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Is sputum evaluation useful for patients with community-acquired pneumonia?
No high-quality studies specifically address the utility of sputum Gram stain or culture in the assessment or treatment of community-acquired pneumonia (CAP) or nursing home–acquired pneumonia (NHAP). The available evidence suggests that analysis of the sputum adds little to the care or outcomes of patients with CAP (strength of recommendation [SOR]: B, inconsistent results from non-randomized case control, case series, and a systematic review of disease-oriented evidence).
Evidence summary
Studies investigating the role of sputum Gram stain and culture are both difficult to interpret and compare. The difficulty in obtaining an adequate sputum sample, variation in preparation, levels of skill in interpretation, and the lack of a gold standard for the microbiologic diagnosis of pneumonia all contribute to these difficulties.1
The sole meta-analysis identified 12 studies that met 17 specified study criteria regarding the use of sputum Gram stain for patients with com-munity-acquired pneumococcal pneumonia.1 Sample sizes ranged from 16 to 404; reference standards were most frequently sputum culture but also included culture of transtracheal and bronchial aspirates. Results revealed that patients with community-acquired pneumococcal pneumonia were able to produce a valid sputum sample (≥20 neutrophils, <10 squamous epithe-lial cells per low-power field) 70% of the time; the sensitivity of sputum Gram stain ranged from 15% to 69% (when reviewed by a lab technician); and specificity ranged from 11% to 100%.
Because of the heterogeneity of test characteristics, interpreter skill levels, study populations, and reference standards among the studies in this meta-analysis, no single estimate of Gram stain sensitivity or specificity could be reached. Similarly, information regarding the sensitivity and specificity of sputum culture is lacking. Small studies (n=13–85) using blood culture, transthoracic aspi-rate, or transtracheal aspirate as reference standards in untreated cases of definite pneumococcal pneumonia demonstrate sensitivities ranging from 36% to 100%.2 There are no reliable data regarding the specificity of sputum culture.
Recent nonrandomized studies and case series have called into question the role of sputum analysis in CAP. In a case-control study of 605 patients hospitalized with CAP diagnosed by chest x-ray and either cough, chest pain, auscultatory findings, or leukocytosis, establishing an etiologic diagnosis did not influence the choice of antibiotic therapy, length of hospital stay, or mortality.3 Of the 482 patients who had microbiological diagnostics performed (Mycoplasma pneumoniae serology, respiratory virus serology, blood culture, or sputum culture), only 132 (27%) had a presumptive etiologic diagnosis made. Therapy was narrowed or focused in 49 of the 132 (37%) patients who had a presumptive eti-ologic diagnosis, while 84 of the 350 (24%) without a presumptive diagnosis had their therapy narrowed (P>.05). There was no difference in in-hospi-tal changes of therapy, the proportion of new regi-mens having a narrower antimicrobial spectrum than the initial one, length of hospital stay, death in hospital, or death within 3 months after admission.
A prospective study of 74 patients suggested sputum studies had little use in a highly selected population aged <65 years with nonsevere, uncomplicated CAP and no comorbidities. In the 74 patients who produced a valid sputum sample, Gram stain failed to identify the causative agent in any patient (sensitivity 0%), and sputum cultures identified a pathogen in only 4 patients (sensitivity 5%). All patients responded similarly and, even with the identification of a pathogen in 4 patients, there were no changes in initial empiric antibi-otics.4 In a retrospective case series, 19 of 54 (35%) patients with SCAP did not respond to initial empiric antibiotics and had a change in their antibiotic regimen. There was no difference in mortality between the group that had empiric antibiotic change (11 patients) and the group that had a change based on sputum culture results (3 patients) (relative risk reduction= –0.14; 95% confidence interval, –0.47 to 0.12).5 While these studies suggest the need for re-evaluation of routine sputum analysis, the strength of their conclusions are weakened by lack of randomization, small sample size, inadequate blinding, and lack of control group comparison.
Demographic evidence and nonrandomized trials suggest that patients with CAP who have increased risk of infection from multiple-resistant bacteria, such as patients from long-term care facilities, are a unique population that might need to be evaluated differently. However, the only evidence available regarding the utility of either spu-tum Gram stain or culture for patients with NHAP derives from expert opinion. These authors suggest that determining a causative diagnosis of pneumonia in this population is desirable and postulate that sputum examination would permit recognition of multiply resistant organisms that are being isolated with increasing frequency in long-term care facilities.6,7 However, the same authors acknowledge that the elderly are often too weak or too confused to provide adequate sputum specimens, resulting in a low diagnostic yield, and no data demonstrate that spu-tum evaluation favorably influences the outcome of pneumonia in these patient populations.
Recommendations from others
The Infectious Disease Society of America (IDSA) and the Canadian Infectious Disease Society/Canadian Thoracic Society (CIDS/CTS) recommend routine sputum analysis for all inpa-tients with CAP or NHAP,8,9 while the American Thoracic Society (ATS)10 recommends performing sputum analysis only if a drug-resistant pathogen or an organism not covered by usual empiric therapy is suspected. For those with CAP or NHAP treated as outpatients, the ATS, the IDSA, and the CIDS/CTS recommend microbiological testing only if drug-resistant bacteria or an organism not covered by usual empiric therapy is suspected.
In the outpatient setting, a search for the cause is not likely to be helpful
Jon Neher, MD
Valley Medical Center, Renton, Wash
We are fortunate to have excellent guidelines for the empiric treatment of pneumonia because it is difficult to identify the causative organism. There remain, however, theoretical benefits to uncovering the cause: identification of rare organisms, selection of narrower spectrum antibiotics (lessening the community burden of antibiotic resistance), and better targeting of medications should empiric therapy prove ineffective. In the outpatient setting, a search for the cause is not likely to be helpful. In the inpatient setting—particularly in situations where empiric therapy is failing—desper-ation is a powerful motivator and still prompts use of all options available.
1. Reed WW, Byrd GS, Gates RH, Jr, Howard RS, Weaver MJ. Sputum gram’s stain in community-acquired pneumococ-cal pneumonia. A meta-analysis. West J Med 1996;165:197-204.
2. Skerrett SJ. Diagnostic testing for community-acquired pneumonia. Clin Chest Med 1999;20:531-548.
3. Lidman C, Burman LG, Lagergren A, ÖrtQvist Å. Limited value of routine microbiological diagnostics in patients hospitalized for community-acquired pneumonia. Scand J Infect Dis 2002;34:873-879.
4. Theerthakarai R, El-Halees W, Ismail M, Solis RA, Khan MA. Nonvalue of the initial microbiological studies in the management of nonsevere community-acquired pneumonia. Chest 2001;119:181-184.
5. Sanyal S, Smith PR, Saha AC, Gupta S, Berkowitz L, Homel P. Initial microbiologic studies did not affect outcome in adults hospitalized with community-acquired pneumonia. Am J Respir Crit Care Med 1999;160:346-348.
6. Muder RR. Pneumonia in residents of long-term care facilities: epidemiology, etiology, management, and prevention. Am J Med 1998;105:319-330.
7. Janssens JP, Krause KH. Pneumonia in the very old. Lancet Infect Dis 2004;4:112-124.
8. Bartlett JG, Dowell SF, Mandell LA, File TM, Jr, Musher DM, Fine MJ. Practice guidelines for the management of community acquired pneumonia in adults. Clin Infect Dis 2000;31:347-382.
9. Mandell LA, Marrie TJ, Grossman RF, Chow AW, Hyland RH. Canadian Guidelines for the Initial Management of Community-acquired pneumonia: An Evidence-Based Update by the Canadian Infectious Diseases Society and the Canadian Thoracic Society. Clin Infect Dis 2000;31:383-421.
10. Niederman MS, Mandell LA, Anqueto A, et al. Guidelines for the management of adults with community-acquired pneumonia. Diagnosis, assessment of severity, antimicro-bial therapy and prevention. Am J Respir Crit Care Med 2001;163:1730-1754.
No high-quality studies specifically address the utility of sputum Gram stain or culture in the assessment or treatment of community-acquired pneumonia (CAP) or nursing home–acquired pneumonia (NHAP). The available evidence suggests that analysis of the sputum adds little to the care or outcomes of patients with CAP (strength of recommendation [SOR]: B, inconsistent results from non-randomized case control, case series, and a systematic review of disease-oriented evidence).
Evidence summary
Studies investigating the role of sputum Gram stain and culture are both difficult to interpret and compare. The difficulty in obtaining an adequate sputum sample, variation in preparation, levels of skill in interpretation, and the lack of a gold standard for the microbiologic diagnosis of pneumonia all contribute to these difficulties.1
The sole meta-analysis identified 12 studies that met 17 specified study criteria regarding the use of sputum Gram stain for patients with com-munity-acquired pneumococcal pneumonia.1 Sample sizes ranged from 16 to 404; reference standards were most frequently sputum culture but also included culture of transtracheal and bronchial aspirates. Results revealed that patients with community-acquired pneumococcal pneumonia were able to produce a valid sputum sample (≥20 neutrophils, <10 squamous epithe-lial cells per low-power field) 70% of the time; the sensitivity of sputum Gram stain ranged from 15% to 69% (when reviewed by a lab technician); and specificity ranged from 11% to 100%.
Because of the heterogeneity of test characteristics, interpreter skill levels, study populations, and reference standards among the studies in this meta-analysis, no single estimate of Gram stain sensitivity or specificity could be reached. Similarly, information regarding the sensitivity and specificity of sputum culture is lacking. Small studies (n=13–85) using blood culture, transthoracic aspi-rate, or transtracheal aspirate as reference standards in untreated cases of definite pneumococcal pneumonia demonstrate sensitivities ranging from 36% to 100%.2 There are no reliable data regarding the specificity of sputum culture.
Recent nonrandomized studies and case series have called into question the role of sputum analysis in CAP. In a case-control study of 605 patients hospitalized with CAP diagnosed by chest x-ray and either cough, chest pain, auscultatory findings, or leukocytosis, establishing an etiologic diagnosis did not influence the choice of antibiotic therapy, length of hospital stay, or mortality.3 Of the 482 patients who had microbiological diagnostics performed (Mycoplasma pneumoniae serology, respiratory virus serology, blood culture, or sputum culture), only 132 (27%) had a presumptive etiologic diagnosis made. Therapy was narrowed or focused in 49 of the 132 (37%) patients who had a presumptive eti-ologic diagnosis, while 84 of the 350 (24%) without a presumptive diagnosis had their therapy narrowed (P>.05). There was no difference in in-hospi-tal changes of therapy, the proportion of new regi-mens having a narrower antimicrobial spectrum than the initial one, length of hospital stay, death in hospital, or death within 3 months after admission.
A prospective study of 74 patients suggested sputum studies had little use in a highly selected population aged <65 years with nonsevere, uncomplicated CAP and no comorbidities. In the 74 patients who produced a valid sputum sample, Gram stain failed to identify the causative agent in any patient (sensitivity 0%), and sputum cultures identified a pathogen in only 4 patients (sensitivity 5%). All patients responded similarly and, even with the identification of a pathogen in 4 patients, there were no changes in initial empiric antibi-otics.4 In a retrospective case series, 19 of 54 (35%) patients with SCAP did not respond to initial empiric antibiotics and had a change in their antibiotic regimen. There was no difference in mortality between the group that had empiric antibiotic change (11 patients) and the group that had a change based on sputum culture results (3 patients) (relative risk reduction= –0.14; 95% confidence interval, –0.47 to 0.12).5 While these studies suggest the need for re-evaluation of routine sputum analysis, the strength of their conclusions are weakened by lack of randomization, small sample size, inadequate blinding, and lack of control group comparison.
Demographic evidence and nonrandomized trials suggest that patients with CAP who have increased risk of infection from multiple-resistant bacteria, such as patients from long-term care facilities, are a unique population that might need to be evaluated differently. However, the only evidence available regarding the utility of either spu-tum Gram stain or culture for patients with NHAP derives from expert opinion. These authors suggest that determining a causative diagnosis of pneumonia in this population is desirable and postulate that sputum examination would permit recognition of multiply resistant organisms that are being isolated with increasing frequency in long-term care facilities.6,7 However, the same authors acknowledge that the elderly are often too weak or too confused to provide adequate sputum specimens, resulting in a low diagnostic yield, and no data demonstrate that spu-tum evaluation favorably influences the outcome of pneumonia in these patient populations.
Recommendations from others
The Infectious Disease Society of America (IDSA) and the Canadian Infectious Disease Society/Canadian Thoracic Society (CIDS/CTS) recommend routine sputum analysis for all inpa-tients with CAP or NHAP,8,9 while the American Thoracic Society (ATS)10 recommends performing sputum analysis only if a drug-resistant pathogen or an organism not covered by usual empiric therapy is suspected. For those with CAP or NHAP treated as outpatients, the ATS, the IDSA, and the CIDS/CTS recommend microbiological testing only if drug-resistant bacteria or an organism not covered by usual empiric therapy is suspected.
In the outpatient setting, a search for the cause is not likely to be helpful
Jon Neher, MD
Valley Medical Center, Renton, Wash
We are fortunate to have excellent guidelines for the empiric treatment of pneumonia because it is difficult to identify the causative organism. There remain, however, theoretical benefits to uncovering the cause: identification of rare organisms, selection of narrower spectrum antibiotics (lessening the community burden of antibiotic resistance), and better targeting of medications should empiric therapy prove ineffective. In the outpatient setting, a search for the cause is not likely to be helpful. In the inpatient setting—particularly in situations where empiric therapy is failing—desper-ation is a powerful motivator and still prompts use of all options available.
No high-quality studies specifically address the utility of sputum Gram stain or culture in the assessment or treatment of community-acquired pneumonia (CAP) or nursing home–acquired pneumonia (NHAP). The available evidence suggests that analysis of the sputum adds little to the care or outcomes of patients with CAP (strength of recommendation [SOR]: B, inconsistent results from non-randomized case control, case series, and a systematic review of disease-oriented evidence).
Evidence summary
Studies investigating the role of sputum Gram stain and culture are both difficult to interpret and compare. The difficulty in obtaining an adequate sputum sample, variation in preparation, levels of skill in interpretation, and the lack of a gold standard for the microbiologic diagnosis of pneumonia all contribute to these difficulties.1
The sole meta-analysis identified 12 studies that met 17 specified study criteria regarding the use of sputum Gram stain for patients with com-munity-acquired pneumococcal pneumonia.1 Sample sizes ranged from 16 to 404; reference standards were most frequently sputum culture but also included culture of transtracheal and bronchial aspirates. Results revealed that patients with community-acquired pneumococcal pneumonia were able to produce a valid sputum sample (≥20 neutrophils, <10 squamous epithe-lial cells per low-power field) 70% of the time; the sensitivity of sputum Gram stain ranged from 15% to 69% (when reviewed by a lab technician); and specificity ranged from 11% to 100%.
Because of the heterogeneity of test characteristics, interpreter skill levels, study populations, and reference standards among the studies in this meta-analysis, no single estimate of Gram stain sensitivity or specificity could be reached. Similarly, information regarding the sensitivity and specificity of sputum culture is lacking. Small studies (n=13–85) using blood culture, transthoracic aspi-rate, or transtracheal aspirate as reference standards in untreated cases of definite pneumococcal pneumonia demonstrate sensitivities ranging from 36% to 100%.2 There are no reliable data regarding the specificity of sputum culture.
Recent nonrandomized studies and case series have called into question the role of sputum analysis in CAP. In a case-control study of 605 patients hospitalized with CAP diagnosed by chest x-ray and either cough, chest pain, auscultatory findings, or leukocytosis, establishing an etiologic diagnosis did not influence the choice of antibiotic therapy, length of hospital stay, or mortality.3 Of the 482 patients who had microbiological diagnostics performed (Mycoplasma pneumoniae serology, respiratory virus serology, blood culture, or sputum culture), only 132 (27%) had a presumptive etiologic diagnosis made. Therapy was narrowed or focused in 49 of the 132 (37%) patients who had a presumptive eti-ologic diagnosis, while 84 of the 350 (24%) without a presumptive diagnosis had their therapy narrowed (P>.05). There was no difference in in-hospi-tal changes of therapy, the proportion of new regi-mens having a narrower antimicrobial spectrum than the initial one, length of hospital stay, death in hospital, or death within 3 months after admission.
A prospective study of 74 patients suggested sputum studies had little use in a highly selected population aged <65 years with nonsevere, uncomplicated CAP and no comorbidities. In the 74 patients who produced a valid sputum sample, Gram stain failed to identify the causative agent in any patient (sensitivity 0%), and sputum cultures identified a pathogen in only 4 patients (sensitivity 5%). All patients responded similarly and, even with the identification of a pathogen in 4 patients, there were no changes in initial empiric antibi-otics.4 In a retrospective case series, 19 of 54 (35%) patients with SCAP did not respond to initial empiric antibiotics and had a change in their antibiotic regimen. There was no difference in mortality between the group that had empiric antibiotic change (11 patients) and the group that had a change based on sputum culture results (3 patients) (relative risk reduction= –0.14; 95% confidence interval, –0.47 to 0.12).5 While these studies suggest the need for re-evaluation of routine sputum analysis, the strength of their conclusions are weakened by lack of randomization, small sample size, inadequate blinding, and lack of control group comparison.
Demographic evidence and nonrandomized trials suggest that patients with CAP who have increased risk of infection from multiple-resistant bacteria, such as patients from long-term care facilities, are a unique population that might need to be evaluated differently. However, the only evidence available regarding the utility of either spu-tum Gram stain or culture for patients with NHAP derives from expert opinion. These authors suggest that determining a causative diagnosis of pneumonia in this population is desirable and postulate that sputum examination would permit recognition of multiply resistant organisms that are being isolated with increasing frequency in long-term care facilities.6,7 However, the same authors acknowledge that the elderly are often too weak or too confused to provide adequate sputum specimens, resulting in a low diagnostic yield, and no data demonstrate that spu-tum evaluation favorably influences the outcome of pneumonia in these patient populations.
Recommendations from others
The Infectious Disease Society of America (IDSA) and the Canadian Infectious Disease Society/Canadian Thoracic Society (CIDS/CTS) recommend routine sputum analysis for all inpa-tients with CAP or NHAP,8,9 while the American Thoracic Society (ATS)10 recommends performing sputum analysis only if a drug-resistant pathogen or an organism not covered by usual empiric therapy is suspected. For those with CAP or NHAP treated as outpatients, the ATS, the IDSA, and the CIDS/CTS recommend microbiological testing only if drug-resistant bacteria or an organism not covered by usual empiric therapy is suspected.
In the outpatient setting, a search for the cause is not likely to be helpful
Jon Neher, MD
Valley Medical Center, Renton, Wash
We are fortunate to have excellent guidelines for the empiric treatment of pneumonia because it is difficult to identify the causative organism. There remain, however, theoretical benefits to uncovering the cause: identification of rare organisms, selection of narrower spectrum antibiotics (lessening the community burden of antibiotic resistance), and better targeting of medications should empiric therapy prove ineffective. In the outpatient setting, a search for the cause is not likely to be helpful. In the inpatient setting—particularly in situations where empiric therapy is failing—desper-ation is a powerful motivator and still prompts use of all options available.
1. Reed WW, Byrd GS, Gates RH, Jr, Howard RS, Weaver MJ. Sputum gram’s stain in community-acquired pneumococ-cal pneumonia. A meta-analysis. West J Med 1996;165:197-204.
2. Skerrett SJ. Diagnostic testing for community-acquired pneumonia. Clin Chest Med 1999;20:531-548.
3. Lidman C, Burman LG, Lagergren A, ÖrtQvist Å. Limited value of routine microbiological diagnostics in patients hospitalized for community-acquired pneumonia. Scand J Infect Dis 2002;34:873-879.
4. Theerthakarai R, El-Halees W, Ismail M, Solis RA, Khan MA. Nonvalue of the initial microbiological studies in the management of nonsevere community-acquired pneumonia. Chest 2001;119:181-184.
5. Sanyal S, Smith PR, Saha AC, Gupta S, Berkowitz L, Homel P. Initial microbiologic studies did not affect outcome in adults hospitalized with community-acquired pneumonia. Am J Respir Crit Care Med 1999;160:346-348.
6. Muder RR. Pneumonia in residents of long-term care facilities: epidemiology, etiology, management, and prevention. Am J Med 1998;105:319-330.
7. Janssens JP, Krause KH. Pneumonia in the very old. Lancet Infect Dis 2004;4:112-124.
8. Bartlett JG, Dowell SF, Mandell LA, File TM, Jr, Musher DM, Fine MJ. Practice guidelines for the management of community acquired pneumonia in adults. Clin Infect Dis 2000;31:347-382.
9. Mandell LA, Marrie TJ, Grossman RF, Chow AW, Hyland RH. Canadian Guidelines for the Initial Management of Community-acquired pneumonia: An Evidence-Based Update by the Canadian Infectious Diseases Society and the Canadian Thoracic Society. Clin Infect Dis 2000;31:383-421.
10. Niederman MS, Mandell LA, Anqueto A, et al. Guidelines for the management of adults with community-acquired pneumonia. Diagnosis, assessment of severity, antimicro-bial therapy and prevention. Am J Respir Crit Care Med 2001;163:1730-1754.
1. Reed WW, Byrd GS, Gates RH, Jr, Howard RS, Weaver MJ. Sputum gram’s stain in community-acquired pneumococ-cal pneumonia. A meta-analysis. West J Med 1996;165:197-204.
2. Skerrett SJ. Diagnostic testing for community-acquired pneumonia. Clin Chest Med 1999;20:531-548.
3. Lidman C, Burman LG, Lagergren A, ÖrtQvist Å. Limited value of routine microbiological diagnostics in patients hospitalized for community-acquired pneumonia. Scand J Infect Dis 2002;34:873-879.
4. Theerthakarai R, El-Halees W, Ismail M, Solis RA, Khan MA. Nonvalue of the initial microbiological studies in the management of nonsevere community-acquired pneumonia. Chest 2001;119:181-184.
5. Sanyal S, Smith PR, Saha AC, Gupta S, Berkowitz L, Homel P. Initial microbiologic studies did not affect outcome in adults hospitalized with community-acquired pneumonia. Am J Respir Crit Care Med 1999;160:346-348.
6. Muder RR. Pneumonia in residents of long-term care facilities: epidemiology, etiology, management, and prevention. Am J Med 1998;105:319-330.
7. Janssens JP, Krause KH. Pneumonia in the very old. Lancet Infect Dis 2004;4:112-124.
8. Bartlett JG, Dowell SF, Mandell LA, File TM, Jr, Musher DM, Fine MJ. Practice guidelines for the management of community acquired pneumonia in adults. Clin Infect Dis 2000;31:347-382.
9. Mandell LA, Marrie TJ, Grossman RF, Chow AW, Hyland RH. Canadian Guidelines for the Initial Management of Community-acquired pneumonia: An Evidence-Based Update by the Canadian Infectious Diseases Society and the Canadian Thoracic Society. Clin Infect Dis 2000;31:383-421.
10. Niederman MS, Mandell LA, Anqueto A, et al. Guidelines for the management of adults with community-acquired pneumonia. Diagnosis, assessment of severity, antimicro-bial therapy and prevention. Am J Respir Crit Care Med 2001;163:1730-1754.
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