Kourbatova EV,Ray SM,Blumberg HM.Emergence of community‐acquired methicillin‐resistant Staphylococcus aureus USA 300 clone as the predominant cause of skin and soft tissue infections.Ann Intern Med.2006;144:309317.
  5. Swaney SM,Aoki H,Clelia Ganoza M,Shinabarger DL.The oxazolidinone linezolid inhibits initiation of protein synthesis in bacteria.Antimicrob Agents Chemother.1998;42:32513255.
  6. Fines M,Leclercq R.Activity of linezolid against gram‐positive cocci possessing genes conferring resistance to protein synthesis inhibitors.J Antimicrob Chemother.2000;45:797802.
  7. Sharpe JN,Shively EH,Polk HC.Clinical and economic outcomes of oral linezolid versus intravenous vancomycin in the treatment of MRSA‐complicated, lower‐extremity skin and soft‐tissue infections caused by methicillin‐resistant Staphylococcus aureus.Am J Surg.2005;189:425428.
  8. Falagas ME,Siempos II,Papagelopoulos PJ,Vardakas KZ.Linezolid for the treatment of adults with bone and joint infections.Intern J Antimicrob Agents.2007;29:233239.
  9. Hau T.Efficacy and safety of linezolid in the treatment of skin and soft tissue infections.Eur J Clin Microbiol Infect Dis.2002;21:491498.
  10. Narita M,Tsuji BT,Yu VL.Linezolid‐associated peripheral and optic neuropathy, lactic acidosis, and serotonin syndrome.Pharmacotherapy.2007;27(8):11891197.
  11. Tally FP,DeBruin MF.Development of daptomycin for gram‐positive infections.J Antimicrob Chemother.2000;46(4):523526.
  12. Ziglam H.Daptomycin and tigecycline: a review of clinical efficacy in the antimicrobial era.Expert Opin Pharmacother.2007;8(14):22792292.
  13. Fowler V,Boucher H,Corey GR, et al.Daptomycin verses standard therapy for bacteremia and endocarditis caused by Staphylococcus aureus.N Engl J Med.2006:355(7):653665.
  14. Eisenstein BI.Lipopeptides, focusing on daptomycin, for the treatment of gram‐positive infections.Expert Opin Invest Drugs.2004;13:11591169.
  15. Micek S.Alternatives to vancomycin for the treatment of methicillin‐resistant Staphylococcus aureus infections.Clin Infect Dis.2007;45(suppl 3):S184S190.
  16. Noskin GA.Tigecycline: a new glycylcycline for treatment of serious infections.Clin Infect Dis.2005;41(suppl 5):S303S314.
  17. Ellis‐Grosse EJ,Babinchak T,Dartois N, et al.The efficacy and safety of tigecycline in the treatment of skin and skin‐structure infections: results of 2 double‐blind phase 3 comparison studies with vancomycin‐aztreonam.Clin Infect Dis.2005;41(suppl 5):S341S353.
  18. Malabarba A,Goldstein BP.Origin, structure, and activity in vitro and in vivo of dalbavancin.J Antimicrob Chemother2005;55(suppl S2):ii15ii20.
  19. Pope SD,Roecker AM.Dalbavancin: a novel lipoglycopeptide antibacterial.Pharmacotherapy2006;26:908918.
  20. Jauregui LE,Babazadeh S,Seltzer E, et al.Randomized, double‐blind comparison of a once‐weekly dalbavancin versus twice‐daily linezolid therapy for the treatment of complicated skin and skin structure infections.Clin Infect Dis.2005;41:14071415.
  21. Raad I,Darouiche R,Vazquez J, et al.Efficacy and safety of weekly dalbavancin therapy for catheter‐related bloodstream infection caused by gram‐positive pathogens.Clin Infect Dis.2005;40:374380.
  22. Tenover FC,McDonald LC.Vancomycin‐resistant staphylococci and enterococci: epidemiology and control.Curr Opin Infect Dis.2005;18:300305.
  23. National Nosocomial Infections Surveillance System. National Nosocomial Infections Surveillance (NNIS) System Report, data summary from January 1992‐June 2001, issued August 2001.Am J Infect Control.2001;29:404421.
  24. Diekema DJ,BootsMiller BJ,Vaughn TE,Woolson RF,Yankey JW, et al.Antimicrobial resistance trends and outbreak frequency in United States hospitals.Clin Infect Dis.2004;38:7885.
  25. DiazGranados CA,Zimmer SM,Klein M,Jernigan JA.Comparison of mortality associated with vancomycin‐resistant and vancomycin‐susceptible enterococcal bloodstream infections: a meta‐analysis.Clin Infect Dis.2005;41:327333.
  26. DiazGranados CA,Jernigan JA.Impact of vancomycin resistance on mortality among patients with neutropenia and enterococcal bloodstream infection.J Infect Dis.2005;191(4):588595.
  27. Birmingham MC,Rayner CR,Meagher AK,Flavin SM,Batts DH,Schentag JJ.Linezolid for the treatment of multidrug‐resistant gram positive infections: experience from a compassionate‐use program.Clin Infect Dis.2003;36:159168.
  28. Baddour LM,Wilson WR,Bayer AS, et al.Infective endocarditis: diagnosis, antimicrobial therapy, and management of complications: a statement for healthcare professionals from the Committee on Rheumatic Fever, Endocarditis, and Kawasaki Disease, Council on Cardiovascular Disease in the Young, and the Councils on Clinical Cardiology, Stroke, and Cardiovascular Surgery and Anesthesia, American Heart Association: endorsed by the Infectious Diseases Society of America.Circulation.2005;111(23):e394e434.
  29. Herrero IA,Issa NC,Patel R.Nosocomial spread of linezolid‐resistant, vancomycin‐resistant Enterococcus faecium.N Engl J Med.2002;346:867869.
  30. Schweiger ES,Weinberg JM.Novel antibacterial agents for skin and skin structure infections.J Am Acad Dermatol.2004;50(3):331340.
  31. Lentino JR,Narita M,Yu L.New antimicrobial agents as therapy for resistant gram‐positive cocci.Eur J Clin Microbiol Infect Dis.2008;27(1):315.
  32. Eliopoulos GM.Quinupristin‐dalfopristin and linezolid: evidence and opinion.Clin Infect Dis.2003;36(4):473481.
  33. Moellering Rc,Linden PK,Reinhardt J,Blumberg EA,Bompart F,Talbot GH.The efficacy and safety of quinupristin/dalfopristin for the treatment of infections caused by vancomycin‐resistant Enterococcus faecium. Synercid Emergency‐Use Study Group.J Antimicrob Chemother.1999:44(2):251261.
  34. Pfaller MA,Sader HS,Jones RN.Evaluation of the in vitro activity of daptomycin against 19615 clinical isolates of gram‐positive cocci collected in North American hospitals (2002‐2005).Diagn Microbiol Infect Dis.2007;57(4):459465.
  35. Poutsiaka DD,Skiffington S,Miller KB,Hadley S,Snydman DR.Daptomycin in the treatment of vancomycin‐resistant Enterococcus faecium bacteremia in neutropenic patients.J Infect.2007;54(6):567571.
  36. Kvirikadze N,Suseno M,Vescio T,Kaminer L,Singh K.Daptomycin for the treatment of vancomycin resistant Enterococcus faecium bacteremia.Scand J Infect Dis.2006;38:290292.
  37. Segreti JA,Crank CW,Finney MS.Daptomycin for the treatment of gram‐positive bacteremia and infective endocarditis: a retrospective case series of 31 patients.Pharmacotherapy.2006;26(3):347352.
  38. Pfizer Pharmacia and Upjohn Company. United States Pharmacopeia. Zyvox. Available at: http://media.pfizer.com/files/products/uspi_zyvox.pdf. Accessed April 2009.
  39. NNIS System. National Nosocomial Infections Surveillance (NNIS) System Report, data summary from January 1992 through June 2003, issued August 2003.Am J Infect Control.2003;31(8):481498.
  40. McGowan JE.Resistance in nonfermenting gram‐negative bacteria: multidrug resistance to the maximum.Am J Med.2006;119:S29S36.
  41. Carmeli Y,Troillet N,Eliopoulos G, et al.Emergence of antibiotic‐resistant Pseudomonas aeruginosa: comparison of risks associated with different antipseudomonal agents.Antimicrob Agents Chemother.1999;43(6):13791382.
  42. Sunenshine RH,Wright MO,Maragakis LL, et al.Multidrug‐resistant Acinetobacter infection mortality rate and length of hospitalization.Emerg Infect Dis.2007;13:97103.
  43. Wareham DW,Bean DC,Khanna P, et al.Bloodstream infections due to Acinetobacter spp: epidemiology, risk factors, and impact of multi‐drug resistance.Eur J Clin Microbiol Infect Dis.2008;27(7):607612.
  44. Jones RN,Huynh HK,Biedenbach DJ,Fritsche TR,Sader HS.Doripenem (S‐4661), a novel carbapenem: comparative activity against contemporary pathogens including bactericidal action and preliminary in vitro methods evaluation.J Antimicrob Chemother.2004;54:144154.
  45. Fritsche TR,Stilwell MG,Jones RN.Antimicrobial activity of doripenem (S‐4661): a global surveillance report.Clin Microbiol Infect.2005;11:974984.
  46. Naber K,Redman R,Kotey P, et al.Intravenous therapy with. doripenem versus levofloxacin with an option for oral step‐down therapy in the treatment of complicated urinary tract infections and pyelonephritis. 17th European Congress of Clinical Microbiology and Infectious Diseases and the 25th International Congress of Chemotherapy. Munich, Germany. March 31‐April 3, 2007. Abstract no. 833 plus poster.
  47. Cunha BA.New uses for older antibiotics: nitrofurantoin, amikacin, colistin, polymyxin B, doxycyline, and minocycline revisited.Med Clin North Am.2006;90(6):10891107.
  48. R'ea‐Neto A,Niederman M,Lobo SM, et al.Efficacy and safety of doripenem versus piperacillin/tazobactam in nosocomial pneumonia: a randomized, open‐label, multicenter study.Curr Med Res Opin.2008;24(7):21132126.
  49. Chastre J,Wunderink R,Prokocimer P, et al.Efficacy and safety of intravenous infusion of doripenem versus imipenem in ventilator‐associated pneumonia: a multicenter, randomized study.Crit Care Med.2008;36(4):10891096.
  50. Lucasti C,Jasovich A,Umeh O, et al.Efficacy and tolerability of IV doripenem versus meropenem in adults with complicated intra‐abdominal infection: a phase III, prospective, multicenter, randomized, double‐blind, noninferiority study.Clin Ther.2008;30(5):868883.
  51. Li J,Nation RL,Milne RW,Turnidge JD,Coulthard K.Evaluation of colistin as an agent against multi‐resistant Gram‐negative bacteria.Int J Antimicrob Agents.2005;25(1):1125.
  52. Cunha BA.New uses for older antibiotics: nitrofurantoin, amikacin, colistin, polymyxin B, doxycycline, and minocycline revisited.Med Clin North Am.2006;90(6):10891107.
  53. Falagas ME,Kasiakou SK.Colistin: the revival of polymyxins for the management of multidrug‐resistant gram‐negative bacterial infections.Clin Infect Dis.2005;40(9):13331341.
  54. Rios FG,Luna CM,Maskin B, et al.Ventilator‐associated pneumonia (VAP) due to susceptible only to colistin microorganisms.Eur Respir J.2007;30(2):307313.
  55. Kallel H,Hergafi L,Bahloul M, et al.Safety and efficacy of colistin compared with imipenem in the treatment of ventilator‐associated pneumonia: a matched case‐control study.Intensive Care Med.2007;33(7):11621167.
  56. Hachem RY,Chemaly RF,Ahmar CA, et al.Colistin is effective in treatment of infections caused by multidrug‐resistant Pseudomonas aeruginosa in cancer patients.Antimicrob Agents Chemother.2007;51(6):19051911.
  57. Kasiakou SK,Michalpoulos A,Soteriades ES,Samonis G,Sermaides GJ,Falagas ME.Combination therapy with intravenous colistin for management of infections due to multidrug‐resistant gram‐negative bacteria in patients without cystic fibrosis.Antimicrob Agents Chemother.2005;49:31363146.
  58. Petrosillo N,Chinello P,Proietti MF, et al.Combined colistin and rifampicin therapy for carbapenem‐resistant Acinetobacter baumannii infections: clinical outcome and adverse events.Clin Microbiol Infect.2005;11:682683.
  59. Babinchak T,Ellis‐Grosse E,Dartois N, et al.The efficacy and safety of tigecycline for the treatment of complicated intra‐abdominal infections: analysis of pooled clinical trial data.Clin Infect Dis.2005;41(suppl 5):S354S367.
  60. Kim BN,Woo JH,Kim MN,Ryu J,Kim YS.Clinical implications of extended‐spectrum beta‐lactamase‐producing Klebsiella pneumoniae bacteraemia.J Hosp Infect.2002;52:99106.
  61. Schwaber MJ,Navon‐Venezia S,Kaye KS,Ben‐Ami R,Schwartz D,Carmeli Y.Clinical and economic impact of bacteremia with extended spectrum beta‐lactamase–producing Enterobacteriaceae.Antimicrob Agents Chemother.2006;50:12571262.
  62. Ariffin H,Navaratnam P,Mohamed M, et al.Ceftazidime‐resistant Klebsiella pneumoniae bloodstream infection in children with febrile neutropenia.Int J Infect Dis.2000;4:2125.
  63. Paterson DL,Ko WC,Von Gottberg A, et al.Antibiotic therapy for Klebsiella pneumoniae bacteremia: implications of production of extended‐ spectrum beta‐lactamases.Clin Infect Dis.2004;39:3137.
  64. Pitout JD,Laupland KB.Extended‐spectrum beta‐lactamase‐producing Enterobacteriaceae: an emerging public‐health concern.Lancet Infect Dis.2008;8(3):159166.
  65. Shah PM,Isaacs RD.Ertapenem, the first of a new group of carbapenems.J Antimicrob Chemother.2003;52(4):538542.
  66. Merck 2006.
  67. Burkhardt O,Denendorf H,Welte T.Ertapenem: the new carbapenem 5 years after first FDA licensing for clinical practice.Expert Opin Pharmacother.2007;8(2):237256.
  68. Burkhardt O,Kumar V,Katterwe D, et al.Ertapenem in critically ill patients with early‐onset ventilator‐associated pneumonia: pharmacokinetics with special consideration of free‐drug concentration.J Antimicrob Chemother.2007;59(2):277284.
  69. Allington DR,Rivey MP.Quinupristin/dalfopristin: a therapeutic review.Clin Ther.2001;23(1):2444.
Issue
Journal of Hospital Medicine - 4(6)
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Journal of Hospital Medicine - 4(6)
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E8-E15
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Antibiotic considerations in the treatment of multidrug‐resistant (MDR) pathogens: A case‐based review
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Antibiotic considerations in the treatment of multidrug‐resistant (MDR) pathogens: A case‐based review
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colistin, dalbavancin, daptomycin, doripenem, ertapenem, linezolid, multidrug‐resistant, quinupristin‐dalfopristin, tigecycline
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colistin, dalbavancin, daptomycin, doripenem, ertapenem, linezolid, multidrug‐resistant, quinupristin‐dalfopristin, tigecycline
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Assistant Professor of Medicine, Division of Infectious Diseases, Northwestern University Feinberg School of Medicine, 645 N. Michigan Avenue, Suite 900, Chicago, IL 60611
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A SAFE DC

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A SAFE DC: A conceptual framework for care of the homeless inpatient

Homeless patients are admitted to the hospital more frequently for both medical and psychiatric conditions as compared with domiciled but otherwise similar patients.13 They are also more likely to be hospitalized for conditions usually managed in the outpatient setting, such as cellulitis and respiratory infections.35 Physicians have reported a lower threshold for admission of patients whose conditions will worsen on the streets.4 Homeless inpatients are typically younger and may be hospitalized for longer than comparable patients with housing, often at higher cost.4, 5 These patients suffer from an average of 8 to 9 active medical problems6 and markedly increased mortality,710 with an average life expectancy of 45 years.7 Many homeless patients are uninsured or underinsured11, 12 and receive no ambulatory medical care.11 These patients are often cared for by hospitalists.

A general understanding of the unique needs of the homeless population is paramount for the hospitalist who strives to provide high‐quality care. The most commonly referenced definition of homelessness from the McKinney‐Vento Homeless Assistance Act defines a homeless person as an individual who lacks a fixed, regular, and adequate nighttime residence or a person who resides in a shelter, welfare hotel, transitional program, or place not ordinarily used as regular sleeping accommodations, such as streets, cars, movie theaters, abandoned buildings, or on the streets.13 This definition is often extended to include those who are occasionally but unstably housed with family or friends.14 Undomiciled and unstably housed patients face many barriers in obtaining healthcare, including cognitive or developmental impairment, cultural or linguistic issues, unreliable means of transportation, inability to pay for medications and supplies, and addiction and substance abuse. Systemic barriers include inadequate health insurance, limited access to health services, and provider bias or ignorance toward the issues of homelessness.

A hospitalist working with homeless patients may be discouraged by perceived inability to arrange reliable follow‐up or may be frustrated by hospital readmission resulting from patient noncompliance. Commonly, crisis management takes precedence over addressing the fundamental issues of homelessness.15, 16 Managing transitions of care at discharge, a vulnerable time for all hospitalized patients,17 is often particularly difficult when a patient has no place to go. We present here a review of selected literature that may inform care of the hospitalized homeless inpatient, providing background information on burden of disease, and supplementing this with evidence‐based and consensus‐based recommendations for adaptations of care. Additionally, we propose a simple mnemonic checklist, A SAFE DC, and discuss systems‐based approaches to the challenges of providing care to this population.

A SAFE DC: A Conceptual Framework for Care of the Homeless Inpatient

The mnemonic checklist A SAFE DC is an acronym for the 7 parts of a conceptual framework for care of the homeless inpatient (Table 1).

A SAFE DC: A Conceptual Framework for the Care of the Homeless Inpatient
A = assess housing status
S = screening and prevention
A = address primary care issues
F = follow‐up care
E = end of life discussions
D = discharge instructions, simple and realistic
C = communication method after discharge

A: Assess Housing Situation

Hospitals are not required to collect homelessness data. Where such data are collected, they are often inaccurate and internally inconsistent. In 1 survey of inpatients at a public hospital, over 25% of inpatients met strict criteria for homelessness.18 Effective discharge planning begins on admission.15 Hospitalists should ask specifically about housing status at the onset of hospitalization.19 This should be done in a direct, yet sensitive, manner. Given the recent economic downturn, increasing numbers of individuals and families are marginally housed; these patients may not show outward signs of homelessness and may not volunteer this information during the initial encounter. Be aware that some patients may become homeless during hospitalization,18 often as a result of inability to work or attend to financial matters during an inpatient stay. Resultant medical debt is a common cause of personal bankruptcy and homelessness following discharge.

Although it is accepted that a patient should be medically stable prior to discharge and that the decision to discharge should be based on medical, not financial considerations,20, 21 other standards for discharge vary from provider to provider. Hospitalists may be more cautious in discharging a patient without a stable home,4 yet facilitating outpatient follow‐up care or arranging transfer to a sheltered, structured environment can lengthen the hospital stay. Many cities offer formal medical respite care in a number of forms well described in the literature, including free‐standing2225 or shelter‐based units,25, 26 or skilled nursing facilities that contract directly with hospitals for short stays. One innovative model is the hoptel, or hospital hotel,27 a temporary housing facility proximate to the hospital to which self‐sufficient homeless patients may be discharged for recuperation. Some hospitals distribute motel vouchers at discharge.22, 25 All of these options provide opportunities for rest and recovery. Some facilities are staffed with a nurse who can check vital signs and provide wound care. Respite discharge may decrease early readmission and death rates23 and decrease repeat hospitalizations,24 particularly in human immunodeficiency virus (HIV) patients.

The National Health Care for the Homeless Council (NHCHC) maintains a national map and directory of respite care programs and services (see Table 2). Hospital providers should develop familiarity with all programs offered in a given geographic area and work closely with case managers and social workers to ensure that a homeless patient is considered for all programs for which he or she is eligible.

Online Tools and Resources for Providers
  • Abbreviations: AIDS, acquired immune deficiency syndrome; HIV, human immunodeficiency virus; NHCHC, National Health Care for the Homeless Council.

NHCHC (http://www.nhchc.org)
Clinical Practice Guidelines (http://www.nhchc.org/clinicalpracticeguidelines.html), including downloadable general and specific care recommendations for patients with:
Cardiovascular disease
HIV/AIDS
Otitis media
Asthma
Chlamydial and gonococcal infections
Reproductive healthcare
Diabetes mellitus (wallet‐sized personal health history available for homeless patients)
Clinical Practice Resources (http://www.nhchc.org/clinicalresources.html)
Shelter Health Fact Sheets for patients (in English and Spanish) (http://www.nhchc.org/ShelterHealth/ToolKitB/B13FactSheetsEngli7AF5D.pdf)
NHCHC Clinicians' Network (http://www.nhchc.org/network.html)
Respite resources, including Introduction to Medical Respite Care (http://www.nhchc.org/Respite/emntroduction.html)
Discharge Planning resources (http://www.nhchc.org/dischargeplanning.shtml)
National Coalition for the Homeless (http://www.nationalhomeless.org)
Directory of local homeless service organizations by state (http://www.nationalhomeless.org/resources/local/local.html)
National housing database for the homeless and low‐income (http://www.shelterlistings.org)
Homeless Health Care Los Angeles (http://www.hhcla.org)
Representative programs: Hospital Discharge Planning Training seminar (http://www.hhcla.org/discharge.htm) and Resource Guide for Service Providers (http://www.hhcla.org/training/pdf‐docs/2007%20RESOURCE%20GUIDE.pdf)

S: Screening and Prevention

In addition to treating the presenting condition, a hospitalist should evaluate homeless patients for disease processes common in indigence. A full physical examination, preferably unclothed, is also recommended.28 Homelessness markedly increases an individual's risk of chronic medical conditions. Reactive airway disease and chronic obstructive pulmonary disease (COPD) occur at higher rates as a result of tobacco and inhalational drug abuse. Diabetes mellitus, hypertension, and chronic liver and renal disease may remain undetected for years, with end‐organ effects commonly seen at presentation. Peripheral vascular disease is 10 to 15 times more frequent than in the general population.16, 28, 29 Tuberculosis, with prevalence rates greater than 30 times the national average,30 and other communicable diseases, including HIV, hepatitis B, and hepatitis C,16 are exceedingly prevalent and in some cases endemic.12 Infestations are also common. One out of 5 Health Care for the Homeless clients has an infectious or communicable disease.16 Up to two‐thirds of homeless individuals are HIV‐positive, with younger, Hispanic, and black populations at highest risk.29 Systemic infections may be traced to poor dentition, common in this population. Poor vision and skin conditions, also rampant,30 are easily overlooked in acute care encounters. The rate of drug and alcohol abuse in the homeless population may be as high as 8 times that of the general population.31 In 1 survey of homeless adults, the majority identified substance abuse as a major factor in ongoing homelessness.32 Mental illness prevalence in the may be as high as 80% to 95%33 and street violence is commonplace; more than 50% of homeless women have been sexually assaulted.11

There is a paucity of data on the effectiveness of inpatient health interventions for the homeless. In a 2005 systematic review of 45 studies evaluating the impact of various programs on homeless health, only 1 targeted an inpatient population.34 Furthermore, the literature suggests that street‐based or shelter‐based delivery of preventative services is most effective for undomiciled patients.35 Understanding these limitations, inpatient admission remains an opportunity to offer services that may decrease morbidity.

Evidence‐based preventative measures (Table 3) include vaccination against hepatitis A and hepatitis B in the intravenous drugusing homeless population. An accelerated hepatitis B vaccine administration schedule, with doses at 0, 7, and 21 days and a booster at 12 months, has been shown to increase completion rates.36 Drug users should be advised to utilize needle exchange programs and avoid sharing equipment. Sexually active homeless patients should be counseled regarding safe sexual practices and condom use. Consider tuberculosis screening with purified protein derivative (PPD) testing and spot sputum check, which have been shown in a shelter‐based intervention to detect an infection rate of 3.1%.37 Notably, within that cohort, symptom‐based screening was not found to be helpful. Influenza, diphtheria, tetanus, and pneumococcal vaccinations are also recommended, but have not been studied in regard to secondary decrease of infection rates in the homeless.

Preventative Services to Consider for Homeless Inpatients
  • Abbreviations: AFB, acid‐fast bacilli; MMSE, mini‐mental state examination; PPD, purified protein derivative; STD, sexually‐transmitted disease; Td, tetanus‐diphtheria.

Vaccines: hepatitis A and B, influenza, Pneumococcus, Td
Tobacco abuse: cessation counseling and resources
Substance abuse: information regarding needle exchange programs, social work consultation for treatment options
Tuberculosis: consider screening with PPD (spot sputum for AFB)
Sexual behavior: counseling on safer sex practices and STD risk
Domestic and street violence: social work consultation for counseling and resources
Mental health: depression screening, MMSE

Admission to the hospital should be considered a treatable moment for substance abuse. In focus groups of homeless smokers, 76% of participants expressed intention to quit within 6 months and all were interested in using pharmacotherapy and behavioral treatments.38 In another study comparing admitted homeless vs. domiciled substance‐using adults, a higher percentage of the homeless patients were found to be in the action stage of change, as compared with the precontemplative or contemplative stage.39 When ongoing use is likely, recommended strategies include advocating for safer routes or patterns or use and praising small successes on the continuum to abstinence.40 Where such services are available, the hospitalist should coordinate with primary care providers (PCPs) and social workers to refer patients for drug treatment and rehabilitation. Likewise, mental health follow‐up should be confirmed and ongoing care coordinated with the patient's mental health case worker, if one exists.

A: Address Primary Care Issues

The inpatient setting is often a homeless patient's only ongoing source of medical care, but may not meet all of his or her healthcare needs. During an admission for congestive heart failure (CHF), for example, he or she may receive diuresis and afterload reduction but not outpatient interventions such lipid and blood pressure management. Chronic diagnoses, such as malignancy, may be viewed as secondary and remain unaddressed. Questions about extent of a hospitalist's obligations to provide primary care arise in cases where a patient has failed to establish (and the system failed to provide) an outpatient medical home.

Just as emergency department physicians have become de facto primary care providers for underserved patients, hospitalists can expect to provide routine care for patients facing homelessness. Some interventions traditionally considered outpatient services, such as pneumococcal vaccination or counseling regarding smoking cessation, are now identified as inpatient core quality measures. Whether sexually transmitted disease or colon cancer screening or evaluation of cardiac risk status, for example, should become inpatient services for medically indigent patients is open for debate. Whenever possible, our goal is to facilitate screening and specialty consultations in the inpatient setting when this will not unnecessarily prolong hospitalization.

F: Follow‐Up Care

Ideally, transfer of care occurs smoothly between the hospitalist and a PCP or specialist who will provide a patient's ongoing medical care. Because many homeless patients lack or cannot identify a consistent outpatient provider, they may require additional assistance to ensure they receive medical care after discharge. If the patient has a PCP, the hospitalist should initiate contact with this individual at admission and discharge, forwarding relevant records in a timely fashion, including a faxed or electronic discharge summary. We often provide patients with a hard copy of the discharge summary and ask them to hand‐carry it to any follow‐up appointments. When a patient has no PCP, the hospitalist should attempt to expedite establishment of primary care. Unfortunately, many communities have limited primary care availability for patients who lack health insurance, posing challenges for hospital providers and patients.

At our institution, follow‐up appointments are often made by a clerk or nurse who later relays the appointment date and time to the patient. Some clinics collect contact information and call the patient themselves. There are frequent lapses in this scheduling system; some patients never receive a follow‐up appointment because they have no means of contact. Providing a scheduled follow‐up date and time prior to discharge may circumvent this problem.41

It is also optimal if some options for follow‐up care do not require a previously scheduled appointment. At our institution, a postdischarge aftercare clinic fills this need for patients without an established PCP, until such a relationship can be established. Aftercare appointments are designed to address specific, time‐critical, clinical issues (eg, assessing response to antibiotics, follow‐up creatinine in patient on diuretics, etc). To the degree that it is possible, selecting a site for follow‐up care that minimizes transportation (eg, a shelter‐based clinic) may improve the likelihood of follow‐up. It is wise to ask the patient when and where he or she would prefer to be seen. Consider that evening appointments may be best for day workers.28 Some authors have advocated that providers consider dispensing fewer numbers of medications at any given time, in order to enhance compliance with the follow‐up appointments,28 even if this may not reflect optimal medical management.

Careful consideration should be given before ordering tests for which results may not be available prior to anticipated discharge. These may include microbiological cultures, pathology reports, or sexually transmitted disease screening, including HIV testing. Note that even when a patient does have an established PCP, the hospitalist's liability for medical care may persist after hospital discharge. Emergency room physicians, for example, have been found liable for lack of postdischarge communication of radiologic findings.42

Timely and thorough documentation is critical. In many cases, a hospitalist is the only physician aware of a homeless patient's active medical issues. On admission, records should be thoroughly reviewed to ensure that pressing concerns, even those not traditionally requiring hospitalization, are addressed in a timely fashion. Detailed discharge documentation helps to ensure that ongoing issues are not lost during follow‐up. It may be useful to provide a given patient with a portable summary of his or her medical history for self‐reference and facilitation of ongoing care, particularly for those with a history of seeking healthcare at multiple facilities.28

E: End‐of‐Life Discussions

Given the increased mortality and decreased life expectancy of the homeless population, an acute care hospitalization provides an excellent opportunity to discuss end‐of‐life preferences, particularly if the patient does not have an established PCP. Focus groups have noted little difference in the range of end‐of‐life preferences of the homeless as compared with the general population, yet a common fear among the homeless is that of an anonymous death, or a life without remembrance.43 Many homeless patients believe that physicians would use deceit in withdrawing life‐sustaining support or that their body might be disposed of without consent. They identify advance directives as a way to regain control over their lives.44 It is important to obtain and update emergency contacts for friends and family on each admission. Notably, homeless people often designate an unrelated friend or associate as their decision maker, rather than family, and express that it is less important to have family present at their death as it is to be cared for compassionately and respectfully by those who are present.44

D: Discharge Instructions Simple and Realistic

Health illiteracy profoundly affects homeless patients. In the predischarge narratives of 21 low‐income urban medical inpatients, almost one‐half believed it would be impossible to follow medical advice at discharge.45 Healthcare providers may overestimate a patient's ability to understand discharge instructions46 and to provide self‐care at the time of discharge.47 Homeless patients are at high risk for disease relapse following discharge, given chaotic living conditions and lack of social support.1 The presence of community support has been shown to decrease the likelihood of rehospitalization.48

Medication compliance poses a particular challenge. In 1 study, one‐third of homeless patients reported inability to comply with medications.2 Cost, storage capability, and complexity of regimen are common obstacles. Side effects should be considered when medications are selected, since common side effects like gastrointestinal upset or diarrhea, or desired effects like diuresis, may be intolerable if a patient cannot reliably access a restroom. Physicians should also weigh the possibility that discharge medications and supplies may be abused or stolen on the streets. Difficulty accessing routine meals can be particularly problematic in homeless patients with diabetes, who must eat on a regular schedule in order to avoid hypoglycemia. Diabetic goals may be adjusted accordingly to minimize risk. Diet may also be an issue if a patient must take a medication with food, as with some antiretrovirals. The physician must anticipate an erratic diet and, whenever possible, dose medications accordingly. Directly observed therapy for diseases such as tuberculosis is optimal if the ability to comply is in question.28 The NHCHC has developed guidelines for adaptations of care in homeless patients with a variety of clinical conditions, including diabetes mellitus, HIV, cardiovascular disease, and asthma; these are available for reference and download on their website (Table 2).

Illiteracy and low educational level also impact compliance. In 1 sample of indigent psychiatric patients, 76% read at or below the seventh grade level.49 Aftercare instructions should be easy to understand by those with lower levels of education (fourth grade level or less), written down in simple language, and reviewed verbally by nurse, pharmacist, and physician. Consider initiating projects within your hospital to streamline discharge instruction forms.50 The use of pictorial or video‐assisted discharge instructions for common diagnoses is an area of promise.17, 51, 52

Of note, there is no body of literature addressing the extent to which hospitalists or other inpatient physicians alter treatment goals at the time of discharge for homeless patients, but this may be a common occurrence and warrants further study.

C: Communication Methods After Discharge

Before discharge, clarify how a patient can be contacted for additional test results or information regarding follow‐up appointments. Although some homeless patients maintain mobile phones, telephone‐based methods used by some hospitalists for postdischarge follow‐up53, 54 may be unreliable in this population. Some shelters or respite facilities will accept messages for clients who reside there; others will provide clients with access to voicemail or e‐mail. For those patients who are technologically savvy, free e‐mail accounts can readily be obtained and accessed at public facilities, such as the public library. Contact information for a case manager can also be very useful. We occasionally ask patients to return to the hospital to retrieve test results or a message from their physician at a predetermined time and place. Where safe and appropriate, providing patients with direct physician contact information (rather than general hospital information) may minimize communication barriers.

The Big Picture: Systems‐Based Approaches to the Discharge of Homeless Patients

The discharge of homeless patients is suited to a comprehensive, interdisciplinary approach. There are many challenges to effective discharge planning: lack of time, lack of process ownership at the institutional level, financial constraints, and perhaps most significantly, lack of consensus regarding best practices.19 There is growing acknowledgement of the need to develop policies and standardize practice in this area. Hospitalists are uniquely situated to contribute to the development of new initiatives at the institutional, local, and national level.

Interventions (Table 4) may be as simple as the identification of a dedicated social worker for all homeless discharges15, 21, 55 or creation of a hospital‐wide discharge planning committee or inpatient homeless consultation service.15, 21 The distribution of discharge planning guides for patients and resource lists to providers is also gaining in popularity.21, 56 Some innovations specifically target clinicians, such as training seminars that teach communication skills and motivational interviewing and build familiarity with safety‐net services within the community.21, 57 Community‐based programs include medical respite care services, previously discussed, and the facilitation of preferred provider relationships directed by hospitals toward skilled nursing facilities willing to accept homeless and other challenging clients.15

Systems‐Based Approaches to the Discharge of Homeless Patients
  • Abbreviation: SWAT, special weapons and tactics.

Discharge planning training seminars for the clinician
SWAT team for difficult discharges
Hospital‐wide discharge planning committee
Inpatient homeless consult service
Dedicated social worker for homeless discharges
Preferred provider status for skilled nursing facilities
Medical respite care
Discharge planning guide or resource list for homeless patients

Homelessness has also been identified as an area of focus by state governments, with many states funding initiatives to improve training and assistance to homeless providers, policies for discharge planning from public institutions, and homeless needs assessments. Some states have gone so far as to determine that discharge to an emergency shelter is not appropriate.19 On the national level, large advocacy organizations such as the NHCHC and National Coalition for the Homeless have spearheaded Housing First efforts on behalf of homeless patients and providers throughout the country. Such programs have been shown to decrease healthcare expenditures, emergency department visits, and hospitalizations in certain homeless populations.58, 59 Check the NHCHC website for consolidated discharge planning program development resources for healthcare institutions (http://www.nhchc.org; see Table 2 for additional links).

Commentary

Homeless patients frequently require more energy and services at the time of service in order to achieve standard medical care. Optimally, a patient assumes full responsibility for his or her health, but there may be limits to this responsibility for selected patients,60 especially in light of limited access to primary care. Understandably, homeless patients may focus more on immediate physical needs (eg, food, shelter, safety) than on chronic medical problems. In addition, they may experience a sense of unwelcomeness from healthcare providers that they perceive as discrimination; this may dissuade them from seeking care.61 The inpatient physician should aim to build trust with each encounter. As suggested by 1 author, it is important to promise only what can be delivered and deliver what is promised.62 Involving the patient in care and decision‐making is the most important first step in accomplishing this goal.

It is important in caring for homeless patients to reframe one's notion of a successful outcome.16 Ideally, on resolution of his or her acute medical issues, a homeless patient would be discharged to permanent housing with substance abuse and mental health treatment. This scenario is unfortunately rare. The hospitalist often has little ability to arrange stable, on‐demand housing at discharge. He or she is best advised to focus on optimizing acute care delivery at the point of care and maximize opportunities for future health.

It has been suggested that the discontinuity inherent in the hospitalist model may confer a special obligation on hospital medicine providers to abide by a more rigorous standard of care42; one might argue that this obligation becomes even more compelling when applied to this vulnerable population. In 1 study, a disturbing 27% of an American cohort of homeless adults had no healthcare contacts in the year prior to death, underscoring this group's underutilization of health services. Armed with this knowledge, hospitalists should seize every healthcare interaction as an opportunity to offer therapies with potential for longer‐term benefit.

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  13. U.S. Congress.Stewart B.McKinney Homeless Assistance Act. Publ. No. 100–77, 101 Stat. 484.Washington, DC:U.S. Congress;1987.
  14. Wright NMJ,Tompkins CNE.How can health services effectively meet the health needs of homeless people?Br J Gen Pract.2006;56:286293.
  15. Homeless Health Care Los Angeles. Homelessness: An Overview and Effective Strategies for Discharge Planning of Homeless Patients. Available at: http://www.nhchc.org/Publications/utilizations.html. Accessed Month Year.
  16. McMurray‐Avila M,Gelberg L,Breakey WR. Balancing act: clinical practices that respond to the needs of homeless people. 1998 National Symposium on Homelessness Research. U.S. Health and Human Services. Available at: http://aspe.hhs.gov/ProgSys/homeless/symposium/8‐Clinical.htm. Accessed June2009.
  17. Kripalani S,Jackson AT,Schnipper JL,Coleman EA.Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists.J Hosp Med.2007;2:314323.
  18. Tsai M,Weintraub R,Gee L,Kushel M.Identifying homelessness at an urban public hospital: a moving target?J Health Care Poor Underserved.2005;16:297307.
  19. Backer TE,Howard EA,Moran GE.The role of effective discharge planning in preventing homelessness.J Prim Prev.2007;28:229243.
  20. Bramstedt KA,Schneider PL.Saying goodbye: ethical issues in the stewardship of bed spaces.J Clin Ethics.2005;16:170175.
  21. National Health Care for the Homeless Council.Tools to help clinicians achieve effective discharge planning.Healing Hands2008;12:16. Available at: http://www.nhchc.org/Network/HealingHands/2008/Oct2008Healing Hands.pdf. Accessed Juneyear="2009"2009.
  22. Gundlapalli A,Hanks M,Stevens SM, et al.It takes a village: a multidisciplinary model of the acute illness aftercare of individuals experiencing homelessness.J Health Care Poor Underserved.2005;16:257272.
  23. Kertesz SG,Posner MA,O'Connell JJ, et al. Hospital discharge to a homeless medical respite program prevents readmission [Abstract]. Boston Health Care for the Homeless Program. Published 2005. Available at: http://www.nhchc.org/Respite/RespiteResearcUpdateSept05.ppt. Accessed June2009.
  24. Buchanan D,Doblin B,Sai T,Garcia P.The effects of respite care for homeless patients: a cohort study.Am J Public Health.2006:96:12781281.
  25. McMurray‐Avila M. Medical Respite Services for Homeless People: Practical Models. National Health Care for the Homeless Council. Published 1999. Available at: http://www.nhchc.org/Publications/MedicalRespiteServices.pdf. Accessed June2009.
  26. Podymow T,Turnbull ,Tadic V,Muckle W.Shelter‐based convalescence for homeless adults.Can J Public Health.2006;97:379383.
  27. McGuire J,Mares A.Hoptel equalizes length of stay for homeless and domiciled inpatients.Med Care.2000;38:10031010.
  28. Montauk SL.The homeless in America: adapting your practice.Am Fam Physician.2006;74:11321138.
  29. Zerger S. A Preliminary Review of Literature: Chronic Medical Illness and Homeless Individuals, Nashville, TN. National Health Care for the Homeless Council. Published April 2002. Available at: http://www.nhchc.org/Publications/literaturereview_chronicillness.pdf. Accessed June2009.
  30. Morris W,Crystal S.Diagnostic patterns in hospital use by an urban homeless population.West J Med.1989;151:472478.
  31. Robertson MJ,Zlotnick C,Westerfelt A.Drug use disorders and treatment contact among homeless adults in Alameda County, California.Am J Public Health.1997;87:221228.
  32. O'Toole PT,Gibbon JL,Hanusa BH,Freyder PJ,Conde AM,Fine MJ.Self‐reported changes in drug and alcohol use after becoming homeless.Am J Public Health.2004;94:830835.
  33. Martens WH.A review of physical and mental health in homeless persons.Public Health Rev.2001;29:1333.
  34. Hwang SW,Tolomiczenko G,Kouyoumdjian FG,Garner RE.Interventions to improve the health of the homeless; a systematic review.Am J Prev Med.2005;29:311319.
  35. Badiaga S,Raoult D,Brouqui P.Preventing and controlling emerging and reemerging transmissible diseases in the homeless.Emerg Infect Dis.2008;14:13531359.
  36. Wright NA,Campbell TL,Tompkins CN.Comparison of conventional and accelerated hepatitis B immunisation schedules for homeless drug users.Commun Dis Public Health.2002;5:324326.
  37. Kimerling ME,Shakes CF,Carlisle R,Lok KH,Benjamin WH,Dunlap NE.Spot sputum screening: evaluation of an intervention in two homeless shelters.Int J Tuberc Lung Dis.1999;3:613619.
  38. Okuyemi KS,Caldwell AR,Thoas JL, et al.Homelessness and smoking cessation: insights from focus groups.Nicotine Tob Res.2006;8:287296.
  39. O'Toole TP,Pollini RA,Ford DE,Bigelow G.The health encounter as a treatable moment for homeless substance‐using adults: the role of homelessness, health‐seeking behavior, readiness for behavior change and motivation for treatment.Addict Behav.2008;33:12391243.
  40. Erikson S,Paige J. To dance with grace: outreach and engagement to persons on the street. 1998 National Symposium on Homelessness Research. U.S. Health and Human Services. Available at: http://aspe.hhs.gov/ProgSys/homeless/symposium/6‐Outreach.htm. Accessed June2009.
  41. Lowenthal G.The best way to improve emergency department follow‐up is actually to give the patient a specific appointment.J Gen Intern Med.2006;21:398.
  42. Alpers A.Key legal principles for hospitalists.Am J Med.2001;11:5s9s.
  43. Tarzian AJ,Neal MT,O'Neil JA.Attitudes, experiences and beliefs affecting end of life decision‐making among homeless individuals.J Palliat Med.2005;8:3648.
  44. Song J,Bartels DM,Ratner ER,Alderton L,Hudson B,Ahluwalia JS.Dying on the streets; homeless person's concerns and desires about end of life care.J Gen Intern Med.2007;22:435441.
  45. Strunin L,Stone M,Jack B.Understanding rehospitalization risk: can hospital discharge be modified to reduce recurrent hospitalization.J Hosp Med.2007:2:297304.
  46. Calkins DR,David RB,Reiley P, et al.Patient‐physician communication at hospital discharge and patients' understanding of the postdischarge treatment plan.Arch Intern Med.1997;157:10261030.
  47. Reiley P,Iezzoni LI,Phillips R,Davis RB,Tuchin LI,Calkins D.Discharge planning: comparison of patients and nurses' perceptions of patients following hospital discharge.Image J Nurs Sch.1996;28:143147.
  48. Stein JA,Andersen RM,Koegel P,Gelberg L.Predicting health services utilization among homeless adults: a prospective analysis.J Health Care Poor Underserved.2000:11:212230.
  49. Christensen RC,Grace GD.The prevalence of low literacy in an indigent psychiatric population.Psychiatr Serv.1999;50:262263.
  50. Majority of emergency patients don't understand discharge instructions.ED Manag.2008;20:9798.
  51. Delp C,Jones J.Communicating information to patients: the use of cartoon illustrations to improve comprehension of instructions.Acad Emerg Med.1996;3:264270.
  52. Choi S,Ahn J,Lee D,Jung Y.The effectiveness of mobile discharge instruction videos (MDIVs) in communicating discharge instructions to patients with lacerations or sprains.South Med J.2009;102:239247.
  53. Nelson JR.The importance of postdischarge telephone follow up from hospitalists: a view from the trenches.Am J Med.2001;111:43s44s.
  54. Forster AJ,VanWalraven C.Using an interactive voice response system to improve patient safety following hospital discharge.Eval Clin Pract.2007;13:346351.
  55. Resource Guide for Service Providers. Homeless Health Care Los Angeles. Available at: http://www.hhcla.org/training/pdf‐docs/2007%20RESOURCE%20GUIDE.pdf. Accessed June2009.
  56. Hospital Discharge Planning Training Workshop. Homeless Health Care Los Angeles. Available at: http://www.hhcla.org/discharge.htm. Accessed June2009.
  57. Larimer ME,Malone DK,Garner MD, et al.Health care and public service use and costs before and after provision of housing for chronically homeless persons with severe alcohol problems.JAMA.2009;301:13491357.
  58. Sadowski LS,Kee RA,VanderWeele TJ,Buchanan D.Effect of a housing and case management program on emergency department visits and hospitalizations among chronically ill homeless adults.JAMA.2009;301:17711778.
  59. Kelley M.Limits on patient responsibility.J Med Phil.2005;30:189206.
  60. Wen CK,Hudak PL,Hwang SW.Homeless people's perceptions of welcomeness and unwelcomeness in healthcare encounters.J Gen Intern Med.2007;22:10111017.
  61. Drury LJ.Increasing competency in the care of homeless patients [Teaching Tips].J Contin Educ Nurs.2008;39:153154.
  62. Hwang SW,O'Connell JJ,Lebow JM, et al.Health care utilization among homeless adults prior to death.J Health Care Poor Underserved.1999;12:5058.
Article PDF
Issue
Journal of Hospital Medicine - 4(6)
Page Number
375-381
Legacy Keywords
care standardization, continuity of care, practice‐based learning and improvement, transition and discharge planning
Sections
Article PDF
Article PDF

Homeless patients are admitted to the hospital more frequently for both medical and psychiatric conditions as compared with domiciled but otherwise similar patients.13 They are also more likely to be hospitalized for conditions usually managed in the outpatient setting, such as cellulitis and respiratory infections.35 Physicians have reported a lower threshold for admission of patients whose conditions will worsen on the streets.4 Homeless inpatients are typically younger and may be hospitalized for longer than comparable patients with housing, often at higher cost.4, 5 These patients suffer from an average of 8 to 9 active medical problems6 and markedly increased mortality,710 with an average life expectancy of 45 years.7 Many homeless patients are uninsured or underinsured11, 12 and receive no ambulatory medical care.11 These patients are often cared for by hospitalists.

A general understanding of the unique needs of the homeless population is paramount for the hospitalist who strives to provide high‐quality care. The most commonly referenced definition of homelessness from the McKinney‐Vento Homeless Assistance Act defines a homeless person as an individual who lacks a fixed, regular, and adequate nighttime residence or a person who resides in a shelter, welfare hotel, transitional program, or place not ordinarily used as regular sleeping accommodations, such as streets, cars, movie theaters, abandoned buildings, or on the streets.13 This definition is often extended to include those who are occasionally but unstably housed with family or friends.14 Undomiciled and unstably housed patients face many barriers in obtaining healthcare, including cognitive or developmental impairment, cultural or linguistic issues, unreliable means of transportation, inability to pay for medications and supplies, and addiction and substance abuse. Systemic barriers include inadequate health insurance, limited access to health services, and provider bias or ignorance toward the issues of homelessness.

A hospitalist working with homeless patients may be discouraged by perceived inability to arrange reliable follow‐up or may be frustrated by hospital readmission resulting from patient noncompliance. Commonly, crisis management takes precedence over addressing the fundamental issues of homelessness.15, 16 Managing transitions of care at discharge, a vulnerable time for all hospitalized patients,17 is often particularly difficult when a patient has no place to go. We present here a review of selected literature that may inform care of the hospitalized homeless inpatient, providing background information on burden of disease, and supplementing this with evidence‐based and consensus‐based recommendations for adaptations of care. Additionally, we propose a simple mnemonic checklist, A SAFE DC, and discuss systems‐based approaches to the challenges of providing care to this population.

A SAFE DC: A Conceptual Framework for Care of the Homeless Inpatient

The mnemonic checklist A SAFE DC is an acronym for the 7 parts of a conceptual framework for care of the homeless inpatient (Table 1).

A SAFE DC: A Conceptual Framework for the Care of the Homeless Inpatient
A = assess housing status
S = screening and prevention
A = address primary care issues
F = follow‐up care
E = end of life discussions
D = discharge instructions, simple and realistic
C = communication method after discharge

A: Assess Housing Situation

Hospitals are not required to collect homelessness data. Where such data are collected, they are often inaccurate and internally inconsistent. In 1 survey of inpatients at a public hospital, over 25% of inpatients met strict criteria for homelessness.18 Effective discharge planning begins on admission.15 Hospitalists should ask specifically about housing status at the onset of hospitalization.19 This should be done in a direct, yet sensitive, manner. Given the recent economic downturn, increasing numbers of individuals and families are marginally housed; these patients may not show outward signs of homelessness and may not volunteer this information during the initial encounter. Be aware that some patients may become homeless during hospitalization,18 often as a result of inability to work or attend to financial matters during an inpatient stay. Resultant medical debt is a common cause of personal bankruptcy and homelessness following discharge.

Although it is accepted that a patient should be medically stable prior to discharge and that the decision to discharge should be based on medical, not financial considerations,20, 21 other standards for discharge vary from provider to provider. Hospitalists may be more cautious in discharging a patient without a stable home,4 yet facilitating outpatient follow‐up care or arranging transfer to a sheltered, structured environment can lengthen the hospital stay. Many cities offer formal medical respite care in a number of forms well described in the literature, including free‐standing2225 or shelter‐based units,25, 26 or skilled nursing facilities that contract directly with hospitals for short stays. One innovative model is the hoptel, or hospital hotel,27 a temporary housing facility proximate to the hospital to which self‐sufficient homeless patients may be discharged for recuperation. Some hospitals distribute motel vouchers at discharge.22, 25 All of these options provide opportunities for rest and recovery. Some facilities are staffed with a nurse who can check vital signs and provide wound care. Respite discharge may decrease early readmission and death rates23 and decrease repeat hospitalizations,24 particularly in human immunodeficiency virus (HIV) patients.

The National Health Care for the Homeless Council (NHCHC) maintains a national map and directory of respite care programs and services (see Table 2). Hospital providers should develop familiarity with all programs offered in a given geographic area and work closely with case managers and social workers to ensure that a homeless patient is considered for all programs for which he or she is eligible.

Online Tools and Resources for Providers
  • Abbreviations: AIDS, acquired immune deficiency syndrome; HIV, human immunodeficiency virus; NHCHC, National Health Care for the Homeless Council.

NHCHC (http://www.nhchc.org)
Clinical Practice Guidelines (http://www.nhchc.org/clinicalpracticeguidelines.html), including downloadable general and specific care recommendations for patients with:
Cardiovascular disease
HIV/AIDS
Otitis media
Asthma
Chlamydial and gonococcal infections
Reproductive healthcare
Diabetes mellitus (wallet‐sized personal health history available for homeless patients)
Clinical Practice Resources (http://www.nhchc.org/clinicalresources.html)
Shelter Health Fact Sheets for patients (in English and Spanish) (http://www.nhchc.org/ShelterHealth/ToolKitB/B13FactSheetsEngli7AF5D.pdf)
NHCHC Clinicians' Network (http://www.nhchc.org/network.html)
Respite resources, including Introduction to Medical Respite Care (http://www.nhchc.org/Respite/emntroduction.html)
Discharge Planning resources (http://www.nhchc.org/dischargeplanning.shtml)
National Coalition for the Homeless (http://www.nationalhomeless.org)
Directory of local homeless service organizations by state (http://www.nationalhomeless.org/resources/local/local.html)
National housing database for the homeless and low‐income (http://www.shelterlistings.org)
Homeless Health Care Los Angeles (http://www.hhcla.org)
Representative programs: Hospital Discharge Planning Training seminar (http://www.hhcla.org/discharge.htm) and Resource Guide for Service Providers (http://www.hhcla.org/training/pdf‐docs/2007%20RESOURCE%20GUIDE.pdf)

S: Screening and Prevention

In addition to treating the presenting condition, a hospitalist should evaluate homeless patients for disease processes common in indigence. A full physical examination, preferably unclothed, is also recommended.28 Homelessness markedly increases an individual's risk of chronic medical conditions. Reactive airway disease and chronic obstructive pulmonary disease (COPD) occur at higher rates as a result of tobacco and inhalational drug abuse. Diabetes mellitus, hypertension, and chronic liver and renal disease may remain undetected for years, with end‐organ effects commonly seen at presentation. Peripheral vascular disease is 10 to 15 times more frequent than in the general population.16, 28, 29 Tuberculosis, with prevalence rates greater than 30 times the national average,30 and other communicable diseases, including HIV, hepatitis B, and hepatitis C,16 are exceedingly prevalent and in some cases endemic.12 Infestations are also common. One out of 5 Health Care for the Homeless clients has an infectious or communicable disease.16 Up to two‐thirds of homeless individuals are HIV‐positive, with younger, Hispanic, and black populations at highest risk.29 Systemic infections may be traced to poor dentition, common in this population. Poor vision and skin conditions, also rampant,30 are easily overlooked in acute care encounters. The rate of drug and alcohol abuse in the homeless population may be as high as 8 times that of the general population.31 In 1 survey of homeless adults, the majority identified substance abuse as a major factor in ongoing homelessness.32 Mental illness prevalence in the may be as high as 80% to 95%33 and street violence is commonplace; more than 50% of homeless women have been sexually assaulted.11

There is a paucity of data on the effectiveness of inpatient health interventions for the homeless. In a 2005 systematic review of 45 studies evaluating the impact of various programs on homeless health, only 1 targeted an inpatient population.34 Furthermore, the literature suggests that street‐based or shelter‐based delivery of preventative services is most effective for undomiciled patients.35 Understanding these limitations, inpatient admission remains an opportunity to offer services that may decrease morbidity.

Evidence‐based preventative measures (Table 3) include vaccination against hepatitis A and hepatitis B in the intravenous drugusing homeless population. An accelerated hepatitis B vaccine administration schedule, with doses at 0, 7, and 21 days and a booster at 12 months, has been shown to increase completion rates.36 Drug users should be advised to utilize needle exchange programs and avoid sharing equipment. Sexually active homeless patients should be counseled regarding safe sexual practices and condom use. Consider tuberculosis screening with purified protein derivative (PPD) testing and spot sputum check, which have been shown in a shelter‐based intervention to detect an infection rate of 3.1%.37 Notably, within that cohort, symptom‐based screening was not found to be helpful. Influenza, diphtheria, tetanus, and pneumococcal vaccinations are also recommended, but have not been studied in regard to secondary decrease of infection rates in the homeless.

Preventative Services to Consider for Homeless Inpatients
  • Abbreviations: AFB, acid‐fast bacilli; MMSE, mini‐mental state examination; PPD, purified protein derivative; STD, sexually‐transmitted disease; Td, tetanus‐diphtheria.

Vaccines: hepatitis A and B, influenza, Pneumococcus, Td
Tobacco abuse: cessation counseling and resources
Substance abuse: information regarding needle exchange programs, social work consultation for treatment options
Tuberculosis: consider screening with PPD (spot sputum for AFB)
Sexual behavior: counseling on safer sex practices and STD risk
Domestic and street violence: social work consultation for counseling and resources
Mental health: depression screening, MMSE

Admission to the hospital should be considered a treatable moment for substance abuse. In focus groups of homeless smokers, 76% of participants expressed intention to quit within 6 months and all were interested in using pharmacotherapy and behavioral treatments.38 In another study comparing admitted homeless vs. domiciled substance‐using adults, a higher percentage of the homeless patients were found to be in the action stage of change, as compared with the precontemplative or contemplative stage.39 When ongoing use is likely, recommended strategies include advocating for safer routes or patterns or use and praising small successes on the continuum to abstinence.40 Where such services are available, the hospitalist should coordinate with primary care providers (PCPs) and social workers to refer patients for drug treatment and rehabilitation. Likewise, mental health follow‐up should be confirmed and ongoing care coordinated with the patient's mental health case worker, if one exists.

A: Address Primary Care Issues

The inpatient setting is often a homeless patient's only ongoing source of medical care, but may not meet all of his or her healthcare needs. During an admission for congestive heart failure (CHF), for example, he or she may receive diuresis and afterload reduction but not outpatient interventions such lipid and blood pressure management. Chronic diagnoses, such as malignancy, may be viewed as secondary and remain unaddressed. Questions about extent of a hospitalist's obligations to provide primary care arise in cases where a patient has failed to establish (and the system failed to provide) an outpatient medical home.

Just as emergency department physicians have become de facto primary care providers for underserved patients, hospitalists can expect to provide routine care for patients facing homelessness. Some interventions traditionally considered outpatient services, such as pneumococcal vaccination or counseling regarding smoking cessation, are now identified as inpatient core quality measures. Whether sexually transmitted disease or colon cancer screening or evaluation of cardiac risk status, for example, should become inpatient services for medically indigent patients is open for debate. Whenever possible, our goal is to facilitate screening and specialty consultations in the inpatient setting when this will not unnecessarily prolong hospitalization.

F: Follow‐Up Care

Ideally, transfer of care occurs smoothly between the hospitalist and a PCP or specialist who will provide a patient's ongoing medical care. Because many homeless patients lack or cannot identify a consistent outpatient provider, they may require additional assistance to ensure they receive medical care after discharge. If the patient has a PCP, the hospitalist should initiate contact with this individual at admission and discharge, forwarding relevant records in a timely fashion, including a faxed or electronic discharge summary. We often provide patients with a hard copy of the discharge summary and ask them to hand‐carry it to any follow‐up appointments. When a patient has no PCP, the hospitalist should attempt to expedite establishment of primary care. Unfortunately, many communities have limited primary care availability for patients who lack health insurance, posing challenges for hospital providers and patients.

At our institution, follow‐up appointments are often made by a clerk or nurse who later relays the appointment date and time to the patient. Some clinics collect contact information and call the patient themselves. There are frequent lapses in this scheduling system; some patients never receive a follow‐up appointment because they have no means of contact. Providing a scheduled follow‐up date and time prior to discharge may circumvent this problem.41

It is also optimal if some options for follow‐up care do not require a previously scheduled appointment. At our institution, a postdischarge aftercare clinic fills this need for patients without an established PCP, until such a relationship can be established. Aftercare appointments are designed to address specific, time‐critical, clinical issues (eg, assessing response to antibiotics, follow‐up creatinine in patient on diuretics, etc). To the degree that it is possible, selecting a site for follow‐up care that minimizes transportation (eg, a shelter‐based clinic) may improve the likelihood of follow‐up. It is wise to ask the patient when and where he or she would prefer to be seen. Consider that evening appointments may be best for day workers.28 Some authors have advocated that providers consider dispensing fewer numbers of medications at any given time, in order to enhance compliance with the follow‐up appointments,28 even if this may not reflect optimal medical management.

Careful consideration should be given before ordering tests for which results may not be available prior to anticipated discharge. These may include microbiological cultures, pathology reports, or sexually transmitted disease screening, including HIV testing. Note that even when a patient does have an established PCP, the hospitalist's liability for medical care may persist after hospital discharge. Emergency room physicians, for example, have been found liable for lack of postdischarge communication of radiologic findings.42

Timely and thorough documentation is critical. In many cases, a hospitalist is the only physician aware of a homeless patient's active medical issues. On admission, records should be thoroughly reviewed to ensure that pressing concerns, even those not traditionally requiring hospitalization, are addressed in a timely fashion. Detailed discharge documentation helps to ensure that ongoing issues are not lost during follow‐up. It may be useful to provide a given patient with a portable summary of his or her medical history for self‐reference and facilitation of ongoing care, particularly for those with a history of seeking healthcare at multiple facilities.28

E: End‐of‐Life Discussions

Given the increased mortality and decreased life expectancy of the homeless population, an acute care hospitalization provides an excellent opportunity to discuss end‐of‐life preferences, particularly if the patient does not have an established PCP. Focus groups have noted little difference in the range of end‐of‐life preferences of the homeless as compared with the general population, yet a common fear among the homeless is that of an anonymous death, or a life without remembrance.43 Many homeless patients believe that physicians would use deceit in withdrawing life‐sustaining support or that their body might be disposed of without consent. They identify advance directives as a way to regain control over their lives.44 It is important to obtain and update emergency contacts for friends and family on each admission. Notably, homeless people often designate an unrelated friend or associate as their decision maker, rather than family, and express that it is less important to have family present at their death as it is to be cared for compassionately and respectfully by those who are present.44

D: Discharge Instructions Simple and Realistic

Health illiteracy profoundly affects homeless patients. In the predischarge narratives of 21 low‐income urban medical inpatients, almost one‐half believed it would be impossible to follow medical advice at discharge.45 Healthcare providers may overestimate a patient's ability to understand discharge instructions46 and to provide self‐care at the time of discharge.47 Homeless patients are at high risk for disease relapse following discharge, given chaotic living conditions and lack of social support.1 The presence of community support has been shown to decrease the likelihood of rehospitalization.48

Medication compliance poses a particular challenge. In 1 study, one‐third of homeless patients reported inability to comply with medications.2 Cost, storage capability, and complexity of regimen are common obstacles. Side effects should be considered when medications are selected, since common side effects like gastrointestinal upset or diarrhea, or desired effects like diuresis, may be intolerable if a patient cannot reliably access a restroom. Physicians should also weigh the possibility that discharge medications and supplies may be abused or stolen on the streets. Difficulty accessing routine meals can be particularly problematic in homeless patients with diabetes, who must eat on a regular schedule in order to avoid hypoglycemia. Diabetic goals may be adjusted accordingly to minimize risk. Diet may also be an issue if a patient must take a medication with food, as with some antiretrovirals. The physician must anticipate an erratic diet and, whenever possible, dose medications accordingly. Directly observed therapy for diseases such as tuberculosis is optimal if the ability to comply is in question.28 The NHCHC has developed guidelines for adaptations of care in homeless patients with a variety of clinical conditions, including diabetes mellitus, HIV, cardiovascular disease, and asthma; these are available for reference and download on their website (Table 2).

Illiteracy and low educational level also impact compliance. In 1 sample of indigent psychiatric patients, 76% read at or below the seventh grade level.49 Aftercare instructions should be easy to understand by those with lower levels of education (fourth grade level or less), written down in simple language, and reviewed verbally by nurse, pharmacist, and physician. Consider initiating projects within your hospital to streamline discharge instruction forms.50 The use of pictorial or video‐assisted discharge instructions for common diagnoses is an area of promise.17, 51, 52

Of note, there is no body of literature addressing the extent to which hospitalists or other inpatient physicians alter treatment goals at the time of discharge for homeless patients, but this may be a common occurrence and warrants further study.

C: Communication Methods After Discharge

Before discharge, clarify how a patient can be contacted for additional test results or information regarding follow‐up appointments. Although some homeless patients maintain mobile phones, telephone‐based methods used by some hospitalists for postdischarge follow‐up53, 54 may be unreliable in this population. Some shelters or respite facilities will accept messages for clients who reside there; others will provide clients with access to voicemail or e‐mail. For those patients who are technologically savvy, free e‐mail accounts can readily be obtained and accessed at public facilities, such as the public library. Contact information for a case manager can also be very useful. We occasionally ask patients to return to the hospital to retrieve test results or a message from their physician at a predetermined time and place. Where safe and appropriate, providing patients with direct physician contact information (rather than general hospital information) may minimize communication barriers.

The Big Picture: Systems‐Based Approaches to the Discharge of Homeless Patients

The discharge of homeless patients is suited to a comprehensive, interdisciplinary approach. There are many challenges to effective discharge planning: lack of time, lack of process ownership at the institutional level, financial constraints, and perhaps most significantly, lack of consensus regarding best practices.19 There is growing acknowledgement of the need to develop policies and standardize practice in this area. Hospitalists are uniquely situated to contribute to the development of new initiatives at the institutional, local, and national level.

Interventions (Table 4) may be as simple as the identification of a dedicated social worker for all homeless discharges15, 21, 55 or creation of a hospital‐wide discharge planning committee or inpatient homeless consultation service.15, 21 The distribution of discharge planning guides for patients and resource lists to providers is also gaining in popularity.21, 56 Some innovations specifically target clinicians, such as training seminars that teach communication skills and motivational interviewing and build familiarity with safety‐net services within the community.21, 57 Community‐based programs include medical respite care services, previously discussed, and the facilitation of preferred provider relationships directed by hospitals toward skilled nursing facilities willing to accept homeless and other challenging clients.15

Systems‐Based Approaches to the Discharge of Homeless Patients
  • Abbreviation: SWAT, special weapons and tactics.

Discharge planning training seminars for the clinician
SWAT team for difficult discharges
Hospital‐wide discharge planning committee
Inpatient homeless consult service
Dedicated social worker for homeless discharges
Preferred provider status for skilled nursing facilities
Medical respite care
Discharge planning guide or resource list for homeless patients

Homelessness has also been identified as an area of focus by state governments, with many states funding initiatives to improve training and assistance to homeless providers, policies for discharge planning from public institutions, and homeless needs assessments. Some states have gone so far as to determine that discharge to an emergency shelter is not appropriate.19 On the national level, large advocacy organizations such as the NHCHC and National Coalition for the Homeless have spearheaded Housing First efforts on behalf of homeless patients and providers throughout the country. Such programs have been shown to decrease healthcare expenditures, emergency department visits, and hospitalizations in certain homeless populations.58, 59 Check the NHCHC website for consolidated discharge planning program development resources for healthcare institutions (http://www.nhchc.org; see Table 2 for additional links).

Commentary

Homeless patients frequently require more energy and services at the time of service in order to achieve standard medical care. Optimally, a patient assumes full responsibility for his or her health, but there may be limits to this responsibility for selected patients,60 especially in light of limited access to primary care. Understandably, homeless patients may focus more on immediate physical needs (eg, food, shelter, safety) than on chronic medical problems. In addition, they may experience a sense of unwelcomeness from healthcare providers that they perceive as discrimination; this may dissuade them from seeking care.61 The inpatient physician should aim to build trust with each encounter. As suggested by 1 author, it is important to promise only what can be delivered and deliver what is promised.62 Involving the patient in care and decision‐making is the most important first step in accomplishing this goal.

It is important in caring for homeless patients to reframe one's notion of a successful outcome.16 Ideally, on resolution of his or her acute medical issues, a homeless patient would be discharged to permanent housing with substance abuse and mental health treatment. This scenario is unfortunately rare. The hospitalist often has little ability to arrange stable, on‐demand housing at discharge. He or she is best advised to focus on optimizing acute care delivery at the point of care and maximize opportunities for future health.

It has been suggested that the discontinuity inherent in the hospitalist model may confer a special obligation on hospital medicine providers to abide by a more rigorous standard of care42; one might argue that this obligation becomes even more compelling when applied to this vulnerable population. In 1 study, a disturbing 27% of an American cohort of homeless adults had no healthcare contacts in the year prior to death, underscoring this group's underutilization of health services. Armed with this knowledge, hospitalists should seize every healthcare interaction as an opportunity to offer therapies with potential for longer‐term benefit.

Homeless patients are admitted to the hospital more frequently for both medical and psychiatric conditions as compared with domiciled but otherwise similar patients.13 They are also more likely to be hospitalized for conditions usually managed in the outpatient setting, such as cellulitis and respiratory infections.35 Physicians have reported a lower threshold for admission of patients whose conditions will worsen on the streets.4 Homeless inpatients are typically younger and may be hospitalized for longer than comparable patients with housing, often at higher cost.4, 5 These patients suffer from an average of 8 to 9 active medical problems6 and markedly increased mortality,710 with an average life expectancy of 45 years.7 Many homeless patients are uninsured or underinsured11, 12 and receive no ambulatory medical care.11 These patients are often cared for by hospitalists.

A general understanding of the unique needs of the homeless population is paramount for the hospitalist who strives to provide high‐quality care. The most commonly referenced definition of homelessness from the McKinney‐Vento Homeless Assistance Act defines a homeless person as an individual who lacks a fixed, regular, and adequate nighttime residence or a person who resides in a shelter, welfare hotel, transitional program, or place not ordinarily used as regular sleeping accommodations, such as streets, cars, movie theaters, abandoned buildings, or on the streets.13 This definition is often extended to include those who are occasionally but unstably housed with family or friends.14 Undomiciled and unstably housed patients face many barriers in obtaining healthcare, including cognitive or developmental impairment, cultural or linguistic issues, unreliable means of transportation, inability to pay for medications and supplies, and addiction and substance abuse. Systemic barriers include inadequate health insurance, limited access to health services, and provider bias or ignorance toward the issues of homelessness.

A hospitalist working with homeless patients may be discouraged by perceived inability to arrange reliable follow‐up or may be frustrated by hospital readmission resulting from patient noncompliance. Commonly, crisis management takes precedence over addressing the fundamental issues of homelessness.15, 16 Managing transitions of care at discharge, a vulnerable time for all hospitalized patients,17 is often particularly difficult when a patient has no place to go. We present here a review of selected literature that may inform care of the hospitalized homeless inpatient, providing background information on burden of disease, and supplementing this with evidence‐based and consensus‐based recommendations for adaptations of care. Additionally, we propose a simple mnemonic checklist, A SAFE DC, and discuss systems‐based approaches to the challenges of providing care to this population.

A SAFE DC: A Conceptual Framework for Care of the Homeless Inpatient

The mnemonic checklist A SAFE DC is an acronym for the 7 parts of a conceptual framework for care of the homeless inpatient (Table 1).

A SAFE DC: A Conceptual Framework for the Care of the Homeless Inpatient
A = assess housing status
S = screening and prevention
A = address primary care issues
F = follow‐up care
E = end of life discussions
D = discharge instructions, simple and realistic
C = communication method after discharge

A: Assess Housing Situation

Hospitals are not required to collect homelessness data. Where such data are collected, they are often inaccurate and internally inconsistent. In 1 survey of inpatients at a public hospital, over 25% of inpatients met strict criteria for homelessness.18 Effective discharge planning begins on admission.15 Hospitalists should ask specifically about housing status at the onset of hospitalization.19 This should be done in a direct, yet sensitive, manner. Given the recent economic downturn, increasing numbers of individuals and families are marginally housed; these patients may not show outward signs of homelessness and may not volunteer this information during the initial encounter. Be aware that some patients may become homeless during hospitalization,18 often as a result of inability to work or attend to financial matters during an inpatient stay. Resultant medical debt is a common cause of personal bankruptcy and homelessness following discharge.

Although it is accepted that a patient should be medically stable prior to discharge and that the decision to discharge should be based on medical, not financial considerations,20, 21 other standards for discharge vary from provider to provider. Hospitalists may be more cautious in discharging a patient without a stable home,4 yet facilitating outpatient follow‐up care or arranging transfer to a sheltered, structured environment can lengthen the hospital stay. Many cities offer formal medical respite care in a number of forms well described in the literature, including free‐standing2225 or shelter‐based units,25, 26 or skilled nursing facilities that contract directly with hospitals for short stays. One innovative model is the hoptel, or hospital hotel,27 a temporary housing facility proximate to the hospital to which self‐sufficient homeless patients may be discharged for recuperation. Some hospitals distribute motel vouchers at discharge.22, 25 All of these options provide opportunities for rest and recovery. Some facilities are staffed with a nurse who can check vital signs and provide wound care. Respite discharge may decrease early readmission and death rates23 and decrease repeat hospitalizations,24 particularly in human immunodeficiency virus (HIV) patients.

The National Health Care for the Homeless Council (NHCHC) maintains a national map and directory of respite care programs and services (see Table 2). Hospital providers should develop familiarity with all programs offered in a given geographic area and work closely with case managers and social workers to ensure that a homeless patient is considered for all programs for which he or she is eligible.

Online Tools and Resources for Providers
  • Abbreviations: AIDS, acquired immune deficiency syndrome; HIV, human immunodeficiency virus; NHCHC, National Health Care for the Homeless Council.

NHCHC (http://www.nhchc.org)
Clinical Practice Guidelines (http://www.nhchc.org/clinicalpracticeguidelines.html), including downloadable general and specific care recommendations for patients with:
Cardiovascular disease
HIV/AIDS
Otitis media
Asthma
Chlamydial and gonococcal infections
Reproductive healthcare
Diabetes mellitus (wallet‐sized personal health history available for homeless patients)
Clinical Practice Resources (http://www.nhchc.org/clinicalresources.html)
Shelter Health Fact Sheets for patients (in English and Spanish) (http://www.nhchc.org/ShelterHealth/ToolKitB/B13FactSheetsEngli7AF5D.pdf)
NHCHC Clinicians' Network (http://www.nhchc.org/network.html)
Respite resources, including Introduction to Medical Respite Care (http://www.nhchc.org/Respite/emntroduction.html)
Discharge Planning resources (http://www.nhchc.org/dischargeplanning.shtml)
National Coalition for the Homeless (http://www.nationalhomeless.org)
Directory of local homeless service organizations by state (http://www.nationalhomeless.org/resources/local/local.html)
National housing database for the homeless and low‐income (http://www.shelterlistings.org)
Homeless Health Care Los Angeles (http://www.hhcla.org)
Representative programs: Hospital Discharge Planning Training seminar (http://www.hhcla.org/discharge.htm) and Resource Guide for Service Providers (http://www.hhcla.org/training/pdf‐docs/2007%20RESOURCE%20GUIDE.pdf)

S: Screening and Prevention

In addition to treating the presenting condition, a hospitalist should evaluate homeless patients for disease processes common in indigence. A full physical examination, preferably unclothed, is also recommended.28 Homelessness markedly increases an individual's risk of chronic medical conditions. Reactive airway disease and chronic obstructive pulmonary disease (COPD) occur at higher rates as a result of tobacco and inhalational drug abuse. Diabetes mellitus, hypertension, and chronic liver and renal disease may remain undetected for years, with end‐organ effects commonly seen at presentation. Peripheral vascular disease is 10 to 15 times more frequent than in the general population.16, 28, 29 Tuberculosis, with prevalence rates greater than 30 times the national average,30 and other communicable diseases, including HIV, hepatitis B, and hepatitis C,16 are exceedingly prevalent and in some cases endemic.12 Infestations are also common. One out of 5 Health Care for the Homeless clients has an infectious or communicable disease.16 Up to two‐thirds of homeless individuals are HIV‐positive, with younger, Hispanic, and black populations at highest risk.29 Systemic infections may be traced to poor dentition, common in this population. Poor vision and skin conditions, also rampant,30 are easily overlooked in acute care encounters. The rate of drug and alcohol abuse in the homeless population may be as high as 8 times that of the general population.31 In 1 survey of homeless adults, the majority identified substance abuse as a major factor in ongoing homelessness.32 Mental illness prevalence in the may be as high as 80% to 95%33 and street violence is commonplace; more than 50% of homeless women have been sexually assaulted.11

There is a paucity of data on the effectiveness of inpatient health interventions for the homeless. In a 2005 systematic review of 45 studies evaluating the impact of various programs on homeless health, only 1 targeted an inpatient population.34 Furthermore, the literature suggests that street‐based or shelter‐based delivery of preventative services is most effective for undomiciled patients.35 Understanding these limitations, inpatient admission remains an opportunity to offer services that may decrease morbidity.

Evidence‐based preventative measures (Table 3) include vaccination against hepatitis A and hepatitis B in the intravenous drugusing homeless population. An accelerated hepatitis B vaccine administration schedule, with doses at 0, 7, and 21 days and a booster at 12 months, has been shown to increase completion rates.36 Drug users should be advised to utilize needle exchange programs and avoid sharing equipment. Sexually active homeless patients should be counseled regarding safe sexual practices and condom use. Consider tuberculosis screening with purified protein derivative (PPD) testing and spot sputum check, which have been shown in a shelter‐based intervention to detect an infection rate of 3.1%.37 Notably, within that cohort, symptom‐based screening was not found to be helpful. Influenza, diphtheria, tetanus, and pneumococcal vaccinations are also recommended, but have not been studied in regard to secondary decrease of infection rates in the homeless.

Preventative Services to Consider for Homeless Inpatients
  • Abbreviations: AFB, acid‐fast bacilli; MMSE, mini‐mental state examination; PPD, purified protein derivative; STD, sexually‐transmitted disease; Td, tetanus‐diphtheria.

Vaccines: hepatitis A and B, influenza, Pneumococcus, Td
Tobacco abuse: cessation counseling and resources
Substance abuse: information regarding needle exchange programs, social work consultation for treatment options
Tuberculosis: consider screening with PPD (spot sputum for AFB)
Sexual behavior: counseling on safer sex practices and STD risk
Domestic and street violence: social work consultation for counseling and resources
Mental health: depression screening, MMSE

Admission to the hospital should be considered a treatable moment for substance abuse. In focus groups of homeless smokers, 76% of participants expressed intention to quit within 6 months and all were interested in using pharmacotherapy and behavioral treatments.38 In another study comparing admitted homeless vs. domiciled substance‐using adults, a higher percentage of the homeless patients were found to be in the action stage of change, as compared with the precontemplative or contemplative stage.39 When ongoing use is likely, recommended strategies include advocating for safer routes or patterns or use and praising small successes on the continuum to abstinence.40 Where such services are available, the hospitalist should coordinate with primary care providers (PCPs) and social workers to refer patients for drug treatment and rehabilitation. Likewise, mental health follow‐up should be confirmed and ongoing care coordinated with the patient's mental health case worker, if one exists.

A: Address Primary Care Issues

The inpatient setting is often a homeless patient's only ongoing source of medical care, but may not meet all of his or her healthcare needs. During an admission for congestive heart failure (CHF), for example, he or she may receive diuresis and afterload reduction but not outpatient interventions such lipid and blood pressure management. Chronic diagnoses, such as malignancy, may be viewed as secondary and remain unaddressed. Questions about extent of a hospitalist's obligations to provide primary care arise in cases where a patient has failed to establish (and the system failed to provide) an outpatient medical home.

Just as emergency department physicians have become de facto primary care providers for underserved patients, hospitalists can expect to provide routine care for patients facing homelessness. Some interventions traditionally considered outpatient services, such as pneumococcal vaccination or counseling regarding smoking cessation, are now identified as inpatient core quality measures. Whether sexually transmitted disease or colon cancer screening or evaluation of cardiac risk status, for example, should become inpatient services for medically indigent patients is open for debate. Whenever possible, our goal is to facilitate screening and specialty consultations in the inpatient setting when this will not unnecessarily prolong hospitalization.

F: Follow‐Up Care

Ideally, transfer of care occurs smoothly between the hospitalist and a PCP or specialist who will provide a patient's ongoing medical care. Because many homeless patients lack or cannot identify a consistent outpatient provider, they may require additional assistance to ensure they receive medical care after discharge. If the patient has a PCP, the hospitalist should initiate contact with this individual at admission and discharge, forwarding relevant records in a timely fashion, including a faxed or electronic discharge summary. We often provide patients with a hard copy of the discharge summary and ask them to hand‐carry it to any follow‐up appointments. When a patient has no PCP, the hospitalist should attempt to expedite establishment of primary care. Unfortunately, many communities have limited primary care availability for patients who lack health insurance, posing challenges for hospital providers and patients.

At our institution, follow‐up appointments are often made by a clerk or nurse who later relays the appointment date and time to the patient. Some clinics collect contact information and call the patient themselves. There are frequent lapses in this scheduling system; some patients never receive a follow‐up appointment because they have no means of contact. Providing a scheduled follow‐up date and time prior to discharge may circumvent this problem.41

It is also optimal if some options for follow‐up care do not require a previously scheduled appointment. At our institution, a postdischarge aftercare clinic fills this need for patients without an established PCP, until such a relationship can be established. Aftercare appointments are designed to address specific, time‐critical, clinical issues (eg, assessing response to antibiotics, follow‐up creatinine in patient on diuretics, etc). To the degree that it is possible, selecting a site for follow‐up care that minimizes transportation (eg, a shelter‐based clinic) may improve the likelihood of follow‐up. It is wise to ask the patient when and where he or she would prefer to be seen. Consider that evening appointments may be best for day workers.28 Some authors have advocated that providers consider dispensing fewer numbers of medications at any given time, in order to enhance compliance with the follow‐up appointments,28 even if this may not reflect optimal medical management.

Careful consideration should be given before ordering tests for which results may not be available prior to anticipated discharge. These may include microbiological cultures, pathology reports, or sexually transmitted disease screening, including HIV testing. Note that even when a patient does have an established PCP, the hospitalist's liability for medical care may persist after hospital discharge. Emergency room physicians, for example, have been found liable for lack of postdischarge communication of radiologic findings.42

Timely and thorough documentation is critical. In many cases, a hospitalist is the only physician aware of a homeless patient's active medical issues. On admission, records should be thoroughly reviewed to ensure that pressing concerns, even those not traditionally requiring hospitalization, are addressed in a timely fashion. Detailed discharge documentation helps to ensure that ongoing issues are not lost during follow‐up. It may be useful to provide a given patient with a portable summary of his or her medical history for self‐reference and facilitation of ongoing care, particularly for those with a history of seeking healthcare at multiple facilities.28

E: End‐of‐Life Discussions

Given the increased mortality and decreased life expectancy of the homeless population, an acute care hospitalization provides an excellent opportunity to discuss end‐of‐life preferences, particularly if the patient does not have an established PCP. Focus groups have noted little difference in the range of end‐of‐life preferences of the homeless as compared with the general population, yet a common fear among the homeless is that of an anonymous death, or a life without remembrance.43 Many homeless patients believe that physicians would use deceit in withdrawing life‐sustaining support or that their body might be disposed of without consent. They identify advance directives as a way to regain control over their lives.44 It is important to obtain and update emergency contacts for friends and family on each admission. Notably, homeless people often designate an unrelated friend or associate as their decision maker, rather than family, and express that it is less important to have family present at their death as it is to be cared for compassionately and respectfully by those who are present.44

D: Discharge Instructions Simple and Realistic

Health illiteracy profoundly affects homeless patients. In the predischarge narratives of 21 low‐income urban medical inpatients, almost one‐half believed it would be impossible to follow medical advice at discharge.45 Healthcare providers may overestimate a patient's ability to understand discharge instructions46 and to provide self‐care at the time of discharge.47 Homeless patients are at high risk for disease relapse following discharge, given chaotic living conditions and lack of social support.1 The presence of community support has been shown to decrease the likelihood of rehospitalization.48

Medication compliance poses a particular challenge. In 1 study, one‐third of homeless patients reported inability to comply with medications.2 Cost, storage capability, and complexity of regimen are common obstacles. Side effects should be considered when medications are selected, since common side effects like gastrointestinal upset or diarrhea, or desired effects like diuresis, may be intolerable if a patient cannot reliably access a restroom. Physicians should also weigh the possibility that discharge medications and supplies may be abused or stolen on the streets. Difficulty accessing routine meals can be particularly problematic in homeless patients with diabetes, who must eat on a regular schedule in order to avoid hypoglycemia. Diabetic goals may be adjusted accordingly to minimize risk. Diet may also be an issue if a patient must take a medication with food, as with some antiretrovirals. The physician must anticipate an erratic diet and, whenever possible, dose medications accordingly. Directly observed therapy for diseases such as tuberculosis is optimal if the ability to comply is in question.28 The NHCHC has developed guidelines for adaptations of care in homeless patients with a variety of clinical conditions, including diabetes mellitus, HIV, cardiovascular disease, and asthma; these are available for reference and download on their website (Table 2).

Illiteracy and low educational level also impact compliance. In 1 sample of indigent psychiatric patients, 76% read at or below the seventh grade level.49 Aftercare instructions should be easy to understand by those with lower levels of education (fourth grade level or less), written down in simple language, and reviewed verbally by nurse, pharmacist, and physician. Consider initiating projects within your hospital to streamline discharge instruction forms.50 The use of pictorial or video‐assisted discharge instructions for common diagnoses is an area of promise.17, 51, 52

Of note, there is no body of literature addressing the extent to which hospitalists or other inpatient physicians alter treatment goals at the time of discharge for homeless patients, but this may be a common occurrence and warrants further study.

C: Communication Methods After Discharge

Before discharge, clarify how a patient can be contacted for additional test results or information regarding follow‐up appointments. Although some homeless patients maintain mobile phones, telephone‐based methods used by some hospitalists for postdischarge follow‐up53, 54 may be unreliable in this population. Some shelters or respite facilities will accept messages for clients who reside there; others will provide clients with access to voicemail or e‐mail. For those patients who are technologically savvy, free e‐mail accounts can readily be obtained and accessed at public facilities, such as the public library. Contact information for a case manager can also be very useful. We occasionally ask patients to return to the hospital to retrieve test results or a message from their physician at a predetermined time and place. Where safe and appropriate, providing patients with direct physician contact information (rather than general hospital information) may minimize communication barriers.

The Big Picture: Systems‐Based Approaches to the Discharge of Homeless Patients

The discharge of homeless patients is suited to a comprehensive, interdisciplinary approach. There are many challenges to effective discharge planning: lack of time, lack of process ownership at the institutional level, financial constraints, and perhaps most significantly, lack of consensus regarding best practices.19 There is growing acknowledgement of the need to develop policies and standardize practice in this area. Hospitalists are uniquely situated to contribute to the development of new initiatives at the institutional, local, and national level.

Interventions (Table 4) may be as simple as the identification of a dedicated social worker for all homeless discharges15, 21, 55 or creation of a hospital‐wide discharge planning committee or inpatient homeless consultation service.15, 21 The distribution of discharge planning guides for patients and resource lists to providers is also gaining in popularity.21, 56 Some innovations specifically target clinicians, such as training seminars that teach communication skills and motivational interviewing and build familiarity with safety‐net services within the community.21, 57 Community‐based programs include medical respite care services, previously discussed, and the facilitation of preferred provider relationships directed by hospitals toward skilled nursing facilities willing to accept homeless and other challenging clients.15

Systems‐Based Approaches to the Discharge of Homeless Patients
  • Abbreviation: SWAT, special weapons and tactics.

Discharge planning training seminars for the clinician
SWAT team for difficult discharges
Hospital‐wide discharge planning committee
Inpatient homeless consult service
Dedicated social worker for homeless discharges
Preferred provider status for skilled nursing facilities
Medical respite care
Discharge planning guide or resource list for homeless patients

Homelessness has also been identified as an area of focus by state governments, with many states funding initiatives to improve training and assistance to homeless providers, policies for discharge planning from public institutions, and homeless needs assessments. Some states have gone so far as to determine that discharge to an emergency shelter is not appropriate.19 On the national level, large advocacy organizations such as the NHCHC and National Coalition for the Homeless have spearheaded Housing First efforts on behalf of homeless patients and providers throughout the country. Such programs have been shown to decrease healthcare expenditures, emergency department visits, and hospitalizations in certain homeless populations.58, 59 Check the NHCHC website for consolidated discharge planning program development resources for healthcare institutions (http://www.nhchc.org; see Table 2 for additional links).

Commentary

Homeless patients frequently require more energy and services at the time of service in order to achieve standard medical care. Optimally, a patient assumes full responsibility for his or her health, but there may be limits to this responsibility for selected patients,60 especially in light of limited access to primary care. Understandably, homeless patients may focus more on immediate physical needs (eg, food, shelter, safety) than on chronic medical problems. In addition, they may experience a sense of unwelcomeness from healthcare providers that they perceive as discrimination; this may dissuade them from seeking care.61 The inpatient physician should aim to build trust with each encounter. As suggested by 1 author, it is important to promise only what can be delivered and deliver what is promised.62 Involving the patient in care and decision‐making is the most important first step in accomplishing this goal.

It is important in caring for homeless patients to reframe one's notion of a successful outcome.16 Ideally, on resolution of his or her acute medical issues, a homeless patient would be discharged to permanent housing with substance abuse and mental health treatment. This scenario is unfortunately rare. The hospitalist often has little ability to arrange stable, on‐demand housing at discharge. He or she is best advised to focus on optimizing acute care delivery at the point of care and maximize opportunities for future health.

It has been suggested that the discontinuity inherent in the hospitalist model may confer a special obligation on hospital medicine providers to abide by a more rigorous standard of care42; one might argue that this obligation becomes even more compelling when applied to this vulnerable population. In 1 study, a disturbing 27% of an American cohort of homeless adults had no healthcare contacts in the year prior to death, underscoring this group's underutilization of health services. Armed with this knowledge, hospitalists should seize every healthcare interaction as an opportunity to offer therapies with potential for longer‐term benefit.

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  49. Christensen RC,Grace GD.The prevalence of low literacy in an indigent psychiatric population.Psychiatr Serv.1999;50:262263.
  50. Majority of emergency patients don't understand discharge instructions.ED Manag.2008;20:9798.
  51. Delp C,Jones J.Communicating information to patients: the use of cartoon illustrations to improve comprehension of instructions.Acad Emerg Med.1996;3:264270.
  52. Choi S,Ahn J,Lee D,Jung Y.The effectiveness of mobile discharge instruction videos (MDIVs) in communicating discharge instructions to patients with lacerations or sprains.South Med J.2009;102:239247.
  53. Nelson JR.The importance of postdischarge telephone follow up from hospitalists: a view from the trenches.Am J Med.2001;111:43s44s.
  54. Forster AJ,VanWalraven C.Using an interactive voice response system to improve patient safety following hospital discharge.Eval Clin Pract.2007;13:346351.
  55. Resource Guide for Service Providers. Homeless Health Care Los Angeles. Available at: http://www.hhcla.org/training/pdf‐docs/2007%20RESOURCE%20GUIDE.pdf. Accessed June2009.
  56. Hospital Discharge Planning Training Workshop. Homeless Health Care Los Angeles. Available at: http://www.hhcla.org/discharge.htm. Accessed June2009.
  57. Larimer ME,Malone DK,Garner MD, et al.Health care and public service use and costs before and after provision of housing for chronically homeless persons with severe alcohol problems.JAMA.2009;301:13491357.
  58. Sadowski LS,Kee RA,VanderWeele TJ,Buchanan D.Effect of a housing and case management program on emergency department visits and hospitalizations among chronically ill homeless adults.JAMA.2009;301:17711778.
  59. Kelley M.Limits on patient responsibility.J Med Phil.2005;30:189206.
  60. Wen CK,Hudak PL,Hwang SW.Homeless people's perceptions of welcomeness and unwelcomeness in healthcare encounters.J Gen Intern Med.2007;22:10111017.
  61. Drury LJ.Increasing competency in the care of homeless patients [Teaching Tips].J Contin Educ Nurs.2008;39:153154.
  62. Hwang SW,O'Connell JJ,Lebow JM, et al.Health care utilization among homeless adults prior to death.J Health Care Poor Underserved.1999;12:5058.
References
  1. Fischer PJ,Shapiro S,Breakey WR,Anthony JC,Kramer M.Mental health and social characteristics of the homeless: a survey of mission users.Am J Public Health.1986;76:519524.
  2. Kushel MB,Vittinghoff E,Haas JS.Factors associated with the health care utilization of homeless persons.JAMA.2001;285(2):200206.
  3. Martell JV,Seitz RS,Harada JK,Kobayashi J,Sasaki VK,Wong C.Hospitalization in an urban homeless population: the Honolulu urban homeless project.Ann Int Med.1992:116:299303.
  4. Salit SA,Kuhn EM,Hartz AJ,Vu JM,Mosso AL.Hospitalization costs associated with homelessness in New York City.N Engl J Med.1997;338:17341740.
  5. Rosenheck R,Seibyl CL.Homelessness; health service use and related costs.Med Care.1998;38:12561264.
  6. Breakey WR,Fischer PJ,Kramer M, et al.Health and mental problems of homeless men and women in Baltimore.JAMA.1989;262:13521357.
  7. Hibbs JR,Benner L,Klugman L, et al.Mortality in a cohort of homeless adults in Philadelphia.N Engl J Med.1994;331:304309.
  8. O'Connell JJ. Utilization and costs of medical services by homeless persons: a review of the literature and implications for the future. National Health Care for the Homeless Council website. Published April 1999. Available at: http://www.nhchc.org/Publications/utilization.htm. Accessed Month Year.
  9. Hwang SW,Orav EJ,O'Connell JJ,Lebow JM,Brennan TA.Causes of death in homeless adults in Boston.Ann Intern Med.1997;126:625628.
  10. Cheung AM,Hwang SW.Risk of death among homeless women; a cohort study and review of the literature.CMAJ.2004;170(8):12431237.
  11. Levy BF,O'Connell JJ.Health care for homeless persons.N Engl J Med.2004;350:23292332.
  12. Hwang SW.Homelessness and health.CMAJ.2001;164:229233.
  13. U.S. Congress.Stewart B.McKinney Homeless Assistance Act. Publ. No. 100–77, 101 Stat. 484.Washington, DC:U.S. Congress;1987.
  14. Wright NMJ,Tompkins CNE.How can health services effectively meet the health needs of homeless people?Br J Gen Pract.2006;56:286293.
  15. Homeless Health Care Los Angeles. Homelessness: An Overview and Effective Strategies for Discharge Planning of Homeless Patients. Available at: http://www.nhchc.org/Publications/utilizations.html. Accessed Month Year.
  16. McMurray‐Avila M,Gelberg L,Breakey WR. Balancing act: clinical practices that respond to the needs of homeless people. 1998 National Symposium on Homelessness Research. U.S. Health and Human Services. Available at: http://aspe.hhs.gov/ProgSys/homeless/symposium/8‐Clinical.htm. Accessed June2009.
  17. Kripalani S,Jackson AT,Schnipper JL,Coleman EA.Promoting effective transitions of care at hospital discharge: a review of key issues for hospitalists.J Hosp Med.2007;2:314323.
  18. Tsai M,Weintraub R,Gee L,Kushel M.Identifying homelessness at an urban public hospital: a moving target?J Health Care Poor Underserved.2005;16:297307.
  19. Backer TE,Howard EA,Moran GE.The role of effective discharge planning in preventing homelessness.J Prim Prev.2007;28:229243.
  20. Bramstedt KA,Schneider PL.Saying goodbye: ethical issues in the stewardship of bed spaces.J Clin Ethics.2005;16:170175.
  21. National Health Care for the Homeless Council.Tools to help clinicians achieve effective discharge planning.Healing Hands2008;12:16. Available at: http://www.nhchc.org/Network/HealingHands/2008/Oct2008Healing Hands.pdf. Accessed Juneyear="2009"2009.
  22. Gundlapalli A,Hanks M,Stevens SM, et al.It takes a village: a multidisciplinary model of the acute illness aftercare of individuals experiencing homelessness.J Health Care Poor Underserved.2005;16:257272.
  23. Kertesz SG,Posner MA,O'Connell JJ, et al. Hospital discharge to a homeless medical respite program prevents readmission [Abstract]. Boston Health Care for the Homeless Program. Published 2005. Available at: http://www.nhchc.org/Respite/RespiteResearcUpdateSept05.ppt. Accessed June2009.
  24. Buchanan D,Doblin B,Sai T,Garcia P.The effects of respite care for homeless patients: a cohort study.Am J Public Health.2006:96:12781281.
  25. McMurray‐Avila M. Medical Respite Services for Homeless People: Practical Models. National Health Care for the Homeless Council. Published 1999. Available at: http://www.nhchc.org/Publications/MedicalRespiteServices.pdf. Accessed June2009.
  26. Podymow T,Turnbull ,Tadic V,Muckle W.Shelter‐based convalescence for homeless adults.Can J Public Health.2006;97:379383.
  27. McGuire J,Mares A.Hoptel equalizes length of stay for homeless and domiciled inpatients.Med Care.2000;38:10031010.
  28. Montauk SL.The homeless in America: adapting your practice.Am Fam Physician.2006;74:11321138.
  29. Zerger S. A Preliminary Review of Literature: Chronic Medical Illness and Homeless Individuals, Nashville, TN. National Health Care for the Homeless Council. Published April 2002. Available at: http://www.nhchc.org/Publications/literaturereview_chronicillness.pdf. Accessed June2009.
  30. Morris W,Crystal S.Diagnostic patterns in hospital use by an urban homeless population.West J Med.1989;151:472478.
  31. Robertson MJ,Zlotnick C,Westerfelt A.Drug use disorders and treatment contact among homeless adults in Alameda County, California.Am J Public Health.1997;87:221228.
  32. O'Toole PT,Gibbon JL,Hanusa BH,Freyder PJ,Conde AM,Fine MJ.Self‐reported changes in drug and alcohol use after becoming homeless.Am J Public Health.2004;94:830835.
  33. Martens WH.A review of physical and mental health in homeless persons.Public Health Rev.2001;29:1333.
  34. Hwang SW,Tolomiczenko G,Kouyoumdjian FG,Garner RE.Interventions to improve the health of the homeless; a systematic review.Am J Prev Med.2005;29:311319.
  35. Badiaga S,Raoult D,Brouqui P.Preventing and controlling emerging and reemerging transmissible diseases in the homeless.Emerg Infect Dis.2008;14:13531359.
  36. Wright NA,Campbell TL,Tompkins CN.Comparison of conventional and accelerated hepatitis B immunisation schedules for homeless drug users.Commun Dis Public Health.2002;5:324326.
  37. Kimerling ME,Shakes CF,Carlisle R,Lok KH,Benjamin WH,Dunlap NE.Spot sputum screening: evaluation of an intervention in two homeless shelters.Int J Tuberc Lung Dis.1999;3:613619.
  38. Okuyemi KS,Caldwell AR,Thoas JL, et al.Homelessness and smoking cessation: insights from focus groups.Nicotine Tob Res.2006;8:287296.
  39. O'Toole TP,Pollini RA,Ford DE,Bigelow G.The health encounter as a treatable moment for homeless substance‐using adults: the role of homelessness, health‐seeking behavior, readiness for behavior change and motivation for treatment.Addict Behav.2008;33:12391243.
  40. Erikson S,Paige J. To dance with grace: outreach and engagement to persons on the street. 1998 National Symposium on Homelessness Research. U.S. Health and Human Services. Available at: http://aspe.hhs.gov/ProgSys/homeless/symposium/6‐Outreach.htm. Accessed June2009.
  41. Lowenthal G.The best way to improve emergency department follow‐up is actually to give the patient a specific appointment.J Gen Intern Med.2006;21:398.
  42. Alpers A.Key legal principles for hospitalists.Am J Med.2001;11:5s9s.
  43. Tarzian AJ,Neal MT,O'Neil JA.Attitudes, experiences and beliefs affecting end of life decision‐making among homeless individuals.J Palliat Med.2005;8:3648.
  44. Song J,Bartels DM,Ratner ER,Alderton L,Hudson B,Ahluwalia JS.Dying on the streets; homeless person's concerns and desires about end of life care.J Gen Intern Med.2007;22:435441.
  45. Strunin L,Stone M,Jack B.Understanding rehospitalization risk: can hospital discharge be modified to reduce recurrent hospitalization.J Hosp Med.2007:2:297304.
  46. Calkins DR,David RB,Reiley P, et al.Patient‐physician communication at hospital discharge and patients' understanding of the postdischarge treatment plan.Arch Intern Med.1997;157:10261030.
  47. Reiley P,Iezzoni LI,Phillips R,Davis RB,Tuchin LI,Calkins D.Discharge planning: comparison of patients and nurses' perceptions of patients following hospital discharge.Image J Nurs Sch.1996;28:143147.
  48. Stein JA,Andersen RM,Koegel P,Gelberg L.Predicting health services utilization among homeless adults: a prospective analysis.J Health Care Poor Underserved.2000:11:212230.
  49. Christensen RC,Grace GD.The prevalence of low literacy in an indigent psychiatric population.Psychiatr Serv.1999;50:262263.
  50. Majority of emergency patients don't understand discharge instructions.ED Manag.2008;20:9798.
  51. Delp C,Jones J.Communicating information to patients: the use of cartoon illustrations to improve comprehension of instructions.Acad Emerg Med.1996;3:264270.
  52. Choi S,Ahn J,Lee D,Jung Y.The effectiveness of mobile discharge instruction videos (MDIVs) in communicating discharge instructions to patients with lacerations or sprains.South Med J.2009;102:239247.
  53. Nelson JR.The importance of postdischarge telephone follow up from hospitalists: a view from the trenches.Am J Med.2001;111:43s44s.
  54. Forster AJ,VanWalraven C.Using an interactive voice response system to improve patient safety following hospital discharge.Eval Clin Pract.2007;13:346351.
  55. Resource Guide for Service Providers. Homeless Health Care Los Angeles. Available at: http://www.hhcla.org/training/pdf‐docs/2007%20RESOURCE%20GUIDE.pdf. Accessed June2009.
  56. Hospital Discharge Planning Training Workshop. Homeless Health Care Los Angeles. Available at: http://www.hhcla.org/discharge.htm. Accessed June2009.
  57. Larimer ME,Malone DK,Garner MD, et al.Health care and public service use and costs before and after provision of housing for chronically homeless persons with severe alcohol problems.JAMA.2009;301:13491357.
  58. Sadowski LS,Kee RA,VanderWeele TJ,Buchanan D.Effect of a housing and case management program on emergency department visits and hospitalizations among chronically ill homeless adults.JAMA.2009;301:17711778.
  59. Kelley M.Limits on patient responsibility.J Med Phil.2005;30:189206.
  60. Wen CK,Hudak PL,Hwang SW.Homeless people's perceptions of welcomeness and unwelcomeness in healthcare encounters.J Gen Intern Med.2007;22:10111017.
  61. Drury LJ.Increasing competency in the care of homeless patients [Teaching Tips].J Contin Educ Nurs.2008;39:153154.
  62. Hwang SW,O'Connell JJ,Lebow JM, et al.Health care utilization among homeless adults prior to death.J Health Care Poor Underserved.1999;12:5058.
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A SAFE DC: A conceptual framework for care of the homeless inpatient
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A SAFE DC: A conceptual framework for care of the homeless inpatient
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ICD for Vasospasm‐Induced Polymorphic VT

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Implantable cardioverter defibrillator (ICD) for polymorphic ventricular tachycardia (VT) due to coronary vasospasm

Arrhythmias are well‐described in patients with vasospastic angina. Coronary vasospasm may occur in the setting of angiographically normal or diseased coronary arteries. Patients with vasospastic angina are at increased risk of sudden death. However, it is unclear which of these patients would benefit from implantable cardioverter defibrillator (ICD) insertion.

We report a case of a young woman who presented with atypical angina. During an episode of chest pain she had a documented run of sustained polymorphic ventricular tachycardia (VT). In addition to medical therapy, she received an ICD to prevent future episodes of sudden cardiac death.

Case Report

A 38‐year‐old woman was admitted with an episode of severe central chest pain. The pain was sharp, localized, occurred at rest, and resolved spontaneously after about 2 hours. She reported intermittent but shorter episodes of similar chest pain for the preceding 5 months. These episodes were associated with palpitation and lightheadedness. She was a smoker with past medical history of hyperlipidemia, asthma, and psoriasis. There was no family history of sudden cardiac death or premature coronary artery disease. On presentation, she was pain‐free, and vitals were stable. Electrocardiogram revealed normal sinus rhythm, no ischemic ST segment changes, and a QTc interval of 479 msec. Serum troponins were normal, serum potassium was 3.5 mmol/L, and serum magnesium was 1.9 mg/dL. While she was being monitored on telemetry, she suddenly experienced chest pain with palpitation. The telemetry recording of the event showed transient ST segment elevation followed by an episode of sustained polymorphic ventricular tachycardia (VT) (Figure 1). She remained hemodynamically stable and did not lose consciousness. The VT was self‐terminating.

Figure 1
Telemetry recording demonstrating ST segment elevation followed by onset of polymorphic ventricular tachycardia. Arrows denote ST segment elevation typically associated with an attack of vasospastic angina.

Coronary angiogram revealed moderate 2‐vessel disease and spontaneous spasm of the dominant left circumflex artery. Therapy was initiated using both an oral nitrate and calcium channel antagonist. Potassium and magnesium levels were corrected with supplementation. On further questioning, she reported 1 episode of near‐syncope in the past. In view of the above history and a documented episode of spontaneous sustained polymorphic VT, an implantable cardioverter defibrillator (ICD) was implanted. She was strongly advised to quit smoking and was discharged home in stable condition. Three months later, she was admitted with recurrence of similar episodes of chest pain and dizziness, and multiple shocks from her ICD. Interrogation of the ICD revealed 5 episodes of polymorphic VT that were appropriately terminated with ICD discharges. The doses of calcium channel antagonist and oral nitrate were maximized, and she was discharged home in stable condition.

Discussion

Our case highlights an important management dilemma in patients with vasospastic angina. ICD implantation in this group has been reported in patients resuscitated from cardiac arrest. Our patient was recognized to be at high risk of sudden death but had never experienced cardiac arrest.

An increased incidence of sudden cardiac death, VT, and ventricular fibrillation has been observed during episodes of vasospastic angina. In a retrospective multicenter study of 349 patients with vasospastic angina, VT or ventricular fibrillation was noted in 6.5% of patients.1 Sudden death was reported in 2% of the patients (mean follow‐up period, 3.4 years), of whom the majority had ST segment elevation during anginal attacks. Increased ventricular vulnerability has been noted even during symptom‐free periods.2 Some cases of unexplained out‐of‐hospital cardiac arrest and sudden deaths may be secondary to coronary artery spasm.3 In a prospective study of 356 survivors of out‐of‐hospital cardiac arrest, Myerburg et al.4 reported 5 patients with coronary artery spasm who had silent ischemic events associated with life‐threatening ventricular arrhythmias. Interestingly, in 2 of the 5 patients, onset of ventricular arrhythmia correlated with reperfusion, rather than ischemia.

Calcium‐channel antagonists and nitrates are accepted as the first‐line treatment for vasospastic angina. Although this therapy improves prognosis, the risk of ventricular arrhythmia and sudden death is not eliminated.1 The data regarding use of ICDs in patients with coronary vasospasm are limited to case reports. Lacroix et al.5 reported 2 patients with vasospastic angina resuscitated from out‐of‐hospital cardiac arrest who received ICDs. Postimplantation, at 4 months and 11 months, respectively, each of the 2 patients had appropriate ICD discharges. Fuertes et al.6 reported a patient resuscitated from cardiac arrest due to ventricular fibrillation related to an episode of angina. The patient had vasospasm despite intensive medical therapy and had an ICD implanted. The above previously published cases describe ICD implantation for patients resuscitated from cardiac arrest.

However, in patients with coronary vasospasm who have never experienced cardiac arrest, it is unclear which subset would benefit from an ICD. Electrophysiological studies are not always helpful in identifying these patients. In the study by Myerburg et al.,4 only 1 out of the 5 patients with coronary artery spasm had inducible arrhythmia during electrophysiological testing. Clinical features associated with increased risk of sudden death were reported by McAlpin3 in a study of 81 patients with vasospastic angina. The risk of sudden death was tripled by the presence of either a history of angina‐linked syncope or documentation of serious arrhythmia complicating attacks. Paradoxically, the risk was increased by the absence of high‐grade coronary artery stenosis. Some researchers have reported a strong association between cigarette smoking and coronary spasm.7 Patients with known or suspected coronary artery spasm should be strongly discouraged from smoking. Our patient, in addition to being a smoker, had 2 of the 3 risk factors described by McAlpin,3 namely, documented serious arrhythmia and absence of high‐grade coronary stenosis. Considering these risk factors, an ICD was implanted. To our knowledge this is the first reported case of ICD insertion in a patient with vasospasm‐induced VT who had never experienced cardiac arrest.

Conclusions

In summary, patients with vasospastic angina are at increased risk of sudden death, especially during an episode of angina. Some cases of unexplained sudden death and malignant ventricular arrhythmia are probably a consequence of acute myocardial ischemia resulting from coronary arterial spasm. Early recognition and treatment of polymorphic VT is critical in preventing sudden cardiac death. In the absence of myocardial infarction, ST segment elevation preceding an episode of syncope or arrhythmia should raise the suspicion of coronary vasospasm as the underlying etiology. ICD placement is potentially beneficial in patients with coronary spasm who are at high risk of sudden cardiac death. Larger trials with longer follow‐up periods would help clinicians make this decision with greater confidence.

References
  1. Nakamura M,Takeshita A,Nose Y.Clinical characteristics associated with myocardial infarction, arrhythmias, and sudden death in patients with vasospastic angina.Circulation.1987;75:11101116.
  2. Nishizaki M,Arita M,Sakurada H, et al.Induction of polymorphic ventricular tachycardia by programmed ventricular stimulation in vasospastic angina pectoris.Am J Cardiol.1996;77:355360.
  3. MacAlpin RN.Cardiac arrest and sudden unexpected death in variant angina: complications of coronary spasm that can occur in the absence of severe organic coronary stenosis.Am Heart J.1993;125:10111017.
  4. Myerburg RJ,Kessler KM,Mallon SM, et al.Life‐threatening ventricular arrhythmias in patients with silent myocardial ischemia due to coronary‐artery spasm.N Engl J Med.1992;326(22):14511455.
  5. Lacroix D,Kacet S,Lekieffre J.Vasospastic angina without flow‐limiting coronary lesion as a cause for aborted sudden death.Int J Cardiol (Ireland).1994;43:247249.
  6. Fuertes J,Gallego P,Peinado R,Merino JL.Implantable cardioverter defibrillator as a therapeutic option for sudden cardiac death secondary to severe coronary vasospasm.Int J Cardiol.1998;63:181183.
  7. Sugiishi M,Takatsu F.Cigarette smoking is a major risk factor for coronary spasm.Circulation.1993;87:7679.
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coronary, vasospasm, implantable cardioverter defibrillator, ventricular tachycardia
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Arrhythmias are well‐described in patients with vasospastic angina. Coronary vasospasm may occur in the setting of angiographically normal or diseased coronary arteries. Patients with vasospastic angina are at increased risk of sudden death. However, it is unclear which of these patients would benefit from implantable cardioverter defibrillator (ICD) insertion.

We report a case of a young woman who presented with atypical angina. During an episode of chest pain she had a documented run of sustained polymorphic ventricular tachycardia (VT). In addition to medical therapy, she received an ICD to prevent future episodes of sudden cardiac death.

Case Report

A 38‐year‐old woman was admitted with an episode of severe central chest pain. The pain was sharp, localized, occurred at rest, and resolved spontaneously after about 2 hours. She reported intermittent but shorter episodes of similar chest pain for the preceding 5 months. These episodes were associated with palpitation and lightheadedness. She was a smoker with past medical history of hyperlipidemia, asthma, and psoriasis. There was no family history of sudden cardiac death or premature coronary artery disease. On presentation, she was pain‐free, and vitals were stable. Electrocardiogram revealed normal sinus rhythm, no ischemic ST segment changes, and a QTc interval of 479 msec. Serum troponins were normal, serum potassium was 3.5 mmol/L, and serum magnesium was 1.9 mg/dL. While she was being monitored on telemetry, she suddenly experienced chest pain with palpitation. The telemetry recording of the event showed transient ST segment elevation followed by an episode of sustained polymorphic ventricular tachycardia (VT) (Figure 1). She remained hemodynamically stable and did not lose consciousness. The VT was self‐terminating.

Figure 1
Telemetry recording demonstrating ST segment elevation followed by onset of polymorphic ventricular tachycardia. Arrows denote ST segment elevation typically associated with an attack of vasospastic angina.

Coronary angiogram revealed moderate 2‐vessel disease and spontaneous spasm of the dominant left circumflex artery. Therapy was initiated using both an oral nitrate and calcium channel antagonist. Potassium and magnesium levels were corrected with supplementation. On further questioning, she reported 1 episode of near‐syncope in the past. In view of the above history and a documented episode of spontaneous sustained polymorphic VT, an implantable cardioverter defibrillator (ICD) was implanted. She was strongly advised to quit smoking and was discharged home in stable condition. Three months later, she was admitted with recurrence of similar episodes of chest pain and dizziness, and multiple shocks from her ICD. Interrogation of the ICD revealed 5 episodes of polymorphic VT that were appropriately terminated with ICD discharges. The doses of calcium channel antagonist and oral nitrate were maximized, and she was discharged home in stable condition.

Discussion

Our case highlights an important management dilemma in patients with vasospastic angina. ICD implantation in this group has been reported in patients resuscitated from cardiac arrest. Our patient was recognized to be at high risk of sudden death but had never experienced cardiac arrest.

An increased incidence of sudden cardiac death, VT, and ventricular fibrillation has been observed during episodes of vasospastic angina. In a retrospective multicenter study of 349 patients with vasospastic angina, VT or ventricular fibrillation was noted in 6.5% of patients.1 Sudden death was reported in 2% of the patients (mean follow‐up period, 3.4 years), of whom the majority had ST segment elevation during anginal attacks. Increased ventricular vulnerability has been noted even during symptom‐free periods.2 Some cases of unexplained out‐of‐hospital cardiac arrest and sudden deaths may be secondary to coronary artery spasm.3 In a prospective study of 356 survivors of out‐of‐hospital cardiac arrest, Myerburg et al.4 reported 5 patients with coronary artery spasm who had silent ischemic events associated with life‐threatening ventricular arrhythmias. Interestingly, in 2 of the 5 patients, onset of ventricular arrhythmia correlated with reperfusion, rather than ischemia.

Calcium‐channel antagonists and nitrates are accepted as the first‐line treatment for vasospastic angina. Although this therapy improves prognosis, the risk of ventricular arrhythmia and sudden death is not eliminated.1 The data regarding use of ICDs in patients with coronary vasospasm are limited to case reports. Lacroix et al.5 reported 2 patients with vasospastic angina resuscitated from out‐of‐hospital cardiac arrest who received ICDs. Postimplantation, at 4 months and 11 months, respectively, each of the 2 patients had appropriate ICD discharges. Fuertes et al.6 reported a patient resuscitated from cardiac arrest due to ventricular fibrillation related to an episode of angina. The patient had vasospasm despite intensive medical therapy and had an ICD implanted. The above previously published cases describe ICD implantation for patients resuscitated from cardiac arrest.

However, in patients with coronary vasospasm who have never experienced cardiac arrest, it is unclear which subset would benefit from an ICD. Electrophysiological studies are not always helpful in identifying these patients. In the study by Myerburg et al.,4 only 1 out of the 5 patients with coronary artery spasm had inducible arrhythmia during electrophysiological testing. Clinical features associated with increased risk of sudden death were reported by McAlpin3 in a study of 81 patients with vasospastic angina. The risk of sudden death was tripled by the presence of either a history of angina‐linked syncope or documentation of serious arrhythmia complicating attacks. Paradoxically, the risk was increased by the absence of high‐grade coronary artery stenosis. Some researchers have reported a strong association between cigarette smoking and coronary spasm.7 Patients with known or suspected coronary artery spasm should be strongly discouraged from smoking. Our patient, in addition to being a smoker, had 2 of the 3 risk factors described by McAlpin,3 namely, documented serious arrhythmia and absence of high‐grade coronary stenosis. Considering these risk factors, an ICD was implanted. To our knowledge this is the first reported case of ICD insertion in a patient with vasospasm‐induced VT who had never experienced cardiac arrest.

Conclusions

In summary, patients with vasospastic angina are at increased risk of sudden death, especially during an episode of angina. Some cases of unexplained sudden death and malignant ventricular arrhythmia are probably a consequence of acute myocardial ischemia resulting from coronary arterial spasm. Early recognition and treatment of polymorphic VT is critical in preventing sudden cardiac death. In the absence of myocardial infarction, ST segment elevation preceding an episode of syncope or arrhythmia should raise the suspicion of coronary vasospasm as the underlying etiology. ICD placement is potentially beneficial in patients with coronary spasm who are at high risk of sudden cardiac death. Larger trials with longer follow‐up periods would help clinicians make this decision with greater confidence.

Arrhythmias are well‐described in patients with vasospastic angina. Coronary vasospasm may occur in the setting of angiographically normal or diseased coronary arteries. Patients with vasospastic angina are at increased risk of sudden death. However, it is unclear which of these patients would benefit from implantable cardioverter defibrillator (ICD) insertion.

We report a case of a young woman who presented with atypical angina. During an episode of chest pain she had a documented run of sustained polymorphic ventricular tachycardia (VT). In addition to medical therapy, she received an ICD to prevent future episodes of sudden cardiac death.

Case Report

A 38‐year‐old woman was admitted with an episode of severe central chest pain. The pain was sharp, localized, occurred at rest, and resolved spontaneously after about 2 hours. She reported intermittent but shorter episodes of similar chest pain for the preceding 5 months. These episodes were associated with palpitation and lightheadedness. She was a smoker with past medical history of hyperlipidemia, asthma, and psoriasis. There was no family history of sudden cardiac death or premature coronary artery disease. On presentation, she was pain‐free, and vitals were stable. Electrocardiogram revealed normal sinus rhythm, no ischemic ST segment changes, and a QTc interval of 479 msec. Serum troponins were normal, serum potassium was 3.5 mmol/L, and serum magnesium was 1.9 mg/dL. While she was being monitored on telemetry, she suddenly experienced chest pain with palpitation. The telemetry recording of the event showed transient ST segment elevation followed by an episode of sustained polymorphic ventricular tachycardia (VT) (Figure 1). She remained hemodynamically stable and did not lose consciousness. The VT was self‐terminating.

Figure 1
Telemetry recording demonstrating ST segment elevation followed by onset of polymorphic ventricular tachycardia. Arrows denote ST segment elevation typically associated with an attack of vasospastic angina.

Coronary angiogram revealed moderate 2‐vessel disease and spontaneous spasm of the dominant left circumflex artery. Therapy was initiated using both an oral nitrate and calcium channel antagonist. Potassium and magnesium levels were corrected with supplementation. On further questioning, she reported 1 episode of near‐syncope in the past. In view of the above history and a documented episode of spontaneous sustained polymorphic VT, an implantable cardioverter defibrillator (ICD) was implanted. She was strongly advised to quit smoking and was discharged home in stable condition. Three months later, she was admitted with recurrence of similar episodes of chest pain and dizziness, and multiple shocks from her ICD. Interrogation of the ICD revealed 5 episodes of polymorphic VT that were appropriately terminated with ICD discharges. The doses of calcium channel antagonist and oral nitrate were maximized, and she was discharged home in stable condition.

Discussion

Our case highlights an important management dilemma in patients with vasospastic angina. ICD implantation in this group has been reported in patients resuscitated from cardiac arrest. Our patient was recognized to be at high risk of sudden death but had never experienced cardiac arrest.

An increased incidence of sudden cardiac death, VT, and ventricular fibrillation has been observed during episodes of vasospastic angina. In a retrospective multicenter study of 349 patients with vasospastic angina, VT or ventricular fibrillation was noted in 6.5% of patients.1 Sudden death was reported in 2% of the patients (mean follow‐up period, 3.4 years), of whom the majority had ST segment elevation during anginal attacks. Increased ventricular vulnerability has been noted even during symptom‐free periods.2 Some cases of unexplained out‐of‐hospital cardiac arrest and sudden deaths may be secondary to coronary artery spasm.3 In a prospective study of 356 survivors of out‐of‐hospital cardiac arrest, Myerburg et al.4 reported 5 patients with coronary artery spasm who had silent ischemic events associated with life‐threatening ventricular arrhythmias. Interestingly, in 2 of the 5 patients, onset of ventricular arrhythmia correlated with reperfusion, rather than ischemia.

Calcium‐channel antagonists and nitrates are accepted as the first‐line treatment for vasospastic angina. Although this therapy improves prognosis, the risk of ventricular arrhythmia and sudden death is not eliminated.1 The data regarding use of ICDs in patients with coronary vasospasm are limited to case reports. Lacroix et al.5 reported 2 patients with vasospastic angina resuscitated from out‐of‐hospital cardiac arrest who received ICDs. Postimplantation, at 4 months and 11 months, respectively, each of the 2 patients had appropriate ICD discharges. Fuertes et al.6 reported a patient resuscitated from cardiac arrest due to ventricular fibrillation related to an episode of angina. The patient had vasospasm despite intensive medical therapy and had an ICD implanted. The above previously published cases describe ICD implantation for patients resuscitated from cardiac arrest.

However, in patients with coronary vasospasm who have never experienced cardiac arrest, it is unclear which subset would benefit from an ICD. Electrophysiological studies are not always helpful in identifying these patients. In the study by Myerburg et al.,4 only 1 out of the 5 patients with coronary artery spasm had inducible arrhythmia during electrophysiological testing. Clinical features associated with increased risk of sudden death were reported by McAlpin3 in a study of 81 patients with vasospastic angina. The risk of sudden death was tripled by the presence of either a history of angina‐linked syncope or documentation of serious arrhythmia complicating attacks. Paradoxically, the risk was increased by the absence of high‐grade coronary artery stenosis. Some researchers have reported a strong association between cigarette smoking and coronary spasm.7 Patients with known or suspected coronary artery spasm should be strongly discouraged from smoking. Our patient, in addition to being a smoker, had 2 of the 3 risk factors described by McAlpin,3 namely, documented serious arrhythmia and absence of high‐grade coronary stenosis. Considering these risk factors, an ICD was implanted. To our knowledge this is the first reported case of ICD insertion in a patient with vasospasm‐induced VT who had never experienced cardiac arrest.

Conclusions

In summary, patients with vasospastic angina are at increased risk of sudden death, especially during an episode of angina. Some cases of unexplained sudden death and malignant ventricular arrhythmia are probably a consequence of acute myocardial ischemia resulting from coronary arterial spasm. Early recognition and treatment of polymorphic VT is critical in preventing sudden cardiac death. In the absence of myocardial infarction, ST segment elevation preceding an episode of syncope or arrhythmia should raise the suspicion of coronary vasospasm as the underlying etiology. ICD placement is potentially beneficial in patients with coronary spasm who are at high risk of sudden cardiac death. Larger trials with longer follow‐up periods would help clinicians make this decision with greater confidence.

References
  1. Nakamura M,Takeshita A,Nose Y.Clinical characteristics associated with myocardial infarction, arrhythmias, and sudden death in patients with vasospastic angina.Circulation.1987;75:11101116.
  2. Nishizaki M,Arita M,Sakurada H, et al.Induction of polymorphic ventricular tachycardia by programmed ventricular stimulation in vasospastic angina pectoris.Am J Cardiol.1996;77:355360.
  3. MacAlpin RN.Cardiac arrest and sudden unexpected death in variant angina: complications of coronary spasm that can occur in the absence of severe organic coronary stenosis.Am Heart J.1993;125:10111017.
  4. Myerburg RJ,Kessler KM,Mallon SM, et al.Life‐threatening ventricular arrhythmias in patients with silent myocardial ischemia due to coronary‐artery spasm.N Engl J Med.1992;326(22):14511455.
  5. Lacroix D,Kacet S,Lekieffre J.Vasospastic angina without flow‐limiting coronary lesion as a cause for aborted sudden death.Int J Cardiol (Ireland).1994;43:247249.
  6. Fuertes J,Gallego P,Peinado R,Merino JL.Implantable cardioverter defibrillator as a therapeutic option for sudden cardiac death secondary to severe coronary vasospasm.Int J Cardiol.1998;63:181183.
  7. Sugiishi M,Takatsu F.Cigarette smoking is a major risk factor for coronary spasm.Circulation.1993;87:7679.
References
  1. Nakamura M,Takeshita A,Nose Y.Clinical characteristics associated with myocardial infarction, arrhythmias, and sudden death in patients with vasospastic angina.Circulation.1987;75:11101116.
  2. Nishizaki M,Arita M,Sakurada H, et al.Induction of polymorphic ventricular tachycardia by programmed ventricular stimulation in vasospastic angina pectoris.Am J Cardiol.1996;77:355360.
  3. MacAlpin RN.Cardiac arrest and sudden unexpected death in variant angina: complications of coronary spasm that can occur in the absence of severe organic coronary stenosis.Am Heart J.1993;125:10111017.
  4. Myerburg RJ,Kessler KM,Mallon SM, et al.Life‐threatening ventricular arrhythmias in patients with silent myocardial ischemia due to coronary‐artery spasm.N Engl J Med.1992;326(22):14511455.
  5. Lacroix D,Kacet S,Lekieffre J.Vasospastic angina without flow‐limiting coronary lesion as a cause for aborted sudden death.Int J Cardiol (Ireland).1994;43:247249.
  6. Fuertes J,Gallego P,Peinado R,Merino JL.Implantable cardioverter defibrillator as a therapeutic option for sudden cardiac death secondary to severe coronary vasospasm.Int J Cardiol.1998;63:181183.
  7. Sugiishi M,Takatsu F.Cigarette smoking is a major risk factor for coronary spasm.Circulation.1993;87:7679.
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Implantable cardioverter defibrillator (ICD) for polymorphic ventricular tachycardia (VT) due to coronary vasospasm
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Safety in Numbers

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Safety in numbers: Physicians joining forces to seal the cracks during transitions

A lack of communication and accountability among healthcare professionals in general, and physicians in particular, jeopardizes quality and safety for our patients who are transitioning across sites of care.1, 2 Our patients, their family caregivers, and our health care professional colleagues on the receiving end of these transfers are often left flying blind without adequate information or direction to make sound clinical decisions.

Beyond our attempts to ensure effective transitions on a professional level, many of the readers of the Journal of Hospital Medicine likely have struggled to ensure seamless transitions for our families, despite the benefits of our training and experience.3 If some of the nation's most respected healthcare leaders are unable to make this work for their loved ones,48 one can only imagine the challenges faced by those without such advantages.

National and local quality collaboratives aimed at improving communication and collaboration across settings have found physicians difficult to engage as partners in these efforts.9 All too often there is a false expectation that these types of activities are best left to nonphysician healthcare professionals on the sending side of the transfer or to those receiving the transfer.10, 11

In this issue of the Journal, we commend the leadership provided by representatives of 6 of the nation's leading physician professional societies to join forces toward the common purpose of articulating physicians' roles and accountability for care delivered during transitions.12 Ensuring effective care transitions is a team sport, yet rarely do we have a clear understanding of who are the other members of our team, how to interact with them, or a clear delineation of their respective roles. Simply stated, this article is a key step to facilitating teamwork across settings among physicians, our interdisciplinary healthcare professional colleagues, our patients, and their family caregivers. These standards clearly convey the type of care we expect for our loved ones.

Drawing from proven strategies used in nonhealthcare industries, the standards assert that the sending provider or institution retains responsibility for the patient's care until the receiving team confirms receipt of the transfer and assumes responsibility. Further, the receiving team is given the opportunity to ask questions and clarify the proposed care plan in recognition of the fact that communication is more than simply the transfer of information. Rather, such communication involves the need to ensure comprehension and provide an opportunity to have a 2‐way dialog. These standards distinguish between the transmission of information and true communication.

The timing of the release of these standards is ideal. As physicians concentrate their practice within particular settings we can no longer rely on casual random interchanges in hospital parking lots or the hospital's physician lounge. Rather, we need to take a more active and reliable approach to ensuring timely and accurate exchanges. These standards cut to the essence of how we communicate with our physician and nonphysician colleagues alike, and in so doing move us away from nonproductive blame and finger‐pointing.

Although the implications for these standards are far reaching in terms of raising the quality bar, they could reach even further with respect to the types of settings they address. These standards need to extend beyond hospitals and the outpatient arena to include nursing homes, rehabilitation facilities, home care agencies, adult day health centers, and other settings where chronic care services are delivered.

Further, the standards devote considerable focus to the transfer of health information. Even with advances in health information exchange technologies, we must recognize that information is necessary but not sufficient for ensuring safe and high‐quality transfers. Implementing these standards will undoubtedly require that we reconfigure our daily workflows.13 The article in this issue by Graumlich et al.14 emphasizes the challenges of how to introduce technology into our daily clinical routines. The standards also open the door for how we can best ensure not just the transmission of information, but also the comprehension of transfer instructions to our patients with attention to health literacy, cognitive ability, and the patient's level of activation.15 Best and Young16 provide valuable action steps for how to address the needs of diverse and underserved populations.

These standards may serve to uncover the fact that most physicians have not received formal training in executing high‐quality care transitions in the role of either the sender or the receiver. Further, few physicians have a mechanism in place to evaluate their performance. The American Board of Internal Medicine and the American Board of Family Practice has developed Maintenance of Certification Practice Improvement Modules (PIM) on care coordination that provide an excellent opportunity to sharpen our skills. The HMO Care Management Workgroup has also attempted to summarize the essential skills necessary to care for patients during transitions.17

Perhaps the greatest value of these standards is that they lay the framework for actionable improvement. Local, state, and national quality collaboratives can immediately incorporate these recommendations into their overall strategy. These standards will likely influence the design and implementation of the Medical Home.18 As national attention focuses on how to operationalize bundled payment approaches and Accountable Care Organizations,19 these standards provide a clear consensus on communication, accountability, and ensuring patient‐centeredness. The standards are an excellent start and provide a framework for further innovation.

One area in particular may be the opportunity to reinvent the format, content, and medium by which essential information is transferred. For example, one might envision the value of producing a scaled down version of the discharge summary with a limited core set of data elements that could be quickly completed and communicated to the next care team via fax, e‐mail, or text messaging.

Complementing new strategies to improve the exchange of health information are opportunities to reconsider the culture within which this communication occurs. Our profession has a long‐standing tradition of not providing directives to our colleagues on the details of clinical management. Hospitalists develop important insights during a patient's hospital stay and are in an ideal position to anticipate potential developments in the subsequent course after discharge. Contrast this with the 5 to 10 minutes that a primary care physician or specialist may have to come up to speed on the hospital and posthospital events in order to manage the patient in the ambulatory arena. Thus, rather than the traditional historical orientation to a discharge summary, one could envision a more future‐orientated document characterized by a series of if‐then statements that outline a series of possible clinical scenarios that may play out over the weeks after discharge along with recommendations for adjustments to the treatment plan.

At a broader level, the release of these standards demonstrate to our communities and to our nation that physicians can join forces to address a particularly complex and challenging aspect of healthcare. Change can indeed come from within our profession rather than being imposed by outside influences such as government administrators, regulatory bodies, or malpractice attorneys. I applaud such efforts and believe that hospitalists will continue to play a central role in national efforts to improve transitions of care.

References
  1. Kripalani S,Phillips CO,Basaviah P,Williams MV,Saint SK,Baker DW.Deficits in information transfer from inpatient to outpatient physician at hospital discharge: a systematic review.J Gen Intern Med.2004;19(S1):135.
  2. Coleman EA,Berenson RA.Lost in transition: challenges and opportunities for improving the quality of transitional care.Ann Intern Med.2004;141(7):533536.
  3. Kane R,West J.It Shouldn't Be This Way: The Failure of Long Term Care.1st ed.Nashville, TN:Vanderbilt University Press;2005.
  4. Pham HH.Dismantling Rube Goldberg: cutting through chaos to achieve coordinated care.J Hosp Med.2009;4(4):259260.
  5. Levin PE,Levin EJ.The experience of an orthopaedic traumatologist when the trauma hits home: observations and suggestions.J Bone Joint Surg Am.2008;90(9):20262036.
  6. Berwick DM.Quality comes home.Ann Intern Med.1996;125(10):839843.
  7. Lawrence DM.My mother and the medical care ad‐hoc‐racy.Health Aff.2003;22(2):238242.
  8. Cleary P.A hospitalization from hell: a patient's perspective on quality.Ann Intern Med.2003;138:3339.
  9. Boyce PS,Pace KB,Lauder B,Solomon DA.The ReACH Collaborative—improving quality home care.Caring.2007;26(8):4451.
  10. Next step in care. Available at: http://www.nextstepincare.org. Accessed June2009.
  11. Bennett RE,Tuttle M,May K,Harvell J,Coleman EA. Health information exchange in post‐acute and long‐term care case study findings: final report. 2007. Office of Disability, Aging and Long‐Term Care Policy; Office of the Assistant Secretary for Planning and Evaluation; U.S. Department of Health and Human Services. Available at: http://aspe.hhs.gov/daltcp/reports/2007/HIEcase.pdf. Accessed June2009.
  12. Snow V.Transitions of Care Consensus Policy Statement. American College of Physicians‐Society of General Internal Medicine‐Society of Hospital Medicine‐American Geriatrics Society‐American College of Emergency Physicians‐Society of Academic Emergency Medicine.J Hosp Med.2009;4(6):364370.
  13. Chugh A,Williams MV,Grigsby J,Coleman E.Better transitions: improving comprehension of discharge instructions.Front Health Serv Manag.2009;25(3):1132.
  14. Graumlich J,Novotny N,Nace G,Aldag J.Patient and physician perceptions after software‐assisted discharge from hospital: cluster randomized trial.J Hosp Med.2009;4(6):356363.
  15. Patient Activation Measure. Available at: http://www.insigniahealth.com/products/pam.html. Accessed June2009.
  16. Best J,Young A.A SAFE DC: a conceptual framework for care of the homeless inpatient.J Hosp Med2009;4(6):375381.
  17. HMO Care Management Workgroup. One patient, many places: managing healthcare transitions. 2004. Available at: http://www.caretransitions. org/documents/One%20Patient%20RWJ%20Report.pdf. Accessed June2009.
  18. American College of Physicians. Patient‐Centered Medical Home: ACP delivers expanded PCMH resources online. Available at: http://www.acponline.org/advocacy/where_we_stand/medical_home. Accessed June2009.
  19. American College of Physicians. Accountable Care Organizations. Available at: http://www.acponline.org/advocacy/where_we_stand/medical_ home. Accessed June2009.
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329-330
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A lack of communication and accountability among healthcare professionals in general, and physicians in particular, jeopardizes quality and safety for our patients who are transitioning across sites of care.1, 2 Our patients, their family caregivers, and our health care professional colleagues on the receiving end of these transfers are often left flying blind without adequate information or direction to make sound clinical decisions.

Beyond our attempts to ensure effective transitions on a professional level, many of the readers of the Journal of Hospital Medicine likely have struggled to ensure seamless transitions for our families, despite the benefits of our training and experience.3 If some of the nation's most respected healthcare leaders are unable to make this work for their loved ones,48 one can only imagine the challenges faced by those without such advantages.

National and local quality collaboratives aimed at improving communication and collaboration across settings have found physicians difficult to engage as partners in these efforts.9 All too often there is a false expectation that these types of activities are best left to nonphysician healthcare professionals on the sending side of the transfer or to those receiving the transfer.10, 11

In this issue of the Journal, we commend the leadership provided by representatives of 6 of the nation's leading physician professional societies to join forces toward the common purpose of articulating physicians' roles and accountability for care delivered during transitions.12 Ensuring effective care transitions is a team sport, yet rarely do we have a clear understanding of who are the other members of our team, how to interact with them, or a clear delineation of their respective roles. Simply stated, this article is a key step to facilitating teamwork across settings among physicians, our interdisciplinary healthcare professional colleagues, our patients, and their family caregivers. These standards clearly convey the type of care we expect for our loved ones.

Drawing from proven strategies used in nonhealthcare industries, the standards assert that the sending provider or institution retains responsibility for the patient's care until the receiving team confirms receipt of the transfer and assumes responsibility. Further, the receiving team is given the opportunity to ask questions and clarify the proposed care plan in recognition of the fact that communication is more than simply the transfer of information. Rather, such communication involves the need to ensure comprehension and provide an opportunity to have a 2‐way dialog. These standards distinguish between the transmission of information and true communication.

The timing of the release of these standards is ideal. As physicians concentrate their practice within particular settings we can no longer rely on casual random interchanges in hospital parking lots or the hospital's physician lounge. Rather, we need to take a more active and reliable approach to ensuring timely and accurate exchanges. These standards cut to the essence of how we communicate with our physician and nonphysician colleagues alike, and in so doing move us away from nonproductive blame and finger‐pointing.

Although the implications for these standards are far reaching in terms of raising the quality bar, they could reach even further with respect to the types of settings they address. These standards need to extend beyond hospitals and the outpatient arena to include nursing homes, rehabilitation facilities, home care agencies, adult day health centers, and other settings where chronic care services are delivered.

Further, the standards devote considerable focus to the transfer of health information. Even with advances in health information exchange technologies, we must recognize that information is necessary but not sufficient for ensuring safe and high‐quality transfers. Implementing these standards will undoubtedly require that we reconfigure our daily workflows.13 The article in this issue by Graumlich et al.14 emphasizes the challenges of how to introduce technology into our daily clinical routines. The standards also open the door for how we can best ensure not just the transmission of information, but also the comprehension of transfer instructions to our patients with attention to health literacy, cognitive ability, and the patient's level of activation.15 Best and Young16 provide valuable action steps for how to address the needs of diverse and underserved populations.

These standards may serve to uncover the fact that most physicians have not received formal training in executing high‐quality care transitions in the role of either the sender or the receiver. Further, few physicians have a mechanism in place to evaluate their performance. The American Board of Internal Medicine and the American Board of Family Practice has developed Maintenance of Certification Practice Improvement Modules (PIM) on care coordination that provide an excellent opportunity to sharpen our skills. The HMO Care Management Workgroup has also attempted to summarize the essential skills necessary to care for patients during transitions.17

Perhaps the greatest value of these standards is that they lay the framework for actionable improvement. Local, state, and national quality collaboratives can immediately incorporate these recommendations into their overall strategy. These standards will likely influence the design and implementation of the Medical Home.18 As national attention focuses on how to operationalize bundled payment approaches and Accountable Care Organizations,19 these standards provide a clear consensus on communication, accountability, and ensuring patient‐centeredness. The standards are an excellent start and provide a framework for further innovation.

One area in particular may be the opportunity to reinvent the format, content, and medium by which essential information is transferred. For example, one might envision the value of producing a scaled down version of the discharge summary with a limited core set of data elements that could be quickly completed and communicated to the next care team via fax, e‐mail, or text messaging.

Complementing new strategies to improve the exchange of health information are opportunities to reconsider the culture within which this communication occurs. Our profession has a long‐standing tradition of not providing directives to our colleagues on the details of clinical management. Hospitalists develop important insights during a patient's hospital stay and are in an ideal position to anticipate potential developments in the subsequent course after discharge. Contrast this with the 5 to 10 minutes that a primary care physician or specialist may have to come up to speed on the hospital and posthospital events in order to manage the patient in the ambulatory arena. Thus, rather than the traditional historical orientation to a discharge summary, one could envision a more future‐orientated document characterized by a series of if‐then statements that outline a series of possible clinical scenarios that may play out over the weeks after discharge along with recommendations for adjustments to the treatment plan.

At a broader level, the release of these standards demonstrate to our communities and to our nation that physicians can join forces to address a particularly complex and challenging aspect of healthcare. Change can indeed come from within our profession rather than being imposed by outside influences such as government administrators, regulatory bodies, or malpractice attorneys. I applaud such efforts and believe that hospitalists will continue to play a central role in national efforts to improve transitions of care.

A lack of communication and accountability among healthcare professionals in general, and physicians in particular, jeopardizes quality and safety for our patients who are transitioning across sites of care.1, 2 Our patients, their family caregivers, and our health care professional colleagues on the receiving end of these transfers are often left flying blind without adequate information or direction to make sound clinical decisions.

Beyond our attempts to ensure effective transitions on a professional level, many of the readers of the Journal of Hospital Medicine likely have struggled to ensure seamless transitions for our families, despite the benefits of our training and experience.3 If some of the nation's most respected healthcare leaders are unable to make this work for their loved ones,48 one can only imagine the challenges faced by those without such advantages.

National and local quality collaboratives aimed at improving communication and collaboration across settings have found physicians difficult to engage as partners in these efforts.9 All too often there is a false expectation that these types of activities are best left to nonphysician healthcare professionals on the sending side of the transfer or to those receiving the transfer.10, 11

In this issue of the Journal, we commend the leadership provided by representatives of 6 of the nation's leading physician professional societies to join forces toward the common purpose of articulating physicians' roles and accountability for care delivered during transitions.12 Ensuring effective care transitions is a team sport, yet rarely do we have a clear understanding of who are the other members of our team, how to interact with them, or a clear delineation of their respective roles. Simply stated, this article is a key step to facilitating teamwork across settings among physicians, our interdisciplinary healthcare professional colleagues, our patients, and their family caregivers. These standards clearly convey the type of care we expect for our loved ones.

Drawing from proven strategies used in nonhealthcare industries, the standards assert that the sending provider or institution retains responsibility for the patient's care until the receiving team confirms receipt of the transfer and assumes responsibility. Further, the receiving team is given the opportunity to ask questions and clarify the proposed care plan in recognition of the fact that communication is more than simply the transfer of information. Rather, such communication involves the need to ensure comprehension and provide an opportunity to have a 2‐way dialog. These standards distinguish between the transmission of information and true communication.

The timing of the release of these standards is ideal. As physicians concentrate their practice within particular settings we can no longer rely on casual random interchanges in hospital parking lots or the hospital's physician lounge. Rather, we need to take a more active and reliable approach to ensuring timely and accurate exchanges. These standards cut to the essence of how we communicate with our physician and nonphysician colleagues alike, and in so doing move us away from nonproductive blame and finger‐pointing.

Although the implications for these standards are far reaching in terms of raising the quality bar, they could reach even further with respect to the types of settings they address. These standards need to extend beyond hospitals and the outpatient arena to include nursing homes, rehabilitation facilities, home care agencies, adult day health centers, and other settings where chronic care services are delivered.

Further, the standards devote considerable focus to the transfer of health information. Even with advances in health information exchange technologies, we must recognize that information is necessary but not sufficient for ensuring safe and high‐quality transfers. Implementing these standards will undoubtedly require that we reconfigure our daily workflows.13 The article in this issue by Graumlich et al.14 emphasizes the challenges of how to introduce technology into our daily clinical routines. The standards also open the door for how we can best ensure not just the transmission of information, but also the comprehension of transfer instructions to our patients with attention to health literacy, cognitive ability, and the patient's level of activation.15 Best and Young16 provide valuable action steps for how to address the needs of diverse and underserved populations.

These standards may serve to uncover the fact that most physicians have not received formal training in executing high‐quality care transitions in the role of either the sender or the receiver. Further, few physicians have a mechanism in place to evaluate their performance. The American Board of Internal Medicine and the American Board of Family Practice has developed Maintenance of Certification Practice Improvement Modules (PIM) on care coordination that provide an excellent opportunity to sharpen our skills. The HMO Care Management Workgroup has also attempted to summarize the essential skills necessary to care for patients during transitions.17

Perhaps the greatest value of these standards is that they lay the framework for actionable improvement. Local, state, and national quality collaboratives can immediately incorporate these recommendations into their overall strategy. These standards will likely influence the design and implementation of the Medical Home.18 As national attention focuses on how to operationalize bundled payment approaches and Accountable Care Organizations,19 these standards provide a clear consensus on communication, accountability, and ensuring patient‐centeredness. The standards are an excellent start and provide a framework for further innovation.

One area in particular may be the opportunity to reinvent the format, content, and medium by which essential information is transferred. For example, one might envision the value of producing a scaled down version of the discharge summary with a limited core set of data elements that could be quickly completed and communicated to the next care team via fax, e‐mail, or text messaging.

Complementing new strategies to improve the exchange of health information are opportunities to reconsider the culture within which this communication occurs. Our profession has a long‐standing tradition of not providing directives to our colleagues on the details of clinical management. Hospitalists develop important insights during a patient's hospital stay and are in an ideal position to anticipate potential developments in the subsequent course after discharge. Contrast this with the 5 to 10 minutes that a primary care physician or specialist may have to come up to speed on the hospital and posthospital events in order to manage the patient in the ambulatory arena. Thus, rather than the traditional historical orientation to a discharge summary, one could envision a more future‐orientated document characterized by a series of if‐then statements that outline a series of possible clinical scenarios that may play out over the weeks after discharge along with recommendations for adjustments to the treatment plan.

At a broader level, the release of these standards demonstrate to our communities and to our nation that physicians can join forces to address a particularly complex and challenging aspect of healthcare. Change can indeed come from within our profession rather than being imposed by outside influences such as government administrators, regulatory bodies, or malpractice attorneys. I applaud such efforts and believe that hospitalists will continue to play a central role in national efforts to improve transitions of care.

References
  1. Kripalani S,Phillips CO,Basaviah P,Williams MV,Saint SK,Baker DW.Deficits in information transfer from inpatient to outpatient physician at hospital discharge: a systematic review.J Gen Intern Med.2004;19(S1):135.
  2. Coleman EA,Berenson RA.Lost in transition: challenges and opportunities for improving the quality of transitional care.Ann Intern Med.2004;141(7):533536.
  3. Kane R,West J.It Shouldn't Be This Way: The Failure of Long Term Care.1st ed.Nashville, TN:Vanderbilt University Press;2005.
  4. Pham HH.Dismantling Rube Goldberg: cutting through chaos to achieve coordinated care.J Hosp Med.2009;4(4):259260.
  5. Levin PE,Levin EJ.The experience of an orthopaedic traumatologist when the trauma hits home: observations and suggestions.J Bone Joint Surg Am.2008;90(9):20262036.
  6. Berwick DM.Quality comes home.Ann Intern Med.1996;125(10):839843.
  7. Lawrence DM.My mother and the medical care ad‐hoc‐racy.Health Aff.2003;22(2):238242.
  8. Cleary P.A hospitalization from hell: a patient's perspective on quality.Ann Intern Med.2003;138:3339.
  9. Boyce PS,Pace KB,Lauder B,Solomon DA.The ReACH Collaborative—improving quality home care.Caring.2007;26(8):4451.
  10. Next step in care. Available at: http://www.nextstepincare.org. Accessed June2009.
  11. Bennett RE,Tuttle M,May K,Harvell J,Coleman EA. Health information exchange in post‐acute and long‐term care case study findings: final report. 2007. Office of Disability, Aging and Long‐Term Care Policy; Office of the Assistant Secretary for Planning and Evaluation; U.S. Department of Health and Human Services. Available at: http://aspe.hhs.gov/daltcp/reports/2007/HIEcase.pdf. Accessed June2009.
  12. Snow V.Transitions of Care Consensus Policy Statement. American College of Physicians‐Society of General Internal Medicine‐Society of Hospital Medicine‐American Geriatrics Society‐American College of Emergency Physicians‐Society of Academic Emergency Medicine.J Hosp Med.2009;4(6):364370.
  13. Chugh A,Williams MV,Grigsby J,Coleman E.Better transitions: improving comprehension of discharge instructions.Front Health Serv Manag.2009;25(3):1132.
  14. Graumlich J,Novotny N,Nace G,Aldag J.Patient and physician perceptions after software‐assisted discharge from hospital: cluster randomized trial.J Hosp Med.2009;4(6):356363.
  15. Patient Activation Measure. Available at: http://www.insigniahealth.com/products/pam.html. Accessed June2009.
  16. Best J,Young A.A SAFE DC: a conceptual framework for care of the homeless inpatient.J Hosp Med2009;4(6):375381.
  17. HMO Care Management Workgroup. One patient, many places: managing healthcare transitions. 2004. Available at: http://www.caretransitions. org/documents/One%20Patient%20RWJ%20Report.pdf. Accessed June2009.
  18. American College of Physicians. Patient‐Centered Medical Home: ACP delivers expanded PCMH resources online. Available at: http://www.acponline.org/advocacy/where_we_stand/medical_home. Accessed June2009.
  19. American College of Physicians. Accountable Care Organizations. Available at: http://www.acponline.org/advocacy/where_we_stand/medical_ home. Accessed June2009.
References
  1. Kripalani S,Phillips CO,Basaviah P,Williams MV,Saint SK,Baker DW.Deficits in information transfer from inpatient to outpatient physician at hospital discharge: a systematic review.J Gen Intern Med.2004;19(S1):135.
  2. Coleman EA,Berenson RA.Lost in transition: challenges and opportunities for improving the quality of transitional care.Ann Intern Med.2004;141(7):533536.
  3. Kane R,West J.It Shouldn't Be This Way: The Failure of Long Term Care.1st ed.Nashville, TN:Vanderbilt University Press;2005.
  4. Pham HH.Dismantling Rube Goldberg: cutting through chaos to achieve coordinated care.J Hosp Med.2009;4(4):259260.
  5. Levin PE,Levin EJ.The experience of an orthopaedic traumatologist when the trauma hits home: observations and suggestions.J Bone Joint Surg Am.2008;90(9):20262036.
  6. Berwick DM.Quality comes home.Ann Intern Med.1996;125(10):839843.
  7. Lawrence DM.My mother and the medical care ad‐hoc‐racy.Health Aff.2003;22(2):238242.
  8. Cleary P.A hospitalization from hell: a patient's perspective on quality.Ann Intern Med.2003;138:3339.
  9. Boyce PS,Pace KB,Lauder B,Solomon DA.The ReACH Collaborative—improving quality home care.Caring.2007;26(8):4451.
  10. Next step in care. Available at: http://www.nextstepincare.org. Accessed June2009.
  11. Bennett RE,Tuttle M,May K,Harvell J,Coleman EA. Health information exchange in post‐acute and long‐term care case study findings: final report. 2007. Office of Disability, Aging and Long‐Term Care Policy; Office of the Assistant Secretary for Planning and Evaluation; U.S. Department of Health and Human Services. Available at: http://aspe.hhs.gov/daltcp/reports/2007/HIEcase.pdf. Accessed June2009.
  12. Snow V.Transitions of Care Consensus Policy Statement. American College of Physicians‐Society of General Internal Medicine‐Society of Hospital Medicine‐American Geriatrics Society‐American College of Emergency Physicians‐Society of Academic Emergency Medicine.J Hosp Med.2009;4(6):364370.
  13. Chugh A,Williams MV,Grigsby J,Coleman E.Better transitions: improving comprehension of discharge instructions.Front Health Serv Manag.2009;25(3):1132.
  14. Graumlich J,Novotny N,Nace G,Aldag J.Patient and physician perceptions after software‐assisted discharge from hospital: cluster randomized trial.J Hosp Med.2009;4(6):356363.
  15. Patient Activation Measure. Available at: http://www.insigniahealth.com/products/pam.html. Accessed June2009.
  16. Best J,Young A.A SAFE DC: a conceptual framework for care of the homeless inpatient.J Hosp Med2009;4(6):375381.
  17. HMO Care Management Workgroup. One patient, many places: managing healthcare transitions. 2004. Available at: http://www.caretransitions. org/documents/One%20Patient%20RWJ%20Report.pdf. Accessed June2009.
  18. American College of Physicians. Patient‐Centered Medical Home: ACP delivers expanded PCMH resources online. Available at: http://www.acponline.org/advocacy/where_we_stand/medical_home. Accessed June2009.
  19. American College of Physicians. Accountable Care Organizations. Available at: http://www.acponline.org/advocacy/where_we_stand/medical_ home. Accessed June2009.
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Ultrasound Measurement to Estimate CVP

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Diagnostic accuracy of a simple ultrasound measurement to estimate central venous pressure in spontaneously breathing, critically ill patients

Severe sepsis and septic shock account for more than 750,000 hospital admissions and 215,000 deaths per year.1 Early fluid resuscitation is the cornerstone of treatment, and early goal‐directed therapy (EGDT), which includes a target central venous pressure (CVP) of 8 to 12 mm Hg, has been shown to improve outcomes, including mortality and length of stay.2 This goal allows appropriate initial resuscitation and may decrease the risk of excess fluid administration, which is related to adverse outcomes in critically ill patients.3 However, nonintensivists may not start early aggressive fluid resuscitation because of inability to accurately assess intravascular volume, concerns for inadvertent volume overload, or the difficulty of recognizing insidious illness. Assessment of volume status, primarily from inspection of the internal jugular vein to estimate CVP, is difficult to perform by clinical examination alone, especially if CVP is very low.4 Inspection of the external jugular vein is perhaps easier than inspecting the internal jugular vein and appears to accurately estimate CVP,5 but it does not allow the degree of precision necessary for EGDT. Echocardiography can estimate CVP based on respirophasic variation or collapsibility index, but this technique requires expensive equipment and sonographic expertise. The current gold standard technique for measuring CVP requires an invasive central venous catheter, which can delay timely resuscitation and is associated with complications.6

An alternative technique to guide resuscitation efforts should be accurate, safe, rapid, and easy to perform at the bedside, while providing real‐time measurement results. We hypothesized that CVP can be accurately assessed using noninvasive ultrasound imaging of the internal jugular vein, since jugular venous pressure is essentially equal to CVP.7 Specifically, our study estimated the diagnostic accuracy of ultrasound measurement of the aspect ratio (height/width) of the internal jugular vein compared with the invasively measured CVP target for EGDT. We expected that a lower aspect ratio would correlate with a lower CVP and a higher aspect ratio would correlate with a higher CVP.

Methods

Volunteers were enrolled at Saint Mary's Hospital (Mayo Clinic) in Rochester, MN, from January to March 2006, and patients were enrolled at Saint Mary's Hospital and at Abbott Northwestern Hospital (Allina Hospitals and Clinics) in Minneapolis, MN, from May 2006 to October 2007. The study was approved by the Institutional Review Boards of Mayo Clinic and Allina and had 2 phases. The first phase comprised ultrasound measurements of internal jugular vein aspect ratio and determination of intraobserver and interobserver agreement in healthy volunteers. The second phase involved measurement of internal jugular vein aspect ratio and invasive CVP in a convenience sample of 44 spontaneously breathing patients admitted to medical intensive care units: 9 patients at Saint Marys Hospital and 35 patients at Abbott Northwestern Hospital. Patients were enrolled only when study members were on duty in the intensive care unit and able to perform study measurements. As a result, a high proportion of patients who may have been eligible were not asked to participate.

Each volunteer was deemed euvolemic on the basis of normal orthostatic measurements and normal oral intake with no vomiting or diarrhea in the previous 5 days. Measurements of 19 volunteers were made by 1 author (A.S.K.), with subsequent measurements of 15 of the volunteers made by another author (O.G.) to determine interobserver variability; 4 participants did not undergo a second measurement because of scheduling conflicts.

Inclusion and exclusion criteria for the critically ill patients are provided in Table 1. Recruitment was based on presenting symptoms and test results that led the intensive care unit physicians to decide to place a CVP monitor. All the enrolled patients had invasive CVP measurement performed approximately 30 to 40 minutes after ultrasound measurement of the internal jugular vein; this delay was the time required to place the central line and obtain the measurement. All patients who were invited to participate in the study were included. No patients were excluded on the basis of the exclusion criteria or because of inability to place a central line. No complications related to central line placement occurred.

Study Inclusion and Exclusion Criteria for Critically Ill Patients
Inclusion criteria
1. Aged 18 years or older
2. Admission to the intensive care unit
3. Spontaneously breathing (not intubated/ventilated)
4. Planned insertion of a central venous pressure monitor for therapy
Exclusion criteria
1. Known cervical spine injuries or fusion
2. Nonremovable cervical collars
3. Surgical dressings that would prevent visualization of the internal jugular vein
4. Inability of the patient to be properly positioned
5. A code situation

We followed a prescribed measurement technique (Table 2) to determine the internal jugular vein aspect ratio in all volunteers and patients. Measurements of the volunteers were made with a Site‐Rite 3 Ultrasound System (Bard Access Systems, Inc., Salt Lake City, UT) using a 9.0‐MHz transducer. Measurements of the critically ill patients were made with a SonoSite MicroMaxx ultrasound system (SonoSite, Inc., Bothell, WA) using a 10.5‐MHz transducer. Study team physicians initially were blinded to actual measured CVP. Internal jugular vein aspect ratio and CVP were measured at tidal volume end‐expiration for all patients. One measurement was obtained for each patient, with measurements being made by 1 of 4 physicians (2 intensivists, 1 critical care fellow, and 1 chief medicine resident). With no specific ultrasound training and with only minimal practice, the physicians could obtain the optimal aspect ratio within a few seconds (Figure 1).

Figure 1
Measurement of aspect ratio. Cross‐sectional transverse‐plane ultrasound image shows the right internal jugular vein and the common carotid artery. The internal jugular vein aspect ratio (height/width) in this example is 0.77.
Internal Jugular Vein Measurement Process
1. Position the patient supine (0) with head and legs flat, ensuring overall comfort. A small pillow can be used to help keep head, neck, and trunk aligned
2. Have the patient rotate his or her head slightly to the side (<30) to expose the internal jugular vein
3. Place the transducer transversely on the patient's neck over the expected location of the internal jugular vein. The transducer should be perpendicular to the patient's neck
4. Apply slight pressure to the transducer to locate the internal jugular vein on the view screen. Use the minimum pressure necessary to obtain a good quality ultrasound image
5. Once the internal jugular vein is found, adjust the position of the transducer over the vein to obtain the most circular cross‐sectional image
6. Have the patient breathe normally, then ask him or her to briefly stop breathing at normal (tidal volume) end‐expiration
7. Store the best end‐expiration image (in which the internal jugular vein appears most circular) and have the patient resume normal breathing
8. Measure the height and width of the internal jugular vein using the built‐in cursor function or a ruler

This was an exploratory prospective study, and all methods of data collection were designed before patient enrollment. However, the ultrasound‐derived aspect ratio of 0.83 (which defined a CVP of 8 mm Hg) was determined post hoc to maximize sensitivity and specificity and was based on the aspect ratio of the euvolemic volunteers and the inflection point of the CVP vs aspect ratio curve for the critically ill patients.

Statistical Analysis

Groups were compared using the 2 test for differences in proportions and the Wilcoxon rank sum test for continuous data. P < 0.05 was considered statistically significant. Bland‐Altman plots were used to describe the bias and variability of the aspect ratio within and between observers.8 This technique compares 2 methods of measurement to determine agreement and repeatability by plotting the mean of the differences (which should be zero) and the upper and lower limits of agreement (1.96 standard deviations [SDs] of those differences above and below the mean). Results were calculated using the available data; there was no adjustment for missing data. Analyses were performed using SPLUS and SAS/STAT software (SAS Institute, Inc., Cary, NC).

Results

We first evaluated 19 white volunteers: 12 women and 7 men. Mean (SD) age was 42 (11) years and mean body mass index was 26.6 (4.5) kg/m2. Mean arterial pressure was 89 (13) mm Hg and mean heart rate was 71 (15) beats/minute. Mean aspect ratio of the right and left internal jugular vein for all volunteers was 0.82 (0.07). There was no difference in aspect ratio between the right (0.83 [0.10]) and left (0.81 [0.13]) vein (P > 0.10). Also, no difference in the aspect ratio was seen between men (0.81 [0.08]) and women (0.83 [0.07]) (P = 0.77). Bland‐Altman analysis indicated moderate intraobserver and interobserver agreement for the aspect ratio measurements (Figure 2).

Figure 2
Bland‐Altman analysis. (A,B) Intraobserver reliability for ultrasound measurements of the aspect ratio for the (A) right and (B) left internal jugular vein made by 1 observer (A.S.K.) in 19 volunteers. (C,D) Interobserver reliability for measurements of the (C) right and (D) left internal jugular vein by 2 observers (A.S.K. and O.G.) in 15 of the volunteers. Solid line represents the mean of the difference in aspect ratio; dotted lines represent the variability of the difference. Vertical line on each graph indicates an aspect ratio of 0.83.

We then compared the aspect ratio measured using ultrasound and CVP measured with an invasive monitor for 44 spontaneously breathing critically ill patients (22 women and 22 men; 38 were white). Mean (SD) age was 66 (14) years and mean body mass index was 28.8 (9.1) kg/m2. Mean arterial pressure (n = 36) was 67 (12) mm Hg and mean heart rate (n = 34) was 92 (22) beats/minute. Systemic inflammatory response syndrome (SIRS) criteria were present in 23 of 40 patients; complete data were unavailable for the other 4 patients. Of these 40 patients, 20 had sepsis, 15 had severe sepsis, and 5 had septic shock. The most common diagnoses were gastrointestinal tract bleeding in 6 patients and congestive heart failure in 4 patients. Acute Physiology and Chronic Health Evaluation (APACHE III) score, available for 8 of the 9 patients at Saint Marys Hospital, was 63 (10).

Figure 3 shows measured aspect ratios vs. invasively measured CVP for the critically ill patients. The curvilinear result is consistent with venous and right ventricular compliance ( volume/ pressure) characteristics. Note that the inflection point (beginning of the increased slope) of the curve corresponds to a CVP of about 8 mm Hg. Furthermore, the aspect ratio (0.8) at this point is the same as that seen in the euvolemic volunteers. These findings suggest that, in spontaneously breathing patients, a CVP of about 8 mm Hg and an aspect ratio of about 0.8 each defines the beginning of the plateau on the cardiac Frank‐Starling curve.

Figure 3
Measurements in spontaneously breathing critically ill patients. Plot of the ultrasound‐measured aspect ratio of the internal jugular vein (x‐axis) vs. the invasively‐measured end‐expiration central venous pressure (CVP) (y‐axis) for each patient (n = 44). The horizontal line indicates a CVP of 8 mm Hg, and the vertical line indicates an internal jugular vein aspect ratio of 0.83. Solid line represents a loess fit to the data.

Ultrasound imaging of the internal jugular vein aspect ratio accurately estimated the CVP target of 8 mm Hg based on the area under the receiver operating characteristics curve of 0.84 (95% confidence interval [CI], 0.72‐0.96) (Figure 4). For an invasively measured CVP of less than 8 mm Hg, the likelihood ratio for a positive ultrasound test result (aspect ratio < 0.83) was 3.5 (95% CI, 1.4‐8.4) and for a negative test result (aspect ratio 0.83) was 0.30 (95% CI, 0.14‐0.62). Clinically, this means that patients with a measured aspect ratio of less than 0.83 require further fluid resuscitation, whereas patients with a measured aspect ratio of 0.83 or greater are less likely to benefit from fluid resuscitation.

Figure 4
Receiver operating characteristics curve. Sensitivity (y‐axis) is plotted vs. 1 − specificity (x‐axis) for the 42 unique internal jugular vein aspect ratios among 44 patients. Area under the curve is 0.84 (95% CI, 0.72‐0.96). The “shoulder” indicates the point of maximum sensitivity (0.78) and specificity (0.77) that corresponds to the aspect ratio of 0.83 (*).

Discussion

This study demonstrated that the EGDT CVP target of 8 to 12 mm Hg can be accurately estimated (referenced to invasive CVP monitoring) using noninvasive ultrasound measurement of the internal jugular vein in spontaneously breathing critically ill patients. The measurement process is simple to perform at the bedside and moderately reliable when performed by different observers; also, the results appear to be equivalent for both sides and for males or females. Images can be stored electronically for serial comparisons and for viewing by other caregivers. Because the aspect ratio is essentially constant over the length of the internal jugular vein, unlike diameter, measurements can be performed anywhere along the vein. Also, ultrasound imaging allows visualization of the internal jugular vein despite anatomic variation.9

Previous attempts at noninvasive hemodynamic monitoring using plethysmography, thoracic electrical bioimpedance, and external Doppler probes have shown these methods to be cumbersome or inaccurate.1013 Other investigators have used echocardiography14, 15 and handheld ultrasound16 to image the diameter of the inferior vena cava in order to assess intravascular volume status, but these techniques require expertise in sonographic imaging. An alternative technique is to measure peripheral venous pressure, which correlates with CVP.17 This method, however, requires technical expertise to zero the monitor and is not yet widely used for critically ill patients. A literature search found 1 letter to the editor suggesting that real‐time ultrasound imaging of the internal jugular vein could be used to qualitatively determine jugular venous pressure18 and 3 studies using ultrasound in conjunction with a pressure transducer or manometer to determine the pressure needed to collapse the vein (either the internal jugular or a peripheral vein), with subsequent correlation to CVP.1921 These latter techniques appear to be cumbersome and require custom equipment that is not readily available in most hospitals.

Any measurement of CVP, including our technique, assumes correlation with volume responsiveness as a surrogate for intravascular volume. However, CVP is governed by multiple physiologic and pathologic factors, including intravascular volume, vascular and ventricular compliance, ventricular function, tricuspid stenosis and regurgitation, cardiac tamponade, and atrioventricular dissociation.22, 23 Therefore, CVP alone may not be an accurate measure of volume responsiveness (intravascular volume). CVP may also have spontaneous variation similar to pulmonary capillary wedge pressure, which can be as high as 7 mm Hg in any given patient.24 Furthermore, invasive CVP monitors also have limitations, and the overall accuracy of the Philips system used at Saint Marys Hospital is 4% of the reading or 4 mm Hg, whichever is greater.25 Nonetheless, the EGDT algorithm that incorporates CVP measurement with a target of 8 to 12 mm Hg in spontaneously breathing patients and 12 mm Hg in mechanically ventilated patients has resulted in decreased mortality among patients with severe sepsis and is recommended by the Surviving Sepsis Campaign guidelines26 and the Institute for Healthcare Improvement.27

These study results are important because nonintensivists such as hospitalists and emergency department physicians can use this technique to provide rapid fluid resuscitation early in the course of severe sepsis and septic shock, when aggressive fluid resuscitation is most effective. Ultrasound imaging of the internal jugular vein is easy to perform without formal training, and the equipment is readily available in most hospitals. Future studies will evaluate outcomes in spontaneously breathing and ventilated patients to determine the accuracy of this measurement technique in volume‐depleted and volume‐overloaded states. If validated in different patient populations, ultrasound measurement of the internal jugular vein could substitute for the EGDT CVP target in critically ill patients and allow early aggressive fluid resuscitation before a central venous catheter is placed.

Limitations

This exploratory study enrolled a small convenience sample of primarily white patients. The convenience sample is potentially prone to selection bias since a majority of patients who may have been eligible were never asked to participate. Also, not all patients had sepsis syndrome; our intention was to measure CVP and aspect ratio for available critically ill patients. Accordingly, results may be different depending on severity of illness. In addition, some of the patients were transferred from outside medical centers or from emergency departments and therefore may have already been partly resuscitated. Another limitation is that the intraobserver and interobserver variability for the healthy volunteers showed only moderate agreement, possibly indicating limited repeatability, although these results could be due to the small sample size. Also, we did not determine intraobserver and interobserver variability for the critically ill patients; results may be different from those of the healthy volunteers. Furthermore, underlying conditions such as tricuspid stenosis or regurgitation and cardiac tamponade may affect measurement results, but we included all patients without formal assessment, since treatment was performed on an urgent/emergent basis as would happen in real clinical settings.

Acknowledgements

The authors dedicate this work to their patients with severe sepsis. They thank Lisa Kirkland, MD, and Murat Yilmaz, MD, for their assistance with this study. They also thank the Mayo Clinic Divisions of General Internal Medicine and Pulmonary and Critical Care Medicine for funding.

References
  1. Angus DC,Linde‐Zwirble WT,Lidicker J,Clermont G,Carcillo J,Pinsky MR.Epidemiology of severe sepsis in the United States: analysis of incidence, outcome, and associated costs of care.Crit Care Med.2001;29(7):13031310.
  2. Rivers E,Nguyen B,Havstad S, et al.Early Goal‐Directed Therapy Collaborative Group. Early goal‐directed therapy in the treatment of severe sepsis and septic shock.N Engl J Med.2001;345(19):13681377.
  3. Durairaj L,Schmidt GA.Fluid therapy in resuscitated sepsis: less is more.Chest.2008;133(1):252263.
  4. Cook DJ,Simel DL.The rational clinical examination: does this patient have abnormal central venous pressure?JAMA.1996;275(8):630634.
  5. Vinayak AG,Levitt J,Gehlbach B,Pohlman AS,Hall JB,Kress JP.Usefulness of the external jugular vein examination in detecting abnormal central venous pressure in critically ill patients.Arch Intern Med.2006;166(19):21322137.
  6. Taylor RW,Palagiri AV.Central venous catheterization.Crit Care Med.2007;35(5):13901396.
  7. Magder S.How to use central venous pressure measurements.Curr Opin Crit Care.2005;11(3):264270.
  8. Bland JM,Altman DG.Statistical methods for assessing agreement between two methods of clinical measurement.Lancet.1986;1(8476):307310.
  9. Denys BG,Uretsky BF.Anatomical variations of internal jugular vein location: impact on central venous access.Crit Care Med.1991;19(12):15161519.
  10. Bloch KE,Krieger BP,Sackner MA.Noninvasive measurement of central venous pressure by neck inductive plethysmography.Chest.1991;100(2):371375.
  11. Ward KR,Tiba MH,Barbee RW, et al.A new noninvasive method to determine central venous pressure.Resuscitation.2006;70(2):238246.
  12. Barie PS.Advances in critical care monitoring.Arch Surg.1997;132(7):734739.
  13. Chandraratna PA,Brar R,Vijayasekaran S, et al.Continuous recording of pulmonary artery diastolic pressure and cardiac output using a novel ultrasound transducer.J Am Soc Echocardiogr.2002;15(11):13811386.
  14. Duvekot JJ,Cheriex EC,Tan WD,Heidendal GA,Peeters LL.Measurement of anterior‐posterior diameter of inferior vena cava by ultrasonography: a new non‐invasive method to assess acute changes in vascular filling state.Cardiovasc Res.1994;28(8):12691272.
  15. Yanagiba S,Ando Y,Kusano E,Asano Y.Utility of the inferior vena cava diameter as a marker of dry weight in nonoliguric hemodialyzed patients.ASAIO J.2001;47(5):528532.
  16. Brennan JM,Ronan A,Goonewardena S, et al.Handcarried ultrasound measurement of the inferior vena cava for assessment of intravascular volume status in the outpatient hemodialysis clinic.Clin J Am Soc Nephrol.2006;1(4):749753.
  17. Charalambous C,Barker TA,Zipitis CS, et al.Comparison of peripheral and central venous pressures in critically ill patients.Anaesth Intensive Care.2003;31(1):3439.
  18. Lipton BM.Determination of elevated jugular venous pressure by real‐time ultrasound.Ann Emerg Med.1999;34(1):115.
  19. Aggarwal V,Chatterjee A,Cho Y,Cheung D.Ultrasound‐guided noninvasive measurement of a patient's central venous pressure.Conf Proc IEEE Eng Med Biol Soc.2006;1:38433849.
  20. Thalhammer C,Aschwanden M,Odermatt A, et al.Noninvasive central venous pressure measurement by controlled compression sonography at the forearm.J Am Coll Cardiol.2007;50(16):15841589.
  21. Baumann UA,Marquis C,Stoupis C,Willenberg TA,Takala J,Jakob SM.Estimation of central venous pressure by ultrasound.Resuscitation.2005;64(2):193199.
  22. Stephan F,Novara A,Tournier B, et al.Determination of total effective vascular compliance in patients with sepsis syndrome.Am J Respir Crit Care Med.1998;157(1):5056.
  23. Smith T,Grounds RM,Rhodes A.Central venous pressure: uses and limitations. In: Pinsky MR, Payen D, eds.Functional Hemodynamic Monitoring.Berlin, Germany:Springer‐Verlag Berlin Heidelberg;2006:101.
  24. Nemens EJ,Woods SL.Normal fluctuations in pulmonary artery and pulmonary capillary wedge pressures in acutely ill patients.Heart Lung.1982;11(5):393398.
  25. Philips M3012A Data Sheet.Hemodynamic extension to the multi‐measurement server.Amsterdam:Koninklijke Philips Electronics N.V.;2003.
  26. Dellinger RP,Carlet JM,Masur H, et al.Surviving Sepsis Campaign Management Guidelines Committee. Surviving Sepsis Campaign guidelines for management of severe sepsis and septic shock.Crit Care Med.2004;32(3):858873. [Erratua: Crit Care Med. 2004;32(6):1448. Correction of dosage error in text. Crit Care Med. 2004;32(10):2169–2170.]
  27. Institute for Healthcare Improvement.Sepsis.Cambridge, MA:Institute for Healthcare Improvement. Available at:http://www.ihi.org/IHI/Topics/CriticalCare/Sepsis. Accessed March 2009.
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Journal of Hospital Medicine - 4(6)
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350-355
Legacy Keywords
central venous pressure, early goal‐directed therapy, internal jugular vein, sensitivity, septic shock, severe sepsis, specificity, ultrasound imaging
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Severe sepsis and septic shock account for more than 750,000 hospital admissions and 215,000 deaths per year.1 Early fluid resuscitation is the cornerstone of treatment, and early goal‐directed therapy (EGDT), which includes a target central venous pressure (CVP) of 8 to 12 mm Hg, has been shown to improve outcomes, including mortality and length of stay.2 This goal allows appropriate initial resuscitation and may decrease the risk of excess fluid administration, which is related to adverse outcomes in critically ill patients.3 However, nonintensivists may not start early aggressive fluid resuscitation because of inability to accurately assess intravascular volume, concerns for inadvertent volume overload, or the difficulty of recognizing insidious illness. Assessment of volume status, primarily from inspection of the internal jugular vein to estimate CVP, is difficult to perform by clinical examination alone, especially if CVP is very low.4 Inspection of the external jugular vein is perhaps easier than inspecting the internal jugular vein and appears to accurately estimate CVP,5 but it does not allow the degree of precision necessary for EGDT. Echocardiography can estimate CVP based on respirophasic variation or collapsibility index, but this technique requires expensive equipment and sonographic expertise. The current gold standard technique for measuring CVP requires an invasive central venous catheter, which can delay timely resuscitation and is associated with complications.6

An alternative technique to guide resuscitation efforts should be accurate, safe, rapid, and easy to perform at the bedside, while providing real‐time measurement results. We hypothesized that CVP can be accurately assessed using noninvasive ultrasound imaging of the internal jugular vein, since jugular venous pressure is essentially equal to CVP.7 Specifically, our study estimated the diagnostic accuracy of ultrasound measurement of the aspect ratio (height/width) of the internal jugular vein compared with the invasively measured CVP target for EGDT. We expected that a lower aspect ratio would correlate with a lower CVP and a higher aspect ratio would correlate with a higher CVP.

Methods

Volunteers were enrolled at Saint Mary's Hospital (Mayo Clinic) in Rochester, MN, from January to March 2006, and patients were enrolled at Saint Mary's Hospital and at Abbott Northwestern Hospital (Allina Hospitals and Clinics) in Minneapolis, MN, from May 2006 to October 2007. The study was approved by the Institutional Review Boards of Mayo Clinic and Allina and had 2 phases. The first phase comprised ultrasound measurements of internal jugular vein aspect ratio and determination of intraobserver and interobserver agreement in healthy volunteers. The second phase involved measurement of internal jugular vein aspect ratio and invasive CVP in a convenience sample of 44 spontaneously breathing patients admitted to medical intensive care units: 9 patients at Saint Marys Hospital and 35 patients at Abbott Northwestern Hospital. Patients were enrolled only when study members were on duty in the intensive care unit and able to perform study measurements. As a result, a high proportion of patients who may have been eligible were not asked to participate.

Each volunteer was deemed euvolemic on the basis of normal orthostatic measurements and normal oral intake with no vomiting or diarrhea in the previous 5 days. Measurements of 19 volunteers were made by 1 author (A.S.K.), with subsequent measurements of 15 of the volunteers made by another author (O.G.) to determine interobserver variability; 4 participants did not undergo a second measurement because of scheduling conflicts.

Inclusion and exclusion criteria for the critically ill patients are provided in Table 1. Recruitment was based on presenting symptoms and test results that led the intensive care unit physicians to decide to place a CVP monitor. All the enrolled patients had invasive CVP measurement performed approximately 30 to 40 minutes after ultrasound measurement of the internal jugular vein; this delay was the time required to place the central line and obtain the measurement. All patients who were invited to participate in the study were included. No patients were excluded on the basis of the exclusion criteria or because of inability to place a central line. No complications related to central line placement occurred.

Study Inclusion and Exclusion Criteria for Critically Ill Patients
Inclusion criteria
1. Aged 18 years or older
2. Admission to the intensive care unit
3. Spontaneously breathing (not intubated/ventilated)
4. Planned insertion of a central venous pressure monitor for therapy
Exclusion criteria
1. Known cervical spine injuries or fusion
2. Nonremovable cervical collars
3. Surgical dressings that would prevent visualization of the internal jugular vein
4. Inability of the patient to be properly positioned
5. A code situation

We followed a prescribed measurement technique (Table 2) to determine the internal jugular vein aspect ratio in all volunteers and patients. Measurements of the volunteers were made with a Site‐Rite 3 Ultrasound System (Bard Access Systems, Inc., Salt Lake City, UT) using a 9.0‐MHz transducer. Measurements of the critically ill patients were made with a SonoSite MicroMaxx ultrasound system (SonoSite, Inc., Bothell, WA) using a 10.5‐MHz transducer. Study team physicians initially were blinded to actual measured CVP. Internal jugular vein aspect ratio and CVP were measured at tidal volume end‐expiration for all patients. One measurement was obtained for each patient, with measurements being made by 1 of 4 physicians (2 intensivists, 1 critical care fellow, and 1 chief medicine resident). With no specific ultrasound training and with only minimal practice, the physicians could obtain the optimal aspect ratio within a few seconds (Figure 1).

Figure 1
Measurement of aspect ratio. Cross‐sectional transverse‐plane ultrasound image shows the right internal jugular vein and the common carotid artery. The internal jugular vein aspect ratio (height/width) in this example is 0.77.
Internal Jugular Vein Measurement Process
1. Position the patient supine (0) with head and legs flat, ensuring overall comfort. A small pillow can be used to help keep head, neck, and trunk aligned
2. Have the patient rotate his or her head slightly to the side (<30) to expose the internal jugular vein
3. Place the transducer transversely on the patient's neck over the expected location of the internal jugular vein. The transducer should be perpendicular to the patient's neck
4. Apply slight pressure to the transducer to locate the internal jugular vein on the view screen. Use the minimum pressure necessary to obtain a good quality ultrasound image
5. Once the internal jugular vein is found, adjust the position of the transducer over the vein to obtain the most circular cross‐sectional image
6. Have the patient breathe normally, then ask him or her to briefly stop breathing at normal (tidal volume) end‐expiration
7. Store the best end‐expiration image (in which the internal jugular vein appears most circular) and have the patient resume normal breathing
8. Measure the height and width of the internal jugular vein using the built‐in cursor function or a ruler

This was an exploratory prospective study, and all methods of data collection were designed before patient enrollment. However, the ultrasound‐derived aspect ratio of 0.83 (which defined a CVP of 8 mm Hg) was determined post hoc to maximize sensitivity and specificity and was based on the aspect ratio of the euvolemic volunteers and the inflection point of the CVP vs aspect ratio curve for the critically ill patients.

Statistical Analysis

Groups were compared using the 2 test for differences in proportions and the Wilcoxon rank sum test for continuous data. P < 0.05 was considered statistically significant. Bland‐Altman plots were used to describe the bias and variability of the aspect ratio within and between observers.8 This technique compares 2 methods of measurement to determine agreement and repeatability by plotting the mean of the differences (which should be zero) and the upper and lower limits of agreement (1.96 standard deviations [SDs] of those differences above and below the mean). Results were calculated using the available data; there was no adjustment for missing data. Analyses were performed using SPLUS and SAS/STAT software (SAS Institute, Inc., Cary, NC).

Results

We first evaluated 19 white volunteers: 12 women and 7 men. Mean (SD) age was 42 (11) years and mean body mass index was 26.6 (4.5) kg/m2. Mean arterial pressure was 89 (13) mm Hg and mean heart rate was 71 (15) beats/minute. Mean aspect ratio of the right and left internal jugular vein for all volunteers was 0.82 (0.07). There was no difference in aspect ratio between the right (0.83 [0.10]) and left (0.81 [0.13]) vein (P > 0.10). Also, no difference in the aspect ratio was seen between men (0.81 [0.08]) and women (0.83 [0.07]) (P = 0.77). Bland‐Altman analysis indicated moderate intraobserver and interobserver agreement for the aspect ratio measurements (Figure 2).

Figure 2
Bland‐Altman analysis. (A,B) Intraobserver reliability for ultrasound measurements of the aspect ratio for the (A) right and (B) left internal jugular vein made by 1 observer (A.S.K.) in 19 volunteers. (C,D) Interobserver reliability for measurements of the (C) right and (D) left internal jugular vein by 2 observers (A.S.K. and O.G.) in 15 of the volunteers. Solid line represents the mean of the difference in aspect ratio; dotted lines represent the variability of the difference. Vertical line on each graph indicates an aspect ratio of 0.83.

We then compared the aspect ratio measured using ultrasound and CVP measured with an invasive monitor for 44 spontaneously breathing critically ill patients (22 women and 22 men; 38 were white). Mean (SD) age was 66 (14) years and mean body mass index was 28.8 (9.1) kg/m2. Mean arterial pressure (n = 36) was 67 (12) mm Hg and mean heart rate (n = 34) was 92 (22) beats/minute. Systemic inflammatory response syndrome (SIRS) criteria were present in 23 of 40 patients; complete data were unavailable for the other 4 patients. Of these 40 patients, 20 had sepsis, 15 had severe sepsis, and 5 had septic shock. The most common diagnoses were gastrointestinal tract bleeding in 6 patients and congestive heart failure in 4 patients. Acute Physiology and Chronic Health Evaluation (APACHE III) score, available for 8 of the 9 patients at Saint Marys Hospital, was 63 (10).

Figure 3 shows measured aspect ratios vs. invasively measured CVP for the critically ill patients. The curvilinear result is consistent with venous and right ventricular compliance ( volume/ pressure) characteristics. Note that the inflection point (beginning of the increased slope) of the curve corresponds to a CVP of about 8 mm Hg. Furthermore, the aspect ratio (0.8) at this point is the same as that seen in the euvolemic volunteers. These findings suggest that, in spontaneously breathing patients, a CVP of about 8 mm Hg and an aspect ratio of about 0.8 each defines the beginning of the plateau on the cardiac Frank‐Starling curve.

Figure 3
Measurements in spontaneously breathing critically ill patients. Plot of the ultrasound‐measured aspect ratio of the internal jugular vein (x‐axis) vs. the invasively‐measured end‐expiration central venous pressure (CVP) (y‐axis) for each patient (n = 44). The horizontal line indicates a CVP of 8 mm Hg, and the vertical line indicates an internal jugular vein aspect ratio of 0.83. Solid line represents a loess fit to the data.

Ultrasound imaging of the internal jugular vein aspect ratio accurately estimated the CVP target of 8 mm Hg based on the area under the receiver operating characteristics curve of 0.84 (95% confidence interval [CI], 0.72‐0.96) (Figure 4). For an invasively measured CVP of less than 8 mm Hg, the likelihood ratio for a positive ultrasound test result (aspect ratio < 0.83) was 3.5 (95% CI, 1.4‐8.4) and for a negative test result (aspect ratio 0.83) was 0.30 (95% CI, 0.14‐0.62). Clinically, this means that patients with a measured aspect ratio of less than 0.83 require further fluid resuscitation, whereas patients with a measured aspect ratio of 0.83 or greater are less likely to benefit from fluid resuscitation.

Figure 4
Receiver operating characteristics curve. Sensitivity (y‐axis) is plotted vs. 1 − specificity (x‐axis) for the 42 unique internal jugular vein aspect ratios among 44 patients. Area under the curve is 0.84 (95% CI, 0.72‐0.96). The “shoulder” indicates the point of maximum sensitivity (0.78) and specificity (0.77) that corresponds to the aspect ratio of 0.83 (*).

Discussion

This study demonstrated that the EGDT CVP target of 8 to 12 mm Hg can be accurately estimated (referenced to invasive CVP monitoring) using noninvasive ultrasound measurement of the internal jugular vein in spontaneously breathing critically ill patients. The measurement process is simple to perform at the bedside and moderately reliable when performed by different observers; also, the results appear to be equivalent for both sides and for males or females. Images can be stored electronically for serial comparisons and for viewing by other caregivers. Because the aspect ratio is essentially constant over the length of the internal jugular vein, unlike diameter, measurements can be performed anywhere along the vein. Also, ultrasound imaging allows visualization of the internal jugular vein despite anatomic variation.9

Previous attempts at noninvasive hemodynamic monitoring using plethysmography, thoracic electrical bioimpedance, and external Doppler probes have shown these methods to be cumbersome or inaccurate.1013 Other investigators have used echocardiography14, 15 and handheld ultrasound16 to image the diameter of the inferior vena cava in order to assess intravascular volume status, but these techniques require expertise in sonographic imaging. An alternative technique is to measure peripheral venous pressure, which correlates with CVP.17 This method, however, requires technical expertise to zero the monitor and is not yet widely used for critically ill patients. A literature search found 1 letter to the editor suggesting that real‐time ultrasound imaging of the internal jugular vein could be used to qualitatively determine jugular venous pressure18 and 3 studies using ultrasound in conjunction with a pressure transducer or manometer to determine the pressure needed to collapse the vein (either the internal jugular or a peripheral vein), with subsequent correlation to CVP.1921 These latter techniques appear to be cumbersome and require custom equipment that is not readily available in most hospitals.

Any measurement of CVP, including our technique, assumes correlation with volume responsiveness as a surrogate for intravascular volume. However, CVP is governed by multiple physiologic and pathologic factors, including intravascular volume, vascular and ventricular compliance, ventricular function, tricuspid stenosis and regurgitation, cardiac tamponade, and atrioventricular dissociation.22, 23 Therefore, CVP alone may not be an accurate measure of volume responsiveness (intravascular volume). CVP may also have spontaneous variation similar to pulmonary capillary wedge pressure, which can be as high as 7 mm Hg in any given patient.24 Furthermore, invasive CVP monitors also have limitations, and the overall accuracy of the Philips system used at Saint Marys Hospital is 4% of the reading or 4 mm Hg, whichever is greater.25 Nonetheless, the EGDT algorithm that incorporates CVP measurement with a target of 8 to 12 mm Hg in spontaneously breathing patients and 12 mm Hg in mechanically ventilated patients has resulted in decreased mortality among patients with severe sepsis and is recommended by the Surviving Sepsis Campaign guidelines26 and the Institute for Healthcare Improvement.27

These study results are important because nonintensivists such as hospitalists and emergency department physicians can use this technique to provide rapid fluid resuscitation early in the course of severe sepsis and septic shock, when aggressive fluid resuscitation is most effective. Ultrasound imaging of the internal jugular vein is easy to perform without formal training, and the equipment is readily available in most hospitals. Future studies will evaluate outcomes in spontaneously breathing and ventilated patients to determine the accuracy of this measurement technique in volume‐depleted and volume‐overloaded states. If validated in different patient populations, ultrasound measurement of the internal jugular vein could substitute for the EGDT CVP target in critically ill patients and allow early aggressive fluid resuscitation before a central venous catheter is placed.

Limitations

This exploratory study enrolled a small convenience sample of primarily white patients. The convenience sample is potentially prone to selection bias since a majority of patients who may have been eligible were never asked to participate. Also, not all patients had sepsis syndrome; our intention was to measure CVP and aspect ratio for available critically ill patients. Accordingly, results may be different depending on severity of illness. In addition, some of the patients were transferred from outside medical centers or from emergency departments and therefore may have already been partly resuscitated. Another limitation is that the intraobserver and interobserver variability for the healthy volunteers showed only moderate agreement, possibly indicating limited repeatability, although these results could be due to the small sample size. Also, we did not determine intraobserver and interobserver variability for the critically ill patients; results may be different from those of the healthy volunteers. Furthermore, underlying conditions such as tricuspid stenosis or regurgitation and cardiac tamponade may affect measurement results, but we included all patients without formal assessment, since treatment was performed on an urgent/emergent basis as would happen in real clinical settings.

Acknowledgements

The authors dedicate this work to their patients with severe sepsis. They thank Lisa Kirkland, MD, and Murat Yilmaz, MD, for their assistance with this study. They also thank the Mayo Clinic Divisions of General Internal Medicine and Pulmonary and Critical Care Medicine for funding.

Severe sepsis and septic shock account for more than 750,000 hospital admissions and 215,000 deaths per year.1 Early fluid resuscitation is the cornerstone of treatment, and early goal‐directed therapy (EGDT), which includes a target central venous pressure (CVP) of 8 to 12 mm Hg, has been shown to improve outcomes, including mortality and length of stay.2 This goal allows appropriate initial resuscitation and may decrease the risk of excess fluid administration, which is related to adverse outcomes in critically ill patients.3 However, nonintensivists may not start early aggressive fluid resuscitation because of inability to accurately assess intravascular volume, concerns for inadvertent volume overload, or the difficulty of recognizing insidious illness. Assessment of volume status, primarily from inspection of the internal jugular vein to estimate CVP, is difficult to perform by clinical examination alone, especially if CVP is very low.4 Inspection of the external jugular vein is perhaps easier than inspecting the internal jugular vein and appears to accurately estimate CVP,5 but it does not allow the degree of precision necessary for EGDT. Echocardiography can estimate CVP based on respirophasic variation or collapsibility index, but this technique requires expensive equipment and sonographic expertise. The current gold standard technique for measuring CVP requires an invasive central venous catheter, which can delay timely resuscitation and is associated with complications.6

An alternative technique to guide resuscitation efforts should be accurate, safe, rapid, and easy to perform at the bedside, while providing real‐time measurement results. We hypothesized that CVP can be accurately assessed using noninvasive ultrasound imaging of the internal jugular vein, since jugular venous pressure is essentially equal to CVP.7 Specifically, our study estimated the diagnostic accuracy of ultrasound measurement of the aspect ratio (height/width) of the internal jugular vein compared with the invasively measured CVP target for EGDT. We expected that a lower aspect ratio would correlate with a lower CVP and a higher aspect ratio would correlate with a higher CVP.

Methods

Volunteers were enrolled at Saint Mary's Hospital (Mayo Clinic) in Rochester, MN, from January to March 2006, and patients were enrolled at Saint Mary's Hospital and at Abbott Northwestern Hospital (Allina Hospitals and Clinics) in Minneapolis, MN, from May 2006 to October 2007. The study was approved by the Institutional Review Boards of Mayo Clinic and Allina and had 2 phases. The first phase comprised ultrasound measurements of internal jugular vein aspect ratio and determination of intraobserver and interobserver agreement in healthy volunteers. The second phase involved measurement of internal jugular vein aspect ratio and invasive CVP in a convenience sample of 44 spontaneously breathing patients admitted to medical intensive care units: 9 patients at Saint Marys Hospital and 35 patients at Abbott Northwestern Hospital. Patients were enrolled only when study members were on duty in the intensive care unit and able to perform study measurements. As a result, a high proportion of patients who may have been eligible were not asked to participate.

Each volunteer was deemed euvolemic on the basis of normal orthostatic measurements and normal oral intake with no vomiting or diarrhea in the previous 5 days. Measurements of 19 volunteers were made by 1 author (A.S.K.), with subsequent measurements of 15 of the volunteers made by another author (O.G.) to determine interobserver variability; 4 participants did not undergo a second measurement because of scheduling conflicts.

Inclusion and exclusion criteria for the critically ill patients are provided in Table 1. Recruitment was based on presenting symptoms and test results that led the intensive care unit physicians to decide to place a CVP monitor. All the enrolled patients had invasive CVP measurement performed approximately 30 to 40 minutes after ultrasound measurement of the internal jugular vein; this delay was the time required to place the central line and obtain the measurement. All patients who were invited to participate in the study were included. No patients were excluded on the basis of the exclusion criteria or because of inability to place a central line. No complications related to central line placement occurred.

Study Inclusion and Exclusion Criteria for Critically Ill Patients
Inclusion criteria
1. Aged 18 years or older
2. Admission to the intensive care unit
3. Spontaneously breathing (not intubated/ventilated)
4. Planned insertion of a central venous pressure monitor for therapy
Exclusion criteria
1. Known cervical spine injuries or fusion
2. Nonremovable cervical collars
3. Surgical dressings that would prevent visualization of the internal jugular vein
4. Inability of the patient to be properly positioned
5. A code situation

We followed a prescribed measurement technique (Table 2) to determine the internal jugular vein aspect ratio in all volunteers and patients. Measurements of the volunteers were made with a Site‐Rite 3 Ultrasound System (Bard Access Systems, Inc., Salt Lake City, UT) using a 9.0‐MHz transducer. Measurements of the critically ill patients were made with a SonoSite MicroMaxx ultrasound system (SonoSite, Inc., Bothell, WA) using a 10.5‐MHz transducer. Study team physicians initially were blinded to actual measured CVP. Internal jugular vein aspect ratio and CVP were measured at tidal volume end‐expiration for all patients. One measurement was obtained for each patient, with measurements being made by 1 of 4 physicians (2 intensivists, 1 critical care fellow, and 1 chief medicine resident). With no specific ultrasound training and with only minimal practice, the physicians could obtain the optimal aspect ratio within a few seconds (Figure 1).

Figure 1
Measurement of aspect ratio. Cross‐sectional transverse‐plane ultrasound image shows the right internal jugular vein and the common carotid artery. The internal jugular vein aspect ratio (height/width) in this example is 0.77.
Internal Jugular Vein Measurement Process
1. Position the patient supine (0) with head and legs flat, ensuring overall comfort. A small pillow can be used to help keep head, neck, and trunk aligned
2. Have the patient rotate his or her head slightly to the side (<30) to expose the internal jugular vein
3. Place the transducer transversely on the patient's neck over the expected location of the internal jugular vein. The transducer should be perpendicular to the patient's neck
4. Apply slight pressure to the transducer to locate the internal jugular vein on the view screen. Use the minimum pressure necessary to obtain a good quality ultrasound image
5. Once the internal jugular vein is found, adjust the position of the transducer over the vein to obtain the most circular cross‐sectional image
6. Have the patient breathe normally, then ask him or her to briefly stop breathing at normal (tidal volume) end‐expiration
7. Store the best end‐expiration image (in which the internal jugular vein appears most circular) and have the patient resume normal breathing
8. Measure the height and width of the internal jugular vein using the built‐in cursor function or a ruler

This was an exploratory prospective study, and all methods of data collection were designed before patient enrollment. However, the ultrasound‐derived aspect ratio of 0.83 (which defined a CVP of 8 mm Hg) was determined post hoc to maximize sensitivity and specificity and was based on the aspect ratio of the euvolemic volunteers and the inflection point of the CVP vs aspect ratio curve for the critically ill patients.

Statistical Analysis

Groups were compared using the 2 test for differences in proportions and the Wilcoxon rank sum test for continuous data. P < 0.05 was considered statistically significant. Bland‐Altman plots were used to describe the bias and variability of the aspect ratio within and between observers.8 This technique compares 2 methods of measurement to determine agreement and repeatability by plotting the mean of the differences (which should be zero) and the upper and lower limits of agreement (1.96 standard deviations [SDs] of those differences above and below the mean). Results were calculated using the available data; there was no adjustment for missing data. Analyses were performed using SPLUS and SAS/STAT software (SAS Institute, Inc., Cary, NC).

Results

We first evaluated 19 white volunteers: 12 women and 7 men. Mean (SD) age was 42 (11) years and mean body mass index was 26.6 (4.5) kg/m2. Mean arterial pressure was 89 (13) mm Hg and mean heart rate was 71 (15) beats/minute. Mean aspect ratio of the right and left internal jugular vein for all volunteers was 0.82 (0.07). There was no difference in aspect ratio between the right (0.83 [0.10]) and left (0.81 [0.13]) vein (P > 0.10). Also, no difference in the aspect ratio was seen between men (0.81 [0.08]) and women (0.83 [0.07]) (P = 0.77). Bland‐Altman analysis indicated moderate intraobserver and interobserver agreement for the aspect ratio measurements (Figure 2).

Figure 2
Bland‐Altman analysis. (A,B) Intraobserver reliability for ultrasound measurements of the aspect ratio for the (A) right and (B) left internal jugular vein made by 1 observer (A.S.K.) in 19 volunteers. (C,D) Interobserver reliability for measurements of the (C) right and (D) left internal jugular vein by 2 observers (A.S.K. and O.G.) in 15 of the volunteers. Solid line represents the mean of the difference in aspect ratio; dotted lines represent the variability of the difference. Vertical line on each graph indicates an aspect ratio of 0.83.

We then compared the aspect ratio measured using ultrasound and CVP measured with an invasive monitor for 44 spontaneously breathing critically ill patients (22 women and 22 men; 38 were white). Mean (SD) age was 66 (14) years and mean body mass index was 28.8 (9.1) kg/m2. Mean arterial pressure (n = 36) was 67 (12) mm Hg and mean heart rate (n = 34) was 92 (22) beats/minute. Systemic inflammatory response syndrome (SIRS) criteria were present in 23 of 40 patients; complete data were unavailable for the other 4 patients. Of these 40 patients, 20 had sepsis, 15 had severe sepsis, and 5 had septic shock. The most common diagnoses were gastrointestinal tract bleeding in 6 patients and congestive heart failure in 4 patients. Acute Physiology and Chronic Health Evaluation (APACHE III) score, available for 8 of the 9 patients at Saint Marys Hospital, was 63 (10).

Figure 3 shows measured aspect ratios vs. invasively measured CVP for the critically ill patients. The curvilinear result is consistent with venous and right ventricular compliance ( volume/ pressure) characteristics. Note that the inflection point (beginning of the increased slope) of the curve corresponds to a CVP of about 8 mm Hg. Furthermore, the aspect ratio (0.8) at this point is the same as that seen in the euvolemic volunteers. These findings suggest that, in spontaneously breathing patients, a CVP of about 8 mm Hg and an aspect ratio of about 0.8 each defines the beginning of the plateau on the cardiac Frank‐Starling curve.

Figure 3
Measurements in spontaneously breathing critically ill patients. Plot of the ultrasound‐measured aspect ratio of the internal jugular vein (x‐axis) vs. the invasively‐measured end‐expiration central venous pressure (CVP) (y‐axis) for each patient (n = 44). The horizontal line indicates a CVP of 8 mm Hg, and the vertical line indicates an internal jugular vein aspect ratio of 0.83. Solid line represents a loess fit to the data.

Ultrasound imaging of the internal jugular vein aspect ratio accurately estimated the CVP target of 8 mm Hg based on the area under the receiver operating characteristics curve of 0.84 (95% confidence interval [CI], 0.72‐0.96) (Figure 4). For an invasively measured CVP of less than 8 mm Hg, the likelihood ratio for a positive ultrasound test result (aspect ratio < 0.83) was 3.5 (95% CI, 1.4‐8.4) and for a negative test result (aspect ratio 0.83) was 0.30 (95% CI, 0.14‐0.62). Clinically, this means that patients with a measured aspect ratio of less than 0.83 require further fluid resuscitation, whereas patients with a measured aspect ratio of 0.83 or greater are less likely to benefit from fluid resuscitation.

Figure 4
Receiver operating characteristics curve. Sensitivity (y‐axis) is plotted vs. 1 − specificity (x‐axis) for the 42 unique internal jugular vein aspect ratios among 44 patients. Area under the curve is 0.84 (95% CI, 0.72‐0.96). The “shoulder” indicates the point of maximum sensitivity (0.78) and specificity (0.77) that corresponds to the aspect ratio of 0.83 (*).

Discussion

This study demonstrated that the EGDT CVP target of 8 to 12 mm Hg can be accurately estimated (referenced to invasive CVP monitoring) using noninvasive ultrasound measurement of the internal jugular vein in spontaneously breathing critically ill patients. The measurement process is simple to perform at the bedside and moderately reliable when performed by different observers; also, the results appear to be equivalent for both sides and for males or females. Images can be stored electronically for serial comparisons and for viewing by other caregivers. Because the aspect ratio is essentially constant over the length of the internal jugular vein, unlike diameter, measurements can be performed anywhere along the vein. Also, ultrasound imaging allows visualization of the internal jugular vein despite anatomic variation.9

Previous attempts at noninvasive hemodynamic monitoring using plethysmography, thoracic electrical bioimpedance, and external Doppler probes have shown these methods to be cumbersome or inaccurate.1013 Other investigators have used echocardiography14, 15 and handheld ultrasound16 to image the diameter of the inferior vena cava in order to assess intravascular volume status, but these techniques require expertise in sonographic imaging. An alternative technique is to measure peripheral venous pressure, which correlates with CVP.17 This method, however, requires technical expertise to zero the monitor and is not yet widely used for critically ill patients. A literature search found 1 letter to the editor suggesting that real‐time ultrasound imaging of the internal jugular vein could be used to qualitatively determine jugular venous pressure18 and 3 studies using ultrasound in conjunction with a pressure transducer or manometer to determine the pressure needed to collapse the vein (either the internal jugular or a peripheral vein), with subsequent correlation to CVP.1921 These latter techniques appear to be cumbersome and require custom equipment that is not readily available in most hospitals.

Any measurement of CVP, including our technique, assumes correlation with volume responsiveness as a surrogate for intravascular volume. However, CVP is governed by multiple physiologic and pathologic factors, including intravascular volume, vascular and ventricular compliance, ventricular function, tricuspid stenosis and regurgitation, cardiac tamponade, and atrioventricular dissociation.22, 23 Therefore, CVP alone may not be an accurate measure of volume responsiveness (intravascular volume). CVP may also have spontaneous variation similar to pulmonary capillary wedge pressure, which can be as high as 7 mm Hg in any given patient.24 Furthermore, invasive CVP monitors also have limitations, and the overall accuracy of the Philips system used at Saint Marys Hospital is 4% of the reading or 4 mm Hg, whichever is greater.25 Nonetheless, the EGDT algorithm that incorporates CVP measurement with a target of 8 to 12 mm Hg in spontaneously breathing patients and 12 mm Hg in mechanically ventilated patients has resulted in decreased mortality among patients with severe sepsis and is recommended by the Surviving Sepsis Campaign guidelines26 and the Institute for Healthcare Improvement.27

These study results are important because nonintensivists such as hospitalists and emergency department physicians can use this technique to provide rapid fluid resuscitation early in the course of severe sepsis and septic shock, when aggressive fluid resuscitation is most effective. Ultrasound imaging of the internal jugular vein is easy to perform without formal training, and the equipment is readily available in most hospitals. Future studies will evaluate outcomes in spontaneously breathing and ventilated patients to determine the accuracy of this measurement technique in volume‐depleted and volume‐overloaded states. If validated in different patient populations, ultrasound measurement of the internal jugular vein could substitute for the EGDT CVP target in critically ill patients and allow early aggressive fluid resuscitation before a central venous catheter is placed.

Limitations

This exploratory study enrolled a small convenience sample of primarily white patients. The convenience sample is potentially prone to selection bias since a majority of patients who may have been eligible were never asked to participate. Also, not all patients had sepsis syndrome; our intention was to measure CVP and aspect ratio for available critically ill patients. Accordingly, results may be different depending on severity of illness. In addition, some of the patients were transferred from outside medical centers or from emergency departments and therefore may have already been partly resuscitated. Another limitation is that the intraobserver and interobserver variability for the healthy volunteers showed only moderate agreement, possibly indicating limited repeatability, although these results could be due to the small sample size. Also, we did not determine intraobserver and interobserver variability for the critically ill patients; results may be different from those of the healthy volunteers. Furthermore, underlying conditions such as tricuspid stenosis or regurgitation and cardiac tamponade may affect measurement results, but we included all patients without formal assessment, since treatment was performed on an urgent/emergent basis as would happen in real clinical settings.

Acknowledgements

The authors dedicate this work to their patients with severe sepsis. They thank Lisa Kirkland, MD, and Murat Yilmaz, MD, for their assistance with this study. They also thank the Mayo Clinic Divisions of General Internal Medicine and Pulmonary and Critical Care Medicine for funding.

References
  1. Angus DC,Linde‐Zwirble WT,Lidicker J,Clermont G,Carcillo J,Pinsky MR.Epidemiology of severe sepsis in the United States: analysis of incidence, outcome, and associated costs of care.Crit Care Med.2001;29(7):13031310.
  2. Rivers E,Nguyen B,Havstad S, et al.Early Goal‐Directed Therapy Collaborative Group. Early goal‐directed therapy in the treatment of severe sepsis and septic shock.N Engl J Med.2001;345(19):13681377.
  3. Durairaj L,Schmidt GA.Fluid therapy in resuscitated sepsis: less is more.Chest.2008;133(1):252263.
  4. Cook DJ,Simel DL.The rational clinical examination: does this patient have abnormal central venous pressure?JAMA.1996;275(8):630634.
  5. Vinayak AG,Levitt J,Gehlbach B,Pohlman AS,Hall JB,Kress JP.Usefulness of the external jugular vein examination in detecting abnormal central venous pressure in critically ill patients.Arch Intern Med.2006;166(19):21322137.
  6. Taylor RW,Palagiri AV.Central venous catheterization.Crit Care Med.2007;35(5):13901396.
  7. Magder S.How to use central venous pressure measurements.Curr Opin Crit Care.2005;11(3):264270.
  8. Bland JM,Altman DG.Statistical methods for assessing agreement between two methods of clinical measurement.Lancet.1986;1(8476):307310.
  9. Denys BG,Uretsky BF.Anatomical variations of internal jugular vein location: impact on central venous access.Crit Care Med.1991;19(12):15161519.
  10. Bloch KE,Krieger BP,Sackner MA.Noninvasive measurement of central venous pressure by neck inductive plethysmography.Chest.1991;100(2):371375.
  11. Ward KR,Tiba MH,Barbee RW, et al.A new noninvasive method to determine central venous pressure.Resuscitation.2006;70(2):238246.
  12. Barie PS.Advances in critical care monitoring.Arch Surg.1997;132(7):734739.
  13. Chandraratna PA,Brar R,Vijayasekaran S, et al.Continuous recording of pulmonary artery diastolic pressure and cardiac output using a novel ultrasound transducer.J Am Soc Echocardiogr.2002;15(11):13811386.
  14. Duvekot JJ,Cheriex EC,Tan WD,Heidendal GA,Peeters LL.Measurement of anterior‐posterior diameter of inferior vena cava by ultrasonography: a new non‐invasive method to assess acute changes in vascular filling state.Cardiovasc Res.1994;28(8):12691272.
  15. Yanagiba S,Ando Y,Kusano E,Asano Y.Utility of the inferior vena cava diameter as a marker of dry weight in nonoliguric hemodialyzed patients.ASAIO J.2001;47(5):528532.
  16. Brennan JM,Ronan A,Goonewardena S, et al.Handcarried ultrasound measurement of the inferior vena cava for assessment of intravascular volume status in the outpatient hemodialysis clinic.Clin J Am Soc Nephrol.2006;1(4):749753.
  17. Charalambous C,Barker TA,Zipitis CS, et al.Comparison of peripheral and central venous pressures in critically ill patients.Anaesth Intensive Care.2003;31(1):3439.
  18. Lipton BM.Determination of elevated jugular venous pressure by real‐time ultrasound.Ann Emerg Med.1999;34(1):115.
  19. Aggarwal V,Chatterjee A,Cho Y,Cheung D.Ultrasound‐guided noninvasive measurement of a patient's central venous pressure.Conf Proc IEEE Eng Med Biol Soc.2006;1:38433849.
  20. Thalhammer C,Aschwanden M,Odermatt A, et al.Noninvasive central venous pressure measurement by controlled compression sonography at the forearm.J Am Coll Cardiol.2007;50(16):15841589.
  21. Baumann UA,Marquis C,Stoupis C,Willenberg TA,Takala J,Jakob SM.Estimation of central venous pressure by ultrasound.Resuscitation.2005;64(2):193199.
  22. Stephan F,Novara A,Tournier B, et al.Determination of total effective vascular compliance in patients with sepsis syndrome.Am J Respir Crit Care Med.1998;157(1):5056.
  23. Smith T,Grounds RM,Rhodes A.Central venous pressure: uses and limitations. In: Pinsky MR, Payen D, eds.Functional Hemodynamic Monitoring.Berlin, Germany:Springer‐Verlag Berlin Heidelberg;2006:101.
  24. Nemens EJ,Woods SL.Normal fluctuations in pulmonary artery and pulmonary capillary wedge pressures in acutely ill patients.Heart Lung.1982;11(5):393398.
  25. Philips M3012A Data Sheet.Hemodynamic extension to the multi‐measurement server.Amsterdam:Koninklijke Philips Electronics N.V.;2003.
  26. Dellinger RP,Carlet JM,Masur H, et al.Surviving Sepsis Campaign Management Guidelines Committee. Surviving Sepsis Campaign guidelines for management of severe sepsis and septic shock.Crit Care Med.2004;32(3):858873. [Erratua: Crit Care Med. 2004;32(6):1448. Correction of dosage error in text. Crit Care Med. 2004;32(10):2169–2170.]
  27. Institute for Healthcare Improvement.Sepsis.Cambridge, MA:Institute for Healthcare Improvement. Available at:http://www.ihi.org/IHI/Topics/CriticalCare/Sepsis. Accessed March 2009.
References
  1. Angus DC,Linde‐Zwirble WT,Lidicker J,Clermont G,Carcillo J,Pinsky MR.Epidemiology of severe sepsis in the United States: analysis of incidence, outcome, and associated costs of care.Crit Care Med.2001;29(7):13031310.
  2. Rivers E,Nguyen B,Havstad S, et al.Early Goal‐Directed Therapy Collaborative Group. Early goal‐directed therapy in the treatment of severe sepsis and septic shock.N Engl J Med.2001;345(19):13681377.
  3. Durairaj L,Schmidt GA.Fluid therapy in resuscitated sepsis: less is more.Chest.2008;133(1):252263.
  4. Cook DJ,Simel DL.The rational clinical examination: does this patient have abnormal central venous pressure?JAMA.1996;275(8):630634.
  5. Vinayak AG,Levitt J,Gehlbach B,Pohlman AS,Hall JB,Kress JP.Usefulness of the external jugular vein examination in detecting abnormal central venous pressure in critically ill patients.Arch Intern Med.2006;166(19):21322137.
  6. Taylor RW,Palagiri AV.Central venous catheterization.Crit Care Med.2007;35(5):13901396.
  7. Magder S.How to use central venous pressure measurements.Curr Opin Crit Care.2005;11(3):264270.
  8. Bland JM,Altman DG.Statistical methods for assessing agreement between two methods of clinical measurement.Lancet.1986;1(8476):307310.
  9. Denys BG,Uretsky BF.Anatomical variations of internal jugular vein location: impact on central venous access.Crit Care Med.1991;19(12):15161519.
  10. Bloch KE,Krieger BP,Sackner MA.Noninvasive measurement of central venous pressure by neck inductive plethysmography.Chest.1991;100(2):371375.
  11. Ward KR,Tiba MH,Barbee RW, et al.A new noninvasive method to determine central venous pressure.Resuscitation.2006;70(2):238246.
  12. Barie PS.Advances in critical care monitoring.Arch Surg.1997;132(7):734739.
  13. Chandraratna PA,Brar R,Vijayasekaran S, et al.Continuous recording of pulmonary artery diastolic pressure and cardiac output using a novel ultrasound transducer.J Am Soc Echocardiogr.2002;15(11):13811386.
  14. Duvekot JJ,Cheriex EC,Tan WD,Heidendal GA,Peeters LL.Measurement of anterior‐posterior diameter of inferior vena cava by ultrasonography: a new non‐invasive method to assess acute changes in vascular filling state.Cardiovasc Res.1994;28(8):12691272.
  15. Yanagiba S,Ando Y,Kusano E,Asano Y.Utility of the inferior vena cava diameter as a marker of dry weight in nonoliguric hemodialyzed patients.ASAIO J.2001;47(5):528532.
  16. Brennan JM,Ronan A,Goonewardena S, et al.Handcarried ultrasound measurement of the inferior vena cava for assessment of intravascular volume status in the outpatient hemodialysis clinic.Clin J Am Soc Nephrol.2006;1(4):749753.
  17. Charalambous C,Barker TA,Zipitis CS, et al.Comparison of peripheral and central venous pressures in critically ill patients.Anaesth Intensive Care.2003;31(1):3439.
  18. Lipton BM.Determination of elevated jugular venous pressure by real‐time ultrasound.Ann Emerg Med.1999;34(1):115.
  19. Aggarwal V,Chatterjee A,Cho Y,Cheung D.Ultrasound‐guided noninvasive measurement of a patient's central venous pressure.Conf Proc IEEE Eng Med Biol Soc.2006;1:38433849.
  20. Thalhammer C,Aschwanden M,Odermatt A, et al.Noninvasive central venous pressure measurement by controlled compression sonography at the forearm.J Am Coll Cardiol.2007;50(16):15841589.
  21. Baumann UA,Marquis C,Stoupis C,Willenberg TA,Takala J,Jakob SM.Estimation of central venous pressure by ultrasound.Resuscitation.2005;64(2):193199.
  22. Stephan F,Novara A,Tournier B, et al.Determination of total effective vascular compliance in patients with sepsis syndrome.Am J Respir Crit Care Med.1998;157(1):5056.
  23. Smith T,Grounds RM,Rhodes A.Central venous pressure: uses and limitations. In: Pinsky MR, Payen D, eds.Functional Hemodynamic Monitoring.Berlin, Germany:Springer‐Verlag Berlin Heidelberg;2006:101.
  24. Nemens EJ,Woods SL.Normal fluctuations in pulmonary artery and pulmonary capillary wedge pressures in acutely ill patients.Heart Lung.1982;11(5):393398.
  25. Philips M3012A Data Sheet.Hemodynamic extension to the multi‐measurement server.Amsterdam:Koninklijke Philips Electronics N.V.;2003.
  26. Dellinger RP,Carlet JM,Masur H, et al.Surviving Sepsis Campaign Management Guidelines Committee. Surviving Sepsis Campaign guidelines for management of severe sepsis and septic shock.Crit Care Med.2004;32(3):858873. [Erratua: Crit Care Med. 2004;32(6):1448. Correction of dosage error in text. Crit Care Med. 2004;32(10):2169–2170.]
  27. Institute for Healthcare Improvement.Sepsis.Cambridge, MA:Institute for Healthcare Improvement. Available at:http://www.ihi.org/IHI/Topics/CriticalCare/Sepsis. Accessed March 2009.
Issue
Journal of Hospital Medicine - 4(6)
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Journal of Hospital Medicine - 4(6)
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350-355
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350-355
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Diagnostic accuracy of a simple ultrasound measurement to estimate central venous pressure in spontaneously breathing, critically ill patients
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Diagnostic accuracy of a simple ultrasound measurement to estimate central venous pressure in spontaneously breathing, critically ill patients
Legacy Keywords
central venous pressure, early goal‐directed therapy, internal jugular vein, sensitivity, septic shock, severe sepsis, specificity, ultrasound imaging
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central venous pressure, early goal‐directed therapy, internal jugular vein, sensitivity, septic shock, severe sepsis, specificity, ultrasound imaging
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Pneumomediastinum and Pneumopericardium

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There's air in there: An image of extensive pneumopericardium and pneumomediastinum

A 73‐year‐old male presented with acute congestive heart failure and non‐ST elevation myocardial infarction. His initial chest x‐ray and computed tomography (CT) demonstrated pulmonary vascular congestion and alveolar infiltrates, and he promptly underwent cardiac catheterization with placement of a coronary stent. Subsequently, his respiratory status deteriorated, and repeat films and chest CT demonstrated extensive pneumomediastinum and pneumopericardium (Figures 13). The patient was intubated, and bronchoscopy and upper gastrointestinal (GI) endoscopy were performed, but demonstrated no evidence of perforation that could cause such an air leak. There was no evidence of tamponade, clinically or on echocardiogram. His condition worsened abruptly, and he expired following a cardiac arrest. Postmortem, the team considered that the extensive air leak could have been caused by catheterization, stent placement, central line placement, or mediastinitis or pericarditis causing microscopic fistulae. The patient's tracheal aspirate and biopsy grew Candida albicans but no evidence of invasive candidiasis was found on autopsy. No definitive etiology was found.

Figure 1
Chest x‐ray demonstrating extensive pneumopericardium and pneumomediastinum, subcutaneous emphysema, and the “continuous diaphragm sign,” (ie, the entire diaphragm can be visualized from one side to the other because air in the mediastinum outlines the central portion), which is usually obscured by the heart and soft tissues.
Figure 2
Chest CT (coronal view) demonstrating extensive air in pericardium, mediastinum, and subcutaneous tissues.
Figure 3
Chest CT (axial view) demonstrating extensive air in pericardium, mediastinum and subcutaneous tissues.

In contrast to pneumomediastinum, pneumopericardium is a rare condition and its pathophysiology is not well understood. Most cases have been reported in newborns receiving mechanical ventilation. In adults, the condition occurs due to chest trauma, or can be iatrogenic secondary to laparoscopy, bronchoscopy, or endotracheal intubation. There have been case reports of pneumopericardium after cardiac catheterization and central line placement.1, 2 Other causes include lung transplant, esophageal perforation, severe asthma, positive pressure ventilation, and pericarditis (eg, histoplasmosis and tuberculosis).3, 4 Clinical findings include distant heart sounds, shifting precordial tympany, and a succussion splash with metallic tinkling (known as mill wheel murmur) in hydropneumopericardium.5 Chest CT can distinguish pneumopericardium from pneumomediastinum: with the former, the air changes position when the patient adopts a supine position.6 Cardiac tamponade can occur in up to 37% of cases, and pericardiocentesis or pericardial tube drainage in these cases can be lifesaving.7

References
  1. Metayer YM,Gerard JL,Pegoix M,Leroy G,Bricard H.[Cardiac tamponade and central venous catheterization].Ann Fr Anesth Reanim.1992;11:201204. [French]
  2. Crosson J,Ringel RE,Haney PJ,Brenner JI.Pneumopericardium as a complication of balloon atrial septostomy.Pediatr Cardiol.1987;8:135137.
  3. Brander L,Ramsay D,Dreier D,Peter M,Graeni R.Continuous left hemidiaphragm sign revisited: a case of spontaneous pneumopericardium and literature review.Heart.2002;88:e5.
  4. Haan JM,Scalea TM.Tension pneumopericardium: a case report and a review of the literature.Am Surg.2006;72:330331.
  5. Tucker WSSymptoms and signs of syndromes associated with mill wheel murmurs.NC Med J.1988;49:569572.
  6. Bejvan SM,Godwin JD.Pneumomediastinum: old signs and new signs.AJR Am J Roentgenol.1996;166:10411048.
  7. Levin S,Maldonado I,Rehm C,Ross S,Weiss RL.Cardiac tamponade without pericardial effusion after blunt chest trauma.Am Heart J.1996;131:198200.
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A 73‐year‐old male presented with acute congestive heart failure and non‐ST elevation myocardial infarction. His initial chest x‐ray and computed tomography (CT) demonstrated pulmonary vascular congestion and alveolar infiltrates, and he promptly underwent cardiac catheterization with placement of a coronary stent. Subsequently, his respiratory status deteriorated, and repeat films and chest CT demonstrated extensive pneumomediastinum and pneumopericardium (Figures 13). The patient was intubated, and bronchoscopy and upper gastrointestinal (GI) endoscopy were performed, but demonstrated no evidence of perforation that could cause such an air leak. There was no evidence of tamponade, clinically or on echocardiogram. His condition worsened abruptly, and he expired following a cardiac arrest. Postmortem, the team considered that the extensive air leak could have been caused by catheterization, stent placement, central line placement, or mediastinitis or pericarditis causing microscopic fistulae. The patient's tracheal aspirate and biopsy grew Candida albicans but no evidence of invasive candidiasis was found on autopsy. No definitive etiology was found.

Figure 1
Chest x‐ray demonstrating extensive pneumopericardium and pneumomediastinum, subcutaneous emphysema, and the “continuous diaphragm sign,” (ie, the entire diaphragm can be visualized from one side to the other because air in the mediastinum outlines the central portion), which is usually obscured by the heart and soft tissues.
Figure 2
Chest CT (coronal view) demonstrating extensive air in pericardium, mediastinum, and subcutaneous tissues.
Figure 3
Chest CT (axial view) demonstrating extensive air in pericardium, mediastinum and subcutaneous tissues.

In contrast to pneumomediastinum, pneumopericardium is a rare condition and its pathophysiology is not well understood. Most cases have been reported in newborns receiving mechanical ventilation. In adults, the condition occurs due to chest trauma, or can be iatrogenic secondary to laparoscopy, bronchoscopy, or endotracheal intubation. There have been case reports of pneumopericardium after cardiac catheterization and central line placement.1, 2 Other causes include lung transplant, esophageal perforation, severe asthma, positive pressure ventilation, and pericarditis (eg, histoplasmosis and tuberculosis).3, 4 Clinical findings include distant heart sounds, shifting precordial tympany, and a succussion splash with metallic tinkling (known as mill wheel murmur) in hydropneumopericardium.5 Chest CT can distinguish pneumopericardium from pneumomediastinum: with the former, the air changes position when the patient adopts a supine position.6 Cardiac tamponade can occur in up to 37% of cases, and pericardiocentesis or pericardial tube drainage in these cases can be lifesaving.7

A 73‐year‐old male presented with acute congestive heart failure and non‐ST elevation myocardial infarction. His initial chest x‐ray and computed tomography (CT) demonstrated pulmonary vascular congestion and alveolar infiltrates, and he promptly underwent cardiac catheterization with placement of a coronary stent. Subsequently, his respiratory status deteriorated, and repeat films and chest CT demonstrated extensive pneumomediastinum and pneumopericardium (Figures 13). The patient was intubated, and bronchoscopy and upper gastrointestinal (GI) endoscopy were performed, but demonstrated no evidence of perforation that could cause such an air leak. There was no evidence of tamponade, clinically or on echocardiogram. His condition worsened abruptly, and he expired following a cardiac arrest. Postmortem, the team considered that the extensive air leak could have been caused by catheterization, stent placement, central line placement, or mediastinitis or pericarditis causing microscopic fistulae. The patient's tracheal aspirate and biopsy grew Candida albicans but no evidence of invasive candidiasis was found on autopsy. No definitive etiology was found.

Figure 1
Chest x‐ray demonstrating extensive pneumopericardium and pneumomediastinum, subcutaneous emphysema, and the “continuous diaphragm sign,” (ie, the entire diaphragm can be visualized from one side to the other because air in the mediastinum outlines the central portion), which is usually obscured by the heart and soft tissues.
Figure 2
Chest CT (coronal view) demonstrating extensive air in pericardium, mediastinum, and subcutaneous tissues.
Figure 3
Chest CT (axial view) demonstrating extensive air in pericardium, mediastinum and subcutaneous tissues.

In contrast to pneumomediastinum, pneumopericardium is a rare condition and its pathophysiology is not well understood. Most cases have been reported in newborns receiving mechanical ventilation. In adults, the condition occurs due to chest trauma, or can be iatrogenic secondary to laparoscopy, bronchoscopy, or endotracheal intubation. There have been case reports of pneumopericardium after cardiac catheterization and central line placement.1, 2 Other causes include lung transplant, esophageal perforation, severe asthma, positive pressure ventilation, and pericarditis (eg, histoplasmosis and tuberculosis).3, 4 Clinical findings include distant heart sounds, shifting precordial tympany, and a succussion splash with metallic tinkling (known as mill wheel murmur) in hydropneumopericardium.5 Chest CT can distinguish pneumopericardium from pneumomediastinum: with the former, the air changes position when the patient adopts a supine position.6 Cardiac tamponade can occur in up to 37% of cases, and pericardiocentesis or pericardial tube drainage in these cases can be lifesaving.7

References
  1. Metayer YM,Gerard JL,Pegoix M,Leroy G,Bricard H.[Cardiac tamponade and central venous catheterization].Ann Fr Anesth Reanim.1992;11:201204. [French]
  2. Crosson J,Ringel RE,Haney PJ,Brenner JI.Pneumopericardium as a complication of balloon atrial septostomy.Pediatr Cardiol.1987;8:135137.
  3. Brander L,Ramsay D,Dreier D,Peter M,Graeni R.Continuous left hemidiaphragm sign revisited: a case of spontaneous pneumopericardium and literature review.Heart.2002;88:e5.
  4. Haan JM,Scalea TM.Tension pneumopericardium: a case report and a review of the literature.Am Surg.2006;72:330331.
  5. Tucker WSSymptoms and signs of syndromes associated with mill wheel murmurs.NC Med J.1988;49:569572.
  6. Bejvan SM,Godwin JD.Pneumomediastinum: old signs and new signs.AJR Am J Roentgenol.1996;166:10411048.
  7. Levin S,Maldonado I,Rehm C,Ross S,Weiss RL.Cardiac tamponade without pericardial effusion after blunt chest trauma.Am Heart J.1996;131:198200.
References
  1. Metayer YM,Gerard JL,Pegoix M,Leroy G,Bricard H.[Cardiac tamponade and central venous catheterization].Ann Fr Anesth Reanim.1992;11:201204. [French]
  2. Crosson J,Ringel RE,Haney PJ,Brenner JI.Pneumopericardium as a complication of balloon atrial septostomy.Pediatr Cardiol.1987;8:135137.
  3. Brander L,Ramsay D,Dreier D,Peter M,Graeni R.Continuous left hemidiaphragm sign revisited: a case of spontaneous pneumopericardium and literature review.Heart.2002;88:e5.
  4. Haan JM,Scalea TM.Tension pneumopericardium: a case report and a review of the literature.Am Surg.2006;72:330331.
  5. Tucker WSSymptoms and signs of syndromes associated with mill wheel murmurs.NC Med J.1988;49:569572.
  6. Bejvan SM,Godwin JD.Pneumomediastinum: old signs and new signs.AJR Am J Roentgenol.1996;166:10411048.
  7. Levin S,Maldonado I,Rehm C,Ross S,Weiss RL.Cardiac tamponade without pericardial effusion after blunt chest trauma.Am Heart J.1996;131:198200.
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There's air in there: An image of extensive pneumopericardium and pneumomediastinum
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Accuracy of Hospitalist‐Performed HCUE

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Diagnostic accuracy of hospitalist‐performed hand‐carried ultrasound echocardiography after a brief training program

Hand‐carried ultrasound echocardiography (HCUE) can help noncardiologists answer well‐defined questions at patients' bedsides in less than 10 minutes.1, 2 Indeed, intensivists3 and emergency department physicians4 already use HCUE to make rapid, point‐of‐care assessments. Since cardiovascular diagnoses are common among general medicine inpatients, HCUE may become an important skill for hospitalists to learn.5

However, uncertainty exists about the duration of HCUE training for hospitalists. In 2002, experts from the American Society of Echocardiography (ASE) published recommendations on training requirements for HCUE.6 With limited data on the safety or performance of HCUE training programs, which had just begun to emerge, the ASE borrowed from the proven training recommendations for standard echocardiography (SE). They recommended that all HCUE trainees, cardiologist and noncardiologist alike, complete level 1 SE training: 75 personally‐performed and 150 personally‐interpreted echocardiographic examinations. Since then, however, several HCUE training programs designed for noncardiologists have emerged.2, 5, 710 These alternative programs suggest that the ASE's recommended duration of training may be too long, particularly for focused HCUE that is limited to a few relatively simple assessments. It is important not to overshoot the requirements of HCUE training, because doing so may discourage groups of noncardiologists, like hospitalists, who may derive great benefits from HCUE.11

To address this uncertainty for hospitalists, we first developed a brief HCUE training program to assess 6 important cardiac abnormalities. We then studied the diagnostic accuracy of HCUE by hospitalists as a test of these 6 cardiac abnormalities assessed by SE.

Patients and Methods

Setting and Subjects

This prospective cohort study was performed at Stroger Hospital of Cook County, a 500‐bed public teaching hospital in Chicago, IL, from March through May of 2007. The cohort was adult inpatients who were referred for SE on weekdays from 3 distinct patient care units (Figure 1). We used 2 sampling modes to balance practical constraints (short‐stay unit [SSU] patients were more localized and, therefore, easier to study) with clinical diversity. We consecutively sampled patients from our SSU, where adults with provisional cardiovascular diagnoses are admitted if they might be eligible for discharge with in 3 days.12 But we used random number tables with a daily unique starting point to randomly sample patients from the general medical wards and the coronary care unit (CCU). Patients were excluded if repositioning them for HCUE was potentially harmful. The study was approved by our hospital's institutional review board, and we obtained written informed consent from all enrolled patients.

Figure 1
Flow diagram of HCUE results. (a) Among those excluded, 23 patients were unable to consent due to language (n = 13), current imprisonment (n = 6), or altered mental status (n = 4). The remaining 21 patients were excluded because of a requirement for immobilization (n = 8), an intraaortic balloon pump (n = 4), an external pacemaker (n = 3), endotracheal intubation (n = 3), severe pain (n = 2), or ongoing thrombolytic therapy (n = 1). (b) Twenty‐two patients were neither excluded nor refused but nevertheless had no HCUE. Among these patients, 15 were not available for hand‐carried ultrasound echocardiograms because they were discharged home from the hospital (n = 10) or undergoing other procedures (n = 5); 7 patients were never approached by study investigators. (c) Among the 322 patients who received HCUE, 8 did not receive SE. In addition, SE was not interpretable due to poor image quality for LA enlargement in 1 patient and for IVC dilatation in 30 patients. Abbreviations: CCU, cardiac care unit; echo, standard transthoracic echocardiography; HCUE, hand‐carried ultrasound echocardiography; IVC, inferior vena cava; LA, left atrium; LV, left ventricle.

SE Protocol

As part of enrolled patients' routine clinical care, SE images were acquired and interpreted in the usual fashion in our hospital's echocardiography laboratory, which performs SE on over 7,000 patients per year. Echocardiographic technicians acquired images with a General Electric Vivid 7 cardiac ultrasound machine (General Electric, Milwaukee, WI) equipped with a GE M4S 1.8 to 3.4 MHz cardiac transducer (General Electric). Technicians followed the standard adult transthoracic echocardiography scanning protocol to acquire 40 to 100 images on every patient using all available echocardiographic modalities: 2‐dimensional, M‐mode, color Doppler, continuous‐wave Doppler, pulse‐wave Doppler, and tissue Doppler.13 Blinded to HCUE results, attending physician cardiologist echocardiographers then interpreted archived images using computer software (Centricity System; General Electric) to generate final reports that were entered into patients' medical records. This software ensured that final reports were standardized, because echocardiographers' final qualitative assessments were limited to short lists of standard options; for example, in reporting left atrium (LA) size, echocardiographers chose from only 5 standard options: normal, mildly dilated, moderately dilated, severely dilated, and not interpretable. Investigators, who were also blinded to HCUE results, later abstracted SE results from these standardized report forms in patients' medical records. All echocardiographers fulfilled ASE training guidelines to independently interpret SE: a minimum of 150 personally‐performed and 300 personally‐interpreted echocardiographic examinations (training level 2).14

HCUE Training

Based on the recommendations of our cardiologist investigator (B.M.), we developed a training program for 1 hospitalist to become an HCUE instructor. Our instructor trainee (C.C.) was board‐eligible in internal medicine but had no previous formal training in cardiology or echocardiography. We a priori established that her training would continue until our cardiologist investigator determined that she was ready to train other hospitalists; this determination occurred after 5 weeks. She learned image acquisition by performing focused SE on 30 patients under the direct supervision of an echocardiographic technician. She also performed focused HCUE on 65 inpatients without direct supervision but with ongoing access to consult the technician to review archived images and troubleshoot difficulties with acquisition. She learned image interpretation by reading relevant chapters from a SE textbook15 and by participating in daily didactic sessions in which attending cardiologist echocardiographers train cardiology fellows in SE interpretation.

This hospitalist then served as the HCUE instructor for 8 other attending physician hospitalists who were board‐certified internists with no previous formal training in cardiology or echocardiography. The training program was limited to acquisition and interpretation of 2‐dimensional grayscale and color Doppler images for the 6 cardiac assessments under study (Table 1). The instructor marshaled pairs of hospitalists through the 3 components of the training program, which lasted a total of 27 hours.

Twenty‐Seven‐Hour Training Program in Hand‐Carried Ultrasound Echocardiography
  • Abbreviations: HCUE, hand‐carried ultrasound echocardiography.

  • Slides from this lecture and additional images of normal and abnormal findings were provided on a digital video disc.

Six cardiac assessments learned using 2‐dimensional gray scale and color Doppler imaging
Left ventricular systolic dysfunction
Mitral valve regurgitation
Left atrium enlargement
Left ventricular hypertrophy
Pericardial effusion
Inferior vena cava diameter
Lecture (2 hours)*
Basic principles of echocardiography
HCUE scanning protocol and helpful techniques to optimize image quality
Hands‐on training with instructor
Orientation to machine and demonstration of scanning protocol (1 hour)
Sessions 1 through 3: HCUE performed on 1 patient per hour (6 patients in 6 hours)
Sessions 4 through 10: HCUE performed on 2 patients per hour (28 patients in 14 hours)
Feedback sessions on image quality and interpretation with cardiologist
After hands‐on training session 3 (2 hours)
After hands‐on training session 10 (2 hours)

First, hospitalists attended a 2‐hour lecture on the basic principles of HCUE. Slides from this lecture and additional images of normal and abnormal findings were provided to each hospitalist on a digital video disc. Second, each hospitalist underwent 20 hours of hands‐on training in 2‐hour sessions scheduled over 2 weeks. Willing inpatients from our hospital's emergency department were used as volunteers for these hand‐on training sessions. During these sessions the instructor provided practical suggestions to optimize image quality, such as transducer location and patient positioning. In the first 3 sessions, the minimum pace was 1 patient per hour; thereafter, the pace was increased to 1 patient per half‐hour. We chose 20 hours of hands‐on training and these minimum paces because they allowed each hospitalist to attain a cumulative experience of no less than 30 patientsan amount that heralds a flattening of the HCUE learning curve among medical trainees.9 Third, each pair of hospitalists received feedback from a cardiologist investigator (B.M.) who critiqued the quality and interpretation of images acquired by hospitalists during hands‐on training sessions. Since image quality varies by patient,16 hospitalists' images were compared side‐by‐side to images recorded by the instructor on the same patients. The cardiologist also critiqued hospitalists' interpretations of both their own images and additional sets of archived images from patients with abnormal findings.

HCUE Protocol

After completing the training program and blinded to the results of SE, the 8 hospitalists performed HCUE on enrolled patients within hours of SE. We limited the time interval between tests to minimize the effect that changes in physiologic variables, such as blood pressure and intravascular volume, have on the reliability of serial echocardiographic measurements.16 Hospitalists performed HCUE with a MicroMaxx 3.4 hand‐carried ultrasound machine equipped with a cardiology software package and a 1 to 5 MHz P17 cardiac transducer (Sonosite, Inc., Bothell, WA); simultaneous electrocardiographic recording, though available, was not used. While patients laid on their own standard hospital beds or on a standard hospital gurney in a room adjacent to the SE waiting room, hospitalists positioned them without assistance from nursing staff and recorded 7 best‐quality images per patient. Patients were first positioned in a partial (3045 degrees) left lateral decubitus position to record 4 grayscale images of the short‐axis and long‐axis parasternal and 2‐chamber and 4‐chamber apical views; 2 color Doppler images of the mitral inflow were also recorded from the long‐axis parasternal and the 4‐chamber apical views. Patients were then positioned supine to record 1 grayscale image of the inferior vena cava (IVC) from the transhepatic view. Hospitalists did not perform a history or physical exam on enrolled patients, nor did they review patients' medical records.

Immediately following the HCUE, hospitalists replayed the recorded images as often as needed and entered final interpretations on data collection forms. Linear measurements were made manually with a caliper held directly to the hand‐carried ultrasound monitor. These measurements were then translated into qualitative assessments based on standard values used by our hospital's echocardiographers (Table 2).17 When a hospitalist could not confidently assess a cardiac abnormality, the final HCUE assessment was recorded as indeterminate. Hospitalists also recorded the time to perform each HCUE, which included the time to record 7 best‐quality images, to interpret the findings, and to fill out the data collection form.

Definitions of Hand‐Carried Ultrasound Echocardiography Results
  Hand‐Carried Ultrasound Echocardiography Results
Cardiac Abnormality by Standard EchocardiographyHand‐Carried Ultrasound Echocardiography Operator's Method of AssessmentPositiveNegative
  • Abbreviation: cm, centimeters.

Left ventricle systolic dysfunction, mild or greaterGrade degree of abnormal wall movement and thickening during systoleSevereMild or moderateNormalVigorous
Mitral valve regurgitation, severeClassify regurgitant jet as central or eccentric, then measure as percentage of left atrium area  
 Central jet20%<20%
 Eccentric jet20%indeterminate 20%
Left atrium enlargement, moderate or severeMeasure left atrium in 3 dimensions at end diastole, then use the most abnormal dimensionExtremeBorderline 
 Anteroposterior or mediolateral (cm)5.14.55.04.4
 Superior‐inferior (cm)7.16.17.06.0
Left ventricle hypertrophy, moderate or severeMeasure thickest dimension of posterior or septal wall at end diastoleExtreme: 1.4 cmBorderline: 1.21.3 cm1.1 cm
Pericardial effusion, medium or largeMeasure largest dimension in any view at end diastole1 cm<1 cm
Inferior vena cava dilatationMeasure largest respirophasic diameter within 2 cm of right atrium2.1 cmNormal: 1 to 2 cmContracted: 0.9 cm

Data Analysis

We based our sample size calculations on earlier reports of HCUE by noncardiologist trainees for assessment of left ventricular (LV) systolic function.7, 10 From these reports, we estimated a negative likelihood ratio of 0.3. In addition, we expected about a quarter of our patients to have LV systolic dysfunction (B.M., personal communication). Therefore, to achieve 95% confidence intervals (CIs) around the point estimate of a negative likelihood ratio that excluded 0.50, our upper bound for a clinically meaningful result, we needed a sample size of approximately 300 patients.18

We defined threshold levels of ordinal severity for the 6 cardiac abnormalities under study based on their clinical pertinence to hospitalists (Table 2). Here, we reasoned that abnormalities at or above these levels would likely lead to important changes in hospitalists' management of inpatients; abnormalities below these levels rarely represent cardiac disease that is worthy of an immediate change in management. Since even mild degrees of LV dysfunction have important diagnostic and therapeutic implications for most general medicine inpatients, particularly those presenting with heart failure,19 we set our threshold for LV dysfunction at mild or greater. In contrast, since neither mild nor moderate mitral regurgitation (MR) has immediate implications for medical or surgical therapy even if symptoms or LV dysfunction are present,20 we set our threshold for MR at severe. Similarly, though mild LA enlargement21 and mild LV hypertrophy22 have clear prognostic implications for patients' chronic medical conditions, we reasoned that only moderate or severe versions likely reflect underlying abnormalities that affect hospitalists' point‐of‐care decision‐making. Since cardiac tamponade is rarely both subclinical23 and due to a small pericardial effusion,24 we set our threshold for pericardial effusion size at moderate or large. Finally, we set our threshold IVC diameter, a marker of central venous volume status,25 at dilated, because volume overload is an important consideration in hospitalized cardiac patients.

Using these thresholds, investigators dichotomized echocardiographers' SE readings as normal or abnormal for each of the 6 cardiac abnormalities under study to serve as the reference standards. Hospitalists' HCUE results were then compared to the reference standards in 2 different ways. We first analyzed HCUE results as dichotomous values to calculate conventional sensitivity, specificity, and positive and negative likelihood ratios. Here we considered indeterminate HCUE results positive in a clinically conservative tradeoff that neither ignores indeterminate results nor risks falsely classifying them as negative.26 We then analyzed hospitalists' HCUE results as ordinal values for receiver operating characteristic (ROC) curve analysis. Here we considered an indeterminate result as 1 possible test result.27

To examine interobserver variability of HCUE, we first chose from the 6 possible assessments only those with a mean number of abnormal patients per hospitalist greater than 5. We reasoned that variability among assessments with lower prevalence would be predictably wide and inconclusive. We then expressed variability as standard deviations (SDs) around mean sensitivity and specificity for the 8 hospitalists.

The CIs for likelihood ratios were constructed using the likelihood‐based approach to binomial proportions of Koopman.28 The areas under ROC curves were computed using the trapezoidal rule, and the CIs for these areas were constructed using the algorithm described by DeLong et al.29 All analyses were conducted with Stata Statistical Software, Release 10 (StataCorp, College Station, TX).

Results

During the 3 month study period, 654 patients were referred for SE from the 3 participating patient care units (Figure 1). Among these, 65 patients were ineligible because their SE was performed on the weekend and 178 other patients were not randomized from the general medical wards and CCU. From the remaining eligible patients, 322 underwent HCUE and 314 (98% of 322) underwent both SE and HCUE. Individual SE assessments were not interpretable (and therefore excluded) due to poor image quality for LA enlargement in 1 patient and IVC dilatation in 30 patients. Eighty‐three percent of patients who underwent SE (260/314) were referred to assess LV function (Table 3). The prevalence of the 6 clinically pertinent cardiac abnormalities under study ranged from 1% for moderate or large pericardial effusion to 25% for LV systolic dysfunction. Overall, 40% of patients had at least 1 out of 6 cardiac abnormalities.

Patients Who Underwent Both Standard Echocardiography and Hand‐Carried Ultrasound Echocardiography
Characteristic 
  • NOTE: Values are n (%) unless otherwise indicated. Total number of patients is 322.

  • Abbreviations: HCUE, hand‐carried ultrasound echocardiography; SD, standard deviation.

  • Ordering physicians listed 2 indications for 103 patients, 3 indications for 10 patients, and 4 indications for 2 patients; therefore, the total number of indications (n = 443) is greater than the total number of patients (n = 314).

  • Other indications include mural thrombus (n = 13), left ventricular hypertrophy (n = 10), pericardial disease (n = 6), intracardiac shunt (n = 4), cardiomegaly (n = 4), and follow‐up of known atrial septal aneurysm (n = 1).

  • Standard echocardiography demonstrated 2 abnormal findings in 23 patients, 3 abnormal findings in 13 patients, and 4 abnormal findings in 5 patients; therefore, the total number of abnormal findings (n = 191) is greater than the total number of patients who had at least 1 abnormal finding (n = 127).

  • Includes time to record 7 best‐quality images and fill out data collection forms.

Age, year SD (25th to 75th percentiles)56 13 (48 to 64)
Women146 (47)
Chronic obstructive pulmonary disease47 (15)
Body mass index 
24.9 or less: underweight or normal74 (24)
25 to 29.9: overweight94 (30)
30 to 34.9: mild obesity75 (24)
35 or greater: moderate or severe obesity71 (23)
Patient care unit 
Short‐stay unit175 (56)
General medical wards89 (28)
Cardiac care unit50 (16)
Indication for standard echocardiography* 
Left ventricular function260 (83)
Valvular function56 (18)
Wall motion abnormality29 (9)
Valvular vegetations22 (7)
Any structural heart disease20 (6)
Right ventricular function18 (6)
Other38 (12)
Standard echocardiography findings 
Left ventricular systolic dysfunction mild80 (25)
Inferior vena cava dilated45 (14)
Left ventricular wall thickness moderate33 (11)
Left atrium enlargement moderate19 (6)
Mitral valve regurgitation severe11 (4)
Pericardial effusion moderate3 (1)
At least 1 of the above findings127 (40)
Time difference between HCUE and standard echocardiogram, median hours (25th to 75th percentiles)2.8 (1.4 to 5.1)
Time to complete HCUE, median minutes (25th to 75th percentiles)28 (20 to 35)

Each hospitalist performed a similar total number of HCUE examinations (range, 3447). The median time difference between performance of SE and HCUE was 2.8 hours (25th75th percentiles, 1.45.1). Despite the high prevalence of chronic obstructive pulmonary disease and obesity, hospitalists considered HCUE assessments indeterminate in only 2% to 6% of the 6 assessments made for each patient (Table 4). Among the 38 patients (12% of 322) with any indeterminate HCUE assessment, 24 patients had only 1 out of 6 possible. Hospitalists completed HCUE in a median time of 28 minutes (25th‐75th percentiles, 2035), which included the time to record 7 best‐quality moving images and to fill out the research data collection form.

Indeterminate Findings from Hand‐Carried Ultrasound Echocardiography
 n (%)*
  • n = 322.

Number of indeterminate findings per patient 
0284 (88)
124 (7)
24 (1)
3 or more10 (3)
Indeterminate findings by cardiac assessment 
Mitral valve regurgitation18 (6)
Inferior vena cava diameter16 (5)
Left ventricular hypertrophy15 (5)
Pericardial effusion9 (3)
Left atrium size5 (2)
Left ventricle systolic function5 (2)

When HCUE results were analyzed as dichotomous values, positive likelihood ratios ranged from 2.5 to 21, and negative likelihood ratios ranged from 0 to 0.4 (Table 5). Positive and negative likelihood ratios were both sufficiency high and low to respectively increase and decrease by 5‐fold the prior odds of 3 out of 6 cardiac abnormalities: LV systolic dysfunction, moderate or severe MR regurgitation, and moderate or large pericardial effusion. Considering HCUE results as ordinal values for ROC analysis yielded additional diagnostic information (Figure 2). For example, the likelihood ratio of 1.0 (95% CI, 0.42.0) for borderline positive moderate or severe LA enlargement increased to 29 (range, 1362) for extreme positive results. Areas under the ROC curves were 0.9 for 4 out of 6 cardiac abnormalities.

Figure 2
ROC curves of hand‐carried ultrasound echocardiography (HCUE) results. Includes all 314 patients who underwent both SE and HCUE, although SE was not interpretable (and therefore excluded) due to poor image quality for LA enlargement in 1 patient and for IVC dilatation in 30 patients. Conventional likelihood ratios are presented with 95% CI for each test result. Each likelihood ratio is calculated by dividing the probability of the test result in patients with the abnormality by the probability of the test result in patients without the abnormality. In addition, the likelihood ratios are equivalent to the slopes of the corresponding segments of the curves. An “indeterminate” HCUE result was considered 1 of the possible test results (*); likelihood ratios for these indeterminate HCUE results, which occurred in 2% to 6% of assessments, were not presented because the CIs widely spanned above and below 1. Abbreviations: AUC, area under receiver‐operating characteristic curve; LR, conventional likelihood ratio.
Diagnostic Test Characteristics of Hand‐Carried Ultrasound Echocardiography for Detecting Cardiac Abnormalities
Clinically Pertinent Cardiac Abnormality by Standard EchocardiographyPrevalence n/total nSensitivity* % (95% CI)Specificity* % (95% CI)LRpositive*, (95% CI)LRnegative*, (95% CI)
  • NOTE: Includes all 314 patients who underwent both standard echocardiography and hand‐carried ultrasound echocardiography, although standard echocardiography was not interpretable (and therefore excluded) due to poor image quality for LA enlargement in 1 patient and for IVC dilatation in 30 patients.

  • Indeterminate results from hand‐carried ultrasound echocardiography (which occurred in 2% to 6% of assessments) were considered positive test results in calculating the test characteristics.

  • LRx is the conventional likelihood ratio of test result x, which is equal to the probability of test result x in patients with the abnormality divided by probability of test result x in patients without the abnormality; x is positive or negative.

Left ventricular systolic dysfunction80/31485 (7592)88 (8392)6.9 (4.99.8)0.2 (0.10.3)
Mitral valve regurgitation, severe11/314100 (72100)83 (7987)5.9 (3.97.4)0 (00.3)
Left atrium enlargement, moderate or severe19/31390 (6799)74 (6879)3.4 (2.54.3)0.1 (0.040.4)
Left ventricular hypertrophy, moderate or severe33/31470 (5184)73 (6778)2.5 (1.83.3)0.4 (0.20.7)
Pericardial effusion, moderate or large3/314100 (29100)95 (9297)21 (6.731)0 (00.6)
Inferior vena cava, dilated45/28456 (4070)86 (8190)4.0 (2.66.0)0.5 (0.40.7)

LV systolic dysfunction and IVC dilatation were both prevalent enough to meet our criterion to examine interobserver variability; the mean number of abnormal patients per hospitalist was 10 patients for LV systolic dysfunction and 6 patients for IVC dilatation. For LV systolic dysfunction, SDs around mean sensitivity (84%) and specificity (87%) were 12% and 6%, respectively. For IVC dilatation, SDs around mean sensitivity (58%) and specificity (86%) were 24% and 7%, respectively.

Discussion

We found that, after a 27‐hour training program, hospitalists performed HCUE with moderate to excellent diagnostic accuracy for 6 important cardiac abnormalities. For example, hospitalists' assessments of LV systolic function yielded positive and negative likelihood ratios of 6.9 (95% CI, 4.99.8) and 0.2 (95% CI, 0.10.3), respectively. At the bedsides of patients with acute heart failure, therefore, hospitalists could use HCUE to lower or raise the 50:50 chance of LV systolic dysfunction30 to 15% or 85%, respectively. Whether or not these posttest likelihoods are extreme enough to cross important thresholds will depend on the clinical context. Yet these findings demonstrate how HCUE has the potential to provide hospitalists with valuable point‐of‐care data that are otherwise unavailableeither because routine clinical assessments are unreliable31 or because echocardiographic services are not immediately accessible.1

In fact, recent data from the Joint Commission on Accreditation of Healthcare Organizations shows how inaccessible SE may be. Approximately one‐quarter of hospitals in the United States send home about 10% of patients with acute heart failure without echocardiographic assessment of LV systolic function before, during, or immediately after hospitalization.32 In doing so, these hospitals leave unmet the 2002 National Quality Improvement Goal of universal assessment of LV systolic function for all heart failure patients. Hospitalists could close this quality gap with routine, 10‐minute HCUE assessments in all patients admitted with acute heart failure. (Our research HCUE protocol required a median time of 28 minutes, but this included time to assess 5 other cardiac abnormalities and collect data for research purposes). Until the clinical consequences of introducing hospitalist‐performed HCUE are studied, potential benefits like this are tentative. But our findings suggest that training hospitalists to accurately perform HCUE can be successfully accomplished in just 27 hours.

Other studies of HCUE training programs for noncardiologists have also challenged the opinion that learning to perform HCUE requires more than 100 hours of training.2, 711 Yet only 1 prior study has examined an HCUE training program for hospitalists.5 In this study by Martin et al.,5 hospitalists completed 5 supervised HCUE examinations and 6 hours of interpretation training before investigators scored their image acquisition and interpretation skills from 30 unsupervised HCUE examinations. To estimate their final skill levels at the completion of all 35 examinations by accounting for an initially steep learning curve, investigators then adjusted these scores with regression models. Despite these upward adjustments, hospitalists' image acquisition and interpretation scores were low in comparison to echocardiographic technicians and cardiology fellows. Besides these adjusted measurements of hospitalists' skills, however, Martin et al.5 unfortunately did not also report standard measures of diagnostic accuracy, like those proposed by the Standards for Reporting of Diagnostic Accuracy (STARD) initiative.33 Therefore, direct comparisons to the present study are difficult. Nevertheless, their findings suggest that a training program limited to 5 supervised HCUE examinations may be inadequate for hospitalists. In fact, the same group's earlier study of medical trainees suggested a minimum of 30 supervised HCUE examinations.9 We chose to design our hospitalist training program based on this minimum, though they surprisingly did not.5 As others continue to refine the components of hospitalist HCUE training programs, such as the optimal number of supervised examinations, our program could serve as a reasonable comparative example: more rigorous than the program designed by Martin et al.5 but more feasible than ASE level 1 training.

The number and complexity of assessments taught in HCUE training programs will determine their duration. With ongoing advancements in HCUE technology, there is a growing list of potential assessments to choose from. Although HCUE training programs ought to include assessments with proven clinical applications, there are no trials of HCUE‐directed care to inform such decisions. In their absence, therefore, we chose 6 assessments based on the following 3 criteria. First, our assessments were otherwise not reliably available from routine clinical data, such as the physical examination. Second, our assessments were straightforward: easy to learn and simple to perform. Here, we based our reasoning on an expectation that the value of HCUE lies not in highly complex, state‐of‐the‐art assessmentswhich are best left to echocardiographers equipped with SEbut in simple, routine assessments made with highly portable machines that grant noncardiologists newfound access to point‐of‐care data.34 Third, our assessments were clinically pertinent and, where appropriate, defined by cut‐points at levels of severity that often lead to changes in management. We suspect that setting high cut‐points has the salutary effects of making assessments easier to learn and more accurate, because distinguishing mild abnormalities is likely the most challenging aspect of echocardiographic interpretation.35 Whether or not our choices of assessments, and their cut‐points, are optimal has yet to be determined by future research designed to study how they affect patient outcomes. Given our hospitalists' performance in the present study, these assessments seem worthy of such future research.

Our study had several limitations. We studied physicians and patients from only 1 hospital; similar studies performed in different settings, particularly among patients with different proportions and manifestations of disease, may find different results. Nevertheless, our sampling method of prospectively enrolling consecutive patients strengthens our findings. Some echocardiographic measurement methods used by our hospitalists differed in subtle ways from echocardiography guideline recommendations.35 We chose our methods (Table 2) for 2 reasons. First, whenever possible, we chose methods of interpretation that coincided with our local cardiologists'. Second, we chose simplicity over precision. For example, the biplane method of disks, or modified Simpson's rule, is the preferred volumetric method of calculating LA size.35 This method requires tracing the contours of the LA in 2 planes and then dividing the LA volume into stacked oval disks for calculation. We chose instead to train our hospitalists in a simpler method based on 2 linear measurements. Any loss of precision, however, was balanced by a large gain in simplicity. Regardless, minor variations in LA size are not likely to affect hospitalists' bedside evaluations. Finally, we did not validate the results of our reference standard (SE) by documenting interobserver reliability. Yet, because SE is generally accurate for the 6 cardiac abnormalities under study, the effect of this bias should be small.

These limitations can be addressed best by controlled trials of HCUE‐directed care. These trials will determine the clinical impact of hospitalist‐performed HCUE and, in turn, inform our design of HCUE training programs. As the current study shows, training hospitalists to participate in such trials is feasible: like other groups of noncardiologists, hospitalists can accurately perform HCUE after a brief training program. Whether or not hospitalists should perform HCUE requires further study.

Acknowledgements

The authors thank Sonosite, Inc., Bothell, WA, for loaning us 2 MicroMaxx machines throughout the study period. They also thank the staff of the Internal Medicine Research Mentoring Program at Rush Medical College for their technical support and the staff of the Division of Neurology at Stroger Hospital for granting them access to a procedure room.

References
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Article PDF
Issue
Journal of Hospital Medicine - 4(6)
Page Number
340-349
Legacy Keywords
echocardiography, hospitalists, point‐of‐care systems, sensitivity and specificity
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Hand‐carried ultrasound echocardiography (HCUE) can help noncardiologists answer well‐defined questions at patients' bedsides in less than 10 minutes.1, 2 Indeed, intensivists3 and emergency department physicians4 already use HCUE to make rapid, point‐of‐care assessments. Since cardiovascular diagnoses are common among general medicine inpatients, HCUE may become an important skill for hospitalists to learn.5

However, uncertainty exists about the duration of HCUE training for hospitalists. In 2002, experts from the American Society of Echocardiography (ASE) published recommendations on training requirements for HCUE.6 With limited data on the safety or performance of HCUE training programs, which had just begun to emerge, the ASE borrowed from the proven training recommendations for standard echocardiography (SE). They recommended that all HCUE trainees, cardiologist and noncardiologist alike, complete level 1 SE training: 75 personally‐performed and 150 personally‐interpreted echocardiographic examinations. Since then, however, several HCUE training programs designed for noncardiologists have emerged.2, 5, 710 These alternative programs suggest that the ASE's recommended duration of training may be too long, particularly for focused HCUE that is limited to a few relatively simple assessments. It is important not to overshoot the requirements of HCUE training, because doing so may discourage groups of noncardiologists, like hospitalists, who may derive great benefits from HCUE.11

To address this uncertainty for hospitalists, we first developed a brief HCUE training program to assess 6 important cardiac abnormalities. We then studied the diagnostic accuracy of HCUE by hospitalists as a test of these 6 cardiac abnormalities assessed by SE.

Patients and Methods

Setting and Subjects

This prospective cohort study was performed at Stroger Hospital of Cook County, a 500‐bed public teaching hospital in Chicago, IL, from March through May of 2007. The cohort was adult inpatients who were referred for SE on weekdays from 3 distinct patient care units (Figure 1). We used 2 sampling modes to balance practical constraints (short‐stay unit [SSU] patients were more localized and, therefore, easier to study) with clinical diversity. We consecutively sampled patients from our SSU, where adults with provisional cardiovascular diagnoses are admitted if they might be eligible for discharge with in 3 days.12 But we used random number tables with a daily unique starting point to randomly sample patients from the general medical wards and the coronary care unit (CCU). Patients were excluded if repositioning them for HCUE was potentially harmful. The study was approved by our hospital's institutional review board, and we obtained written informed consent from all enrolled patients.

Figure 1
Flow diagram of HCUE results. (a) Among those excluded, 23 patients were unable to consent due to language (n = 13), current imprisonment (n = 6), or altered mental status (n = 4). The remaining 21 patients were excluded because of a requirement for immobilization (n = 8), an intraaortic balloon pump (n = 4), an external pacemaker (n = 3), endotracheal intubation (n = 3), severe pain (n = 2), or ongoing thrombolytic therapy (n = 1). (b) Twenty‐two patients were neither excluded nor refused but nevertheless had no HCUE. Among these patients, 15 were not available for hand‐carried ultrasound echocardiograms because they were discharged home from the hospital (n = 10) or undergoing other procedures (n = 5); 7 patients were never approached by study investigators. (c) Among the 322 patients who received HCUE, 8 did not receive SE. In addition, SE was not interpretable due to poor image quality for LA enlargement in 1 patient and for IVC dilatation in 30 patients. Abbreviations: CCU, cardiac care unit; echo, standard transthoracic echocardiography; HCUE, hand‐carried ultrasound echocardiography; IVC, inferior vena cava; LA, left atrium; LV, left ventricle.

SE Protocol

As part of enrolled patients' routine clinical care, SE images were acquired and interpreted in the usual fashion in our hospital's echocardiography laboratory, which performs SE on over 7,000 patients per year. Echocardiographic technicians acquired images with a General Electric Vivid 7 cardiac ultrasound machine (General Electric, Milwaukee, WI) equipped with a GE M4S 1.8 to 3.4 MHz cardiac transducer (General Electric). Technicians followed the standard adult transthoracic echocardiography scanning protocol to acquire 40 to 100 images on every patient using all available echocardiographic modalities: 2‐dimensional, M‐mode, color Doppler, continuous‐wave Doppler, pulse‐wave Doppler, and tissue Doppler.13 Blinded to HCUE results, attending physician cardiologist echocardiographers then interpreted archived images using computer software (Centricity System; General Electric) to generate final reports that were entered into patients' medical records. This software ensured that final reports were standardized, because echocardiographers' final qualitative assessments were limited to short lists of standard options; for example, in reporting left atrium (LA) size, echocardiographers chose from only 5 standard options: normal, mildly dilated, moderately dilated, severely dilated, and not interpretable. Investigators, who were also blinded to HCUE results, later abstracted SE results from these standardized report forms in patients' medical records. All echocardiographers fulfilled ASE training guidelines to independently interpret SE: a minimum of 150 personally‐performed and 300 personally‐interpreted echocardiographic examinations (training level 2).14

HCUE Training

Based on the recommendations of our cardiologist investigator (B.M.), we developed a training program for 1 hospitalist to become an HCUE instructor. Our instructor trainee (C.C.) was board‐eligible in internal medicine but had no previous formal training in cardiology or echocardiography. We a priori established that her training would continue until our cardiologist investigator determined that she was ready to train other hospitalists; this determination occurred after 5 weeks. She learned image acquisition by performing focused SE on 30 patients under the direct supervision of an echocardiographic technician. She also performed focused HCUE on 65 inpatients without direct supervision but with ongoing access to consult the technician to review archived images and troubleshoot difficulties with acquisition. She learned image interpretation by reading relevant chapters from a SE textbook15 and by participating in daily didactic sessions in which attending cardiologist echocardiographers train cardiology fellows in SE interpretation.

This hospitalist then served as the HCUE instructor for 8 other attending physician hospitalists who were board‐certified internists with no previous formal training in cardiology or echocardiography. The training program was limited to acquisition and interpretation of 2‐dimensional grayscale and color Doppler images for the 6 cardiac assessments under study (Table 1). The instructor marshaled pairs of hospitalists through the 3 components of the training program, which lasted a total of 27 hours.

Twenty‐Seven‐Hour Training Program in Hand‐Carried Ultrasound Echocardiography
  • Abbreviations: HCUE, hand‐carried ultrasound echocardiography.

  • Slides from this lecture and additional images of normal and abnormal findings were provided on a digital video disc.

Six cardiac assessments learned using 2‐dimensional gray scale and color Doppler imaging
Left ventricular systolic dysfunction
Mitral valve regurgitation
Left atrium enlargement
Left ventricular hypertrophy
Pericardial effusion
Inferior vena cava diameter
Lecture (2 hours)*
Basic principles of echocardiography
HCUE scanning protocol and helpful techniques to optimize image quality
Hands‐on training with instructor
Orientation to machine and demonstration of scanning protocol (1 hour)
Sessions 1 through 3: HCUE performed on 1 patient per hour (6 patients in 6 hours)
Sessions 4 through 10: HCUE performed on 2 patients per hour (28 patients in 14 hours)
Feedback sessions on image quality and interpretation with cardiologist
After hands‐on training session 3 (2 hours)
After hands‐on training session 10 (2 hours)

First, hospitalists attended a 2‐hour lecture on the basic principles of HCUE. Slides from this lecture and additional images of normal and abnormal findings were provided to each hospitalist on a digital video disc. Second, each hospitalist underwent 20 hours of hands‐on training in 2‐hour sessions scheduled over 2 weeks. Willing inpatients from our hospital's emergency department were used as volunteers for these hand‐on training sessions. During these sessions the instructor provided practical suggestions to optimize image quality, such as transducer location and patient positioning. In the first 3 sessions, the minimum pace was 1 patient per hour; thereafter, the pace was increased to 1 patient per half‐hour. We chose 20 hours of hands‐on training and these minimum paces because they allowed each hospitalist to attain a cumulative experience of no less than 30 patientsan amount that heralds a flattening of the HCUE learning curve among medical trainees.9 Third, each pair of hospitalists received feedback from a cardiologist investigator (B.M.) who critiqued the quality and interpretation of images acquired by hospitalists during hands‐on training sessions. Since image quality varies by patient,16 hospitalists' images were compared side‐by‐side to images recorded by the instructor on the same patients. The cardiologist also critiqued hospitalists' interpretations of both their own images and additional sets of archived images from patients with abnormal findings.

HCUE Protocol

After completing the training program and blinded to the results of SE, the 8 hospitalists performed HCUE on enrolled patients within hours of SE. We limited the time interval between tests to minimize the effect that changes in physiologic variables, such as blood pressure and intravascular volume, have on the reliability of serial echocardiographic measurements.16 Hospitalists performed HCUE with a MicroMaxx 3.4 hand‐carried ultrasound machine equipped with a cardiology software package and a 1 to 5 MHz P17 cardiac transducer (Sonosite, Inc., Bothell, WA); simultaneous electrocardiographic recording, though available, was not used. While patients laid on their own standard hospital beds or on a standard hospital gurney in a room adjacent to the SE waiting room, hospitalists positioned them without assistance from nursing staff and recorded 7 best‐quality images per patient. Patients were first positioned in a partial (3045 degrees) left lateral decubitus position to record 4 grayscale images of the short‐axis and long‐axis parasternal and 2‐chamber and 4‐chamber apical views; 2 color Doppler images of the mitral inflow were also recorded from the long‐axis parasternal and the 4‐chamber apical views. Patients were then positioned supine to record 1 grayscale image of the inferior vena cava (IVC) from the transhepatic view. Hospitalists did not perform a history or physical exam on enrolled patients, nor did they review patients' medical records.

Immediately following the HCUE, hospitalists replayed the recorded images as often as needed and entered final interpretations on data collection forms. Linear measurements were made manually with a caliper held directly to the hand‐carried ultrasound monitor. These measurements were then translated into qualitative assessments based on standard values used by our hospital's echocardiographers (Table 2).17 When a hospitalist could not confidently assess a cardiac abnormality, the final HCUE assessment was recorded as indeterminate. Hospitalists also recorded the time to perform each HCUE, which included the time to record 7 best‐quality images, to interpret the findings, and to fill out the data collection form.

Definitions of Hand‐Carried Ultrasound Echocardiography Results
  Hand‐Carried Ultrasound Echocardiography Results
Cardiac Abnormality by Standard EchocardiographyHand‐Carried Ultrasound Echocardiography Operator's Method of AssessmentPositiveNegative
  • Abbreviation: cm, centimeters.

Left ventricle systolic dysfunction, mild or greaterGrade degree of abnormal wall movement and thickening during systoleSevereMild or moderateNormalVigorous
Mitral valve regurgitation, severeClassify regurgitant jet as central or eccentric, then measure as percentage of left atrium area  
 Central jet20%<20%
 Eccentric jet20%indeterminate 20%
Left atrium enlargement, moderate or severeMeasure left atrium in 3 dimensions at end diastole, then use the most abnormal dimensionExtremeBorderline 
 Anteroposterior or mediolateral (cm)5.14.55.04.4
 Superior‐inferior (cm)7.16.17.06.0
Left ventricle hypertrophy, moderate or severeMeasure thickest dimension of posterior or septal wall at end diastoleExtreme: 1.4 cmBorderline: 1.21.3 cm1.1 cm
Pericardial effusion, medium or largeMeasure largest dimension in any view at end diastole1 cm<1 cm
Inferior vena cava dilatationMeasure largest respirophasic diameter within 2 cm of right atrium2.1 cmNormal: 1 to 2 cmContracted: 0.9 cm

Data Analysis

We based our sample size calculations on earlier reports of HCUE by noncardiologist trainees for assessment of left ventricular (LV) systolic function.7, 10 From these reports, we estimated a negative likelihood ratio of 0.3. In addition, we expected about a quarter of our patients to have LV systolic dysfunction (B.M., personal communication). Therefore, to achieve 95% confidence intervals (CIs) around the point estimate of a negative likelihood ratio that excluded 0.50, our upper bound for a clinically meaningful result, we needed a sample size of approximately 300 patients.18

We defined threshold levels of ordinal severity for the 6 cardiac abnormalities under study based on their clinical pertinence to hospitalists (Table 2). Here, we reasoned that abnormalities at or above these levels would likely lead to important changes in hospitalists' management of inpatients; abnormalities below these levels rarely represent cardiac disease that is worthy of an immediate change in management. Since even mild degrees of LV dysfunction have important diagnostic and therapeutic implications for most general medicine inpatients, particularly those presenting with heart failure,19 we set our threshold for LV dysfunction at mild or greater. In contrast, since neither mild nor moderate mitral regurgitation (MR) has immediate implications for medical or surgical therapy even if symptoms or LV dysfunction are present,20 we set our threshold for MR at severe. Similarly, though mild LA enlargement21 and mild LV hypertrophy22 have clear prognostic implications for patients' chronic medical conditions, we reasoned that only moderate or severe versions likely reflect underlying abnormalities that affect hospitalists' point‐of‐care decision‐making. Since cardiac tamponade is rarely both subclinical23 and due to a small pericardial effusion,24 we set our threshold for pericardial effusion size at moderate or large. Finally, we set our threshold IVC diameter, a marker of central venous volume status,25 at dilated, because volume overload is an important consideration in hospitalized cardiac patients.

Using these thresholds, investigators dichotomized echocardiographers' SE readings as normal or abnormal for each of the 6 cardiac abnormalities under study to serve as the reference standards. Hospitalists' HCUE results were then compared to the reference standards in 2 different ways. We first analyzed HCUE results as dichotomous values to calculate conventional sensitivity, specificity, and positive and negative likelihood ratios. Here we considered indeterminate HCUE results positive in a clinically conservative tradeoff that neither ignores indeterminate results nor risks falsely classifying them as negative.26 We then analyzed hospitalists' HCUE results as ordinal values for receiver operating characteristic (ROC) curve analysis. Here we considered an indeterminate result as 1 possible test result.27

To examine interobserver variability of HCUE, we first chose from the 6 possible assessments only those with a mean number of abnormal patients per hospitalist greater than 5. We reasoned that variability among assessments with lower prevalence would be predictably wide and inconclusive. We then expressed variability as standard deviations (SDs) around mean sensitivity and specificity for the 8 hospitalists.

The CIs for likelihood ratios were constructed using the likelihood‐based approach to binomial proportions of Koopman.28 The areas under ROC curves were computed using the trapezoidal rule, and the CIs for these areas were constructed using the algorithm described by DeLong et al.29 All analyses were conducted with Stata Statistical Software, Release 10 (StataCorp, College Station, TX).

Results

During the 3 month study period, 654 patients were referred for SE from the 3 participating patient care units (Figure 1). Among these, 65 patients were ineligible because their SE was performed on the weekend and 178 other patients were not randomized from the general medical wards and CCU. From the remaining eligible patients, 322 underwent HCUE and 314 (98% of 322) underwent both SE and HCUE. Individual SE assessments were not interpretable (and therefore excluded) due to poor image quality for LA enlargement in 1 patient and IVC dilatation in 30 patients. Eighty‐three percent of patients who underwent SE (260/314) were referred to assess LV function (Table 3). The prevalence of the 6 clinically pertinent cardiac abnormalities under study ranged from 1% for moderate or large pericardial effusion to 25% for LV systolic dysfunction. Overall, 40% of patients had at least 1 out of 6 cardiac abnormalities.

Patients Who Underwent Both Standard Echocardiography and Hand‐Carried Ultrasound Echocardiography
Characteristic 
  • NOTE: Values are n (%) unless otherwise indicated. Total number of patients is 322.

  • Abbreviations: HCUE, hand‐carried ultrasound echocardiography; SD, standard deviation.

  • Ordering physicians listed 2 indications for 103 patients, 3 indications for 10 patients, and 4 indications for 2 patients; therefore, the total number of indications (n = 443) is greater than the total number of patients (n = 314).

  • Other indications include mural thrombus (n = 13), left ventricular hypertrophy (n = 10), pericardial disease (n = 6), intracardiac shunt (n = 4), cardiomegaly (n = 4), and follow‐up of known atrial septal aneurysm (n = 1).

  • Standard echocardiography demonstrated 2 abnormal findings in 23 patients, 3 abnormal findings in 13 patients, and 4 abnormal findings in 5 patients; therefore, the total number of abnormal findings (n = 191) is greater than the total number of patients who had at least 1 abnormal finding (n = 127).

  • Includes time to record 7 best‐quality images and fill out data collection forms.

Age, year SD (25th to 75th percentiles)56 13 (48 to 64)
Women146 (47)
Chronic obstructive pulmonary disease47 (15)
Body mass index 
24.9 or less: underweight or normal74 (24)
25 to 29.9: overweight94 (30)
30 to 34.9: mild obesity75 (24)
35 or greater: moderate or severe obesity71 (23)
Patient care unit 
Short‐stay unit175 (56)
General medical wards89 (28)
Cardiac care unit50 (16)
Indication for standard echocardiography* 
Left ventricular function260 (83)
Valvular function56 (18)
Wall motion abnormality29 (9)
Valvular vegetations22 (7)
Any structural heart disease20 (6)
Right ventricular function18 (6)
Other38 (12)
Standard echocardiography findings 
Left ventricular systolic dysfunction mild80 (25)
Inferior vena cava dilated45 (14)
Left ventricular wall thickness moderate33 (11)
Left atrium enlargement moderate19 (6)
Mitral valve regurgitation severe11 (4)
Pericardial effusion moderate3 (1)
At least 1 of the above findings127 (40)
Time difference between HCUE and standard echocardiogram, median hours (25th to 75th percentiles)2.8 (1.4 to 5.1)
Time to complete HCUE, median minutes (25th to 75th percentiles)28 (20 to 35)

Each hospitalist performed a similar total number of HCUE examinations (range, 3447). The median time difference between performance of SE and HCUE was 2.8 hours (25th75th percentiles, 1.45.1). Despite the high prevalence of chronic obstructive pulmonary disease and obesity, hospitalists considered HCUE assessments indeterminate in only 2% to 6% of the 6 assessments made for each patient (Table 4). Among the 38 patients (12% of 322) with any indeterminate HCUE assessment, 24 patients had only 1 out of 6 possible. Hospitalists completed HCUE in a median time of 28 minutes (25th‐75th percentiles, 2035), which included the time to record 7 best‐quality moving images and to fill out the research data collection form.

Indeterminate Findings from Hand‐Carried Ultrasound Echocardiography
 n (%)*
  • n = 322.

Number of indeterminate findings per patient 
0284 (88)
124 (7)
24 (1)
3 or more10 (3)
Indeterminate findings by cardiac assessment 
Mitral valve regurgitation18 (6)
Inferior vena cava diameter16 (5)
Left ventricular hypertrophy15 (5)
Pericardial effusion9 (3)
Left atrium size5 (2)
Left ventricle systolic function5 (2)

When HCUE results were analyzed as dichotomous values, positive likelihood ratios ranged from 2.5 to 21, and negative likelihood ratios ranged from 0 to 0.4 (Table 5). Positive and negative likelihood ratios were both sufficiency high and low to respectively increase and decrease by 5‐fold the prior odds of 3 out of 6 cardiac abnormalities: LV systolic dysfunction, moderate or severe MR regurgitation, and moderate or large pericardial effusion. Considering HCUE results as ordinal values for ROC analysis yielded additional diagnostic information (Figure 2). For example, the likelihood ratio of 1.0 (95% CI, 0.42.0) for borderline positive moderate or severe LA enlargement increased to 29 (range, 1362) for extreme positive results. Areas under the ROC curves were 0.9 for 4 out of 6 cardiac abnormalities.

Figure 2
ROC curves of hand‐carried ultrasound echocardiography (HCUE) results. Includes all 314 patients who underwent both SE and HCUE, although SE was not interpretable (and therefore excluded) due to poor image quality for LA enlargement in 1 patient and for IVC dilatation in 30 patients. Conventional likelihood ratios are presented with 95% CI for each test result. Each likelihood ratio is calculated by dividing the probability of the test result in patients with the abnormality by the probability of the test result in patients without the abnormality. In addition, the likelihood ratios are equivalent to the slopes of the corresponding segments of the curves. An “indeterminate” HCUE result was considered 1 of the possible test results (*); likelihood ratios for these indeterminate HCUE results, which occurred in 2% to 6% of assessments, were not presented because the CIs widely spanned above and below 1. Abbreviations: AUC, area under receiver‐operating characteristic curve; LR, conventional likelihood ratio.
Diagnostic Test Characteristics of Hand‐Carried Ultrasound Echocardiography for Detecting Cardiac Abnormalities
Clinically Pertinent Cardiac Abnormality by Standard EchocardiographyPrevalence n/total nSensitivity* % (95% CI)Specificity* % (95% CI)LRpositive*, (95% CI)LRnegative*, (95% CI)
  • NOTE: Includes all 314 patients who underwent both standard echocardiography and hand‐carried ultrasound echocardiography, although standard echocardiography was not interpretable (and therefore excluded) due to poor image quality for LA enlargement in 1 patient and for IVC dilatation in 30 patients.

  • Indeterminate results from hand‐carried ultrasound echocardiography (which occurred in 2% to 6% of assessments) were considered positive test results in calculating the test characteristics.

  • LRx is the conventional likelihood ratio of test result x, which is equal to the probability of test result x in patients with the abnormality divided by probability of test result x in patients without the abnormality; x is positive or negative.

Left ventricular systolic dysfunction80/31485 (7592)88 (8392)6.9 (4.99.8)0.2 (0.10.3)
Mitral valve regurgitation, severe11/314100 (72100)83 (7987)5.9 (3.97.4)0 (00.3)
Left atrium enlargement, moderate or severe19/31390 (6799)74 (6879)3.4 (2.54.3)0.1 (0.040.4)
Left ventricular hypertrophy, moderate or severe33/31470 (5184)73 (6778)2.5 (1.83.3)0.4 (0.20.7)
Pericardial effusion, moderate or large3/314100 (29100)95 (9297)21 (6.731)0 (00.6)
Inferior vena cava, dilated45/28456 (4070)86 (8190)4.0 (2.66.0)0.5 (0.40.7)

LV systolic dysfunction and IVC dilatation were both prevalent enough to meet our criterion to examine interobserver variability; the mean number of abnormal patients per hospitalist was 10 patients for LV systolic dysfunction and 6 patients for IVC dilatation. For LV systolic dysfunction, SDs around mean sensitivity (84%) and specificity (87%) were 12% and 6%, respectively. For IVC dilatation, SDs around mean sensitivity (58%) and specificity (86%) were 24% and 7%, respectively.

Discussion

We found that, after a 27‐hour training program, hospitalists performed HCUE with moderate to excellent diagnostic accuracy for 6 important cardiac abnormalities. For example, hospitalists' assessments of LV systolic function yielded positive and negative likelihood ratios of 6.9 (95% CI, 4.99.8) and 0.2 (95% CI, 0.10.3), respectively. At the bedsides of patients with acute heart failure, therefore, hospitalists could use HCUE to lower or raise the 50:50 chance of LV systolic dysfunction30 to 15% or 85%, respectively. Whether or not these posttest likelihoods are extreme enough to cross important thresholds will depend on the clinical context. Yet these findings demonstrate how HCUE has the potential to provide hospitalists with valuable point‐of‐care data that are otherwise unavailableeither because routine clinical assessments are unreliable31 or because echocardiographic services are not immediately accessible.1

In fact, recent data from the Joint Commission on Accreditation of Healthcare Organizations shows how inaccessible SE may be. Approximately one‐quarter of hospitals in the United States send home about 10% of patients with acute heart failure without echocardiographic assessment of LV systolic function before, during, or immediately after hospitalization.32 In doing so, these hospitals leave unmet the 2002 National Quality Improvement Goal of universal assessment of LV systolic function for all heart failure patients. Hospitalists could close this quality gap with routine, 10‐minute HCUE assessments in all patients admitted with acute heart failure. (Our research HCUE protocol required a median time of 28 minutes, but this included time to assess 5 other cardiac abnormalities and collect data for research purposes). Until the clinical consequences of introducing hospitalist‐performed HCUE are studied, potential benefits like this are tentative. But our findings suggest that training hospitalists to accurately perform HCUE can be successfully accomplished in just 27 hours.

Other studies of HCUE training programs for noncardiologists have also challenged the opinion that learning to perform HCUE requires more than 100 hours of training.2, 711 Yet only 1 prior study has examined an HCUE training program for hospitalists.5 In this study by Martin et al.,5 hospitalists completed 5 supervised HCUE examinations and 6 hours of interpretation training before investigators scored their image acquisition and interpretation skills from 30 unsupervised HCUE examinations. To estimate their final skill levels at the completion of all 35 examinations by accounting for an initially steep learning curve, investigators then adjusted these scores with regression models. Despite these upward adjustments, hospitalists' image acquisition and interpretation scores were low in comparison to echocardiographic technicians and cardiology fellows. Besides these adjusted measurements of hospitalists' skills, however, Martin et al.5 unfortunately did not also report standard measures of diagnostic accuracy, like those proposed by the Standards for Reporting of Diagnostic Accuracy (STARD) initiative.33 Therefore, direct comparisons to the present study are difficult. Nevertheless, their findings suggest that a training program limited to 5 supervised HCUE examinations may be inadequate for hospitalists. In fact, the same group's earlier study of medical trainees suggested a minimum of 30 supervised HCUE examinations.9 We chose to design our hospitalist training program based on this minimum, though they surprisingly did not.5 As others continue to refine the components of hospitalist HCUE training programs, such as the optimal number of supervised examinations, our program could serve as a reasonable comparative example: more rigorous than the program designed by Martin et al.5 but more feasible than ASE level 1 training.

The number and complexity of assessments taught in HCUE training programs will determine their duration. With ongoing advancements in HCUE technology, there is a growing list of potential assessments to choose from. Although HCUE training programs ought to include assessments with proven clinical applications, there are no trials of HCUE‐directed care to inform such decisions. In their absence, therefore, we chose 6 assessments based on the following 3 criteria. First, our assessments were otherwise not reliably available from routine clinical data, such as the physical examination. Second, our assessments were straightforward: easy to learn and simple to perform. Here, we based our reasoning on an expectation that the value of HCUE lies not in highly complex, state‐of‐the‐art assessmentswhich are best left to echocardiographers equipped with SEbut in simple, routine assessments made with highly portable machines that grant noncardiologists newfound access to point‐of‐care data.34 Third, our assessments were clinically pertinent and, where appropriate, defined by cut‐points at levels of severity that often lead to changes in management. We suspect that setting high cut‐points has the salutary effects of making assessments easier to learn and more accurate, because distinguishing mild abnormalities is likely the most challenging aspect of echocardiographic interpretation.35 Whether or not our choices of assessments, and their cut‐points, are optimal has yet to be determined by future research designed to study how they affect patient outcomes. Given our hospitalists' performance in the present study, these assessments seem worthy of such future research.

Our study had several limitations. We studied physicians and patients from only 1 hospital; similar studies performed in different settings, particularly among patients with different proportions and manifestations of disease, may find different results. Nevertheless, our sampling method of prospectively enrolling consecutive patients strengthens our findings. Some echocardiographic measurement methods used by our hospitalists differed in subtle ways from echocardiography guideline recommendations.35 We chose our methods (Table 2) for 2 reasons. First, whenever possible, we chose methods of interpretation that coincided with our local cardiologists'. Second, we chose simplicity over precision. For example, the biplane method of disks, or modified Simpson's rule, is the preferred volumetric method of calculating LA size.35 This method requires tracing the contours of the LA in 2 planes and then dividing the LA volume into stacked oval disks for calculation. We chose instead to train our hospitalists in a simpler method based on 2 linear measurements. Any loss of precision, however, was balanced by a large gain in simplicity. Regardless, minor variations in LA size are not likely to affect hospitalists' bedside evaluations. Finally, we did not validate the results of our reference standard (SE) by documenting interobserver reliability. Yet, because SE is generally accurate for the 6 cardiac abnormalities under study, the effect of this bias should be small.

These limitations can be addressed best by controlled trials of HCUE‐directed care. These trials will determine the clinical impact of hospitalist‐performed HCUE and, in turn, inform our design of HCUE training programs. As the current study shows, training hospitalists to participate in such trials is feasible: like other groups of noncardiologists, hospitalists can accurately perform HCUE after a brief training program. Whether or not hospitalists should perform HCUE requires further study.

Acknowledgements

The authors thank Sonosite, Inc., Bothell, WA, for loaning us 2 MicroMaxx machines throughout the study period. They also thank the staff of the Internal Medicine Research Mentoring Program at Rush Medical College for their technical support and the staff of the Division of Neurology at Stroger Hospital for granting them access to a procedure room.

Hand‐carried ultrasound echocardiography (HCUE) can help noncardiologists answer well‐defined questions at patients' bedsides in less than 10 minutes.1, 2 Indeed, intensivists3 and emergency department physicians4 already use HCUE to make rapid, point‐of‐care assessments. Since cardiovascular diagnoses are common among general medicine inpatients, HCUE may become an important skill for hospitalists to learn.5

However, uncertainty exists about the duration of HCUE training for hospitalists. In 2002, experts from the American Society of Echocardiography (ASE) published recommendations on training requirements for HCUE.6 With limited data on the safety or performance of HCUE training programs, which had just begun to emerge, the ASE borrowed from the proven training recommendations for standard echocardiography (SE). They recommended that all HCUE trainees, cardiologist and noncardiologist alike, complete level 1 SE training: 75 personally‐performed and 150 personally‐interpreted echocardiographic examinations. Since then, however, several HCUE training programs designed for noncardiologists have emerged.2, 5, 710 These alternative programs suggest that the ASE's recommended duration of training may be too long, particularly for focused HCUE that is limited to a few relatively simple assessments. It is important not to overshoot the requirements of HCUE training, because doing so may discourage groups of noncardiologists, like hospitalists, who may derive great benefits from HCUE.11

To address this uncertainty for hospitalists, we first developed a brief HCUE training program to assess 6 important cardiac abnormalities. We then studied the diagnostic accuracy of HCUE by hospitalists as a test of these 6 cardiac abnormalities assessed by SE.

Patients and Methods

Setting and Subjects

This prospective cohort study was performed at Stroger Hospital of Cook County, a 500‐bed public teaching hospital in Chicago, IL, from March through May of 2007. The cohort was adult inpatients who were referred for SE on weekdays from 3 distinct patient care units (Figure 1). We used 2 sampling modes to balance practical constraints (short‐stay unit [SSU] patients were more localized and, therefore, easier to study) with clinical diversity. We consecutively sampled patients from our SSU, where adults with provisional cardiovascular diagnoses are admitted if they might be eligible for discharge with in 3 days.12 But we used random number tables with a daily unique starting point to randomly sample patients from the general medical wards and the coronary care unit (CCU). Patients were excluded if repositioning them for HCUE was potentially harmful. The study was approved by our hospital's institutional review board, and we obtained written informed consent from all enrolled patients.

Figure 1
Flow diagram of HCUE results. (a) Among those excluded, 23 patients were unable to consent due to language (n = 13), current imprisonment (n = 6), or altered mental status (n = 4). The remaining 21 patients were excluded because of a requirement for immobilization (n = 8), an intraaortic balloon pump (n = 4), an external pacemaker (n = 3), endotracheal intubation (n = 3), severe pain (n = 2), or ongoing thrombolytic therapy (n = 1). (b) Twenty‐two patients were neither excluded nor refused but nevertheless had no HCUE. Among these patients, 15 were not available for hand‐carried ultrasound echocardiograms because they were discharged home from the hospital (n = 10) or undergoing other procedures (n = 5); 7 patients were never approached by study investigators. (c) Among the 322 patients who received HCUE, 8 did not receive SE. In addition, SE was not interpretable due to poor image quality for LA enlargement in 1 patient and for IVC dilatation in 30 patients. Abbreviations: CCU, cardiac care unit; echo, standard transthoracic echocardiography; HCUE, hand‐carried ultrasound echocardiography; IVC, inferior vena cava; LA, left atrium; LV, left ventricle.

SE Protocol

As part of enrolled patients' routine clinical care, SE images were acquired and interpreted in the usual fashion in our hospital's echocardiography laboratory, which performs SE on over 7,000 patients per year. Echocardiographic technicians acquired images with a General Electric Vivid 7 cardiac ultrasound machine (General Electric, Milwaukee, WI) equipped with a GE M4S 1.8 to 3.4 MHz cardiac transducer (General Electric). Technicians followed the standard adult transthoracic echocardiography scanning protocol to acquire 40 to 100 images on every patient using all available echocardiographic modalities: 2‐dimensional, M‐mode, color Doppler, continuous‐wave Doppler, pulse‐wave Doppler, and tissue Doppler.13 Blinded to HCUE results, attending physician cardiologist echocardiographers then interpreted archived images using computer software (Centricity System; General Electric) to generate final reports that were entered into patients' medical records. This software ensured that final reports were standardized, because echocardiographers' final qualitative assessments were limited to short lists of standard options; for example, in reporting left atrium (LA) size, echocardiographers chose from only 5 standard options: normal, mildly dilated, moderately dilated, severely dilated, and not interpretable. Investigators, who were also blinded to HCUE results, later abstracted SE results from these standardized report forms in patients' medical records. All echocardiographers fulfilled ASE training guidelines to independently interpret SE: a minimum of 150 personally‐performed and 300 personally‐interpreted echocardiographic examinations (training level 2).14

HCUE Training

Based on the recommendations of our cardiologist investigator (B.M.), we developed a training program for 1 hospitalist to become an HCUE instructor. Our instructor trainee (C.C.) was board‐eligible in internal medicine but had no previous formal training in cardiology or echocardiography. We a priori established that her training would continue until our cardiologist investigator determined that she was ready to train other hospitalists; this determination occurred after 5 weeks. She learned image acquisition by performing focused SE on 30 patients under the direct supervision of an echocardiographic technician. She also performed focused HCUE on 65 inpatients without direct supervision but with ongoing access to consult the technician to review archived images and troubleshoot difficulties with acquisition. She learned image interpretation by reading relevant chapters from a SE textbook15 and by participating in daily didactic sessions in which attending cardiologist echocardiographers train cardiology fellows in SE interpretation.

This hospitalist then served as the HCUE instructor for 8 other attending physician hospitalists who were board‐certified internists with no previous formal training in cardiology or echocardiography. The training program was limited to acquisition and interpretation of 2‐dimensional grayscale and color Doppler images for the 6 cardiac assessments under study (Table 1). The instructor marshaled pairs of hospitalists through the 3 components of the training program, which lasted a total of 27 hours.

Twenty‐Seven‐Hour Training Program in Hand‐Carried Ultrasound Echocardiography
  • Abbreviations: HCUE, hand‐carried ultrasound echocardiography.

  • Slides from this lecture and additional images of normal and abnormal findings were provided on a digital video disc.

Six cardiac assessments learned using 2‐dimensional gray scale and color Doppler imaging
Left ventricular systolic dysfunction
Mitral valve regurgitation
Left atrium enlargement
Left ventricular hypertrophy
Pericardial effusion
Inferior vena cava diameter
Lecture (2 hours)*
Basic principles of echocardiography
HCUE scanning protocol and helpful techniques to optimize image quality
Hands‐on training with instructor
Orientation to machine and demonstration of scanning protocol (1 hour)
Sessions 1 through 3: HCUE performed on 1 patient per hour (6 patients in 6 hours)
Sessions 4 through 10: HCUE performed on 2 patients per hour (28 patients in 14 hours)
Feedback sessions on image quality and interpretation with cardiologist
After hands‐on training session 3 (2 hours)
After hands‐on training session 10 (2 hours)

First, hospitalists attended a 2‐hour lecture on the basic principles of HCUE. Slides from this lecture and additional images of normal and abnormal findings were provided to each hospitalist on a digital video disc. Second, each hospitalist underwent 20 hours of hands‐on training in 2‐hour sessions scheduled over 2 weeks. Willing inpatients from our hospital's emergency department were used as volunteers for these hand‐on training sessions. During these sessions the instructor provided practical suggestions to optimize image quality, such as transducer location and patient positioning. In the first 3 sessions, the minimum pace was 1 patient per hour; thereafter, the pace was increased to 1 patient per half‐hour. We chose 20 hours of hands‐on training and these minimum paces because they allowed each hospitalist to attain a cumulative experience of no less than 30 patientsan amount that heralds a flattening of the HCUE learning curve among medical trainees.9 Third, each pair of hospitalists received feedback from a cardiologist investigator (B.M.) who critiqued the quality and interpretation of images acquired by hospitalists during hands‐on training sessions. Since image quality varies by patient,16 hospitalists' images were compared side‐by‐side to images recorded by the instructor on the same patients. The cardiologist also critiqued hospitalists' interpretations of both their own images and additional sets of archived images from patients with abnormal findings.

HCUE Protocol

After completing the training program and blinded to the results of SE, the 8 hospitalists performed HCUE on enrolled patients within hours of SE. We limited the time interval between tests to minimize the effect that changes in physiologic variables, such as blood pressure and intravascular volume, have on the reliability of serial echocardiographic measurements.16 Hospitalists performed HCUE with a MicroMaxx 3.4 hand‐carried ultrasound machine equipped with a cardiology software package and a 1 to 5 MHz P17 cardiac transducer (Sonosite, Inc., Bothell, WA); simultaneous electrocardiographic recording, though available, was not used. While patients laid on their own standard hospital beds or on a standard hospital gurney in a room adjacent to the SE waiting room, hospitalists positioned them without assistance from nursing staff and recorded 7 best‐quality images per patient. Patients were first positioned in a partial (3045 degrees) left lateral decubitus position to record 4 grayscale images of the short‐axis and long‐axis parasternal and 2‐chamber and 4‐chamber apical views; 2 color Doppler images of the mitral inflow were also recorded from the long‐axis parasternal and the 4‐chamber apical views. Patients were then positioned supine to record 1 grayscale image of the inferior vena cava (IVC) from the transhepatic view. Hospitalists did not perform a history or physical exam on enrolled patients, nor did they review patients' medical records.

Immediately following the HCUE, hospitalists replayed the recorded images as often as needed and entered final interpretations on data collection forms. Linear measurements were made manually with a caliper held directly to the hand‐carried ultrasound monitor. These measurements were then translated into qualitative assessments based on standard values used by our hospital's echocardiographers (Table 2).17 When a hospitalist could not confidently assess a cardiac abnormality, the final HCUE assessment was recorded as indeterminate. Hospitalists also recorded the time to perform each HCUE, which included the time to record 7 best‐quality images, to interpret the findings, and to fill out the data collection form.

Definitions of Hand‐Carried Ultrasound Echocardiography Results
  Hand‐Carried Ultrasound Echocardiography Results
Cardiac Abnormality by Standard EchocardiographyHand‐Carried Ultrasound Echocardiography Operator's Method of AssessmentPositiveNegative
  • Abbreviation: cm, centimeters.

Left ventricle systolic dysfunction, mild or greaterGrade degree of abnormal wall movement and thickening during systoleSevereMild or moderateNormalVigorous
Mitral valve regurgitation, severeClassify regurgitant jet as central or eccentric, then measure as percentage of left atrium area  
 Central jet20%<20%
 Eccentric jet20%indeterminate 20%
Left atrium enlargement, moderate or severeMeasure left atrium in 3 dimensions at end diastole, then use the most abnormal dimensionExtremeBorderline 
 Anteroposterior or mediolateral (cm)5.14.55.04.4
 Superior‐inferior (cm)7.16.17.06.0
Left ventricle hypertrophy, moderate or severeMeasure thickest dimension of posterior or septal wall at end diastoleExtreme: 1.4 cmBorderline: 1.21.3 cm1.1 cm
Pericardial effusion, medium or largeMeasure largest dimension in any view at end diastole1 cm<1 cm
Inferior vena cava dilatationMeasure largest respirophasic diameter within 2 cm of right atrium2.1 cmNormal: 1 to 2 cmContracted: 0.9 cm

Data Analysis

We based our sample size calculations on earlier reports of HCUE by noncardiologist trainees for assessment of left ventricular (LV) systolic function.7, 10 From these reports, we estimated a negative likelihood ratio of 0.3. In addition, we expected about a quarter of our patients to have LV systolic dysfunction (B.M., personal communication). Therefore, to achieve 95% confidence intervals (CIs) around the point estimate of a negative likelihood ratio that excluded 0.50, our upper bound for a clinically meaningful result, we needed a sample size of approximately 300 patients.18

We defined threshold levels of ordinal severity for the 6 cardiac abnormalities under study based on their clinical pertinence to hospitalists (Table 2). Here, we reasoned that abnormalities at or above these levels would likely lead to important changes in hospitalists' management of inpatients; abnormalities below these levels rarely represent cardiac disease that is worthy of an immediate change in management. Since even mild degrees of LV dysfunction have important diagnostic and therapeutic implications for most general medicine inpatients, particularly those presenting with heart failure,19 we set our threshold for LV dysfunction at mild or greater. In contrast, since neither mild nor moderate mitral regurgitation (MR) has immediate implications for medical or surgical therapy even if symptoms or LV dysfunction are present,20 we set our threshold for MR at severe. Similarly, though mild LA enlargement21 and mild LV hypertrophy22 have clear prognostic implications for patients' chronic medical conditions, we reasoned that only moderate or severe versions likely reflect underlying abnormalities that affect hospitalists' point‐of‐care decision‐making. Since cardiac tamponade is rarely both subclinical23 and due to a small pericardial effusion,24 we set our threshold for pericardial effusion size at moderate or large. Finally, we set our threshold IVC diameter, a marker of central venous volume status,25 at dilated, because volume overload is an important consideration in hospitalized cardiac patients.

Using these thresholds, investigators dichotomized echocardiographers' SE readings as normal or abnormal for each of the 6 cardiac abnormalities under study to serve as the reference standards. Hospitalists' HCUE results were then compared to the reference standards in 2 different ways. We first analyzed HCUE results as dichotomous values to calculate conventional sensitivity, specificity, and positive and negative likelihood ratios. Here we considered indeterminate HCUE results positive in a clinically conservative tradeoff that neither ignores indeterminate results nor risks falsely classifying them as negative.26 We then analyzed hospitalists' HCUE results as ordinal values for receiver operating characteristic (ROC) curve analysis. Here we considered an indeterminate result as 1 possible test result.27

To examine interobserver variability of HCUE, we first chose from the 6 possible assessments only those with a mean number of abnormal patients per hospitalist greater than 5. We reasoned that variability among assessments with lower prevalence would be predictably wide and inconclusive. We then expressed variability as standard deviations (SDs) around mean sensitivity and specificity for the 8 hospitalists.

The CIs for likelihood ratios were constructed using the likelihood‐based approach to binomial proportions of Koopman.28 The areas under ROC curves were computed using the trapezoidal rule, and the CIs for these areas were constructed using the algorithm described by DeLong et al.29 All analyses were conducted with Stata Statistical Software, Release 10 (StataCorp, College Station, TX).

Results

During the 3 month study period, 654 patients were referred for SE from the 3 participating patient care units (Figure 1). Among these, 65 patients were ineligible because their SE was performed on the weekend and 178 other patients were not randomized from the general medical wards and CCU. From the remaining eligible patients, 322 underwent HCUE and 314 (98% of 322) underwent both SE and HCUE. Individual SE assessments were not interpretable (and therefore excluded) due to poor image quality for LA enlargement in 1 patient and IVC dilatation in 30 patients. Eighty‐three percent of patients who underwent SE (260/314) were referred to assess LV function (Table 3). The prevalence of the 6 clinically pertinent cardiac abnormalities under study ranged from 1% for moderate or large pericardial effusion to 25% for LV systolic dysfunction. Overall, 40% of patients had at least 1 out of 6 cardiac abnormalities.

Patients Who Underwent Both Standard Echocardiography and Hand‐Carried Ultrasound Echocardiography
Characteristic 
  • NOTE: Values are n (%) unless otherwise indicated. Total number of patients is 322.

  • Abbreviations: HCUE, hand‐carried ultrasound echocardiography; SD, standard deviation.

  • Ordering physicians listed 2 indications for 103 patients, 3 indications for 10 patients, and 4 indications for 2 patients; therefore, the total number of indications (n = 443) is greater than the total number of patients (n = 314).

  • Other indications include mural thrombus (n = 13), left ventricular hypertrophy (n = 10), pericardial disease (n = 6), intracardiac shunt (n = 4), cardiomegaly (n = 4), and follow‐up of known atrial septal aneurysm (n = 1).

  • Standard echocardiography demonstrated 2 abnormal findings in 23 patients, 3 abnormal findings in 13 patients, and 4 abnormal findings in 5 patients; therefore, the total number of abnormal findings (n = 191) is greater than the total number of patients who had at least 1 abnormal finding (n = 127).

  • Includes time to record 7 best‐quality images and fill out data collection forms.

Age, year SD (25th to 75th percentiles)56 13 (48 to 64)
Women146 (47)
Chronic obstructive pulmonary disease47 (15)
Body mass index 
24.9 or less: underweight or normal74 (24)
25 to 29.9: overweight94 (30)
30 to 34.9: mild obesity75 (24)
35 or greater: moderate or severe obesity71 (23)
Patient care unit 
Short‐stay unit175 (56)
General medical wards89 (28)
Cardiac care unit50 (16)
Indication for standard echocardiography* 
Left ventricular function260 (83)
Valvular function56 (18)
Wall motion abnormality29 (9)
Valvular vegetations22 (7)
Any structural heart disease20 (6)
Right ventricular function18 (6)
Other38 (12)
Standard echocardiography findings 
Left ventricular systolic dysfunction mild80 (25)
Inferior vena cava dilated45 (14)
Left ventricular wall thickness moderate33 (11)
Left atrium enlargement moderate19 (6)
Mitral valve regurgitation severe11 (4)
Pericardial effusion moderate3 (1)
At least 1 of the above findings127 (40)
Time difference between HCUE and standard echocardiogram, median hours (25th to 75th percentiles)2.8 (1.4 to 5.1)
Time to complete HCUE, median minutes (25th to 75th percentiles)28 (20 to 35)

Each hospitalist performed a similar total number of HCUE examinations (range, 3447). The median time difference between performance of SE and HCUE was 2.8 hours (25th75th percentiles, 1.45.1). Despite the high prevalence of chronic obstructive pulmonary disease and obesity, hospitalists considered HCUE assessments indeterminate in only 2% to 6% of the 6 assessments made for each patient (Table 4). Among the 38 patients (12% of 322) with any indeterminate HCUE assessment, 24 patients had only 1 out of 6 possible. Hospitalists completed HCUE in a median time of 28 minutes (25th‐75th percentiles, 2035), which included the time to record 7 best‐quality moving images and to fill out the research data collection form.

Indeterminate Findings from Hand‐Carried Ultrasound Echocardiography
 n (%)*
  • n = 322.

Number of indeterminate findings per patient 
0284 (88)
124 (7)
24 (1)
3 or more10 (3)
Indeterminate findings by cardiac assessment 
Mitral valve regurgitation18 (6)
Inferior vena cava diameter16 (5)
Left ventricular hypertrophy15 (5)
Pericardial effusion9 (3)
Left atrium size5 (2)
Left ventricle systolic function5 (2)

When HCUE results were analyzed as dichotomous values, positive likelihood ratios ranged from 2.5 to 21, and negative likelihood ratios ranged from 0 to 0.4 (Table 5). Positive and negative likelihood ratios were both sufficiency high and low to respectively increase and decrease by 5‐fold the prior odds of 3 out of 6 cardiac abnormalities: LV systolic dysfunction, moderate or severe MR regurgitation, and moderate or large pericardial effusion. Considering HCUE results as ordinal values for ROC analysis yielded additional diagnostic information (Figure 2). For example, the likelihood ratio of 1.0 (95% CI, 0.42.0) for borderline positive moderate or severe LA enlargement increased to 29 (range, 1362) for extreme positive results. Areas under the ROC curves were 0.9 for 4 out of 6 cardiac abnormalities.

Figure 2
ROC curves of hand‐carried ultrasound echocardiography (HCUE) results. Includes all 314 patients who underwent both SE and HCUE, although SE was not interpretable (and therefore excluded) due to poor image quality for LA enlargement in 1 patient and for IVC dilatation in 30 patients. Conventional likelihood ratios are presented with 95% CI for each test result. Each likelihood ratio is calculated by dividing the probability of the test result in patients with the abnormality by the probability of the test result in patients without the abnormality. In addition, the likelihood ratios are equivalent to the slopes of the corresponding segments of the curves. An “indeterminate” HCUE result was considered 1 of the possible test results (*); likelihood ratios for these indeterminate HCUE results, which occurred in 2% to 6% of assessments, were not presented because the CIs widely spanned above and below 1. Abbreviations: AUC, area under receiver‐operating characteristic curve; LR, conventional likelihood ratio.
Diagnostic Test Characteristics of Hand‐Carried Ultrasound Echocardiography for Detecting Cardiac Abnormalities
Clinically Pertinent Cardiac Abnormality by Standard EchocardiographyPrevalence n/total nSensitivity* % (95% CI)Specificity* % (95% CI)LRpositive*, (95% CI)LRnegative*, (95% CI)
  • NOTE: Includes all 314 patients who underwent both standard echocardiography and hand‐carried ultrasound echocardiography, although standard echocardiography was not interpretable (and therefore excluded) due to poor image quality for LA enlargement in 1 patient and for IVC dilatation in 30 patients.

  • Indeterminate results from hand‐carried ultrasound echocardiography (which occurred in 2% to 6% of assessments) were considered positive test results in calculating the test characteristics.

  • LRx is the conventional likelihood ratio of test result x, which is equal to the probability of test result x in patients with the abnormality divided by probability of test result x in patients without the abnormality; x is positive or negative.

Left ventricular systolic dysfunction80/31485 (7592)88 (8392)6.9 (4.99.8)0.2 (0.10.3)
Mitral valve regurgitation, severe11/314100 (72100)83 (7987)5.9 (3.97.4)0 (00.3)
Left atrium enlargement, moderate or severe19/31390 (6799)74 (6879)3.4 (2.54.3)0.1 (0.040.4)
Left ventricular hypertrophy, moderate or severe33/31470 (5184)73 (6778)2.5 (1.83.3)0.4 (0.20.7)
Pericardial effusion, moderate or large3/314100 (29100)95 (9297)21 (6.731)0 (00.6)
Inferior vena cava, dilated45/28456 (4070)86 (8190)4.0 (2.66.0)0.5 (0.40.7)

LV systolic dysfunction and IVC dilatation were both prevalent enough to meet our criterion to examine interobserver variability; the mean number of abnormal patients per hospitalist was 10 patients for LV systolic dysfunction and 6 patients for IVC dilatation. For LV systolic dysfunction, SDs around mean sensitivity (84%) and specificity (87%) were 12% and 6%, respectively. For IVC dilatation, SDs around mean sensitivity (58%) and specificity (86%) were 24% and 7%, respectively.

Discussion

We found that, after a 27‐hour training program, hospitalists performed HCUE with moderate to excellent diagnostic accuracy for 6 important cardiac abnormalities. For example, hospitalists' assessments of LV systolic function yielded positive and negative likelihood ratios of 6.9 (95% CI, 4.99.8) and 0.2 (95% CI, 0.10.3), respectively. At the bedsides of patients with acute heart failure, therefore, hospitalists could use HCUE to lower or raise the 50:50 chance of LV systolic dysfunction30 to 15% or 85%, respectively. Whether or not these posttest likelihoods are extreme enough to cross important thresholds will depend on the clinical context. Yet these findings demonstrate how HCUE has the potential to provide hospitalists with valuable point‐of‐care data that are otherwise unavailableeither because routine clinical assessments are unreliable31 or because echocardiographic services are not immediately accessible.1

In fact, recent data from the Joint Commission on Accreditation of Healthcare Organizations shows how inaccessible SE may be. Approximately one‐quarter of hospitals in the United States send home about 10% of patients with acute heart failure without echocardiographic assessment of LV systolic function before, during, or immediately after hospitalization.32 In doing so, these hospitals leave unmet the 2002 National Quality Improvement Goal of universal assessment of LV systolic function for all heart failure patients. Hospitalists could close this quality gap with routine, 10‐minute HCUE assessments in all patients admitted with acute heart failure. (Our research HCUE protocol required a median time of 28 minutes, but this included time to assess 5 other cardiac abnormalities and collect data for research purposes). Until the clinical consequences of introducing hospitalist‐performed HCUE are studied, potential benefits like this are tentative. But our findings suggest that training hospitalists to accurately perform HCUE can be successfully accomplished in just 27 hours.

Other studies of HCUE training programs for noncardiologists have also challenged the opinion that learning to perform HCUE requires more than 100 hours of training.2, 711 Yet only 1 prior study has examined an HCUE training program for hospitalists.5 In this study by Martin et al.,5 hospitalists completed 5 supervised HCUE examinations and 6 hours of interpretation training before investigators scored their image acquisition and interpretation skills from 30 unsupervised HCUE examinations. To estimate their final skill levels at the completion of all 35 examinations by accounting for an initially steep learning curve, investigators then adjusted these scores with regression models. Despite these upward adjustments, hospitalists' image acquisition and interpretation scores were low in comparison to echocardiographic technicians and cardiology fellows. Besides these adjusted measurements of hospitalists' skills, however, Martin et al.5 unfortunately did not also report standard measures of diagnostic accuracy, like those proposed by the Standards for Reporting of Diagnostic Accuracy (STARD) initiative.33 Therefore, direct comparisons to the present study are difficult. Nevertheless, their findings suggest that a training program limited to 5 supervised HCUE examinations may be inadequate for hospitalists. In fact, the same group's earlier study of medical trainees suggested a minimum of 30 supervised HCUE examinations.9 We chose to design our hospitalist training program based on this minimum, though they surprisingly did not.5 As others continue to refine the components of hospitalist HCUE training programs, such as the optimal number of supervised examinations, our program could serve as a reasonable comparative example: more rigorous than the program designed by Martin et al.5 but more feasible than ASE level 1 training.

The number and complexity of assessments taught in HCUE training programs will determine their duration. With ongoing advancements in HCUE technology, there is a growing list of potential assessments to choose from. Although HCUE training programs ought to include assessments with proven clinical applications, there are no trials of HCUE‐directed care to inform such decisions. In their absence, therefore, we chose 6 assessments based on the following 3 criteria. First, our assessments were otherwise not reliably available from routine clinical data, such as the physical examination. Second, our assessments were straightforward: easy to learn and simple to perform. Here, we based our reasoning on an expectation that the value of HCUE lies not in highly complex, state‐of‐the‐art assessmentswhich are best left to echocardiographers equipped with SEbut in simple, routine assessments made with highly portable machines that grant noncardiologists newfound access to point‐of‐care data.34 Third, our assessments were clinically pertinent and, where appropriate, defined by cut‐points at levels of severity that often lead to changes in management. We suspect that setting high cut‐points has the salutary effects of making assessments easier to learn and more accurate, because distinguishing mild abnormalities is likely the most challenging aspect of echocardiographic interpretation.35 Whether or not our choices of assessments, and their cut‐points, are optimal has yet to be determined by future research designed to study how they affect patient outcomes. Given our hospitalists' performance in the present study, these assessments seem worthy of such future research.

Our study had several limitations. We studied physicians and patients from only 1 hospital; similar studies performed in different settings, particularly among patients with different proportions and manifestations of disease, may find different results. Nevertheless, our sampling method of prospectively enrolling consecutive patients strengthens our findings. Some echocardiographic measurement methods used by our hospitalists differed in subtle ways from echocardiography guideline recommendations.35 We chose our methods (Table 2) for 2 reasons. First, whenever possible, we chose methods of interpretation that coincided with our local cardiologists'. Second, we chose simplicity over precision. For example, the biplane method of disks, or modified Simpson's rule, is the preferred volumetric method of calculating LA size.35 This method requires tracing the contours of the LA in 2 planes and then dividing the LA volume into stacked oval disks for calculation. We chose instead to train our hospitalists in a simpler method based on 2 linear measurements. Any loss of precision, however, was balanced by a large gain in simplicity. Regardless, minor variations in LA size are not likely to affect hospitalists' bedside evaluations. Finally, we did not validate the results of our reference standard (SE) by documenting interobserver reliability. Yet, because SE is generally accurate for the 6 cardiac abnormalities under study, the effect of this bias should be small.

These limitations can be addressed best by controlled trials of HCUE‐directed care. These trials will determine the clinical impact of hospitalist‐performed HCUE and, in turn, inform our design of HCUE training programs. As the current study shows, training hospitalists to participate in such trials is feasible: like other groups of noncardiologists, hospitalists can accurately perform HCUE after a brief training program. Whether or not hospitalists should perform HCUE requires further study.

Acknowledgements

The authors thank Sonosite, Inc., Bothell, WA, for loaning us 2 MicroMaxx machines throughout the study period. They also thank the staff of the Internal Medicine Research Mentoring Program at Rush Medical College for their technical support and the staff of the Division of Neurology at Stroger Hospital for granting them access to a procedure room.

References
  1. Popp RL.The physical examination of the future: echocardiography as part of the assessment.ACC Curr J Rev.1998;7:7981.
  2. DeCara JM,Lang RM,Spencer KT.The hand‐carried echocardiographic device as an aid to the physical examination.Echocardiography.2003;20:477485.
  3. Beaulieu Y,Marik PE.Bedside ultrasonography in the ICU: Part 2.Chest.2005;128:17661781.
  4. Cosby KS,Kendall JL.Practical Guide to Emergency Ultrasound.1st ed.Philadelphia, PA:Lippincott Williams 2006.
  5. Martin LD,Howell EE,Ziegelstein RC,Martire C,Shapiro EP,Hellmann DB.Hospitalist performance of cardiac hand‐carried ultrasound after focused training.Am J Med.2007;120:10001004.
  6. Seward JB,Douglas PS,Erbel R, et al.Hand‐carried cardiac ultrasound (HCU) device: recommendations regarding new technology. A report from the echocardiography task force on new technology of the Nomenclature and Standards Committee of the American Society of Echocardiography.J Am Soc Echocardiogr.2002;15:369373.
  7. DeCara JM,Lang RM,Koch R,Bala R,Penzotti J,Spencer KT.The use of small personal ultrasound devices with internists without formal training in echocardiography.Eur J Echocardiogr.2003;4:141147.
  8. Alexander JH,Peterson ED,Chen AY, et al.Feasibility of point‐of‐care echocardiography by internal medicine house staff.Am Heart J.2004;147:476481.
  9. Hellman DB,Whiting‐O'Keefe Q,Shapiro EP,Martin LD,Martire C,Ziegelstein RC.The rate at which residents learn to use hand‐held echocardiography at the bedside.Am J Med.2005;118:10101018.
  10. Kobal SL,Trento L,Baharami S, et al.Comparison of effectiveness of hand‐carried ultrasound to bedside cardiovascular physical examination.Am J Cardiol.2005;96:10021006.
  11. Duvall WL,Croft LB,Goldman ME.Can hand‐carried ultrasound devices be extended for use by the noncardiology medical community?Echocardiography.2003;20:471476.
  12. Lucas BP,Kumapley R,Mba B, et al.A hospitalist‐run short stay unit: features that predict patients' length‐of‐stay and eventual admission to traditional inpatient services.J Hosp Med.2009;4:276284.
  13. McDonald ME.Adult echocardiography scanning protocol. In: Templin BB, ed.Ultrasound Scanning: Principles and Protocols.2nd ed.Philadelphia, PA:Saunders;1999:426.
  14. Beller GA,Bonow RO,Fuster V, et al.ACCF 2008 Recommendations for training in adult cardiovascular medicine core cardiology training (COCATS 3) (revision of the 2002 COCATS training statement).J Am Coll Cardiol.2008;51:333414.
  15. Oh JK,Seward JB,Tajik AJ.The Echo Manual.2nd ed.Philadelphia, PA:Lippincott Williams 1999.
  16. Kuecherer HF,Kee LL,Modin G, et al.Echocardiography in serial evaluation of left ventricular systolic and diastolic function: importance of image acquisition, quantitation, and physiologic variability in clinical and investigational applications.J Am Soc Echocardiogr.1991;4:203214.
  17. Otto CM.Textbook of Clinical Echocardiography.3rd ed.Philadelphia, PA:Elsevier Saunders;2004.
  18. Simel DL,Samsa GP,Matchar DB.Likelihood ratios with confidence: sample size estimation for diagnostic test studies.J Clin Epidemiol.1991;44:763770.
  19. Hunt SA,Abraham WT,Chin MH, et al.ACC/AHA 2005 guideline update for the diagnosis and management of chronic heart failure in the adult: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines.Circulation.2005;112;154235.
  20. Bonow RO,Carabello BA,Chatterjee K, et al.ACC/AHA 2006 guidelines for the management of patients with valvular heart disease: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines.Circulation.2006;114:e84e231.
  21. Abhayaratna WP,Seward JB,Appleton CP, et al.Left atrial size: physiologic determinants and clinical applications.J Am Coll Cardiol.2006;47:23572363.
  22. Levy D,Garrison RJ,Savage DD,Kannel WB,Castelli WP.Prognostic implications of echocardiographically determined left ventricular mass in the Framingham Heart Study.N Engl J Med.1990;322:15611566.
  23. Roy CL,Minor MA,Brookhart MA,Choudhry NK.Does this patient with a pericardial effusion have cardiac tamponade?JAMA.2007;297:18101818.
  24. Spodick DH.Acute cardiac tamponade.N Engl J Med.2003;349:685690.
  25. Moreno FL,Hagan AD,Holmen JR,Pryor TA,Strickland RD,Castle CH.Evaluation of size and dynamics of the inferior vena cava as an index of right‐sided cardiac function.Am J Cardiol.1984;53:579585.
  26. Begg CB,Greenes RA,Iglewicz B.The influence of uninterpretability on the assessment of diagnostic tests.J Chronic Dis.1986;39:575584.
  27. Poynard T,Chaput J‐C,Etienne J‐P.Relations between effectiveness of a diagnostic test, prevalence of the disease, and percentages of uninterpretable results. An example in the diagnosis of jaundice.Med Decis Making.1982;2:285297.
  28. Koopman PAR.Confidence intervals for the ratio of two binomial proportions.Biometrics.1984;40:513517.
  29. DeLong ER,DeLong DM,Clarke‐Pearson DL.Comparing the areas under two or more correlated receiver operating curves: a nonparametric approach.Biometrics.1988;44:837845.
  30. Gheorghiade M,Abraham WT,Albert NM, et al.Systolic blood pressure at admission, clinical characteristics, and outcomes in patients hospitalized with acute heart failure.JAMA.2006;296:22172226.
  31. Thomas JT,Kelly RF,Thomas SJ, et al.Utility of history, physical examination, electrocardiogram, and chest radiograph for differentiating normal from decreased systolic function in patients with heart failure.Am J Med.2002;112:437445.
  32. Joint Commission on Accreditation of Healthcare Organizations. Health Care Quality Data Download Website. Available at: http://www.healthcarequalitydata.org. Accessed December2008.
  33. Bossuyt PM,Reitsma JB,Burns DE, et al.Towards complete and accurate reporting of studies of diagnostic accuracy: the STARD initiative.Clin Chem.2003;49:16.
  34. Christensen CM,Bohmer R,Kenagy J.Will disruptive innovations cure health care?Harv Bus Rev.2000;78:102112.
  35. Lang RM,Bierig M,Devereux RB, et al.Recommendations for chamber quantification: a report from the American Society of Echocardiography's Guidelines and Standards Committee and the Chamber Quantification Writing Group, developed in conjunction with the European Association of Echocardiography, a branch of the European Society of Cardiology.J Am Soc Echocardiogr.2005;18:14401463.
References
  1. Popp RL.The physical examination of the future: echocardiography as part of the assessment.ACC Curr J Rev.1998;7:7981.
  2. DeCara JM,Lang RM,Spencer KT.The hand‐carried echocardiographic device as an aid to the physical examination.Echocardiography.2003;20:477485.
  3. Beaulieu Y,Marik PE.Bedside ultrasonography in the ICU: Part 2.Chest.2005;128:17661781.
  4. Cosby KS,Kendall JL.Practical Guide to Emergency Ultrasound.1st ed.Philadelphia, PA:Lippincott Williams 2006.
  5. Martin LD,Howell EE,Ziegelstein RC,Martire C,Shapiro EP,Hellmann DB.Hospitalist performance of cardiac hand‐carried ultrasound after focused training.Am J Med.2007;120:10001004.
  6. Seward JB,Douglas PS,Erbel R, et al.Hand‐carried cardiac ultrasound (HCU) device: recommendations regarding new technology. A report from the echocardiography task force on new technology of the Nomenclature and Standards Committee of the American Society of Echocardiography.J Am Soc Echocardiogr.2002;15:369373.
  7. DeCara JM,Lang RM,Koch R,Bala R,Penzotti J,Spencer KT.The use of small personal ultrasound devices with internists without formal training in echocardiography.Eur J Echocardiogr.2003;4:141147.
  8. Alexander JH,Peterson ED,Chen AY, et al.Feasibility of point‐of‐care echocardiography by internal medicine house staff.Am Heart J.2004;147:476481.
  9. Hellman DB,Whiting‐O'Keefe Q,Shapiro EP,Martin LD,Martire C,Ziegelstein RC.The rate at which residents learn to use hand‐held echocardiography at the bedside.Am J Med.2005;118:10101018.
  10. Kobal SL,Trento L,Baharami S, et al.Comparison of effectiveness of hand‐carried ultrasound to bedside cardiovascular physical examination.Am J Cardiol.2005;96:10021006.
  11. Duvall WL,Croft LB,Goldman ME.Can hand‐carried ultrasound devices be extended for use by the noncardiology medical community?Echocardiography.2003;20:471476.
  12. Lucas BP,Kumapley R,Mba B, et al.A hospitalist‐run short stay unit: features that predict patients' length‐of‐stay and eventual admission to traditional inpatient services.J Hosp Med.2009;4:276284.
  13. McDonald ME.Adult echocardiography scanning protocol. In: Templin BB, ed.Ultrasound Scanning: Principles and Protocols.2nd ed.Philadelphia, PA:Saunders;1999:426.
  14. Beller GA,Bonow RO,Fuster V, et al.ACCF 2008 Recommendations for training in adult cardiovascular medicine core cardiology training (COCATS 3) (revision of the 2002 COCATS training statement).J Am Coll Cardiol.2008;51:333414.
  15. Oh JK,Seward JB,Tajik AJ.The Echo Manual.2nd ed.Philadelphia, PA:Lippincott Williams 1999.
  16. Kuecherer HF,Kee LL,Modin G, et al.Echocardiography in serial evaluation of left ventricular systolic and diastolic function: importance of image acquisition, quantitation, and physiologic variability in clinical and investigational applications.J Am Soc Echocardiogr.1991;4:203214.
  17. Otto CM.Textbook of Clinical Echocardiography.3rd ed.Philadelphia, PA:Elsevier Saunders;2004.
  18. Simel DL,Samsa GP,Matchar DB.Likelihood ratios with confidence: sample size estimation for diagnostic test studies.J Clin Epidemiol.1991;44:763770.
  19. Hunt SA,Abraham WT,Chin MH, et al.ACC/AHA 2005 guideline update for the diagnosis and management of chronic heart failure in the adult: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines.Circulation.2005;112;154235.
  20. Bonow RO,Carabello BA,Chatterjee K, et al.ACC/AHA 2006 guidelines for the management of patients with valvular heart disease: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines.Circulation.2006;114:e84e231.
  21. Abhayaratna WP,Seward JB,Appleton CP, et al.Left atrial size: physiologic determinants and clinical applications.J Am Coll Cardiol.2006;47:23572363.
  22. Levy D,Garrison RJ,Savage DD,Kannel WB,Castelli WP.Prognostic implications of echocardiographically determined left ventricular mass in the Framingham Heart Study.N Engl J Med.1990;322:15611566.
  23. Roy CL,Minor MA,Brookhart MA,Choudhry NK.Does this patient with a pericardial effusion have cardiac tamponade?JAMA.2007;297:18101818.
  24. Spodick DH.Acute cardiac tamponade.N Engl J Med.2003;349:685690.
  25. Moreno FL,Hagan AD,Holmen JR,Pryor TA,Strickland RD,Castle CH.Evaluation of size and dynamics of the inferior vena cava as an index of right‐sided cardiac function.Am J Cardiol.1984;53:579585.
  26. Begg CB,Greenes RA,Iglewicz B.The influence of uninterpretability on the assessment of diagnostic tests.J Chronic Dis.1986;39:575584.
  27. Poynard T,Chaput J‐C,Etienne J‐P.Relations between effectiveness of a diagnostic test, prevalence of the disease, and percentages of uninterpretable results. An example in the diagnosis of jaundice.Med Decis Making.1982;2:285297.
  28. Koopman PAR.Confidence intervals for the ratio of two binomial proportions.Biometrics.1984;40:513517.
  29. DeLong ER,DeLong DM,Clarke‐Pearson DL.Comparing the areas under two or more correlated receiver operating curves: a nonparametric approach.Biometrics.1988;44:837845.
  30. Gheorghiade M,Abraham WT,Albert NM, et al.Systolic blood pressure at admission, clinical characteristics, and outcomes in patients hospitalized with acute heart failure.JAMA.2006;296:22172226.
  31. Thomas JT,Kelly RF,Thomas SJ, et al.Utility of history, physical examination, electrocardiogram, and chest radiograph for differentiating normal from decreased systolic function in patients with heart failure.Am J Med.2002;112:437445.
  32. Joint Commission on Accreditation of Healthcare Organizations. Health Care Quality Data Download Website. Available at: http://www.healthcarequalitydata.org. Accessed December2008.
  33. Bossuyt PM,Reitsma JB,Burns DE, et al.Towards complete and accurate reporting of studies of diagnostic accuracy: the STARD initiative.Clin Chem.2003;49:16.
  34. Christensen CM,Bohmer R,Kenagy J.Will disruptive innovations cure health care?Harv Bus Rev.2000;78:102112.
  35. Lang RM,Bierig M,Devereux RB, et al.Recommendations for chamber quantification: a report from the American Society of Echocardiography's Guidelines and Standards Committee and the Chamber Quantification Writing Group, developed in conjunction with the European Association of Echocardiography, a branch of the European Society of Cardiology.J Am Soc Echocardiogr.2005;18:14401463.
Issue
Journal of Hospital Medicine - 4(6)
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Journal of Hospital Medicine - 4(6)
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340-349
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Diagnostic accuracy of hospitalist‐performed hand‐carried ultrasound echocardiography after a brief training program
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Diagnostic accuracy of hospitalist‐performed hand‐carried ultrasound echocardiography after a brief training program
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echocardiography, hospitalists, point‐of‐care systems, sensitivity and specificity
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echocardiography, hospitalists, point‐of‐care systems, sensitivity and specificity
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Myocardial Calcification in ESRD

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Myocardial calcification in a patient with end‐stage renal disease

Myocardial calcification is very rare and has been associated with metastatic calcium deposition. A 57‐year‐old woman with end‐stage renal disease (ESRD) due to hypertension on peritoneal dialysis, coronary artery disease, mechanical valve from mitral stenosis without history of rheumatic disease, atrial fibrillation, and a positive tuberculin skin test presented with tuberculous peritonitis (culture confirmed) and calcifications of her heart. Her chest film showed a retrocardiac calcified lesion (Figure 1). Chest computed tomography (CT) showed cardiac hypertrophy with calcification of the left atrium and ventricle (Figure 2). She began antituberculosis medications but she died 1 month later. At autopsy, the cardiac tissue confirmed endocardial and myocardial calcifications without tuberculum bacilli (Figure 3).

Figure 1
Chest film showing the 7‐cm “O‐ring”‐shaped calcification in the area of the left atrium.
Figure 2
Chest CT showing a hypertrophic heart with ring calcification extending from the left atrium to the left ventricle.
Figure 3
Autopsy of the left atrium shows massive calcification of the endocardium and areas of the myocardium. The mechanical mitral valve is visible.

Her ESRD led to an elevated calcium‐phosphate product, which more commonly causes vascular calcifications (calciphylaxis), but can lead to calcification of the cardiac tissue.1 Some other possible causes include myocardial infarction, myocardial fibrosis, rheumatic carditis, and caseous necrosis from tuberculosis.2 Treatment for massive cardiac calcification includes endoatriectomy and replacement of the mitral valve.

References
  1. Milliner DS,Zinsmeister AR,Lieberman E,Landing B.Soft tissue calcification in pediatric patients with end‐stage renal disease.Kidney Int.1990;38(5):931936.
  2. Gowda RM,Boxt LM.Calcifications of the heart.Radiol Clin North Am.2004;42(3):603617,vivii.
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Issue
Journal of Hospital Medicine - 4(6)
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Sections
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Myocardial calcification is very rare and has been associated with metastatic calcium deposition. A 57‐year‐old woman with end‐stage renal disease (ESRD) due to hypertension on peritoneal dialysis, coronary artery disease, mechanical valve from mitral stenosis without history of rheumatic disease, atrial fibrillation, and a positive tuberculin skin test presented with tuberculous peritonitis (culture confirmed) and calcifications of her heart. Her chest film showed a retrocardiac calcified lesion (Figure 1). Chest computed tomography (CT) showed cardiac hypertrophy with calcification of the left atrium and ventricle (Figure 2). She began antituberculosis medications but she died 1 month later. At autopsy, the cardiac tissue confirmed endocardial and myocardial calcifications without tuberculum bacilli (Figure 3).

Figure 1
Chest film showing the 7‐cm “O‐ring”‐shaped calcification in the area of the left atrium.
Figure 2
Chest CT showing a hypertrophic heart with ring calcification extending from the left atrium to the left ventricle.
Figure 3
Autopsy of the left atrium shows massive calcification of the endocardium and areas of the myocardium. The mechanical mitral valve is visible.

Her ESRD led to an elevated calcium‐phosphate product, which more commonly causes vascular calcifications (calciphylaxis), but can lead to calcification of the cardiac tissue.1 Some other possible causes include myocardial infarction, myocardial fibrosis, rheumatic carditis, and caseous necrosis from tuberculosis.2 Treatment for massive cardiac calcification includes endoatriectomy and replacement of the mitral valve.

Myocardial calcification is very rare and has been associated with metastatic calcium deposition. A 57‐year‐old woman with end‐stage renal disease (ESRD) due to hypertension on peritoneal dialysis, coronary artery disease, mechanical valve from mitral stenosis without history of rheumatic disease, atrial fibrillation, and a positive tuberculin skin test presented with tuberculous peritonitis (culture confirmed) and calcifications of her heart. Her chest film showed a retrocardiac calcified lesion (Figure 1). Chest computed tomography (CT) showed cardiac hypertrophy with calcification of the left atrium and ventricle (Figure 2). She began antituberculosis medications but she died 1 month later. At autopsy, the cardiac tissue confirmed endocardial and myocardial calcifications without tuberculum bacilli (Figure 3).

Figure 1
Chest film showing the 7‐cm “O‐ring”‐shaped calcification in the area of the left atrium.
Figure 2
Chest CT showing a hypertrophic heart with ring calcification extending from the left atrium to the left ventricle.
Figure 3
Autopsy of the left atrium shows massive calcification of the endocardium and areas of the myocardium. The mechanical mitral valve is visible.

Her ESRD led to an elevated calcium‐phosphate product, which more commonly causes vascular calcifications (calciphylaxis), but can lead to calcification of the cardiac tissue.1 Some other possible causes include myocardial infarction, myocardial fibrosis, rheumatic carditis, and caseous necrosis from tuberculosis.2 Treatment for massive cardiac calcification includes endoatriectomy and replacement of the mitral valve.

References
  1. Milliner DS,Zinsmeister AR,Lieberman E,Landing B.Soft tissue calcification in pediatric patients with end‐stage renal disease.Kidney Int.1990;38(5):931936.
  2. Gowda RM,Boxt LM.Calcifications of the heart.Radiol Clin North Am.2004;42(3):603617,vivii.
References
  1. Milliner DS,Zinsmeister AR,Lieberman E,Landing B.Soft tissue calcification in pediatric patients with end‐stage renal disease.Kidney Int.1990;38(5):931936.
  2. Gowda RM,Boxt LM.Calcifications of the heart.Radiol Clin North Am.2004;42(3):603617,vivii.
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VZV Meningoencephalitis

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Meningoencephalitis‐complicating herpes zoster ophthalmicus infection

Case Report

A 66‐year‐old woman with a history of breast cancer treated with lumpectomy, chemotherapy, and radiation presented to the emergency department with a 1‐week history of left eye pain, progressive fatigue, and numbness and tingling on the left upper face. One week prior to presentation, she experienced dull pain in her left eye, anorexia, vomiting, and numbness and tingling in her upper left face. She was diagnosed with sinusitis by a local physician and prescribed a nasal spray and an unknown antibiotic. She became progressively weaker and fatigued and then 2 days prior to admission she noticed red papules on her forehead. She presented to the emergency department 1 day prior to admission. In the emergency department, she was diagnosed with herpes zoster ophthalmicus, placed on acyclovir, acetaminophen/hydrocodone, ondansetron, and trifluridine eye drops, and discharged. Her symptoms worsened throughout the night and she became progressively more somnolent. She was brought to the emergency department again the following day and was found to be extremely somnolent and oriented only to person. The patient's past medical history was significant for lobular carcinoma in situ of the breast, which was diagnosed 22 years ago and treated with a lumpectomy. She had a recurrence of ductal and lobular carcinoma in‐situ 20 years after her initial diagnosis and was treated with 3 months of chemotherapy, completed 13 months prior to admission, and 6 months of radiation therapy, completed 6 months prior to admission. Her physical examination was remarkable for an erythematous maculopapular rash in the distribution of the ophthalmic division of the trigeminal nerve, swelling of the left orbit such that she could not open her eye without assistance, and white mucus‐like drainage from the left eye. The area around the eyelid was tender and the left sclera was pink. Extraocular movements were intact and the pupils were equal, round, and reactive to light and accommodation. Cranial nerves III to XII were intact bilaterally; cerebellar function, sensation, proprioception, and deep tendon reflexes were also intact. The patient did not have any meningismus.

On lumbar puncture in the emergency department (ED), the cerebrospinal fluid (CSF) from tube 4 was found to have a glucose concentration of 52 mg/dL (blood glucose of 111 mg/dL), a protein concentration of 90 mg/dL, a red blood cell (RBC) count of 70 cells/mL, and 16 nucleated cells/mL with 67% lymphocytes and 20% monocytes. Viral cultures and polymerase chain reaction (PCR) for herpes simplex virus (HSV)‐1, HSV‐2, and varicella zoster virus (VZV) were sent to the laboratory. Therapy with acyclovir, vancomycin, and cefotaxime was initiated. Magnetic resonance imaging (MRI) revealed leptomeningeal and dural enhancement involving the posterior fossa, which was read to be consistent with infectious meningitis; temporal lobe involvement was not seen (Figure 1).

Figure 1
Brain MRI with contrast, showing leptomeningeal and dural enhancement in posterior fossa.

Additional results from the lumbar puncture were received the following day. PCR for HSV‐1 and HSV‐2 was found to be negative, while PCR for VZV was found to be positive. Treatment with intravenous (IV) acyclovir was continued. The patient's clinical condition improved significantly by the morning after admission and she was found to be less somnolent and alert and oriented to person, place, and time. Her condition continued to improve and she was discharged 4 days after admission after her mental status returned to baseline; the patient subsequently completed a 21‐day course of 540 mg twice a day IV acyclovir.

In the 9 months following her initial hospitalization, the patient was admitted multiple times to an outside hospital for varicella zoster meningitis and herpes zoster ophthalmicus, with complete resolution of her symptoms after each hospitalization. However, 10 months after her initial hospitalization, the patient presented to our hospital with lethargy and was found to have a recurrence of her breast cancer with metastatic disease. She was subsequently diagnosed with carcinomatous meningitis and passed away shortly after this diagnosis.

Discussion

The development of clinically significant varicella zosterassociated meningoencephalitis after herpes zoster ophthalmicus is rare. Cerebrospinal fluid PCR has been shown to have a sensitivity and specificity >95% for diagnosing VZV encephalitis.3 The interpretation of the MRI was consistent with several case reports in the literature that also described enhancing meningeal lesions on MRI in patients with varicella encephalitis.3

While subclinical invasion of VZV into the central nervous system (CNS) is relatively common, with approximately one‐third of asymptomatic immunocompetent patients having a CSF PCR positive for VZV and 46% of patients demonstrating CSF leukocytosis, it is rare for patients to present with the serious clinical manifestations seen in this case.4 It is hypothesized that herpes zosterassociated meningoencephalitis most likely occurs when the zoster involves the ophthalmic branch of the trigeminal nerve, allowing for the spread of the virus to the tentorium through the recurrent nerve of Arnold, which branches off the ophthalmic division of the trigeminal nerve.5 On review of the literature, there are very few studies and no controlled trials on the optimal treatment of this complication, although an empirical treatment of 15 to 30 mg of acyclovir per kilogram of body weight for 10 days has been suggested.3 There have been several reports of rapid responses to IV acyclovir but, due to the rarity of this complication, to our knowledge, no studies have been conducted to determine the optimal treatment of herpes zosterassociated meningoencephalitis.3, 6 A similar case of meningoencephalitis has been described in a 5‐year‐old boy whose presentation was similar to that of our patient, with periorbital vesicular lesions and mental status changes including somnolence. This child was treated with acyclovir and made a full recovery.7

Several other CNS‐related manifestations of CN zoster have been reported, including development of the syndrome of inappropriate antidiuretic hormone, development of contralateral hemiparesis, and the coexistence of Ramsay‐Hunt syndrome and zoster encephalitis (Table 1). It is hypothesized that stimulation of the ophthalmic division of the trigeminal nerve by the zoster virus leads to excess antidiuretic hormone (ADH) secretion from the posterior pituitary, which results in the development of syndrome of inappropriate secretion of antidiuretic hormone (SIADH). To date, 2 cases of SIADH following a herpes zoster ophthalmicus infection have been reported.8, 9 Several cases of coexisting varicella zoster encephalitis and Ramsay‐Hunt syndrome have been reported. Ramsay‐Hunt syndrome, which is characterized by zoster oticus and peripheral facial nerve involvement, is a known complication of varicella zoster infection; however, coexistence of Ramsay‐Hunt syndrome and varicella encephalitis is rare and has only been reported in 9 patients.3, 10 To our knowledge, the coexistence of these 2 complications has not been reported in a patient with herpes zoster ophthalmicus. Contralateral hemiparesis following herpes zoster infection has been reported in 2 patients, both of whom were treated with acyclovir, resulting in partial recovery. Other CNS complications of herpes zoster include myelitis, large‐vessel encephalitis, and small‐vessel encephalitis.3

Clinical Features and Central Nervous System Complications of Ten Patients with Herpes Zoster Ophthalmicus
Report (year) Age (years), Gender Presenting Symptom CNS Complication Treatment Outcome
  • Abbreviations: CN, cranial nerve; CNS, central nervous system; CSF, cerebrospinal fluid; IV, intravenous; PCR, polymerase chain reaction; q12h, every 12 hours; Q, every; TID, three times a day; VZV, varicella zoster virus.

This case 66, female Vesicles on the left forehead, altered mental status Varicella zoster meningoencephalitis IV acyclovir, 540 mg IV q12h, 21‐day course Resolved without complications
Haargaard et al.2 (2008) 68, female; 82, female; 90, female; 72, male Unknown CN III and IV palsies Systemic acyclovir Complete recovery in 3 patients, 1 patient with no clinical recovery at 1 month follow‐up
64, female Unknown Clinical meningitis (headache, photophobia, neck stiffness) with CSF negative for VZV PCR IV acyclovir Complete recovery
62, female Unknown CN III palsy and facial nerve palsy followed by encephalitis Oral acyclovir 1000 mg Q day followed by IV acyclovir 10 mg/kg TID 10 days Minimal recovery with severe neurological and cognitive impairment
Kucukardali et al.9 (2007) 76, female Vesicles on left side of forehead Syndrome of inappropriate antidiuretic hormone IV acyclovir, 10‐12 mg/kg TID for 7 days Resolved without complications
Dhawan8 (2006) 71, female Vesicles on left side of forehead Syndrome of inappropriate antidiuretic hormone IV acyclovir, dose unknown Resolved without complications
Ofek‐Shlomai et al.7 (2005) 5, male Vesicles on right side of forehead, altered mental status Varicella zoster meningoencephalitis IV acyclovir, 1500 mg/m2/day for 10 days, followed by 14 days of oral acyclovir Resolved without complications
Ngoueira et al.13 (2002) 71, male Recurrent facial rash on right forehead, altered mental status, left hemiparesis Left hemiparesis, partial palsy of right third CN, complete palsy of left seventh CN with upper motor neuron distribution IV acyclovir, 21‐day course, prednisone short course Treatment course complicated by renal failure, partial improvement of symptoms with steroids
Hughes et al.11 (1993) 76, female Headache, confusion, somnolence, left complete ophthalmoplegia Meningoencephalitis Of the 9 patients diagnosed with meningoencephalitis, 5 patients were treated with acyclovir, 3 patients were treated with cytarabine, and 1 patient did not receive any antiviral treatment 4 of the 5 patients treated with acyclovir and the 1 patient who did not receive any antiviral treatment returned to their baseline mental status within 2 weeks. All 3 patients treated with cytarabine and 1 patient treated with acyclovir remained confused and disoriented at 2 weeks and were discharged to care facilities
74, male Somnolence, confusion, bilateral Babinski reflexes Meningoencephalitis
69, male Headache, photophobia, confusion, somnolence Meningoencephalitis
63, female Headache, blurring of vision, nausea, vomiting, confusion, somnolence Meningoencephalitis
McNeil et al.14 (1991) 51, male Right hemiparesis, dysphasia Moderate global dysphasia, right upper motor neuron facial weakness, mild right hemiparesis Unknown Progressive improvement of speech, impaired right hand motor function, persistent global weakness

It has also been shown that patients with compromised immune systems are at a greater risk for recurrence of the herpes zoster infection and for development of zoster encephalitis. It is estimated that mortality rates from zoster encephalitis are as high as 25%, with an average rate of 10%, and are determined by the patient's immune status.3, 4 Our particular patient was immunosuppressed, given that she had been treated for breast cancer with radiation 6 months prior to admission and chemotherapy 13 months prior to admission, putting her at an increased risk of developing encephalitis. There have been reports of herpes‐associated meningoencephalitis in patients with systemic cancers, including adenocarcinoma of the lung, prostate cancer, chronic lymphocytic leukemia, and lymphoma; the response to treatment with acyclovir was favorable in these cases.11 It has also been established that patients with human immunodeficiency virus (HIV) are at increased risk for developing meningoencephalitis after herpes zoster infection as a result of their compromised immune systems.12 In addition to having a higher mortality rate, patients with compromised immune systems are at a greater risk for recurrence of herpes zoster, which leads to an additional increase in mortality, as was seen in the case of this particular patient.

References
  1. Pavan‐Langston D.Herpes zoster ophthalmicus.Neurology.1995;45(12 Suppl 8):S50S51.
  2. Haargaard B,Lund‐Andersen H,Milea D.Central Nervous System involvement after herpes zoster ophthalmicus.Acta Ophthalmologica.2008. E‐pub January 2008.
  3. Gilden DH,Kleinschmidt‐DeMasters BK,LaGuardia JJ, et al.Neurologic complications of the reactivation of varicella‐zoster virus.N Engl J Med.2000;342(9):635645.
  4. Dworkin RH,Johnson RW,Breuer J, et al.Recommendations for the management of herpes zoster.Clin Infect Dis.2007;44(suppl 1):S1S26.
  5. Espiritu R,Rich M.Herpes zoster encephalitis: 2 case reports and review of literature.Infect Dis Clin Pract.2007;15(4):284288.
  6. Johns DR,Gress DR.Rapid response to acyclovir in herpes zoster‐associated encephalitis.Am J Med.1987;82(3):560562.
  7. Ofek‐Shlomai N,Averbuch D,Wolf DG, et al.Varicella zoster virus encephalitis in a previously healthy five‐year‐old child with herpes zoster ophthalmicus.Pediatr Infect Dis J.2005;24(5):476477.
  8. Dhawan SS.Herpes zoster ophthalmicus and syndrome of inappropriate antidiuretic hormone secretion.Am J Med Sci.2007;333(1):5657.
  9. Kucukardali Y,Solmazgul E,Terekeci H, et al.Herpes zoster ophthalmicus and syndrome of inappropriate antidiuretic hormone secretion.Intern Med.2008;47(5):463465.
  10. Kin T,Hirano M,Tonomura Y,Ueno S.Coexistence of Ramsay‐Hunt syndrome and varicella‐zoster virus encephalitis.Infection.2006;34(6):352354.
  11. Hughes BA,Kimmel DW,Aksamit AJ.Herpes zoster‐associated meningoencephalitis in patients with systemic cancer.Mayo Clin Proc.1993;68(7):652655.
  12. Margolis TP,Milner MS,Shama A, et al.Herpes zoster ophthalmicus in patients with human immunodeficiency virus infection.Am J Ophthalmol.1998;125(3):285291.
  13. Nogueira RG,Sheen VL.Images in clinical medicine. Herpes zoster ophthalmicus followed by contralateral hemiparesis.N Engl J Med.2002;346(15):1127.
  14. McNeil JD,Horowitz M.Contralateral hemiplegia complicating herpes zoster ophthalmicus.J R Soc Med.1991;84(8):501502.
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Case Report

A 66‐year‐old woman with a history of breast cancer treated with lumpectomy, chemotherapy, and radiation presented to the emergency department with a 1‐week history of left eye pain, progressive fatigue, and numbness and tingling on the left upper face. One week prior to presentation, she experienced dull pain in her left eye, anorexia, vomiting, and numbness and tingling in her upper left face. She was diagnosed with sinusitis by a local physician and prescribed a nasal spray and an unknown antibiotic. She became progressively weaker and fatigued and then 2 days prior to admission she noticed red papules on her forehead. She presented to the emergency department 1 day prior to admission. In the emergency department, she was diagnosed with herpes zoster ophthalmicus, placed on acyclovir, acetaminophen/hydrocodone, ondansetron, and trifluridine eye drops, and discharged. Her symptoms worsened throughout the night and she became progressively more somnolent. She was brought to the emergency department again the following day and was found to be extremely somnolent and oriented only to person. The patient's past medical history was significant for lobular carcinoma in situ of the breast, which was diagnosed 22 years ago and treated with a lumpectomy. She had a recurrence of ductal and lobular carcinoma in‐situ 20 years after her initial diagnosis and was treated with 3 months of chemotherapy, completed 13 months prior to admission, and 6 months of radiation therapy, completed 6 months prior to admission. Her physical examination was remarkable for an erythematous maculopapular rash in the distribution of the ophthalmic division of the trigeminal nerve, swelling of the left orbit such that she could not open her eye without assistance, and white mucus‐like drainage from the left eye. The area around the eyelid was tender and the left sclera was pink. Extraocular movements were intact and the pupils were equal, round, and reactive to light and accommodation. Cranial nerves III to XII were intact bilaterally; cerebellar function, sensation, proprioception, and deep tendon reflexes were also intact. The patient did not have any meningismus.

On lumbar puncture in the emergency department (ED), the cerebrospinal fluid (CSF) from tube 4 was found to have a glucose concentration of 52 mg/dL (blood glucose of 111 mg/dL), a protein concentration of 90 mg/dL, a red blood cell (RBC) count of 70 cells/mL, and 16 nucleated cells/mL with 67% lymphocytes and 20% monocytes. Viral cultures and polymerase chain reaction (PCR) for herpes simplex virus (HSV)‐1, HSV‐2, and varicella zoster virus (VZV) were sent to the laboratory. Therapy with acyclovir, vancomycin, and cefotaxime was initiated. Magnetic resonance imaging (MRI) revealed leptomeningeal and dural enhancement involving the posterior fossa, which was read to be consistent with infectious meningitis; temporal lobe involvement was not seen (Figure 1).

Figure 1
Brain MRI with contrast, showing leptomeningeal and dural enhancement in posterior fossa.

Additional results from the lumbar puncture were received the following day. PCR for HSV‐1 and HSV‐2 was found to be negative, while PCR for VZV was found to be positive. Treatment with intravenous (IV) acyclovir was continued. The patient's clinical condition improved significantly by the morning after admission and she was found to be less somnolent and alert and oriented to person, place, and time. Her condition continued to improve and she was discharged 4 days after admission after her mental status returned to baseline; the patient subsequently completed a 21‐day course of 540 mg twice a day IV acyclovir.

In the 9 months following her initial hospitalization, the patient was admitted multiple times to an outside hospital for varicella zoster meningitis and herpes zoster ophthalmicus, with complete resolution of her symptoms after each hospitalization. However, 10 months after her initial hospitalization, the patient presented to our hospital with lethargy and was found to have a recurrence of her breast cancer with metastatic disease. She was subsequently diagnosed with carcinomatous meningitis and passed away shortly after this diagnosis.

Discussion

The development of clinically significant varicella zosterassociated meningoencephalitis after herpes zoster ophthalmicus is rare. Cerebrospinal fluid PCR has been shown to have a sensitivity and specificity >95% for diagnosing VZV encephalitis.3 The interpretation of the MRI was consistent with several case reports in the literature that also described enhancing meningeal lesions on MRI in patients with varicella encephalitis.3

While subclinical invasion of VZV into the central nervous system (CNS) is relatively common, with approximately one‐third of asymptomatic immunocompetent patients having a CSF PCR positive for VZV and 46% of patients demonstrating CSF leukocytosis, it is rare for patients to present with the serious clinical manifestations seen in this case.4 It is hypothesized that herpes zosterassociated meningoencephalitis most likely occurs when the zoster involves the ophthalmic branch of the trigeminal nerve, allowing for the spread of the virus to the tentorium through the recurrent nerve of Arnold, which branches off the ophthalmic division of the trigeminal nerve.5 On review of the literature, there are very few studies and no controlled trials on the optimal treatment of this complication, although an empirical treatment of 15 to 30 mg of acyclovir per kilogram of body weight for 10 days has been suggested.3 There have been several reports of rapid responses to IV acyclovir but, due to the rarity of this complication, to our knowledge, no studies have been conducted to determine the optimal treatment of herpes zosterassociated meningoencephalitis.3, 6 A similar case of meningoencephalitis has been described in a 5‐year‐old boy whose presentation was similar to that of our patient, with periorbital vesicular lesions and mental status changes including somnolence. This child was treated with acyclovir and made a full recovery.7

Several other CNS‐related manifestations of CN zoster have been reported, including development of the syndrome of inappropriate antidiuretic hormone, development of contralateral hemiparesis, and the coexistence of Ramsay‐Hunt syndrome and zoster encephalitis (Table 1). It is hypothesized that stimulation of the ophthalmic division of the trigeminal nerve by the zoster virus leads to excess antidiuretic hormone (ADH) secretion from the posterior pituitary, which results in the development of syndrome of inappropriate secretion of antidiuretic hormone (SIADH). To date, 2 cases of SIADH following a herpes zoster ophthalmicus infection have been reported.8, 9 Several cases of coexisting varicella zoster encephalitis and Ramsay‐Hunt syndrome have been reported. Ramsay‐Hunt syndrome, which is characterized by zoster oticus and peripheral facial nerve involvement, is a known complication of varicella zoster infection; however, coexistence of Ramsay‐Hunt syndrome and varicella encephalitis is rare and has only been reported in 9 patients.3, 10 To our knowledge, the coexistence of these 2 complications has not been reported in a patient with herpes zoster ophthalmicus. Contralateral hemiparesis following herpes zoster infection has been reported in 2 patients, both of whom were treated with acyclovir, resulting in partial recovery. Other CNS complications of herpes zoster include myelitis, large‐vessel encephalitis, and small‐vessel encephalitis.3

Clinical Features and Central Nervous System Complications of Ten Patients with Herpes Zoster Ophthalmicus
Report (year) Age (years), Gender Presenting Symptom CNS Complication Treatment Outcome
  • Abbreviations: CN, cranial nerve; CNS, central nervous system; CSF, cerebrospinal fluid; IV, intravenous; PCR, polymerase chain reaction; q12h, every 12 hours; Q, every; TID, three times a day; VZV, varicella zoster virus.

This case 66, female Vesicles on the left forehead, altered mental status Varicella zoster meningoencephalitis IV acyclovir, 540 mg IV q12h, 21‐day course Resolved without complications
Haargaard et al.2 (2008) 68, female; 82, female; 90, female; 72, male Unknown CN III and IV palsies Systemic acyclovir Complete recovery in 3 patients, 1 patient with no clinical recovery at 1 month follow‐up
64, female Unknown Clinical meningitis (headache, photophobia, neck stiffness) with CSF negative for VZV PCR IV acyclovir Complete recovery
62, female Unknown CN III palsy and facial nerve palsy followed by encephalitis Oral acyclovir 1000 mg Q day followed by IV acyclovir 10 mg/kg TID 10 days Minimal recovery with severe neurological and cognitive impairment
Kucukardali et al.9 (2007) 76, female Vesicles on left side of forehead Syndrome of inappropriate antidiuretic hormone IV acyclovir, 10‐12 mg/kg TID for 7 days Resolved without complications
Dhawan8 (2006) 71, female Vesicles on left side of forehead Syndrome of inappropriate antidiuretic hormone IV acyclovir, dose unknown Resolved without complications
Ofek‐Shlomai et al.7 (2005) 5, male Vesicles on right side of forehead, altered mental status Varicella zoster meningoencephalitis IV acyclovir, 1500 mg/m2/day for 10 days, followed by 14 days of oral acyclovir Resolved without complications
Ngoueira et al.13 (2002) 71, male Recurrent facial rash on right forehead, altered mental status, left hemiparesis Left hemiparesis, partial palsy of right third CN, complete palsy of left seventh CN with upper motor neuron distribution IV acyclovir, 21‐day course, prednisone short course Treatment course complicated by renal failure, partial improvement of symptoms with steroids
Hughes et al.11 (1993) 76, female Headache, confusion, somnolence, left complete ophthalmoplegia Meningoencephalitis Of the 9 patients diagnosed with meningoencephalitis, 5 patients were treated with acyclovir, 3 patients were treated with cytarabine, and 1 patient did not receive any antiviral treatment 4 of the 5 patients treated with acyclovir and the 1 patient who did not receive any antiviral treatment returned to their baseline mental status within 2 weeks. All 3 patients treated with cytarabine and 1 patient treated with acyclovir remained confused and disoriented at 2 weeks and were discharged to care facilities
74, male Somnolence, confusion, bilateral Babinski reflexes Meningoencephalitis
69, male Headache, photophobia, confusion, somnolence Meningoencephalitis
63, female Headache, blurring of vision, nausea, vomiting, confusion, somnolence Meningoencephalitis
McNeil et al.14 (1991) 51, male Right hemiparesis, dysphasia Moderate global dysphasia, right upper motor neuron facial weakness, mild right hemiparesis Unknown Progressive improvement of speech, impaired right hand motor function, persistent global weakness

It has also been shown that patients with compromised immune systems are at a greater risk for recurrence of the herpes zoster infection and for development of zoster encephalitis. It is estimated that mortality rates from zoster encephalitis are as high as 25%, with an average rate of 10%, and are determined by the patient's immune status.3, 4 Our particular patient was immunosuppressed, given that she had been treated for breast cancer with radiation 6 months prior to admission and chemotherapy 13 months prior to admission, putting her at an increased risk of developing encephalitis. There have been reports of herpes‐associated meningoencephalitis in patients with systemic cancers, including adenocarcinoma of the lung, prostate cancer, chronic lymphocytic leukemia, and lymphoma; the response to treatment with acyclovir was favorable in these cases.11 It has also been established that patients with human immunodeficiency virus (HIV) are at increased risk for developing meningoencephalitis after herpes zoster infection as a result of their compromised immune systems.12 In addition to having a higher mortality rate, patients with compromised immune systems are at a greater risk for recurrence of herpes zoster, which leads to an additional increase in mortality, as was seen in the case of this particular patient.

Case Report

A 66‐year‐old woman with a history of breast cancer treated with lumpectomy, chemotherapy, and radiation presented to the emergency department with a 1‐week history of left eye pain, progressive fatigue, and numbness and tingling on the left upper face. One week prior to presentation, she experienced dull pain in her left eye, anorexia, vomiting, and numbness and tingling in her upper left face. She was diagnosed with sinusitis by a local physician and prescribed a nasal spray and an unknown antibiotic. She became progressively weaker and fatigued and then 2 days prior to admission she noticed red papules on her forehead. She presented to the emergency department 1 day prior to admission. In the emergency department, she was diagnosed with herpes zoster ophthalmicus, placed on acyclovir, acetaminophen/hydrocodone, ondansetron, and trifluridine eye drops, and discharged. Her symptoms worsened throughout the night and she became progressively more somnolent. She was brought to the emergency department again the following day and was found to be extremely somnolent and oriented only to person. The patient's past medical history was significant for lobular carcinoma in situ of the breast, which was diagnosed 22 years ago and treated with a lumpectomy. She had a recurrence of ductal and lobular carcinoma in‐situ 20 years after her initial diagnosis and was treated with 3 months of chemotherapy, completed 13 months prior to admission, and 6 months of radiation therapy, completed 6 months prior to admission. Her physical examination was remarkable for an erythematous maculopapular rash in the distribution of the ophthalmic division of the trigeminal nerve, swelling of the left orbit such that she could not open her eye without assistance, and white mucus‐like drainage from the left eye. The area around the eyelid was tender and the left sclera was pink. Extraocular movements were intact and the pupils were equal, round, and reactive to light and accommodation. Cranial nerves III to XII were intact bilaterally; cerebellar function, sensation, proprioception, and deep tendon reflexes were also intact. The patient did not have any meningismus.

On lumbar puncture in the emergency department (ED), the cerebrospinal fluid (CSF) from tube 4 was found to have a glucose concentration of 52 mg/dL (blood glucose of 111 mg/dL), a protein concentration of 90 mg/dL, a red blood cell (RBC) count of 70 cells/mL, and 16 nucleated cells/mL with 67% lymphocytes and 20% monocytes. Viral cultures and polymerase chain reaction (PCR) for herpes simplex virus (HSV)‐1, HSV‐2, and varicella zoster virus (VZV) were sent to the laboratory. Therapy with acyclovir, vancomycin, and cefotaxime was initiated. Magnetic resonance imaging (MRI) revealed leptomeningeal and dural enhancement involving the posterior fossa, which was read to be consistent with infectious meningitis; temporal lobe involvement was not seen (Figure 1).

Figure 1
Brain MRI with contrast, showing leptomeningeal and dural enhancement in posterior fossa.

Additional results from the lumbar puncture were received the following day. PCR for HSV‐1 and HSV‐2 was found to be negative, while PCR for VZV was found to be positive. Treatment with intravenous (IV) acyclovir was continued. The patient's clinical condition improved significantly by the morning after admission and she was found to be less somnolent and alert and oriented to person, place, and time. Her condition continued to improve and she was discharged 4 days after admission after her mental status returned to baseline; the patient subsequently completed a 21‐day course of 540 mg twice a day IV acyclovir.

In the 9 months following her initial hospitalization, the patient was admitted multiple times to an outside hospital for varicella zoster meningitis and herpes zoster ophthalmicus, with complete resolution of her symptoms after each hospitalization. However, 10 months after her initial hospitalization, the patient presented to our hospital with lethargy and was found to have a recurrence of her breast cancer with metastatic disease. She was subsequently diagnosed with carcinomatous meningitis and passed away shortly after this diagnosis.

Discussion

The development of clinically significant varicella zosterassociated meningoencephalitis after herpes zoster ophthalmicus is rare. Cerebrospinal fluid PCR has been shown to have a sensitivity and specificity >95% for diagnosing VZV encephalitis.3 The interpretation of the MRI was consistent with several case reports in the literature that also described enhancing meningeal lesions on MRI in patients with varicella encephalitis.3

While subclinical invasion of VZV into the central nervous system (CNS) is relatively common, with approximately one‐third of asymptomatic immunocompetent patients having a CSF PCR positive for VZV and 46% of patients demonstrating CSF leukocytosis, it is rare for patients to present with the serious clinical manifestations seen in this case.4 It is hypothesized that herpes zosterassociated meningoencephalitis most likely occurs when the zoster involves the ophthalmic branch of the trigeminal nerve, allowing for the spread of the virus to the tentorium through the recurrent nerve of Arnold, which branches off the ophthalmic division of the trigeminal nerve.5 On review of the literature, there are very few studies and no controlled trials on the optimal treatment of this complication, although an empirical treatment of 15 to 30 mg of acyclovir per kilogram of body weight for 10 days has been suggested.3 There have been several reports of rapid responses to IV acyclovir but, due to the rarity of this complication, to our knowledge, no studies have been conducted to determine the optimal treatment of herpes zosterassociated meningoencephalitis.3, 6 A similar case of meningoencephalitis has been described in a 5‐year‐old boy whose presentation was similar to that of our patient, with periorbital vesicular lesions and mental status changes including somnolence. This child was treated with acyclovir and made a full recovery.7

Several other CNS‐related manifestations of CN zoster have been reported, including development of the syndrome of inappropriate antidiuretic hormone, development of contralateral hemiparesis, and the coexistence of Ramsay‐Hunt syndrome and zoster encephalitis (Table 1). It is hypothesized that stimulation of the ophthalmic division of the trigeminal nerve by the zoster virus leads to excess antidiuretic hormone (ADH) secretion from the posterior pituitary, which results in the development of syndrome of inappropriate secretion of antidiuretic hormone (SIADH). To date, 2 cases of SIADH following a herpes zoster ophthalmicus infection have been reported.8, 9 Several cases of coexisting varicella zoster encephalitis and Ramsay‐Hunt syndrome have been reported. Ramsay‐Hunt syndrome, which is characterized by zoster oticus and peripheral facial nerve involvement, is a known complication of varicella zoster infection; however, coexistence of Ramsay‐Hunt syndrome and varicella encephalitis is rare and has only been reported in 9 patients.3, 10 To our knowledge, the coexistence of these 2 complications has not been reported in a patient with herpes zoster ophthalmicus. Contralateral hemiparesis following herpes zoster infection has been reported in 2 patients, both of whom were treated with acyclovir, resulting in partial recovery. Other CNS complications of herpes zoster include myelitis, large‐vessel encephalitis, and small‐vessel encephalitis.3

Clinical Features and Central Nervous System Complications of Ten Patients with Herpes Zoster Ophthalmicus
Report (year) Age (years), Gender Presenting Symptom CNS Complication Treatment Outcome
  • Abbreviations: CN, cranial nerve; CNS, central nervous system; CSF, cerebrospinal fluid; IV, intravenous; PCR, polymerase chain reaction; q12h, every 12 hours; Q, every; TID, three times a day; VZV, varicella zoster virus.

This case 66, female Vesicles on the left forehead, altered mental status Varicella zoster meningoencephalitis IV acyclovir, 540 mg IV q12h, 21‐day course Resolved without complications
Haargaard et al.2 (2008) 68, female; 82, female; 90, female; 72, male Unknown CN III and IV palsies Systemic acyclovir Complete recovery in 3 patients, 1 patient with no clinical recovery at 1 month follow‐up
64, female Unknown Clinical meningitis (headache, photophobia, neck stiffness) with CSF negative for VZV PCR IV acyclovir Complete recovery
62, female Unknown CN III palsy and facial nerve palsy followed by encephalitis Oral acyclovir 1000 mg Q day followed by IV acyclovir 10 mg/kg TID 10 days Minimal recovery with severe neurological and cognitive impairment
Kucukardali et al.9 (2007) 76, female Vesicles on left side of forehead Syndrome of inappropriate antidiuretic hormone IV acyclovir, 10‐12 mg/kg TID for 7 days Resolved without complications
Dhawan8 (2006) 71, female Vesicles on left side of forehead Syndrome of inappropriate antidiuretic hormone IV acyclovir, dose unknown Resolved without complications
Ofek‐Shlomai et al.7 (2005) 5, male Vesicles on right side of forehead, altered mental status Varicella zoster meningoencephalitis IV acyclovir, 1500 mg/m2/day for 10 days, followed by 14 days of oral acyclovir Resolved without complications
Ngoueira et al.13 (2002) 71, male Recurrent facial rash on right forehead, altered mental status, left hemiparesis Left hemiparesis, partial palsy of right third CN, complete palsy of left seventh CN with upper motor neuron distribution IV acyclovir, 21‐day course, prednisone short course Treatment course complicated by renal failure, partial improvement of symptoms with steroids
Hughes et al.11 (1993) 76, female Headache, confusion, somnolence, left complete ophthalmoplegia Meningoencephalitis Of the 9 patients diagnosed with meningoencephalitis, 5 patients were treated with acyclovir, 3 patients were treated with cytarabine, and 1 patient did not receive any antiviral treatment 4 of the 5 patients treated with acyclovir and the 1 patient who did not receive any antiviral treatment returned to their baseline mental status within 2 weeks. All 3 patients treated with cytarabine and 1 patient treated with acyclovir remained confused and disoriented at 2 weeks and were discharged to care facilities
74, male Somnolence, confusion, bilateral Babinski reflexes Meningoencephalitis
69, male Headache, photophobia, confusion, somnolence Meningoencephalitis
63, female Headache, blurring of vision, nausea, vomiting, confusion, somnolence Meningoencephalitis
McNeil et al.14 (1991) 51, male Right hemiparesis, dysphasia Moderate global dysphasia, right upper motor neuron facial weakness, mild right hemiparesis Unknown Progressive improvement of speech, impaired right hand motor function, persistent global weakness

It has also been shown that patients with compromised immune systems are at a greater risk for recurrence of the herpes zoster infection and for development of zoster encephalitis. It is estimated that mortality rates from zoster encephalitis are as high as 25%, with an average rate of 10%, and are determined by the patient's immune status.3, 4 Our particular patient was immunosuppressed, given that she had been treated for breast cancer with radiation 6 months prior to admission and chemotherapy 13 months prior to admission, putting her at an increased risk of developing encephalitis. There have been reports of herpes‐associated meningoencephalitis in patients with systemic cancers, including adenocarcinoma of the lung, prostate cancer, chronic lymphocytic leukemia, and lymphoma; the response to treatment with acyclovir was favorable in these cases.11 It has also been established that patients with human immunodeficiency virus (HIV) are at increased risk for developing meningoencephalitis after herpes zoster infection as a result of their compromised immune systems.12 In addition to having a higher mortality rate, patients with compromised immune systems are at a greater risk for recurrence of herpes zoster, which leads to an additional increase in mortality, as was seen in the case of this particular patient.

References
  1. Pavan‐Langston D.Herpes zoster ophthalmicus.Neurology.1995;45(12 Suppl 8):S50S51.
  2. Haargaard B,Lund‐Andersen H,Milea D.Central Nervous System involvement after herpes zoster ophthalmicus.Acta Ophthalmologica.2008. E‐pub January 2008.
  3. Gilden DH,Kleinschmidt‐DeMasters BK,LaGuardia JJ, et al.Neurologic complications of the reactivation of varicella‐zoster virus.N Engl J Med.2000;342(9):635645.
  4. Dworkin RH,Johnson RW,Breuer J, et al.Recommendations for the management of herpes zoster.Clin Infect Dis.2007;44(suppl 1):S1S26.
  5. Espiritu R,Rich M.Herpes zoster encephalitis: 2 case reports and review of literature.Infect Dis Clin Pract.2007;15(4):284288.
  6. Johns DR,Gress DR.Rapid response to acyclovir in herpes zoster‐associated encephalitis.Am J Med.1987;82(3):560562.
  7. Ofek‐Shlomai N,Averbuch D,Wolf DG, et al.Varicella zoster virus encephalitis in a previously healthy five‐year‐old child with herpes zoster ophthalmicus.Pediatr Infect Dis J.2005;24(5):476477.
  8. Dhawan SS.Herpes zoster ophthalmicus and syndrome of inappropriate antidiuretic hormone secretion.Am J Med Sci.2007;333(1):5657.
  9. Kucukardali Y,Solmazgul E,Terekeci H, et al.Herpes zoster ophthalmicus and syndrome of inappropriate antidiuretic hormone secretion.Intern Med.2008;47(5):463465.
  10. Kin T,Hirano M,Tonomura Y,Ueno S.Coexistence of Ramsay‐Hunt syndrome and varicella‐zoster virus encephalitis.Infection.2006;34(6):352354.
  11. Hughes BA,Kimmel DW,Aksamit AJ.Herpes zoster‐associated meningoencephalitis in patients with systemic cancer.Mayo Clin Proc.1993;68(7):652655.
  12. Margolis TP,Milner MS,Shama A, et al.Herpes zoster ophthalmicus in patients with human immunodeficiency virus infection.Am J Ophthalmol.1998;125(3):285291.
  13. Nogueira RG,Sheen VL.Images in clinical medicine. Herpes zoster ophthalmicus followed by contralateral hemiparesis.N Engl J Med.2002;346(15):1127.
  14. McNeil JD,Horowitz M.Contralateral hemiplegia complicating herpes zoster ophthalmicus.J R Soc Med.1991;84(8):501502.
References
  1. Pavan‐Langston D.Herpes zoster ophthalmicus.Neurology.1995;45(12 Suppl 8):S50S51.
  2. Haargaard B,Lund‐Andersen H,Milea D.Central Nervous System involvement after herpes zoster ophthalmicus.Acta Ophthalmologica.2008. E‐pub January 2008.
  3. Gilden DH,Kleinschmidt‐DeMasters BK,LaGuardia JJ, et al.Neurologic complications of the reactivation of varicella‐zoster virus.N Engl J Med.2000;342(9):635645.
  4. Dworkin RH,Johnson RW,Breuer J, et al.Recommendations for the management of herpes zoster.Clin Infect Dis.2007;44(suppl 1):S1S26.
  5. Espiritu R,Rich M.Herpes zoster encephalitis: 2 case reports and review of literature.Infect Dis Clin Pract.2007;15(4):284288.
  6. Johns DR,Gress DR.Rapid response to acyclovir in herpes zoster‐associated encephalitis.Am J Med.1987;82(3):560562.
  7. Ofek‐Shlomai N,Averbuch D,Wolf DG, et al.Varicella zoster virus encephalitis in a previously healthy five‐year‐old child with herpes zoster ophthalmicus.Pediatr Infect Dis J.2005;24(5):476477.
  8. Dhawan SS.Herpes zoster ophthalmicus and syndrome of inappropriate antidiuretic hormone secretion.Am J Med Sci.2007;333(1):5657.
  9. Kucukardali Y,Solmazgul E,Terekeci H, et al.Herpes zoster ophthalmicus and syndrome of inappropriate antidiuretic hormone secretion.Intern Med.2008;47(5):463465.
  10. Kin T,Hirano M,Tonomura Y,Ueno S.Coexistence of Ramsay‐Hunt syndrome and varicella‐zoster virus encephalitis.Infection.2006;34(6):352354.
  11. Hughes BA,Kimmel DW,Aksamit AJ.Herpes zoster‐associated meningoencephalitis in patients with systemic cancer.Mayo Clin Proc.1993;68(7):652655.
  12. Margolis TP,Milner MS,Shama A, et al.Herpes zoster ophthalmicus in patients with human immunodeficiency virus infection.Am J Ophthalmol.1998;125(3):285291.
  13. Nogueira RG,Sheen VL.Images in clinical medicine. Herpes zoster ophthalmicus followed by contralateral hemiparesis.N Engl J Med.2002;346(15):1127.
  14. McNeil JD,Horowitz M.Contralateral hemiplegia complicating herpes zoster ophthalmicus.J R Soc Med.1991;84(8):501502.
Issue
Journal of Hospital Medicine - 4(6)
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Journal of Hospital Medicine - 4(6)
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E19-E22
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Meningoencephalitis‐complicating herpes zoster ophthalmicus infection
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Meningoencephalitis‐complicating herpes zoster ophthalmicus infection
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herpes zoster ophthalmicus, meningoencephalitis, neurological complications, varicella zoster
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herpes zoster ophthalmicus, meningoencephalitis, neurological complications, varicella zoster
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